The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN INC | COM | 018490102 | 250 | 1,175 | SH | SOLE | 1,175 | 0 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 4,506 | 190,730 | SH | SOLE | 133,225 | 0 | 57,505 | ||
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 497 | 58,271 | SH | SOLE | 45,415 | 0 | 12,856 | ||
AMC NETWORKS INC | CL A | 00164V103 | 6,341 | 99,465 | SH | SOLE | 60,975 | 0 | 38,490 | ||
AMREIT INC NEW | CL B | 03216B208 | 2,144 | 80,759 | SH | SOLE | 71,180 | 0 | 9,579 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 555 | 33,796 | SH | SOLE | 27,745 | 0 | 6,051 | ||
APOLLO INVT CORP | NOTE 5.750% 1/1 | 03761UAE6 | 1,049 | 1,030,000 | SH | SOLE | 725,000 | 0 | 305,000 | ||
APPLE INC | COM | 037833100 | 11,859 | 107,097 | SH | SOLE | 78,367 | 0 | 28,730 | ||
ARES CAP CORP | NOTE 5.750% 2/0 | 04010LAB9 | 523 | 510,000 | SH | SOLE | 270,000 | 0 | 240,000 | ||
AT&T INC | COM | 00206R102 | 7,568 | 225,247 | SH | SOLE | 225,247 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 595 | 7,145 | SH | SOLE | 7,145 | 0 | 0 | ||
AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 4,986 | 144,830 | SH | SOLE | 103,610 | 0 | 41,220 | ||
AVG TECHNOLOGIES N V | SHS | N07831105 | 221 | 11,270 | SH | SOLE | 7,700 | 0 | 3,570 | ||
BAKER HUGHES INC | COM | 057224107 | 561 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BANC CALIF INC | COM | 05990K106 | 2,779 | 242,720 | SH | SOLE | 147,580 | 0 | 95,140 | ||
BANK AMER CORP | COM | 060505104 | 825 | 46,100 | SH | SOLE | 0 | 0 | 46,100 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 630 | 15,530 | SH | SOLE | 7,440 | 0 | 8,090 | ||
BIOSCRIP INC | COM | 09069N108 | 2,281 | 326,710 | SH | SOLE | 151,085 | 0 | 175,625 | ||
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 338 | 41,637 | SH | SOLE | 27,990 | 0 | 13,647 | ||
BLACKROCK INTL GRWTH & INC T | COM BENE INTER | 092524107 | 263 | 39,236 | SH | SOLE | 26,812 | 0 | 12,424 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 872 | 89,842 | SH | SOLE | 75,750 | 0 | 14,092 | ||
BOULDER BRANDS INC | COM | 101405108 | 146 | 13,160 | SH | SOLE | 8,940 | 0 | 4,220 | ||
BP PLC | SPONSORED ADR | 055622104 | 818 | 21,358 | SH | SOLE | 19,226 | 0 | 2,132 | ||
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 533 | 11,550 | SH | SOLE | 11,550 | 0 | 0 | ||
CACI INTL INC | CL A | 127190304 | 234 | 2,710 | SH | SOLE | 2,095 | 0 | 615 | ||
CASELLA WASTE SYS INC | CL A | 147448104 | 50 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CASTLE A M & CO | COM | 148411101 | 89 | 11,191 | SH | SOLE | 11,191 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 518 | 5,655 | SH | SOLE | 5,655 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 4,357 | 55,380 | SH | SOLE | 37,500 | 0 | 17,880 | ||
CITIGROUP INC | COM NEW | 172967424 | 6,199 | 114,795 | SH | SOLE | 80,690 | 0 | 34,105 | ||
CLOROX CO DEL | COM | 189054109 | 372 | 3,570 | SH | SOLE | 3,570 | 0 | 0 | ||
COHEN & STEERS CLOSED END OP | COM | 19248P106 | 354 | 26,806 | SH | SOLE | 18,640 | 0 | 8,166 | ||
COMCAST CORP NEW | CL A | 20030N101 | 477 | 8,224 | SH | SOLE | 8,224 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 505 | 7,310 | SH | SOLE | 7,310 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 3,069 | 50,090 | SH | SOLE | 33,490 | 0 | 16,600 | ||
DOW CHEM CO | COM | 260543103 | 315 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | ||
