0000794221-14-000005.txt : 20141114 0000794221-14-000005.hdr.sgml : 20141114 20141114170311 ACCESSION NUMBER: 0000794221-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KING INVESTMENT ADVISORS INC/TX CENTRAL INDEX KEY: 0000794221 IRS NUMBER: 760185389 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01717 FILM NUMBER: 141225285 BUSINESS ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77056-3898 BUSINESS PHONE: 7139610462 MAIL ADDRESS: STREET 1: 1980 POST OAK BLVD STREET 2: #2300 CITY: HOUSTON STATE: TX ZIP: 77056-3898 FORMER COMPANY: FORMER CONFORMED NAME: JENSWOLD KING & ASSOCIATES INC/TX/ DATE OF NAME CHANGE: 19980212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000794221 XXXXXXXX 09-30-2014 09-30-2014 KING INVESTMENT ADVISORS INC/TX
1980 POST OAK BLVD #2300 HOUSTON TX 77056-3898
13F HOLDINGS REPORT 028-01717 N
Pat H. Swanson Managing Director 713-961-0462 Pat H. Swanson Houston TX 11-14-2014 0 110 219691 false
INFORMATION TABLE 2 king3q14.inftab.xml ALPINE TOTAL DYNAMIC DIVID FCOM SH BEN INT N02106020750259043SHSOLE 45415013628AMC NETWORKS INCCL A00164V103570297605SHSOLE 61240036365AMREIT INC NEWCL B03216B2082743119434SHSOLE 107065012369APOLLO COML REAL EST FIN INCCOM03762U10553734156SHSOLE 2774506411APOLLO INVT CORPNOTE 5.750% 1/103761UAE610721030SHSOLE 7250305APPLE INCCOM03783310010698106183SHSOLE 77750028433ARES CAP CORPNOTE 5.750% 2/004010LAB9537515SHSOLE 2750240AT&T INCCOM00206R1028048228372SHSOLE 22837200AUTOMATIC DATA PROCESSING INCOM0530151035947145SHSOLE 714500AUXILIUM PHARMACEUTICALS INCCOM05334D1078438282675SHSOLE 1731900109485BAKER HUGHES INCCOM05722410765110000SHSOLE 1000000BANC CALIF INCCOM05990K1062721233990SHSOLE 147280086710BANK AMER CORPCOM06050510478846202SHSOLE 102046100BANK NEW YORK MELLON CORPCOM06405810057614865SHSOLE 722507640BIOSCRIP INCCOM09069N1082259326930SHSOLE 1579350168995BLACKROCK ENHANCED EQT DIV TCOM09251A10434842447SHSOLE 27990014457BLACKROCK INTL GRWTH & INC TCOM BENE INTER09252410724732851SHSOLE 19612013239BLACKROCK RES & COMM STRAT TSHS09257A108109597527SHSOLE 86505011022BP PLCSPONSORED ADR05562210498222353SHSOLE 2010102252BROADRIDGE FINL SOLUTIONS INCOM11133T10348111550SHSOLE 1155000CASELLA WASTE SYS INCCL A1474481046717500SHSOLE 1750000CASTLE A M & COCOM1484111019611191SHSOLE 1119100CATERPILLAR INC DELCOM1491231015605655SHSOLE 565500CHECK POINT SOFTWARE TECH LTORDM22465104387455950SHSOLE 38400017550CHEVRON CORP NEWCOM1667641002121780SHSOLE 178000CITIGROUP INCCOM NEW1729674245915114145SHSOLE 81040033105CLOROX CO DELCOM1890541093433570SHSOLE 357000COHEN & STEERS CLOSED END OPCOM19248P10635627316SHSOLE 1864008676COMCAST CORP NEWCL A20030N1014428224SHSOLE 822400CONOCOPHILLIPSCOM20825C1045597310SHSOLE 731000CONVERSANT INCCOM21249J1053038855SHSOLE 564003215DEVON ENERGY CORP NEWCOM25179M103342250185SHSOLE 33790016395DR PEPPER SNAPPLE GROUP INCCOM26138E10977512050SHSOLE 857803472DU PONT E I DE NEMOURS & COCOM2635341095848135SHSOLE 813500ENTERPRISE PRODS PARTNERS LCOM29379210797624230SHSOLE 2423000EXPRESS SCRIPTS HLDG COCOM30219G108603985505SHSOLE 69895015610EXXON MOBIL CORPCOM30231G102153716342SHSOLE 1634200FREEPORT-MCMORAN INCCL B35671D8575705174735SHSOLE 122470052265GENERAL ELECTRIC COCOM369604103104140628SHSOLE 3461906009GENWORTH FINL INCCOM CL A37247D10630123000SHSOLE 0023000GILEAD SCIENCES INCCOM3755581034794500SHSOLE 004500GOLAR LNG LTD BERMUDASHSG9456A1006752101685SHSOLE 73030028655GREEN BANCORP INCCOM39260X1003802221676SHSOLE 159355062321HALLIBURTON COCOM4062161017193111505SHSOLE 82195029310HANCOCK HLDG COCOM41012010974323167SHSOLE 2098502182HERCULES TECH GROWTH CAP INCCOM42709650867046360SHSOLE 3817008190HERTZ GLOBAL HOLDINGS