Quarterly Portfolios of Investments
July 31, 2021
International & Global Funds
|
|
Retirement
Class
|
Institutional
Class
|
Administrative
Class
|
Investor
Class
|
|
Harbor Diversified International
All Cap Fund
|
HNIDX
|
HAIDX
|
HRIDX
|
HIIDX
|
|
Harbor Emerging Markets Equity
Fund
|
HNEMX
|
HAEMX
|
HREMX
|
HIEEX
|
|
Harbor Focused International
Fund
|
HNFRX
|
HNFSX
|
HNFDX
|
HNFIX
|
|
Harbor Global Leaders Fund
|
HNGIX
|
HGGAX
|
HRGAX
|
HGGIX
|
|
Harbor International Fund
|
HNINX
|
HAINX
|
HRINX
|
HIINX
|
|
Harbor International Growth Fund
|
HNGFX
|
HAIGX
|
HRIGX
|
HIIGX
|
|
Harbor International Small Cap
Fund
|
HNISX
|
HAISX
|
HRISX
|
HIISX
|
|
Harbor Overseas Fund
|
HAORX
|
HAOSX
|
HAOAX
|
HAONX
|
Harbor Diversified International All Cap Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—97.8%
|
|||
|
Shares
|
|
Value
|
|
|
AEROSPACE & DEFENSE—0.9%
|
|||
|
|
20,273
|
Airbus SE (France)*
|
$2,781
|
|
|
351,687
|
BAE Systems plc (United Kingdom)
|
2,820
|
|
|
298,047
|
Embraer SA (Brazil)*
|
1,064
|
|
|
1,543,712
|
Rolls-Royce Holdings plc (United Kingdom)*
|
2,132
|
|
|
13,569
|
Thales SA (France)
|
1,424
|
|
|
|
|
10,221
|
|
AIR FREIGHT & LOGISTICS—0.1%
|
|||
|
|
27,011
|
Oesterreichische Post AG (Austria)
|
1,426
|
|
AIRLINES—0.5%
|
|||
|
|
172,044
|
Air Canada (Canada)*
|
3,445
|
|
|
150,017
|
EasyJet plc (United Kingdom)
|
1,760
|
|
|
287,541
|
Qantas Airways Ltd. (Australia)*
|
969
|
|
|
|
|
6,174
|
|
AUTO COMPONENTS—1.1%
|
|||
|
|
57,500
|
Bridgestone Corp. (Japan)
|
2,533
|
|
|
269,522
|
Gestamp Automocion SA (Spain)*,1
|
1,318
|
|
|
214,184
|
GUD Holdings Ltd. (Australia)
|
1,855
|
|
|
24,718
|
Hankook Tire & Technology Co. Ltd. (South Korea)
|
1,040
|
|
|
146,500
|
Johnson Electric Holdings Ltd. (Hong Kong)
|
343
|
|
|
16,900
|
Koito Manufacturing Co. Ltd. (Japan)
|
1,034
|
|
|
35,056
|
Magna International Inc. (Canada)
|
2,939
|
|
|
43,600
|
Sumitomo Electric Industries Ltd. (Japan)
|
620
|
|
|
13,100
|
Toyota Industries Corp. (Japan)
|
1,099
|
|
|
|
|
12,781
|
|
AUTOMOBILES—1.2%
|
|||
|
|
1,253,931
|
BAIC Motor Corp. Ltd. (China)1
|
448
|
|
|
31,225
|
Bayerische Motoren Werke AG (Germany)
|
3,105
|
|
|
233,586
|
Mahindra & Mahindra Ltd. (India)
|
2,343
|
|
|
92,900
|
Toyota Motor Corp. (Japan)
|
8,340
|
|
|
|
|
14,236
|
|
BANKS—9.0%
|
|||
|
|
174,691
|
Australia & New Zealand Banking Group Ltd.
(Australia)
|
3,556
|
|
|
733,674
|
Axis Bank Ltd. (India)*
|
7,011
|
|
|
67,937
|
Bancolombia SA ADR (Colombia)2
|
1,933
|
|
|
797,900
|
Bank Central Asia TBK PT (Indonesia)
|
1,647
|
|
|
2,981,500
|
Bank Mandiri Persero TBK PT (Indonesia)
|
1,175
|
|
|
683,224
|
Bank of Ireland Group plc (Ireland)*
|
3,625
|
|
|
67,147
|
Bank of Nova Scotia (Canada)
|
4,191
|
|
|
776,040
|
Bank of The Philippine Islands (Philippines)
|
1,251
|
|
|
3,630,047
|
Barclays plc (United Kingdom)
|
8,781
|
|
|
122,671
|
BNP Paribas SA (France)
|
7,480
|
|
|
976,205
|
Caixabank SA (Spain)
|
2,899
|
|
|
9,216
|
Capitec Bank Holdings Ltd. (South Africa)
|
1,023
|
|
|
41,098
|
Close Brothers Group plc (United Kingdom)
|
881
|
|
|
23,807
|
Danske Bank AS (Denmark)
|
417
|
|
|
168,947
|
DBS Group Holdings Ltd. (Singapore)
|
3,780
|
|
|
97,065
|
DNB Bank ASA (Norway)
|
1,988
|
|
|
11,437,876
|
Eurobank Ergasias SA (Greece)*
|
10,780
|
|
|
34,100
|
Fukuoka Financial Group Inc. (Japan)
|
575
|
|
|
8,327,045
|
Grupo Financiero Inbursa SAB de CV (Mexico)
|
8,019
|
|
|
22,431
|
Hana Financial Group Inc. (South Korea)
|
846
|
|
|
46,846
|
HDFC Bank Ltd. ADR (India)2
|
3,306
|
|
|
249,162
|
HSBC Holdings plc (Hong Kong)
|
1,375
|
|
|
289,521
|
Intesa Sanpaolo SpA (Italy)
|
800
|
|
|
713,300
|
Kasikornbank PCL (Thailand)
|
2,235
|
|
|
44,224
|
Komercni Banka AS (Czech Republic)*
|
1,642
|
|
|
10,856,612
|
Lloyds Banking Group plc (United Kingdom)
|
6,864
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
BANKS—Continued
|
|||
|
|
1,014,800
|
Resona Holdings Inc. (Japan)
|
$3,810
|
|
|
277,083
|
Standard Chartered plc (United Kingdom)
|
1,661
|
|
|
75,100
|
Sumitomo Mitsui Financial Group Inc. (Japan)
|
2,532
|
|
|
65,000
|
Sumitomo Mitsui Trust Holdings Inc. (Japan)
|
2,134
|
|
|
317,818
|
Svenska Handelsbanken AB (Sweden)
|
3,582
|
|
|
367,907
|
UniCredit SpA (Italy)
|
4,401
|
|
|
115,382
|
United Overseas Bank Ltd. (Singapore)
|
2,231
|
|
|
|
|
108,431
|
|
BEVERAGES—3.5%
|
|||
|
|
913,077
|
AmBev SA (Brazil)
|
2,917
|
|
|
38,948
|
Anheuser-Busch InBev SA (Belgium)
|
2,458
|
|
|
14,000
|
Asahi Group Holdings Ltd. (Japan)
|
630
|
|
|
17,850
|
Carlsberg AS (Denmark)
|
3,299
|
|
|
32,668
|
Coca-Cola Europacific Partners plc (United States)
|
2,028
|
|
|
141,360
|
Davide Campari-Milano NV (Italy)
|
1,987
|
|
|
112,752
|
Diageo plc (United Kingdom)
|
5,591
|
|
|
1,145,334
|
East African Breweries Ltd. (Kenya)*
|
1,921
|
|
|
81,276
|
Fomento Economico Mexicano SAB de CV ADR
(Mexico)2
|
7,101
|
|
|
45,756
|
Heineken NV (Netherlands)
|
5,328
|
|
|
290,200
|
Kirin Holdings Co. Ltd. (Japan)
|
5,308
|
|
|
4,301
|
Pernod Ricard SA (France)
|
949
|
|
|
22,000
|
Suntory Beverage & Food Ltd. (Japan)
|
771
|
|
|
3,755,700
|
Thai Beverage PCL (Singapore)
|
1,799
|
|
|
|
|
42,087
|
|
BUILDING PRODUCTS—1.5%
|
|||
|
|
228,774
|
Assa Abloy AB Class B (Sweden)
|
7,338
|
|
|
8,727
|
Geberit AG (Switzerland)
|
7,166
|
|
|
256,640
|
GWA Group Ltd. (Australia)
|
530
|
|
|
96,500
|
LIXIL Group Corp. (Japan)
|
2,633
|
|
|
|
|
17,667
|
|
CAPITAL MARKETS—2.5%
|
|||