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 852 | 11,860 | SH | SOLE | 8,578 | 0 | 3,282 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 549 | 7,435 | SH | SOLE | 7,435 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 874 | 24,230 | SH | SOLE | 24,230 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 7,247 | 85,695 | SH | SOLE | 69,595 | 0 | 16,100 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,513 | 16,342 | SH | SOLE | 16,342 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,028 | 40,631 | SH | SOLE | 34,622 | 0 | 6,009 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 469 | 55,075 | SH | SOLE | 7,000 | 0 | 48,075 | ||
GILEAD SCIENCES INC | COM | 375558103 | 424 | 4,500 | SH | SOLE | 0 | 0 | 4,500 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 3,794 | 104,265 | SH | SOLE | 73,375 | 0 | 30,890 | ||
GOOGLE INC | CL C | 38259P706 | 592 | 1,125 | SH | SOLE | 0 | 0 | 1,125 | ||
GREEN BANCORP INC | COM | 39260X100 | 2,662 | 220,946 | SH | SOLE | 148,115 | 0 | 72,831 | ||
HALLIBURTON CO | COM | 406216101 | 4,392 | 111,215 | SH | SOLE | 81,295 | 0 | 29,920 | ||
HANCOCK HLDG CO | COM | 410120109 | 683 | 22,387 | SH | SOLE | 20,315 | 0 | 2,072 | ||
HERCULES TECH GROWTH CAP INC | COM | 427096508 | 780 | 52,370 | SH | SOLE | 40,990 | 0 | 11,380 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 6,539 | 262,335 | SH | SOLE | 184,560 | 0 | 77,775 | ||
HOLOGIC INC | COM | 436440101 | 8,956 | 335,342 | SH | SOLE | 231,592 | 0 | 103,750 | ||
IAC INTERACTIVECORP | COM PAR $.001 | 44919P508 | 5,938 | 97,760 | SH | SOLE | 71,050 | 0 | 26,710 | ||
INTEL CORP | COM | 458140100 | 392 | 10,755 | SH | SOLE | 10,755 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 690 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | 3,318 | 159,645 | SH | SOLE | 128,930 | 0 | 30,715 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 568 | 4,915 | SH | SOLE | 4,915 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 518 | 12,232 | SH | SOLE | 12,232 | 0 | 0 | ||
KKR & CO L P DEL | COM UNITS | 48248M102 | 7,838 | 337,812 | SH | SOLE | 251,230 | 0 | 86,582 | ||
KOHLS CORP | COM | 500255104 | 3,837 | 62,954 | SH | SOLE | 49,427 | 0 | 13,527 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 672 | 10,702 | SH | SOLE | 10,702 | 0 | 0 | ||
LEUCADIA NATL CORP | COM | 527288104 | 382 | 17,060 | SH | SOLE | 15,010 | 0 | 2,050 | ||
LORILLARD INC | COM | 544147101 | 315 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 246 | 9,940 | SH | SOLE | 5,031 | 0 | 4,909 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,329 | 16,078 | SH | SOLE | 16,078 | 0 | 0 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 538 | 18,498 | SH | SOLE | 14,808 | 0 | 3,690 | ||
MARKET VECTORS ETF TR | INVT GRD FL RT | 57060U514 | 201 | 8,100 | SH | SOLE | 3,000 | 0 | 5,100 | ||
MCDONALDS CORP | COM | 580135101 | 355 | 3,780 | SH | SOLE | 3,780 | 0 | 0 | ||
MEDALLION FINL CORP | COM | 583928106 | 202 | 20,160 | SH | SOLE | 12,200 | 0 | 7,960 | ||
METLIFE INC | COM | 59156R108 | 2,705 | 50,032 | SH | SOLE | 41,510 | 0 | 8,522 | ||
MICROSOFT CORP | COM | 594918104 | 9,537 | 205,255 | SH | SOLE | 155,526 | 0 | 49,729 | ||
MID-AMER APT CMNTYS INC | COM | 59522J103 | 396 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
MOLSON COORS BREWING CO | CL B | 60871R209 | 962 | 12,896 | SH | SOLE | 9,770 | 0 | 3,126 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 193 | 18,140 | SH | SOLE | 16,550 | 0 | 1,590 | ||
