485BPOS 1 v359996_485bpos.htm AMENDED REGISTRATION STATEMENT

Registration No. 033-06343

811-04704

 

 

 

SECURITIES AND EXCHANGE COMMISSION

                    Washington, D.C. 20549                

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (X)

 

Pre-Effective Amendment No.      ( )

 

Post-Effective Amendment No. 40 (x)

 

and/or

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 (X)

 

Amendment No. 42 (x)

(Check appropriate box or boxes.)

__________________________________

   

THE PRIMARY TREND FUND, INC.

(Exact Name of Registrant as Specified in Charter)

   
3960 Hillside Drive – Suite 204  
Delafield, Wisconsin 53018
(Address of Principal Executive Offices) (Zip Code)
   

(262) 303-4850

(Registrant’s Telephone Number, including Area Code)

   
Lilli Gust Copy to:
Arnold Investment Counsel Incorporated Peter D. Fetzer
3960 Hillside Drive – Suite 204 Foley & Lardner LLP
Delafield, Wisconsin 53018 777 East Wisconsin Avenue
(Name and Address of Agent for Service) Milwaukee, Wisconsin 53202

 

 

Approximate Date of Proposed Public Offering: As soon as practicable after the Registration Statement becomes effective.

 

It is proposed that this filing become effective (check appropriate box):

 

S immediately upon filing pursuant to paragraph (b)

 

£ on (date) pursuant to paragraph (b)

 

£ 60 days after filing pursuant to paragraph (a)(1)

 

£ on (date) pursuant to paragraph (a) (1)

 

£ 75 days after filing pursuant to paragraph (a)(2)

 

£ on (date) pursuant to paragraph (a) (2) of Rule 485

 

 
 

EXPLANATORY NOTE

 

This Post-Effective Amendment (“PEA”) No. 40 to the Registration Statement of The Primary Trend Fund, Inc. (the “Company”) on Form N-1A hereby incorporates Parts A, B and C from the Company’s PEA No. 39 on Form N-1A filed October 28, 2013, as amended by the Rule 497(c) filing of the Prospectus and Statement of Additional Information on November 1, 2013 under the Securities Act of 1933. This PEA No. 40 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in the Prospectus filed on October 28, 2013, as amended by the Rule 497(c) filing of the Prospectus on November 1, 2013 under the Securities Act of 1933.

 

 

 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Amended Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Amended Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Delafield and State of Wisconsin on the 19th day of November, 2013.

 

  THE PRIMARY TREND FUND, INC.
    (Registrant)
     
     
  By: /s/ Lilli Gust
    Lilli Gust
    President

 

Pursuant to the requirements of the Securities Act of 1933, this Amended Registration Statement has been signed below by the following persons in the capacities and on the date(s) indicated.

 

 

Name Title Date
     
     
Lilli Gust Principal Executive Officer November 19, 2013
Lilli Gust and Principal Financial and Accounting Officer  
     
     
     
Barry S. Arnold Director November 19, 2013
Barry S. Arnold    
     
     
Clark J. Hillery Director November 19, 2013
Clark J. Hillery    
     
     
William J. Rack Director November 19, 2013
William J. Rack    
 
 

EXHIBIT INDEX

 

Exhibit Exhibit No.
   
Instance Document EX-101.INS
Schema Document EX-101.SCH
Calculation Linkbase Document EX-101.CAL
Definition Linkbase Document EX-101.DEF
Label Linkbase Document EX-101.LAB
Presentation Linkbase Document EX-101.PRE