|
|
334,613
|
3i Group plc (United Kingdom)
|
5,947
|
|
|
217,588
|
Brookfield Asset Management Inc. (Canada)
|
11,746
|
|
|
92,900
|
Daiwa Securities Group Inc. (Japan)
|
488
|
|
|
47,783
|
Georgia Capital plc (United Kingdom)*
|
418
|
|
|
154,399
|
IG Group Holdings plc (United Kingdom)
|
1,913
|
|
|
18,500
|
JAFCO Group Co. Ltd. (Japan)
|
1,057
|
|
|
17,200
|
Japan Exchange Group Inc. (Japan)
|
391
|
|
|
509,760
|
Jupiter Fund Management plc (United Kingdom)
|
1,916
|
|
|
450,200
|
Nomura Holdings Inc. (Japan)
|
2,254
|
|
|
21,873
|
Rathbone Brothers plc (United Kingdom)
|
570
|
|
|
143,705
|
St. James's Place plc (United Kingdom)
|
3,166
|
|
|
34,513
|
UBS Group AG (Switzerland)
|
569
|
|
|
|
|
30,435
|
|
CHEMICALS—1.1%
|
|||
|
|
100,400
|
Air Water Inc. (Japan)
|
1,501
|
|
|
62,191
|
BASF SE (Germany)
|
4,887
|
|
|
35,665
|
Enaex SA (Chile)
|
361
|
|
|
1,400
|
Nippon Shokubai Co. Ltd. (Japan)
|
67
|
|
|
33,100
|
Nissan Chemical Corp. (Japan)
|
1,622
|
|
|
6,900
|
Nitto Denko Corp. (Japan)
|
513
|
|
|
139,228
|
Orica Ltd. (Australia)
|
1,270
|
|
|
7,600
|
Shin-Etsu Chemical Co. Ltd. (Japan)
|
1,240
|
|
|
15,700
|
Sumitomo Bakelite Co. Ltd. (Japan)
|
683
|
|
|
16,600
|
Tokyo Ohka Kogyo Co. Ltd. (Japan)
|
1,076
|
|
|
|
|
13,220
|
1
Harbor Diversified International All Cap Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
COMMERCIAL SERVICES & SUPPLIES—1.8%
|
|||
|
|
11,000
|
AEON Delight Co. Ltd. (Japan)
|
$362
|
|
|
303,744
|
Brambles Ltd. (Australia)
|
2,600
|
|
|
1,385,189
|
Cleanaway Waste Management Ltd. (Australia)
|
2,596
|
|
|
27,596
|
Elis SA (France)*
|
495
|
|
|
353,768
|
HomeServe plc (United Kingdom)
|
4,590
|
|
|
81,987
|
Ritchie Bros Auctioneers Inc. (Canada)
|
4,894
|
|
|
22,291
|
S-1 Corp. (South Korea)
|
1,562
|
|
|
16,200
|
Secom Co. Ltd. (Japan)
|
1,226
|
|
|
1,267,918
|
Serco Group plc (United Kingdom)
|
2,493
|
|
|
19,800
|
Sohgo Security Services Co. Ltd. (Japan)
|
926
|
|
|
|
|
21,744
|
|
CONSTRUCTION & ENGINEERING—0.8%
|
|||
|
|
52,106
|
Boskalis Westminster NV (Netherlands)
|
1,640
|
|
|
22,838
|
Ferrovial SA (Spain)
|
678
|
|
|
130,300
|
Maeda Corp. (Japan)
|
1,095
|
|
|
360,000
|
Obayashi Corp. (Japan)
|
2,944
|
|
|
209,600
|
Penta-Ocean Construction Co. Ltd. (Japan)
|
1,420
|
|
|
1,196,307
|
Raubex Group Ltd. (South Africa)
|
2,322
|
|
|
|
|
10,099
|
|
CONSTRUCTION MATERIALS—1.2%
|
|||
|
|
17,618
|
CRH plc (Ireland)
|
881
|
|
|
249,708
|
Fletcher Building Ltd. (New Zealand)
|
1,330
|
|
|
60,072
|
Holcim Ltd. (Switzerland)*
|
3,522
|
|
|
6,224
|
Imerys SA (France)
|
288
|
|
|
39,040
|
James Hardie Industries PLC CDI (Australia)2
|
1,317
|
|
|
124,400
|
Taiheiyo Cement Corp. (Japan)
|
2,898
|
|
|
9,661
|
Vicat SA (France)
|
487
|
|
|
86,845
|
Wienerberger AG (Austria)
|
3,550
|
|
|
|
|
14,273
|
|
CONSUMER FINANCE—0.9%
|
|||
|
|
4,803,481
|
Gentera SAB de CV (Mexico)*
|
2,794
|
|
|
354,952
|
International Personal Finance plc (United Kingdom)
|
737
|
|
|
329,768
|
Non-Standard Finance plc (United Kingdom)*,1
|
17
|
|
|
257,177
|
Provident Financial plc (United Kingdom)*
|
1,012
|
|
|
306,696
|
Shriram Transport Finance Co. Ltd. (India)
|
5,781
|
|
|
|
|
10,341
|
|
CONTAINERS & PACKAGING—0.4%
|
|||
|
|
576,153
|
DS Smith plc (United Kingdom)
|
3,385
|
|
|
113,200
|
Toyo Seikan Group Holdings Ltd. (Japan)
|
1,540
|
|
|
|
|
4,925
|
|
DISTRIBUTORS—0.4%
|
|||
|
|
269,183
|
Inchcape plc (United Kingdom)
|
3,180
|
|
|
114,900
|
Jardine Cycle & Carriage Ltd. (Singapore)
|
1,738
|
|
|
|
|
4,918
|
|
DIVERSIFIED FINANCIAL SERVICES—0.9%
|
|||
|
|
1,469,256
|
AMP Ltd. (Australia)
|
1,126
|
|
|
178,000
|
Chailease Holding Co. Ltd. (Taiwan)
|
1,477
|
|
|
149,668
|
Challenger Ltd. (Australia)
|
626
|
|
|
1,224,000
|
First Pacific Co. Ltd. (Hong Kong)
|
408
|
|
|
252,233
|
JSE Ltd. (South Africa)
|
1,764
|
|
|
18,133
|
Macquarie Group Ltd. (Australia)
|
2,094
|
|
|
468,815
|
Remgro Ltd. (South Africa)
|
3,566
|
|
|
|
|
11,061
|
|
DIVERSIFIED TELECOMMUNICATION SERVICES—1.6%
|
|||
|
|
48,241
|
BCE Inc. (Canada)
|
2,408
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
DIVERSIFIED TELECOMMUNICATION SERVICES—Continued
|
|||
|
|
87,946
|
Deutsche Telekom AG (Germany)
|
$1,825
|
|
|
753,248
|
Koninklijke KPN NV (Netherlands)3
|
2,472
|
|
|
200,112
|
KT Corp. ADR (South Korea)2
|
2,880
|
|
|
215,300
|
Nippon Telegraph & Telephone Corp. (Japan)
|
5,513
|
|
|
597,500
|
Singapore Telecommunications Ltd. (Singapore)
|
1,001
|
|
|
662,413
|
Telkom SA SOC Ltd. (South Africa)
|
1,918
|
|
|
540,571
|
Telstra Corp. Ltd. (Australia)
|
1,506
|
|
|
|
|
19,523
|
|
ELECTRIC UTILITIES—0.3%
|
|||
|
|
27,458
|
Orsted AS (Denmark)1
|
4,073
|
|
ELECTRICAL EQUIPMENT—2.4%
|
|||
|
|
117,128
|
ABB Ltd. (Switzerland)
|
4,282
|
|
|
17,943
|
Havells India Ltd. (India)
|
283
|
|
|
60,223
|
Legrand SA (France)
|
6,787
|
|
|
8,900
|
Mabuchi Motor Co. Ltd. (Japan)
|
335
|
|
|
28,927
|
Schneider Electric SE (France)
|
4,845
|
|
|
2,261,850
|
TECO Electric and Machinery Co. Ltd. (Taiwan)
|
2,517
|
|
|
278,017
|
Vestas Wind Systems AS (Denmark)
|
10,252
|
|
|
|
|
29,301
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—1.1%
|
|||
|
|
433,000
|
Chroma ATE Inc. (Taiwan)
|
3,050
|
|
|
497,315
|
Delta Electronics Inc. (Taiwan)
|
5,125
|
|
|
30,100
|
Kyocera Corp. (Japan)
|
1,860
|
|
|
9,000
|
Omron Corp. (Japan)
|
770
|
|
|
9,700
|
Shimadzu Corp. (Japan)
|
391
|
|
|
12,500
|
TDK Corp. (Japan)
|
1,426
|
|
|
|
|
12,622
|
|