NCR CORP NEW | COM | 62886E108 | 3,460 | 118,548 | SH | SOLE | 73,288 | 0 | 45,260 | ||
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 382 | 72,270 | SH | SOLE | 51,300 | 0 | 20,970 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 301 | 5,740 | SH | SOLE | 4,680 | 0 | 1,060 | ||
ORBITAL SCIENCES CORP | COM | 685564106 | 225 | 8,402 | SH | SOLE | 5,932 | 0 | 2,470 | ||
ORION MARINE GROUP INC | COM | 68628V308 | 189 | 17,230 | SH | SOLE | 13,250 | 0 | 3,980 | ||
OUTERWALL INC | COM | 690070107 | 7,079 | 93,982 | SH | SOLE | 68,165 | 0 | 25,817 | ||
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 503 | 33,005 | SH | SOLE | 24,875 | 0 | 8,130 | ||
PEPSICO INC | COM | 713448108 | 687 | 7,280 | SH | SOLE | 7,280 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 447 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 620 | 12,085 | SH | SOLE | 12,085 | 0 | 0 | ||
POPULAR INC | COM NEW | 733174700 | 7,253 | 213,150 | SH | SOLE | 142,460 | 0 | 70,690 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 515 | 5,652 | SH | SOLE | 5,652 | 0 | 0 | ||
PROSHARES TR II | ULTRA GOLD | 74347W601 | 423 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 6,676 | 89,810 | SH | SOLE | 64,235 | 0 | 25,575 | ||
REPUBLIC SVCS INC | COM | 760759100 | 1,204 | 30,024 | SH | SOLE | 26,310 | 0 | 3,714 | ||
SANDRIDGE ENERGY INC | COM | 80007P307 | 41 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 4,771 | 55,865 | SH | SOLE | 40,495 | 0 | 15,370 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 245 | 3,370 | SH | SOLE | 2,270 | 0 | 1,100 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 222 | 14,308 | SH | SOLE | 8,658 | 0 | 5,650 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 386 | 39,500 | SH | SOLE | 39,500 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 173 | 28,200 | SH | SOLE | 28,200 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.550% 3/0 | 85571BAA3 | 826 | 780,000 | SH | SOLE | 550,000 | 0 | 230,000 | ||
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 697 | 52,000 | SH | SOLE | 20,250 | 0 | 31,750 | ||
SYMANTEC CORP | COM | 871503108 | 4,345 | 169,485 | SH | SOLE | 118,945 | 0 | 50,540 | ||
SYSCO CORP | COM | 871829107 | 487 | 12,250 | SH | SOLE | 12,250 | 0 | 0 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 223 | 15,641 | SH | SOLE | 15,641 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 6,249 | 108,490 | SH | SOLE | 86,115 | 0 | 22,375 | ||
THE ADT CORPORATION | COM | 00101J106 | 6,793 | 187,405 | SH | SOLE | 133,075 | 0 | 54,330 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 801 | 15,664 | SH | SOLE | 12,720 | 0 | 2,944 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 480 | 11,835 | SH | SOLE | 11,835 | 0 | 0 | ||
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 7,082 | 54,710 | SH | SOLE | 35,535 | 0 | 19,175 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,555 | 54,653 | SH | SOLE | 53,411 | 0 | 1,242 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | 2,299 | 67,239 | SH | SOLE | 45,564 | 0 | 21,675 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 406 | 7,923 | SH | SOLE | 7,923 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 742 | 13,520 | SH | SOLE | 11,840 | 0 | 1,680 | ||
WYNN RESORTS LTD | COM | 983134107 | 1,955 | 13,199 | SH | SOLE | 10,692 | 0 | 2,507 | ||
ZOETIS INC | CL A | 98978V103 | 2,459 | 57,163 | SH | SOLE | 37,583 | 0 | 19,580 |