0001225208-15-003259.txt : 20150209 0001225208-15-003259.hdr.sgml : 20150209 20150209194918 ACCESSION NUMBER: 0001225208-15-003259 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150206 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARLEY DAVIDSON INC CENTRAL INDEX KEY: 0000793952 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 391382325 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3700 W JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 BUSINESS PHONE: 414-343-8553 MAIL ADDRESS: STREET 1: 3700 W. JUNEAU AVE CITY: MILWAUKEE STATE: WI ZIP: 53208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER JOHN P CENTRAL INDEX KEY: 0001467127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09183 FILM NUMBER: 15590083 MAIL ADDRESS: STREET 1: HARLEY-DAVIDSON, INC. STREET 2: 3700 WEST JUNEAU AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53208 4 1 doc4.xml X0306 4 2015-02-06 0000793952 HARLEY DAVIDSON INC HOG 0001467127 BAKER JOHN P HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE WI 53208 1 GM, Corp Strat,Bus Dev & Susta Common Stock 2015-02-06 4 F 0 283.0000 64.2100 D 1488.0000 D Common Stock 2015-02-06 4 S 0 942.0000 64.0700 D 546.0000 D Common Stock (restricted stock) 807.0000 D Common Stock 10649.5943 I By 401(k) Restricted Stock Units 0.0000 Common Stock 3941.0000 3941.0000 D Stock Option (right to buy) 63.4900 2016-02-03 2025-02-03 Common Stock 3864.0000 3864.0000 D Stock Option (right to buy) 51.7800 2014-02-04 2023-02-04 Common Stock 3873.0000 3873.0000 D Stock Option (right to buy) 62.3300 2015-02-04 2024-02-04 Common Stock 3662.0000 3662.0000 D Stock Option (right to buy) 45.3200 2013-02-06 2022-02-06 Common Stock 3978.0000 3978.0000 D Stock Option (right to buy) 68.9100 2008-02-14 2017-02-14 Common Stock 951.0000 951.0000 D On 2/6/2015, 829 shares of restricted stock vested. 283 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 546 shares are now reflected as common stock. The restricted stock granted 2/6/12 and 2/6/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2015, 829 shares of restricted stock vested. 283 shares were withheld to pay the tax withholding associated with the vesting. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant. All options are currently exercisable. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. Paul J. Jones, as power of attorney 2015-02-09