ENERGY EQUIPMENT & SERVICES—0.3%
|
|||
|
|
310,095
|
John Wood Group plc (United Kingdom)*
|
939
|
|
|
50,013
|
Petrofac Ltd. (United Kingdom)*
|
72
|
|
|
1,106,172
|
Saipem SpA (Italy)
|
2,538
|
|
|
6,362
|
Technip Energies NV (France)*
|
86
|
|
|
31,113
|
TechnipFMC plc (France)
|
225
|
|
|
|
|
3,860
|
|
ENTERTAINMENT—0.8%
|
|||
|
|
27,061
|
CTS Eventim AG & Co. KGaA (Germany)*
|
1,839
|
|
|
10,000
|
Konami Holdings Corp. (Japan)
|
554
|
|
|
4,426,400
|
Major Cineplex Group PCL (Thailand)
|
2,626
|
|
|
61,434
|
Modern Times Group MTG AB Class B (Sweden)
|
873
|
|
|
17,200
|
Nexon Co. Ltd. (Japan)
|
354
|
|
|
1,500
|
Nintendo Co. Ltd. (Japan)
|
771
|
|
|
3,703
|
Sea Ltd. ADR (Singapore)*,2
|
1,023
|
|
|
27,600
|
Toho Co. Ltd. (Japan)
|
1,201
|
|
|
|
|
9,241
|
|
FOOD & STAPLES RETAILING—2.1%
|
|||
|
|
131,903
|
Alimentation Couche-Tard Inc. (Canada)
|
5,317
|
|
|
39,167
|
Bid Corp. Ltd. (South Africa)*
|
860
|
|
|
48,164
|
Clicks Group Ltd. (South Africa)
|
872
|
|
|
110,947
|
Koninklijke Ahold Delhaize NV (Netherlands)
|
3,449
|
|
|
78,510
|
Loblaw Cos. Ltd. (Canada)
|
5,311
|
|
|
16,900
|
Matsumotokiyoshi Holdings Co. Ltd. (Japan)
|
751
|
|
|
238,362
|
Metcash Ltd. (Australia)
|
706
|
|
|
24,917
|
PriceSmart Inc. (United States)
|
2,236
|
|
|
58,400
|
Seven & I Holdings Co. Ltd. (Japan)
|
2,606
|
|
|
23,200
|
Sundrug Co. Ltd. (Japan)
|
753
|
2
Harbor Diversified International All Cap Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
FOOD & STAPLES RETAILING—Continued
|
|||
|
|
570,669
|
Tesco plc (United Kingdom)
|
$1,847
|
|
|
14,266
|
X5 Retail Group NV GDR (Russia)2
|
462
|
|
|
|
|
25,170
|
|
FOOD PRODUCTS—2.9%
|
|||
|
|
14,100
|
Calbee Inc. (Japan)
|
324
|
|
|
373,000
|
China Mengniu Dairy Co. Ltd. (China)*
|
2,025
|
|
|
3,557,500
|
Delfi Ltd. (Singapore)
|
2,220
|
|
|
220,774
|
Devro plc (United Kingdom)
|
680
|
|
|
26,700
|
Fuji Oil Holdings Inc. (Japan)
|
604
|
|
|
546,557
|
Industrias Bachoco SAB de CV (Mexico)
|
1,991
|
|
|
50,100
|
Megmilk Snow Brand Co. Ltd. (Japan)
|
942
|
|
|
10,800
|
Meiji Holdings Co. Ltd. (Japan)
|
669
|
|
|
26,500
|
NH Foods Ltd. (Japan)
|
1,069
|
|
|
101,400
|
Nippon Suisan Kaisha Ltd. (Japan)
|
526
|
|
|
531,624
|
Tiger Brands Ltd. (South Africa)
|
6,999
|
|
|
2,666,255
|
Tingyi Cayman Islands Holding Corp. (China)
|
4,807
|
|
|
55,700
|
Toyo Suisan Kaisha Ltd. (Japan)
|
2,126
|
|
|
379,323
|
Ulker Biskuvi Sanayi AS (Turkey)
|
898
|
|
|
1,897,000
|
Uni-President China Holdings Ltd. (China)
|
1,907
|
|
|
31,285
|
Viscofan SA (Spain)
|
2,173
|
|
|
4,425,000
|
Want Want China Holdings Ltd. (China)
|
2,987
|
|
|
22,200
|
Yakult Honsha Co. Ltd. (Japan)
|
1,312
|
|
|
|
|
34,259
|
|
GAS UTILITIES—0.0%
|
|||
|
|
11,500
|
Tokyo Gas Co. Ltd. (Japan)
|
218
|
|
HEALTH CARE EQUIPMENT & SUPPLIES—2.9%
|
|||
|
|
46,351
|
Coloplast AS Class B (Denmark)
|
8,476
|
|
|
1,198,386
|
ConvaTec Group plc (United Kingdom)1
|
3,946
|
|
|
88,998
|
Demant AS (Denmark)*
|
5,439
|
|
|
52,431
|
Getinge AB Class B (Sweden)
|
2,279
|
|
|
65,001
|
GN Store Nord AS (Denmark)
|
5,696
|
|
|
6,600
|
Hoya Corp. (Japan)
|
932
|
|
|
43,000
|
Japan Lifeline Co. Ltd. (Japan)
|
541
|
|
|
69,708
|
Koninklijke Philips NV (Netherlands)
|
3,214
|
|
|
33,900
|
Olympus Corp. (Japan)
|
698
|
|
|
37,984
|
Smith & Nephew plc (United Kingdom)
|
775
|
|
|
8,276
|
Sonova Holding AG (Switzerland)
|
3,249
|
|
|
|
|
35,245
|
|
HEALTH CARE PROVIDERS & SERVICES—0.8%
|
|||
|
|
66,900
|
Alfresa Holdings Corp. (Japan)
|
1,019
|
|
|
27,276
|
Amplifon SpA (Italy)
|
1,347
|
|
|
63,357
|
Fresenius Medical Care AG & Co. KGaA (Germany)
|
4,994
|
|
|
76,500
|
MediPAL Holdings Corp. (Japan)
|
1,440
|
|
|
25,100
|
Ship Healthcare Holdings Inc. (Japan)
|
633
|
|
|
|
|
9,433
|
|
HOTELS, RESTAURANTS & LEISURE—3.2%
|
|||
|
|
25,844
|
Aristocrat Leisure Ltd. (Australia)
|
792
|
|
|
45,634
|
Carnival plc (United Kingdom)*
|
903
|
|
|
302,299
|
Compass Group plc (United Kingdom)*
|
6,387
|
|
|
273,457
|
Entain plc (United Kingdom)*
|
6,896
|
|
|
44,082
|
Flutter Entertainment plc (United Kingdom)*
|
7,528
|
|
|
261,000
|
Galaxy Entertainment Group Ltd. (Hong Kong)*
|
1,769
|
|
|
1,576,500
|
Genting Singapore Ltd. (Singapore)
|
941
|
|
|
10,507
|
InterContinental Hotels Group PLC (United Kingdom)*
|
694
|
|
|
54,022
|
Playtech plc (United Kingdom)*
|
278
|
|
|
1,255,529
|
SSP Group plc (United Kingdom)*
|
4,553
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
HOTELS, RESTAURANTS & LEISURE—Continued
|
|||
|
|
547,406
|
TUI AG (Germany)
|
$2,563
|
|
|
87,464
|
Yum China Holdings Inc. (China)
|
5,439
|
|
|
|
|
38,743
|
|
HOUSEHOLD DURABLES—0.8%
|
|||
|
|
95,996
|
Barratt Developments plc (United Kingdom)
|
938
|
|
|
57,800
|
Casio Computer Co. Ltd. (Japan)
|
942
|
|
|
605,100
|
MRV Engenharia e Participacoes SA (Brazil)
|
1,666
|
|
|
7,200
|
Rinnai Corp. (Japan)
|
669
|
|
|
44,200
|
Sekisui Chemical Co. Ltd. (Japan)
|
763
|
|
|
22,700
|
Sony Group Corp. (Japan)
|
2,371
|
|
|
788,601
|
Taylor Wimpey plc (United Kingdom)
|
1,803
|
|
|
|
|
9,152
|
|
HOUSEHOLD PRODUCTS—0.7%
|
|||
|
|
1,840,790
|
Kimberly-Clark de Mexico SAB de CV (Mexico)
|
2,985
|
|
|
22,500
|
Lion Corp. (Japan)
|
390
|
|
|
62,066
|
Reckitt Benckiser Group plc (United Kingdom)
|
4,748
|
|
|
|
|
8,123
|
|
INDUSTRIAL CONGLOMERATES—2.7%
|
|||
|
|
4,013,100
|
ALFA SAB de CV (Mexico)
|
3,036
|
|
|
118,000
|
CK Hutchison Holdings Ltd. (Hong Kong)
|
862
|
|
|
35,197
|
DCC plc (United Kingdom)
|
