0000930413-14-003167.txt : 20140708 0000930413-14-003167.hdr.sgml : 20140708 20140708150541 ACCESSION NUMBER: 0000930413-14-003167 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140702 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140708 DATE AS OF CHANGE: 20140708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRANS WORLD ENTERTAINMENT CORP CENTRAL INDEX KEY: 0000795212 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 141541629 STATE OF INCORPORATION: NY FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-14818 FILM NUMBER: 14965252 BUSINESS ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5184521242 MAIL ADDRESS: STREET 1: 38 CORPORATE CIRCLE CITY: ALBANY STATE: NY ZIP: 12203 FORMER COMPANY: FORMER CONFORMED NAME: TRANS WORLD MUSIC CORP DATE OF NAME CHANGE: 19920703 8-K 1 c78051_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 2, 2014

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TRANS WORLD ENTERTAINMENT CORPORATION

(Exact name of registrant as specified in its charter)

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New York

0-14818

14-1541629

(State or other jurisdiction of

incorporation or organization)

(Commission file number)

(I.R.S. Employer

Identification No.)

38 Corporate Circle,

Albany, New York 12203

(Address of principal executive offices)

(518) 452-1242

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 5.07. Submission of Matters to a Vote of Security Holders

At the Annual Meeting, the stockholders of the Company voted on the following proposals, which are more fully described in our proxy statement:

Proposal No. 1 –Election of Directors; and

Proposal No. 2 – To approve the Amended and Restated 2005 Long Term Incentive Plan; and

Proposal No. 3 – To approve the 2014 Trans World Entertainment Executive Bonus Plan; and

On the record date for the Annual Meeting, there were 31,923,021 shares issued, outstanding and entitled to vote. Shareholders holding 29,695,018 shares were present at the meeting, in person or represented by proxy. The results of the voting at the Annual Meeting were as follows:

PROPOSAL NO. 1 – ELECTION OF DIRECTORS

Director	Votes For	Votes Against	Broker Non-Votes

Robert J. Higgins	28,972,446	722,572	0
Martin Hanaka	29,058,759	636,259	0
Robert Marks	28,888,848	806,170	0
Dr. Joseph Morone	28,931,155	763,863	0
Michael Nahl	29,008,840	686,178	0
Michael Solow	29,039,800	655,218	0

PROPOSAL NO. 2- To approve the Amended and Restated 2005 Long Term Incentive Plan

Votes For	Votes Against	Abstentions	Broker Non-Votes

29,167,552	525,104	2,362	0

PROPOSAL NO. 3- TO approve the 2014 Trans World Entertainment Executive Bonus Plan

Votes For	Votes Against	Abstentions	Broker Non-Votes

29,198,745	492,573	3,700	0

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: July 8, 2014

TRANS WORLD ENTERTAINMENT CORPORATION

By: /s/ John Anderson

Name: John Anderson

Title: Chief Financial Officer

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