0001225208-16-033166.txt : 20160511 0001225208-16-033166.hdr.sgml : 20160511 20160511175424 ACCESSION NUMBER: 0001225208-16-033166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160510 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kumbier Michelle CENTRAL INDEX KEY: 0001640036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 161641043 MAIL ADDRESS: STREET 1: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2016-05-10 0000793952 HARLEY DAVIDSON INC HOG 0001640036 Kumbier Michelle HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 SVP, Motor Co. Product & Ops Common Stock 2016-05-10 4 M 0 12011.0000 41.3300 A 12011.0000 D Common Stock 2016-05-10 4 M 0 8920.0000 45.3200 A 20931.0000 D Common Stock 2016-05-10 4 M 0 5736.0000 39.0400 A 26667.0000 D Common Stock 2016-05-10 4 S 0 26667.0000 46.2504 D 0.0000 D Common Stock 2274.7263 I By 401(k) Stock Option (right to buy) 45.3200 2016-05-10 4 M 0 8920.0000 0.0000 D 2013-02-06 2022-02-06 Common Stock 8920.0000 0.0000 D Stock Option (right to buy) 41.3300 2016-05-10 4 M 0 12011.0000 0.0000 D 2012-02-09 2021-02-09 Common Stock 12011.0000 0.0000 D Stock Option (right to buy) 39.0400 2016-05-10 4 M 0 5736.0000 0.0000 D 2009-02-13 2018-02-13 Common Stock 5736.0000 0.0000 D Restricted Stock Units 0.0000 Common Stock 21237.0000 21237.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 10484.0000 10484.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 10980.0000 10980.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 9823.0000 9823.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 2934.0000 2934.0000 D The reported price in this column is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.250 to $46.256 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/4/2014 (pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. All options are currently exercisable. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. Rebecca W. House, as power of attorney 2016-05-11