2,947
|
|
|
87,410
|
GT Capital Holdings Inc. (Philippines)
|
951
|
|
|
220,400
|
Hitachi Ltd. (Japan)
|
12,677
|
|
|
72,500
|
Jardine Matheson Holdings Ltd. (Hong Kong)
|
4,313
|
|
|
42,425
|
LG Corp. (South Korea)
|
3,477
|
|
|
171,047
|
PSG Group Ltd. (South Africa)
|
887
|
|
|
1,505,388
|
Quinenco SA (Chile)
|
2,866
|
|
|
1,849,900
|
Sime Darby Berhad (Malaysia)
|
943
|
|
|
|
|
32,959
|
|
INSURANCE—5.3%
|
|||
|
|
76,067
|
Admiral Group plc (United Kingdom)
|
3,593
|
|
|
619,800
|
AIA Group Ltd. (Hong Kong)
|
7,416
|
|
|
184,558
|
AXA SA (France)
|
4,780
|
|
|
1,483
|
Brookfield Asset Management Reinsurance Partners
Ltd. (Bermuda)*
|
80
|
|
|
257,500
|
Dai-ichi Life Holdings Inc. (Japan)
|
4,739
|
|
|
19,262
|
Fairfax Financial Holdings Ltd. (Canada)
|
8,114
|
|
|
87,900
|
Great Eastern Holdings Ltd. (Singapore)
|
1,402
|
|
|
6,210
|
Hannover Rueck SE (Germany)
|
1,044
|
|
|
5,504
|
Helvetia Holding AG (Switzerland)
|
599
|
|
|
81,212
|
Hiscox Ltd. (United Kingdom)
|
986
|
|
|
256,400
|
Japan Post Holdings Co. Ltd. (Japan)*
|
2,176
|
|
|
29,600
|
MS&AD Insurance Group Holdings Inc. (Japan)
|
915
|
|
|
875,941
|
Porto Seguro SA (Brazil)*
|
8,688
|
|
|
41,944
|
Prudential plc (United Kingdom)
|
788
|
|
|
308,092
|
QBE Insurance Group Ltd. (Australia)*
|
2,469
|
|
|
150,873
|
Qualitas Controladora SAB de CV (Mexico)
|
733
|
|
|
114,651
|
Sampo OYJ (Finland)
|
5,518
|
|
|
18,537
|
Samsung Fire & Marine Insurance Co. Ltd. (South
Korea)
|
3,458
|
|
|
63,400
|
Sompo Holdings Inc. (Japan)
|
2,621
|
|
|
64,700
|
T&D Holdings Inc. (Japan)
|
828
|
|
|
55,800
|
Tokio Marine Holdings Inc. (Japan)
|
2,660
|
|
|
|
|
63,607
|
|
INTERACTIVE MEDIA & SERVICES—1.8%
|
|||
|
|
270,994
|
Auto Trader Group plc (United Kingdom)1
|
2,455
|
|
|
51,521
|
Baidu Inc. ADR (China)*,2
|
8,450
|
|
|
162,643
|
Carsales.com Ltd. (Australia)
|
2,623
|
3
Harbor Diversified International All Cap Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
INTERACTIVE MEDIA & SERVICES—Continued
|
|||
|
|
138,075
|
Domain Holdings Australia Ltd. (Australia)*
|
$495
|
|
|
794,881
|
Rightmove plc (United Kingdom)
|
7,754
|
|
|
|
|
21,777
|
|
INTERNET & DIRECT MARKETING RETAIL—1.5%
|
|||
|
|
97,683
|
HelloFresh SE (Germany)*
|
9,157
|
|
|
26,645
|
Just Eat Takeaway.com NV (Netherlands)*,1
|
2,366
|
|
|
8,591
|
Naspers Ltd. (South Africa)
|
1,658
|
|
|
567,520
|
PChome Online Inc. (Taiwan)
|
2,670
|
|
|
35,787
|
Vipshop Holdings Ltd. ADR (China)*,2
|
595
|
|
|
3,042
|
Zooplus AG (Germany)*
|
1,036
|
|
|
18,500
|
ZOZO Inc. (Japan)
|
630
|
|
|
|
|
18,112
|
|
IT SERVICES—2.2%
|
|||
|
|
16,160
|
Alten SA (France)
|
2,569
|
|
|
2,410,182
|
Capita plc (United Kingdom)*
|
1,181
|
|
|
75,380
|
Edenred (France)
|
4,379
|
|
|
64,085
|
Genpact Ltd. (United States)
|
3,192
|
|
|
61,986
|
Infosys Ltd. ADR (India)2
|
1,371
|
|
|
51,100
|
NEC Corp. (Japan)
|
2,592
|
|
|
41,000
|
NET One Systems Co. Ltd. (Japan)
|
1,406
|
|
|
11,800
|
Nomura Research Institute Ltd. (Japan)
|
380
|
|
|
30,400
|
NS Solutions Corp. (Japan)
|
968
|
|
|
222,700
|
NTT Data Corp. (Japan)
|
3,450
|
|
|
10,400
|
Otsuka Corp. (Japan)
|
540
|
|
|
6,525
|
Reply SpA (Italy)
|
1,166
|
|
|
35,000
|
SCSK Corp. (Japan)
|
2,110
|
|
|
20,027
|
Tata Consultancy Services Ltd. (India)
|
852
|
|
|
|
|
26,156
|
|
LEISURE PRODUCTS—1.8%
|
|||
|
|
27,200
|
Bandai Namco Holdings Inc. (Japan)
|
1,760
|
|
|
667,386
|
Giant Manufacturing Co. Ltd. (Taiwan)
|
7,686
|
|
|
495,611
|
Merida Industry Co. Ltd. (Taiwan)
|
5,953
|
|
|
118,700
|
Sega Sammy Holdings Inc. (Japan)
|
1,497
|
|
|
117,515
|
Spin Master Corp. (Canada)*,1
|
4,505
|
|
|
|
|
21,401
|
|
LIFE SCIENCES TOOLS & SERVICES—0.5%
|
|||
|
|
44,008
|
Eurofins Scientific SE (France)
|
5,264
|
|
|
8,006
|
Gerresheimer AG (Germany)
|
836
|
|
|
|
|
6,100
|
|
MACHINERY—2.2%
|
|||
|
|
16,507
|
Andritz AG (Austria)
|
909
|
|
|
378,450
|
CNH Industrial NV (Italy)
|
6,319
|
|
|
10,100
|
Daifuku Co. Ltd. (Japan)
|
905
|
|
|
96,725
|
Fluidra SA (Spain)
|
3,921
|
|
|
16,035
|
GEA Group AG (Germany)
|
711
|
|
|
4,400
|
Hoshizaki Corp. (Japan)
|
370
|
|
|
10,500
|
Makita Corp. (Japan)
|
546
|
|
|
52,200
|
NSK Ltd. (Japan)
|
431
|
|
|
142,969
|
Rotork plc (United Kingdom)
|
717
|
|
|
156,435
|
Sandvik AB (Sweden)
|
4,079
|
|
|
31,101
|
Stabilus SA (Germany)
|
2,469
|
|
|
137,000
|
Techtronic Industries Co. Ltd. (Hong Kong)
|
2,443
|
|
|
107,868
|
Wartsila OYJ ABP (Finland)
|
1,625
|
|
|
455,000
|
Weichai Power Co. Ltd. (China)
|
997
|
|
|
|
|
26,442
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
MARINE—0.5%
|
|||
|
|
56,384,563
|
Cia Sud Americana de Vapores SA (Chile)
|
$4,427
|
|
|
220,582
|
Irish Continental Group plc (Ireland)
|
1,159
|
|
|
|
|
5,586
|
|
MEDIA—2.0%
|
|||
|
|
51,300
|
Daily Mail & General Trust plc (United Kingdom)
|
780
|
|
|
45,776
|
Euromoney Institutional Investor plc (United Kingdom)
|
647
|
|
|
163,100
|
Fuji Media Holdings Inc. (Japan)
|
1,770
|
|
|
168,222
|
Grupo Televisa SAB ADR (Mexico)2
|
2,279
|
|
|
50,500
|
Hakuhodo DY Holdings Inc. (Japan)
|
768
|
|
|
128,521
|
Informa plc (United Kingdom)*
|
883
|
|
|
2,407,860
|
ITV plc (United Kingdom)*
|
3,744
|
|
|
91,029
|
JC Decaux SA (France)*
|
2,483
|
|
|
25,461,121
|
Media Nusantara Citra TBK PT (Indonesia)
|
1,391
|
|
|
46,574
|
MediaSet Espana Comunicacion SA (Spain)*
|
278
|
|
|
153,920
|
Nippon Television Holdings Inc. (Japan)
|
1,711
|
|
|
45,080
|
Nordic Entertainment Group AB (Sweden)*
|
2,407