INCCOM42805T10528911400SHSOLE 0011400HOLOGIC INCCOM4364401017609312752SHSOLE 227767084985IAC INTERACTIVECORPCOM PAR $.00144919P508638496880SHSOLE 71650025230INTEL CORPCOM45814010037410755SHSOLE 1075500INTERNATIONAL BUSINESS MACHSCOM4592001018164300SHSOLE 430000JPMORGAN CHASE & CO*W EXP 10/28/20146634E1143146156430SHSOLE 129630026800KIMBERLY CLARK CORPCOM4943681035294915SHSOLE 491500KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501062242400SHSOLE 240000KKR & CO L P DELCOM UNITS48248M1027590340377SHSOLE 253930086447KOHLS CORPCOM500255104385063084SHSOLE 49677013407KRAFT FOODS GROUP INCCOM50076Q10660410702SHSOLE 1070200LEUCADIA NATL CORPCOM52728810427811680SHSOLE 112800400LORILLARD INCCOM5441471013005000SHSOLE 500000MACQUARIE GLBL INFRA TOTL RECOM55608D10125310235SHSOLE 503105204MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106135716118SHSOLE 1611800MAIN STREET CAPITAL CORPCOM56035L10457418718SHSOLE 1480803910MARKET VECTORS ETF TRINVT GRD FL RT57060U5142048100SHSOLE 300005100MCDERMOTT INTL INCCOM5800371096411200SHSOLE 1120000MCDONALDS CORPCOM5801351013583780SHSOLE 378000MEDALLION FINL CORPCOM58392810617715220SHSOLE 680008420METLIFE INCCOM59156R108269450157SHSOLE 4166008497MICROSOFT CORPCOM5949181049550206005SHSOLE 156876049129MID-AMER APT CMNTYS INCCOM59522J1033485300SHSOLE 530000MOLSON COORS BREWING COCL B60871R20996012896SHSOLE 977003126MORGAN STANLEY EM MKTS DM DECOM61747710425521590SHSOLE 2000001590NEUBERGER BERMAN RE ES SEC FCOM64190A10337176970SHSOLE 56000020970OAKTREE CAP GROUP LLCUNIT CL A6740012012825515SHSOLE 433501180OASIS PETE INC NEWCOM67421510892722160SHSOLE 4200017960ORBITAL SCIENCES CORPCOM6855641062047332SHSOLE 733200ORION MARINE GROUP INCCOM68628V30813213250SHSOLE 1325000OUTERWALL INCCOM690070107520092687SHSOLE 68515024172PEOPLES UNITED FINANCIAL INCCOM71270410548533485SHSOLE 2487508610PEPSICO INCCOM7134481086787280SHSOLE 728000PIONEER NAT RES COCOM7237871075913000SHSOLE 300000PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310571112085SHSOLE 1208500POPULAR INCCOM NEW7331747006193210380SHSOLE 143260067120PROCTER & GAMBLE COCOM7427181094735652SHSOLE 565200PROSHARES TR IIULTRA GOLD74347W60144611000SHSOLE 1100000REPUBLIC SVCS INCCOM760759100118130279SHSOLE 2631003969SANCHEZ ENERGY CORPCOM79970Y1052685102235SHSOLE 68510033725SANDRIDGE ENERGY INCCOM80007P3079722500SHSOLE 2250000SCHLUMBERGER LTDCOM806857108570356085SHSOLE 40980015105SPROTT PHYSICAL GOLD TRUSTUNIT85207H10439439500SHSOLE 3950000SPROTT PHYSICAL SILVER TRTR UNIT85207K10719428200SHSOLE 2820000STARWOOD PPTY TR INCNOTE 4.550% 3/085571BAA3835780000SHSOLE 5500000230000SUSQUEHANNA BANCSHARES INC PCOM86909910157357250SHSOLE 26250031000SYMANTEC CORPCOM8715031084698199825SHSOLE 126395073430SYSCO CORPCOM87182910746512250SHSOLE 1225000TELEFONICA S ASPONSORED ADR8793822085172336500SHSOLE 283850052650TETRA TECH INC NEWCOM88162G10339215690SHSOLE 4490011200TEVA PHARMACEUTICAL INDS LTDADR8816242095862109055SHSOLE 87140021915THE ADT CORPORATIONCOM00101J1063816107615SHSOLE 62790044825TOTAL S ASPONSORED ADR89151E10996314944SHSOLE 1183003114TRANSOCEAN LTDREG SHSH8817H10076323855SHSOLE 7655016200UNILEVER PLCSPON ADR NEW90476770449611835SHSOLE 1183500UNITED THERAPEUTICS CORP DELCOM91307C102692853855SHSOLE 35735018120VERIZON COMMUNICATIONS INCCOM92343V104271854379SHSOLE 5306101318VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308226668897SHSOLE 47154021743WASTE MGMT INC DELCOM94106L1093777923SHSOLE 792300WELLS FARGO & CO NEWCOM94974610170113520SHSOLE 1184001680WYNN RESORTS LTDCOM983134107245713134SHSOLE 1069202442ZIX CORPCOM98974P100554161927SHSOLE 67537094390ZOETIS INCCL A98978V103215658353SHSOLE 39683018670