0000930413-15-003025.txt : 20150707 0000930413-15-003025.hdr.sgml : 20150707 20150707163713 ACCESSION NUMBER: 0000930413-15-003025 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20150707 DATE AS OF CHANGE: 20150707 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 15976904 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 8-K 1 c81920_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

————————————

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 1, 2015

 

————————————

 

TRANS WORLD ENTERTAINMENT CORPORATION

(Exact name of registrant as specified in its charter)

 

————————————

 

 

New York

 

0-14818

 

14-1541629

(State or other jurisdiction of

incorporation or organization)

 (Commission file number)

(I.R.S. Employer

Identification No.)

 

38 Corporate Circle,

Albany, New York 12203

(Address of principal executive offices)

(518) 452-1242

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

Item 5.07. Submission of Matters to a Vote of Security Holders

At the Annual Meeting, the stockholders of the Company voted on the following proposal, which is more fully described in our proxy statement:

 

 

Proposal No. 1 –Election of Directors; and

 

On the record date for the Annual Meeting, there were 31,153,176 shares issued, outstanding and entitled to vote. Shareholders holding 29,432,341 shares were present at the meeting, in person or represented by proxy. The results of the voting at the Annual Meeting were as follows:

 

PROPOSAL NO. 1 – ELECTION OF DIRECTORS

 

Director     Votes For Votes Against Broker Non-Votes
       
Robert J. Higgins 29,138,701 293,640 0
Martin Hanaka 29,185,802 246,539 0
Robert Marks 29,125,846 306,495 0
Dr. Joseph Morone 29,179,014 253,327 0
Michael Nahl 29,002,067 430,274 0
Michael Solow 29,185,860 246,481 0

 

 

 

      

 

 
 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated:  July 7, 2015 TRANS WORLD ENTERTAINMENT CORPORATION
 

By:   /s/ John Anderson

 Name: John Anderson

 Title: Chief Financial Officer