|
|
|
26,313
|
Schibsted ASA Class A (Norway)
|
1,395
|
|
|
11,304
|
Schibsted ASA Class B (Norway)
|
523
|
|
|
1,165,003
|
Sky Network Television Ltd. (New Zealand)*
|
134
|
|
|
240,151
|
WPP plc (United Kingdom)
|
3,106
|
|
|
|
|
24,299
|
|
METALS & MINING—5.0%
|
|||
|
|
133,304
|
Acerinox SA (Spain)
|
1,782
|
|
|
41,031
|
African Rainbow Minerals Ltd. (South Africa)
|
835
|
|
|
1,095,445
|
Alrosa PJSC (Russia)*
|
1,949
|
|
|
25,246
|
Anglo American Platinum Ltd. (South Africa)
|
3,305
|
|
|
55,875
|
Anglo American plc (South Africa)
|
2,483
|
|
|
42,548
|
AngloGold Ashanti Ltd. (South Africa)
|
852
|
|
|
166,711
|
ArcelorMittal SA (France)
|
5,823
|
|
|
344,194
|
Barrick Gold Corp. (Canada)
|
7,493
|
|
|
119,404
|
BHP Group Ltd. (Australia)
|
4,690
|
|
|
137,557
|
BlueScope Steel Ltd. (Australia)
|
2,439
|
|
|
506,476
|
Evolution Mining Ltd. (Australia)
|
1,540
|
|
|
42,415
|
First Quantum Minerals Ltd. (Canada)
|
908
|
|
|
30,337
|
Franco-Nevada Corp. (Canada)
|
4,852
|
|
|
62,037
|
Freeport-McMoRan Inc. (United States)
|
2,364
|
|
|
1,311,497
|
Glencore plc (United Kingdom)*
|
5,890
|
|
|
117,252
|
Newcrest Mining Ltd. (Australia)
|
2,266
|
|
|
93,700
|
Nippon Steel Corp. (Japan)
|
1,625
|
|
|
75,871
|
Rio Tinto plc (United Kingdom)
|
6,445
|
|
|
14,745
|
Severstal PJSC GDR (Russia)2
|
363
|
|
|
30,554
|
Southern Copper Corp. (Peru)
|
2,006
|
|
|
15,300
|
Sumitomo Metal Mining Co. Ltd. (Japan)
|
620
|
|
|
|
|
60,530
|
|
MULTILINE RETAIL—0.1%
|
|||
|
|
48,800
|
Marui Group Co. Ltd. (Japan)
|
855
|
|
OIL, GAS & CONSUMABLE FUELS—2.7%
|
|||
|
|
901,745
|
Beach Energy Ltd. (Australia)
|
793
|
|
|
2,856,373
|
BP plc (United Kingdom)
|
11,466
|
|
|
184,429
|
Canadian Natural Resources Ltd. (Canada)
|
6,086
|
|
|
263,322
|
Equinor ASA (Norway)
|
5,129
|
|
|
193,790
|
Inter Pipeline Ltd. (Canada)
|
3,103
|
|
|
17,497
|
Lukoil PJSC ADR (Russia)2
|
1,503
|
|
|
379,383
|
Oil Search Ltd. (Australia)
|
1,060
|
|
|
267,426
|
PrairieSky Royalty Ltd. (Canada)
|
2,997
|
|
|
636,340
|
United Tractors TBK PT (Indonesia)
|
861
|
|
|
|
|
32,998
|
4
Harbor Diversified International All Cap Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
PAPER & FOREST PRODUCTS—0.2%
|
|||
|
|
351,800
|
Oji Holdings Corp. (Japan)
|
$2,028
|
|
PERSONAL PRODUCTS—1.6%
|
|||
|
|
48,115
|
AMOREPACIFIC Group (South Korea)
|
2,412
|
|
|
17,065
|
Dabur India Ltd. (India)
|
138
|
|
|
22,000
|
Kao Corp. (Japan)
|
1,325
|
|
|
2,800
|
Kose Corp. (Japan)
|
442
|
|
|
314,709
|
L'Occitane International SA (Hong Kong)
|
1,094
|
|
|
16,200
|
Mandom Corp. (Japan)
|
275
|
|
|
22,085
|
Marico Ltd. (India)
|
162
|
|
|
426,161
|
Natura & Co Holding SA (Brazil)*
|
4,398
|
|
|
11,700
|
Rohto Pharmaceutical Co. Ltd. (Japan)
|
308
|
|
|
87,785
|
Unilever plc (United Kingdom)
|
5,052
|
|
|
1,322,000
|
Uni-President Enterprises Corp. (Taiwan)
|
3,467
|
|
|
|
|
19,073
|
|
PHARMACEUTICALS—2.9%
|
|||
|
|
57,900
|
Astellas Pharma Inc. (Japan)
|
922
|
|
|
5,078,608
|
Genomma Lab Internacional SAB de CV (Mexico)*
|
4,919
|
|
|
121,501
|
Novo Nordisk AS (Denmark)
|
11,247
|
|
|
21,400
|
Otsuka Holdings Co. Ltd. (Japan)
|
851
|
|
|
35,571
|
Roche Holding AG (Switzerland)
|
13,742
|
|
|
7,200
|
Sawai Group Holdings Co. Ltd. (Japan)
|
308
|
|
|
19,000
|
Takeda Pharmaceutical Co. Ltd. (Japan)
|
632
|
|
|
54,800
|
Tsumura & Co. (Japan)
|
1,729
|
|
|
|
|
34,350
|
|
PROFESSIONAL SERVICES—2.7%
|
|||
|
|
69,892
|
Adecco Group AG (Switzerland)
|
4,186
|
|
|
182,097
|
ALS Ltd. (Australia)
|
1,710
|
|
|
75,795
|
Experian plc (United Kingdom)
|
3,337
|
|
|
1,910,719
|
Hays plc (United Kingdom)*
|
3,928
|
|
|
102,433
|
Intertek Group plc (United Kingdom)
|
7,339
|
|
|
105,488
|
IPH Ltd. (Australia)
|
627
|
|
|
57,800
|
Nomura Co. Ltd. (Japan)
|
451
|
|
|
135,471
|
PageGroup plc (United Kingdom)*
|
1,157
|
|
|
31,200
|
Persol Holdings Co. Ltd. (Japan)
|
629
|
|
|
11,778
|
Randstad NV (Netherlands)
|
854
|
|
|
172,412
|
RELX plc (United Kingdom)
|
5,068
|
|
|
78,885
|
RWS Holdings plc (United Kingdom)
|
621
|
|
|
17,500
|
TechnoPro Holdings Inc. (Japan)
|
438
|
|
|
5,438
|
Teleperformance (France)
|
2,294
|
|
|
|
|
32,639
|
|
REAL ESTATE MANAGEMENT & DEVELOPMENT—0.4%
|
|||
|
|
4,700
|
Daito Trust Construction Co. Ltd. (Japan)
|
552
|
|
|
53,100
|
Daiwa House Industry Co. Ltd. (Japan)
|
1,628
|
|
|
250,635
|
LOG Commercial Properties e Participacoes SA
(Brazil)
|
1,382
|
|
|
158,912
|
LPS Brasil Consultoria de Imoveis SA (Brazil)*
|
129
|
|
|
21,400
|
Mitsubishi Estate Co. Ltd. (Japan)
|
336
|
|
|
80,376
|
Singapore Land Group Ltd (Singapore)
|
160
|
|
|
125,000
|
Swire Pacific Ltd. (Hong Kong)
|
776
|
|
|
|
|
4,963
|
|
ROAD & RAIL—0.9%
|
|||
|
|
88,131
|
Canadian Pacific Railway Ltd. (Canada)
|
6,544
|
|
|
30,500
|
East Japan Railway Co. (Japan)
|
2,032
|
|
|
110,610
|
Globaltrans Investment plc GDR (Russia)2
|
869
|
|
|
176,677
|
National Express Group plc (United Kingdom)*
|
668
|
|
|
54,900
|
Senko Group Holdings Co. Ltd. (Japan)
|
556
|
|
|
|
|
10,669
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—3.4%
|
|||
|
|
57,200
|
ASM Pacific Technology Ltd. (Hong Kong)
|
$738
|
|
|
7,637
|
ASML Holding NV (Netherlands)
|
5,838
|
|
|
59,000
|
MediaTek Inc. (Taiwan)
|
1,929
|
|
|
124,700
|
Renesas Electronics Corp. (Japan)*
|
1,353
|
|
|
25,700
|
ROHM Co. Ltd. (Japan)
|
2,507
|
|
|
43,088
|
SK Hynix Inc. (South Korea)
|
4,218
|
|
|
1,166,000
|
Taiwan Semiconductor Manufacturing Co. Ltd.
