-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ShnsNZbDoKFZtmPEgNEgOD9LeUuNeNcoPiz9t45n+o/Xu+oyx0UJmMI3ctQNQred Zl6WH0fcODIfqSgA3HiHjw== 0001104659-04-030410.txt : 20041013 0001104659-04-030410.hdr.sgml : 20041013 20041013172031 ACCESSION NUMBER: 0001104659-04-030410 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20041013 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20041013 DATE AS OF CHANGE: 20041013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 041077593 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 8-K 1 a04-11531_18k.htm 8-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)      October 13, 2004

 

Trans World Entertainment Corporation

(Exact name of registrant as specified in its charter)

 

New York

0-14818

14-1541629

(State or other jurisdiction
of incorporation)

(Commission
File Number)

(IRS Employer
Identification No.)

 

 

 

38 Corporate Circle, Albany

12203

(Address of principal executive offices)

(Zip Code)

 

 

 

Registrant’s telephone number, including area code     (518)452-1242

 

 

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



 

ITEM 5.02(b). DEPARTURE OF DIRECTORS OR PRINCIPAL OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF PRINCIPAL OFFICERS.

 

On October 13, 2004, Trans World Entertainment (the “Company”) issued a press release announcing the resignation of Dean Adler from the Board of Directors of the Company.

 

Pursuant to General Instruction F of Form 8-K, a copy of the Press Release is attached hereto as Exhibit 99.1.

 

SECTION 9 - FINANCIAL STATEMENTS AND EXHIBITS

 

(c) EXHIBITS. The following is furnished as an Exhibit to this Report:

 

Exhibit
No.

 

Description

 

 

 

99.1

 

Trans World Entertainment Company Press Release dated October 13, 2004.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

TRANS WORLD ENTERTAINMENT CORPORATION

 

 

 

 

Date: October 13, 2004

/s/  John J. Sullivan

 

 

John J. Sullivan

 

 

Executive Vice President-Finance, Chief
Financial Officer and Secretary

 

 

3



 

EXHIBIT INDEX

 

Exhibit
No.

 

Description

 

 

 

99.1

 

Trans World Entertainment Company Press Release dated October 13, 2004.

 

4


EX-99.1 2 a04-11531_1ex99d1.htm EX-99.1

Exhibit 99.1

 

Contact:
Trans World Entertainment
John J. Sullivan
EVP, Chief Financial Officer
(518) 452-1242

Contact:
MWW Group
Rich Tauberman
(rtauberman@mww.com)
(201) 507-9500

38 Corporate Circle

 

 

Albany, NY 12203

 

 

 

 

 

www.twec.com

 

NEWS RELEASE

 

TRANS WORLD ENTERTAINMENT ANNOUNCES DEAN ADLER TO LEAVE
BOARD OF DIRECTORS

 

Albany, NY, October 13, 2004 — Trans World Entertainment Corporation (Nasdaq: TWMC) announced today that Dean Adler has resigned from the Board of Directors to pursue other interests that will prevent him from dedicating the time necessary to exercise his duties as a board member.

 

“Over the past seven years, Dean has provided excellent service as a Director. We are grateful for his leadership and contributions to the Board over these many years and wish him the best,” said Robert J. Higgins, Chairman of the Board.

 

Trans World Entertainment is a leading specialty retailer of music and video products. The Company operates over 850 retail stores in 47 states, the District of Columbia, the U.S. Virgin Islands, Puerto Rico and e-commerce sites, www.fye.com and www.wherehouse.com. In addition to its mall locations, operated primarily under the FYE brand, the Company also operates freestanding locations under the names Coconuts Music and Movies, Strawberries Music, Wherehouse, CD World, Spec’s and Planet Music.

 

Certain statements in this release set forth management’s intentions, plans, beliefs, expectations or predictions of the future based on current facts and analyses.  Actual results may differ materially from those indicated in such statements. Additional information on factors that may affect the business and financial results of the Company can be found in filings of the Company with the Securities and Exchange Commission.

 


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