0000930413-16-007623.txt : 20160712 0000930413-16-007623.hdr.sgml : 20160712 20160712163203 ACCESSION NUMBER: 0000930413-16-007623 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160706 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160712 DATE AS OF CHANGE: 20160712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 161764219 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 8-K 1 c85549_8k.htm
 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 6, 2016

 

 

 

TRANS WORLD ENTERTAINMENT CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

New York 0-14818 14-1541629
     
(State or other jurisdiction of
incorporation or organization)		 (Commission file number) (I.R.S. Employer
Identification No.)

 

38 Corporate Circle,

Albany, New York 12203

(Address of principal executive offices)

 

(518) 452-1242

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
   
 
 

Item 5.07. Submission of Matters to a Vote of Security Holders

 

At the Annual Meeting, the stockholders of the Company voted on the following proposal, which is more fully described in our proxy statement:

 

On the record date for the Annual Meeting, there were 30,337,938 shares issued, outstanding and entitled to vote. Shareholders holding 28,342,628 shares were present at the meeting, in person or represented by proxy. The results of the voting at the Annual Meeting were as follows:

 

PROPOSAL NO. 1 – ELECTION OF DIRECTORS

 

Director  Votes For  Votes Against  Broker Non-Votes
          
Robert J. Higgins  28,092,384  250,244  0
Michael Feurer  27,509,101  833,527  0
Martin Hanaka  28,115,060  227,568  0
Robert Marks  27,558,671  783,957  0
Dr. Joseph Morone  28,112,422  230,206  0
Michael Nahl  27,509,563  833,065  0
Michael Reickert  28,109,183  233,445  0
Michael Solow  28,113,264  229,364  0

 

PROPOSAL NO. 2- Advisory Vote to Approve Named Executive Officer Compensation

 

Votes For  Votes Against  Abstentions  Broker Non-Votes
          
27,456,085  885,367  1,176  0
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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  July 12, 2016   TRANS WORLD ENTERTAINMENT CORPORATION
     
    By: /s/ John Anderson  
      Name: John Anderson  
      Title:  Chief Financial Officer  
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