(Taiwan)
|
24,369
|
|
|
|
|
40,952
|
|
SOFTWARE—0.6%
|
|||
|
|
4,478
|
Constellation Software Inc. (Canada)
|
7,173
|
|
|
1,700
|
Oracle Corp. Japan (Japan)
|
127
|
|
|
|
|
7,300
|
|
SPECIALTY RETAIL—1.2%
|
|||
|
|
14,600
|
ABC-Mart Inc. (Japan)
|
805
|
|
|
4,239,700
|
Esprit Holdings Ltd. (Hong Kong)*
|
339
|
|
|
345,764
|
Fourlis Holdings SA (Greece)*
|
1,710
|
|
|
236,302
|
JUMBO SA (Greece)
|
3,754
|
|
|
585,199
|
Pepkor Holdings Ltd. (South Africa)*,1
|
837
|
|
|
250,456
|
Pets at Home Group plc (United Kingdom)
|
1,627
|
|
|
38,500
|
USS Co. Ltd. (Japan)
|
670
|
|
|
121,441
|
WH Smith plc (United Kingdom)*
|
2,739
|
|
|
173,000
|
Zhongsheng Group Holdings (China)
|
1,594
|
|
|
|
|
14,075
|
|
TECHNOLOGY HARDWARE, STORAGE & PERIPHERALS—2.2%
|
|||
|
|
73,000
|
Advantech Co. Ltd. (Taiwan)
|
953
|
|
|
220,133
|
King Slide Works Co. Ltd. (Taiwan)
|
2,934
|
|
|
22,593
|
Logitech International SA (Switzerland)
|
2,482
|
|
|
21,043
|
Quadient SA (France)
|
618
|
|
|
278,172
|
Samsung Electronics Co Ltd. (South Korea)
|
19,009
|
|
|
|
|
25,996
|
|
TEXTILES, APPAREL & LUXURY GOODS—2.4%
|
|||
|
|
14,686
|
Adidas AG (Germany)
|
5,330
|
|
|
51,000
|
ASICS Corp. (Japan)
|
1,126
|
|
|
44,406
|
Cie Financiere Richemont SA (Switzerland)
|
5,683
|
|
|
115,191
|
Cie Financiere Richemont SA ADR (South Africa)2
|
1,470
|
|
|
33,175
|
EssilorLuxottica SA (France)
|
6,263
|
|
|
61,560
|
Gildan Activewear Inc. (Canada)
|
2,122
|
|
|
172,000
|
Li Ning Co. Ltd. (China)
|
1,817
|
|
|
96,400
|
Onward Holdings Co. Ltd. (Japan)
|
265
|
|
|
271,200
|
Samsonite International SA (Hong Kong)*,1
|
505
|
|
|
98,000
|
Shenzhou International Group Holdings Ltd. (China)
|
2,175
|
|
|
1,871,246
|
Stella International Holdings Ltd. (Hong Kong)*
|
2,386
|
|
|
|
|
29,142
|
|
THRIFTS & MORTGAGE FINANCE—0.4%
|
|||
|
|
146,924
|
Housing Development Finance Corp. Ltd. (India)
|
4,839
|
|
TOBACCO—0.3%
|
|||
|
|
15,578
|
British American Tobacco plc (United Kingdom)
|
579
|
|
|
30,800
|
Japan Tobacco Inc. (Japan)
|
602
|
|
|
264,417
|
Swedish Match AB (Sweden)
|
2,368
|
|
|
|
|
3,549
|
|
TRADING COMPANIES & DISTRIBUTORS—1.3%
|
|||
|
|
137,100
|
BOC Aviation Ltd. (China)1
|
1,008
|
|
|
53,958
|
Brenntag SE (Germany)
|
5,389
|
|
|
122,937
|
Bunzl plc (United Kingdom)
|
4,555
|
5
Harbor Diversified International All Cap Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
TRADING COMPANIES & DISTRIBUTORS—Continued
|
|||
|
|
114,606
|
Finning International Inc. (Canada)
|
$2,963
|
|
|
42,400
|
ITOCHU Corp. (Japan)
|
1,255
|
|
|
|
|
15,170
|
|
TRANSPORTATION INFRASTRUCTURE—0.4%
|
|||
|
|
102,305
|
Getlink SE (France)
|
1,639
|
|
|
3,056,302
|
Grindrod Ltd. (South Africa)*
|
928
|
|
|
129,376
|
Grupo Aeroportuario del Pacifico SAB de CV (Mexico)*
|
1,480
|
|
|
36,300
|
Mitsubishi Logistics Corp. (Japan)
|
1,078
|
|
|
|
|
5,125
|
|
WIRELESS TELECOMMUNICATION SERVICES—0.9%
|
|||
|
|
738,414
|
Bharti Airtel Ltd. (India)
|
5,616
|
|
|
94,800
|
KDDI Corp. (Japan)
|
2,899
|
|
|
39,428
|
Rogers Communications Inc. (Canada)
|
2,013
|
|
|
|
|
10,528
|
|
TOTAL COMMON STOCKS
|
|||
|
(Cost $929,644)
|
1,174,222
|
||
|
|
|||
|
PREFERRED STOCKS—0.3%
|
|||
|
Shares
|
|
Value
|
|
|
AUTOMOBILES—0.3%
|
|||
|
|
15,433
|
Volkswagen AG (Germany)
|
$3,759
|
|
BANKS—0.0%
|
|||
|
|
1,009,364
|
Grupo Aval Acciones y Valores SA (Colombia)
|
267
|
|
PERSONAL PRODUCTS—0.0%
|
|||
|
|
3,362
|
AMOREPACIFIC Group (South Korea)
|
119
|
|
TOTAL PREFERRED STOCKS
|
|||
|
(Cost $3,002)
|
4,145
|
||
|
TOTAL INVESTMENTS—98.1%
|
|||
|
(Cost $932,646)
|
1,178,367
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—1.9%
|
22,739
|
||
|
TOTAL NET ASSETS—100.0%
|
$1,201,106
|
||
RIGHTS/WARRANTS
|
Description
|
No. of Contracts
|
Strike Price
|
Expiration Date
|
Cost
(000s)
|
Value
(000s)
|
|
Cie Financiere Richemont SA
|
377,958
|
ZAR 116.62
|
09/12/2023
|
$ —
|
$21
|
FAIR VALUE MEASUREMENTS
The following table summarizes the Fund’s investments as of July 31, 2021 based on the inputs used to value them.
