0000794367-20-000033.txt : 20200325 0000794367-20-000033.hdr.sgml : 20200325 20200325165506 ACCESSION NUMBER: 0000794367-20-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200323 FILED AS OF DATE: 20200325 DATE AS OF CHANGE: 20200325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harper John T. CENTRAL INDEX KEY: 0001802657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13536 FILM NUMBER: 20742782 MAIL ADDRESS: STREET 1: C/O MACY'S, INC. STREET 2: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Macy's, Inc. CENTRAL INDEX KEY: 0000794367 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 133324058 STATE OF INCORPORATION: DE FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 5135797585 MAIL ADDRESS: STREET 1: 151 WEST 34TH STREET CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED DEPARTMENT STORES INC /DE/ DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: R H MACY & CO INC DATE OF NAME CHANGE: 19950307 FORMER COMPANY: FORMER CONFORMED NAME: MACY ACQUIRING CORP DATE OF NAME CHANGE: 19861124 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-23 0 0000794367 Macy's, Inc. M 0001802657 Harper John T. C/O MACY'S, INC. 151 WEST 34TH STREET NEW YORK NY 10001 0 1 0 0 Chief Operations Officer Common Stock 2020-03-23 4 M 0 2080 A 23850 D Common Stock 2020-03-23 4 S 0 979 4.8911 D 22871 D Common Stock 2020-03-23 4 M 0 1838 A 24709 D Common Stock 2020-03-23 4 M 0 13781 A 38490 D Common Stock 2020-03-23 4 S 0 5144 5.5835 D 33346 D Common Stock 23686 I By 401(k) Plan Restricted Stock Units 2020-03-23 4 M 0 2080 D Common Stock 2080 6242 D Restricted Stock Units 2020-03-23 4 M 0 13781 D Common Stock 13781 0 D Restricted Stock Units 2020-03-23 4 M 0 1838 D Common Stock 1838 3675 D One-for-one conversion Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2020 by $5.66, the stock price of such date. On March 21, 2019, the reporting person was granted 8,322 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date. On March 23, 2018, the reporting person was granted 27,563 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. On March 23, 2018, the reporting person was granted 7350 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. /s/Steven R. Watts, as attorney-in-fact for John T. Harper pursuant to a Power of Attorney 2020-03-25