0001225208-16-037620.txt : 20160808 0001225208-16-037620.hdr.sgml : 20160808 20160808183945 ACCESSION NUMBER: 0001225208-16-037620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160804 FILED AS OF DATE: 20160808 DATE AS OF CHANGE: 20160808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KORNETZKE MARK R CENTRAL INDEX KEY: 0001466727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 161815555 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON MOTOR COMPANY STREET 2: 3700 W. JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2016-08-04 0000793952 HARLEY DAVIDSON INC HOG 0001466727 KORNETZKE MARK R HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 Chief Accounting Officer Common Stock 2016-08-04 4 S 0 1681.0000 52.1570 D 0.0000 D Common Stock 2016-08-05 4 I 0 2528.3232 53.4900 D 1747.4656 I By 401(k) Restricted Stock Units 0.0000 Common Stock 3005.0000 3005.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 2100.0000 2100.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 2369.0000 2369.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 2071.0000 2071.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 2565.0000 2565.0000 D Stock Option (right to buy) 41.3300 2012-02-09 2021-02-09 Common Stock 2524.0000 2524.0000 D Stock Option (right to buy) 22.6300 2011-02-10 2020-02-10 Common Stock 3626.0000 3626.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 1698.0000 1698.0000 D On August 5, 2016, Mr. Kornetzke reallocated the funds in his 40l(k) account. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) and 2/2/2016 ( granted pursuant to the 2014 Incentive Stock Plan) each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. All options are currently exercisable. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. /s/ Rebecca W. House, as Power of Attorney 2016-08-08