|
Asset Category
|
Quoted Prices
Level 1
(000s)
|
Other Significant
Observable Inputs
Level 2
(000s)
|
Significant
Unobservable
Inputs
Level 3
(000s)
|
Total
(000s)
|
|
Investments in Securities
|
|
|
|
|
|
Common Stocks
|
|
|
|
|
|
Africa
|
$—
|
$34,500
|
$—
|
$34,500
|
|
Europe
|
5,147
|
523,059
|
—
|
528,206
|
|
Latin America
|
67,174
|
—
|
—
|
67,174
|
|
Middle East/Central Asia
|
6,112
|
25,590
|
—
|
31,702
|
|
North America
|
109,025
|
—
|
—
|
109,024
|
|
Pacific Basin
|
23,248
|
380,367
|
—
|
403,616
|
|
Preferred Stocks
|
|
|
|
|
|
Europe
|
—
|
3,759
|
—
|
3,759
|
|
Latin America
|
267
|
—
|
—
|
267
|
|
Pacific Basin
|
—
|
119
|
—
|
119
|
|
Total Investments in Securities
|
$210,973
|
$967,394
|
$—
|
$1,178,367
|
|
Financial Derivative Instruments - Assets
|
|
|
|
|
|
Rights/Warrants
|
$21
|
$—
|
$—
|
$21
|
|
Total Investments
|
$210,994
|
$967,394
|
$—
|
$1,178,388
|
There were no Level 3 Investments at July 31, 2021 or October 31, 2020.
For more information on valuation inputs and their aggregation into the levels used in the table above, please refer to the
Fair Value Measurements and Disclosures in Note 2 of the accompanying Notes to Portfolios of Investments.
6
Harbor Diversified International All Cap Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
|
*
|
Non-income producing security
|
|
1
|
Securities purchased in a transaction exempt from registration under Rule 144A of the Securities Act of 1933. These securities
may be resold in transactions exempt
from registration, normally to qualified institutional buyers. The Fund has no right to demand registration of these securities.
At July 31, 2021, the aggregate value
of these securities was $21,478 or 2% of net assets.
|
|
2
|
Depositary receipts such as American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) and other country specific
depositary receipts are certificates
evidencing ownership of shares of a foreign issuer. These certificates are issued by depositary banks and generally trade
on an established market in the U.S. or
elsewhere.
|
|
3
|
All or a portion of this security was out on loan as of July 31, 2021. The market value of securities on loan was $2,423 and
the related non-cash collateral was $2,547.
|
|
ZAR
|
South African Rand
|
The accompanying notes are an integral part of the Portfolios of Investments.
7
Harbor Emerging Markets Equity Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—97.0%
|
|||
|
Shares
|
|
Value
|
|
|
AEROSPACE & DEFENSE—0.3%
|
|||
|
|
40,331
|
Embraer SA (Brazil)*
|
$144
|
|
AUTO COMPONENTS—0.3%
|
|||
|
|
3,342
|
Hankook Tire & Technology Co. Ltd. (South Korea)
|
141
|
|
AUTOMOBILES—0.8%
|
|||
|
|
167,500
|
BAIC Motor Corp. Ltd. (China)1
|
60
|
|
|
32,535
|
Mahindra & Mahindra Ltd. (India)
|
326
|
|
|
|
|
386
|
|
BANKS—12.1%
|
|||
|
|
100,998
|
Axis Bank Ltd. (India)*
|
965
|
|
|
9,337
|
Bancolombia SA ADR (Colombia)2
|
266
|
|
|
109,200
|
Bank Central Asia TBK PT (Indonesia)
|
225
|
|
|
406,000
|
Bank Mandiri Persero TBK PT (Indonesia)
|
160
|
|
|
105,490
|
Bank of The Philippine Islands (Philippines)
|
170
|
|
|
141,227
|
Cairo Mezz plc (Greece)*
|
20
|
|
|
1,262
|
Capitec Bank Holdings Ltd. (South Africa)
|
140
|
|
|
1,574,197
|
Eurobank Ergasias SA (Greece)*
|
1,484
|
|
|
1,120,695
|
Grupo Financiero Inbursa SAB de CV (Mexico)
|
1,079
|
|
|
3,046
|
Hana Financial Group Inc. (South Korea)
|
115
|
|
|
6,415
|
HDFC Bank Ltd. ADR (India)2
|
453
|
|
|
96,700
|
Kasikornbank PCL (Thailand)
|
303
|
|
|
7,085
|
Komercni Banka AS (Czech Republic)*
|
263
|
|
|
|
|
5,643
|
|
BEVERAGES—4.0%
|
|||
|
|
123,934
|
AmBev SA (Brazil)
|
396
|
|
|
159,500
|
East African Breweries Ltd. (Kenya)*
|
267
|
|
|
11,281
|
Fomento Economico Mexicano SAB de CV ADR (Mexico)2
|
986
|
|
|
510,700
|
Thai Beverage PCL (Singapore)
|
245
|
|
|
|
|
1,894
|
|
CAPITAL MARKETS—0.1%
|
|||
|
|
3,910
|
Georgia Capital plc (United Kingdom)*
|
34
|
|
CHEMICALS—0.0%
|
|||
|
|
2,684,000
|
Tianhe Chemicals Group Ltd. (Hong Kong)*
|
—x
|
|
COMMERCIAL SERVICES & SUPPLIES—0.5%
|
|||
|
|
3,086
|
S-1 Corp. (South Korea)
|
216
|
|
CONSTRUCTION & ENGINEERING—0.7%
|
|||
|
|
164,937
|
Raubex Group Ltd. (South Africa)
|
320
|
|
CONSUMER FINANCE—2.5%
|
|||
|
|
662,044
|
Gentera SAB de CV (Mexico)*
|
385
|
|
|
42,324
|
Shriram Transport Finance Co. Ltd. (India)
|
798
|
|
|
|
|
1,183
|
|
DISTRIBUTORS—0.5%
|
|||
|
|
15,500
|
Jardine Cycle & Carriage Ltd. (Singapore)
|
234
|
|
DIVERSIFIED FINANCIAL SERVICES—2.0%
|
|||
|
|
24,000
|
Chailease Holding Co. Ltd. (Taiwan)
|
199
|
|
|
34,297
|
JSE Ltd. (South Africa)
|
240
|
|
|
63,685
|
Remgro Ltd. (South Africa)
|
484
|
|
|
|
|
923
|
|
DIVERSIFIED TELECOMMUNICATION SERVICES—0.5%
|
|||
|
|
76,362
|
Telkom SA SOC Ltd. (South Africa)
|
221
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
ELECTRICAL EQUIPMENT—0.8%
|
|||
|
|
2,473
|
Havells India Ltd. (India)
|
$39
|
|
|
307,000
|
TECO Electric and Machinery Co. Ltd. (Taiwan)
|
342
|
|
|
|
|
381
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—2.4%
|
|||
|
|
60,000
|
Chroma ATE Inc. (Taiwan)
|
423
|
|
|
69,000
|
Delta Electronics Inc. (Taiwan)
|
711
|
|
|
|
|
1,134
|
|
ENTERTAINMENT—1.1%
|
|||
|
|
615,900
|
Major Cineplex Group PCL (Thailand)
|
365
|
|
|
507
|
Sea Ltd. ADR (Singapore)*,2
|
140
|
|
|
|
|
505
|
|
FOOD & STAPLES RETAILING—1.1%
|
|||
|
|
5,363
|
Bid Corp. Ltd. (South Africa)*
|
118
|
|
|
6,595
|
Clicks Group Ltd. (South Africa)
|
120
|
|
|
2,464
|
