0001225208-16-041891.txt : 20161116 0001225208-16-041891.hdr.sgml : 20161116 20161116185607 ACCESSION NUMBER: 0001225208-16-041891 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161116 DATE AS OF CHANGE: 20161116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BISCHMANN JOANNE M CENTRAL INDEX KEY: 0001311749 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 162003517 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2016-11-14 0000793952 HARLEY DAVIDSON INC HOG 0001311749 BISCHMANN JOANNE M HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 Vice President, Communications Common Stock 2016-11-14 4 M 0 5037.0000 45.3200 A 6771.2223 D Common Stock 2016-11-14 4 S 0 5037.0000 60.0000 D 1734.2223 D Common Stock 4089.8430 I By 401(k) Stock Option (right to buy) 45.3200 2016-11-14 4 M 0 5037.0000 0.0000 D 2013-02-06 2022-02-06 Common Stock 5037.0000 0.0000 D Restricted Stock Units 0.0000 Common Stock 4079.0000 4079.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 3392.0000 3392.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 4586.0000 4586.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 5007.0000 5007.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 6513.0000 6513.0000 D Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. All options are currently exercisable. RSUs granted on 2/4/14 were granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. RSUs granted on 2/3/15 and 2/2/16 were granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) and 2/2/2016 ( granted pursuant to the 2014 Incentive Stock Plan) each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. /s/ Rebecca W. House, as Power of Attorney 2016-11-16