PriceSmart Inc. (United States)
|
221
|
|
|
1,953
|
X5 Retail Group NV GDR (Russia)2
|
63
|
|
|
|
|
522
|
|
FOOD PRODUCTS—7.0%
|
|||
|
|
52,000
|
China Mengniu Dairy Co. Ltd. (China)*
|
282
|
|
|
512,200
|
Delfi Ltd. (Singapore)
|
320
|
|
|
74,249
|
Industrias Bachoco SAB de CV (Mexico)
|
270
|
|
|
72,923
|
Tiger Brands Ltd. (South Africa)
|
960
|
|
|
362,000
|
Tingyi Cayman Islands Holding Corp. (China)
|
653
|
|
|
52,345
|
Ulker Biskuvi Sanayi AS (Turkey)
|
124
|
|
|
262,000
|
Uni-President China Holdings Ltd. (China)
|
263
|
|
|
607,000
|
Want Want China Holdings Ltd. (China)
|
410
|
|
|
|
|
3,282
|
|
HOTELS, RESTAURANTS & LEISURE—1.6%
|
|||
|
|
12,035
|
Yum China Holdings Inc. (China)
|
748
|
|
HOUSEHOLD DURABLES—0.5%
|
|||
|
|
83,200
|
MRV Engenharia e Participacoes SA (Brazil)
|
229
|
|
HOUSEHOLD PRODUCTS—1.2%
|
|||
|
|
353,598
|
Kimberly-Clark de Mexico SAB de CV (Mexico)
|
573
|
|
INDUSTRIAL CONGLOMERATES—3.6%
|
|||
|
|
582,600
|
ALFA SAB de CV (Mexico)
|
441
|
|
|
11,890
|
GT Capital Holdings Inc. (Philippines)
|
129
|
|
|
5,757
|
LG Corp. (South Korea)
|
472
|
|
|
22,884
|
PSG Group Ltd. (South Africa)
|
119
|
|
|
204,931
|
Quinenco SA (Chile)
|
390
|
|
|
251,000
|
Sime Darby Berhad (Malaysia)
|
128
|
|
|
|
|
1,679
|
|
INSURANCE—5.4%
|
|||
|
|
44,200
|
AIA Group Ltd. (Hong Kong)
|
529
|
|
|
129,039
|
Porto Seguro SA (Brazil)*
|
1,280
|
|
|
21,006
|
Qualitas Controladora SAB de CV (Mexico)
|
102
|
|
|
3,282
|
Samsung Fire & Marine Insurance Co. Ltd. (South Korea)
|
612
|
|
|
|
|
2,523
|
|
INTERACTIVE MEDIA & SERVICES—2.5%
|
|||
|
|
7,067
|
Baidu Inc. ADR (China)*,2
|
1,159
|
|
INTERNET & DIRECT MARKETING RETAIL—1.4%
|
|||
|
|
1,177
|
Naspers Ltd. (South Africa)
|
227
|
8
Harbor Emerging Markets Equity Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
INTERNET & DIRECT MARKETING RETAIL—Continued
|
|||
|
|
78,000
|
PChome Online Inc. (Taiwan)
|
$367
|
|
|
4,901
|
Vipshop Holdings Ltd. ADR (China)*,2
|
82
|
|
|
|
|
676
|
|
IT SERVICES—1.6%
|
|||
|
|
8,902
|
Genpact Ltd. (United States)
|
443
|
|
|
8,489
|
Infosys Ltd. ADR (India)2
|
188
|
|
|
2,760
|
Tata Consultancy Services Ltd. (India)
|
118
|
|
|
|
|
749
|
|
LEISURE PRODUCTS—4.0%
|
|||
|
|
92,628
|
Giant Manufacturing Co. Ltd. (Taiwan)
|
1,067
|
|
|
68,000
|
Merida Industry Co. Ltd. (Taiwan)
|
816
|
|
|
|
|
1,883
|
|
MACHINERY—0.9%
|
|||
|
|
15,000
|
Techtronic Industries Co. Ltd. (Hong Kong)
|
268
|
|
|
63,000
|
Weichai Power Co. Ltd. (China)
|
138
|
|
|
|
|
406
|
|
MARINE—1.3%
|
|||
|
|
7,664,002
|
Cia Sud Americana de Vapores SA (Chile)
|
602
|
|
MEDIA—1.0%
|
|||
|
|
22,794
|
Grupo Televisa SAB ADR (Mexico)2
|
309
|
|
|
2,966,000
|
Media Nusantara Citra TBK PT (Indonesia)
|
162
|
|
|
|
|
471
|
|
METALS & MINING—4.5%
|
|||
|
|
5,618
|
African Rainbow Minerals Ltd. (South Africa)
|
114
|
|
|
149,100
|
Alrosa PJSC (Russia)*
|
265
|
|
|
3,490
|
Anglo American Platinum Ltd. (South Africa)
|
457
|
|
|
7,613
|
Anglo American plc (South Africa)
|
338
|
|
|
5,785
|
AngloGold Ashanti Ltd. (South Africa)
|
116
|
|
|
5,807
|
First Quantum Minerals Ltd. (Canada)
|
125
|
|
|
8,460
|
Freeport-McMoRan Inc. (United States)
|
322
|
|
|
3,771
|
Severstal PJSC GDR (Russia)2
|
93
|
|
|
4,184
|
Southern Copper Corp. (Peru)
|
275
|
|
|
|
|
2,105
|
|
OIL, GAS & CONSUMABLE FUELS—0.7%
|
|||
|
|
2,381
|
Lukoil PJSC ADR (Russia)2
|
204
|
|
|
86,500
|
United Tractors TBK PT (Indonesia)
|
117
|
|
|
|
|
321
|
|
PERSONAL PRODUCTS—3.1%
|
|||
|
|
6,523
|
AMOREPACIFIC Group (South Korea)
|
327
|
|
|
2,352
|
Dabur India Ltd. (India)
|
19
|
|
|
3,044
|
Marico Ltd. (India)
|
22
|
|
|
58,800
|
Natura & Co Holding SA (Brazil)*
|
607
|
|
|
184,000
|
Uni-President Enterprises Corp. (Taiwan)
|
483
|
|
|
|
|
1,458
|
|
PHARMACEUTICALS—1.4%
|
|||
|
|
699,702
|
Genomma Lab Internacional SAB de CV (Mexico)*
|
678
|
|
REAL ESTATE MANAGEMENT & DEVELOPMENT—0.4%
|
|||
|
|
34,738
|
LOG Commercial Properties e Participacoes SA (Brazil)
|
192
|
|
|
18,700
|
LPS Brasil Consultoria de Imoveis SA (Brazil)*
|
15
|
|
|
|
|
207
|
|
ROAD & RAIL—0.3%
|
|||
|
|
19,327
|
Globaltrans Investment plc GDR (Russia)2
|
152
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—9.6%
|
|||
|
|
387
|
ASML Holding NV (Netherlands)
|
$296
|
|
|
8,000
|
MediaTek Inc. (Taiwan)
|
261
|
|
|
5,862
|
SK Hynix Inc. (South Korea)
|
574
|
|
|
161,000
|
Taiwan Semiconductor Manufacturing Co. Ltd. (Taiwan)
|
3,365
|
|
|
|
|
4,496
|
|
SPECIALTY RETAIL—2.4%
|
|||
|
|
55,710
|
Fourlis Holdings SA (Greece)*
|
275
|
|
|
32,894
|
JUMBO SA (Greece)
|
523
|
|
|
80,139
|
Pepkor Holdings Ltd. (South Africa)*,1
|
115
|
|
|
24,000
|
Zhongsheng Group Holdings (China)
|
221
|
|
|
|
|
1,134
|
|
TECHNOLOGY HARDWARE, STORAGE & PERIPHERALS—6.8%
|
|||
|
|
11,000
|
Advantech Co. Ltd. (Taiwan)
|
144
|
|
|
31,000
|
King Slide Works Co. Ltd. (Taiwan)
|
413
|
|
|
38,270
|
Samsung Electronics Co Ltd. (South Korea)
|
2,615
|
|
|
|
|
3,172
|
|
TEXTILES, APPAREL & LUXURY GOODS—2.0%
|
|||
|
|
15,588
|
Cie Financiere Richemont SA ADR (South Africa)2
|
199
|
|
|
23,500
|
Li Ning Co. Ltd. (China)
|
248
|
|
|
13,500
|
Shenzhou International Group Holdings Ltd. (China)
|
300
|
|
|
161,000
|
Stella International Holdings Ltd. (Hong Kong)*
|
205
|
|
|
|
|
952
|
|
THRIFTS & MORTGAGE FINANCE—1.4%
|
|||
|
|
20,324
|
Housing Development Finance Corp. Ltd. (India)
|
669
|
|
TRADING COMPANIES & DISTRIBUTORS—0.3%
|
|||
|
|
18,800
|
BOC Aviation Ltd. (China)1
|
138
|
|
TRANSPORTATION INFRASTRUCTURE—0.7%
|
|||
|
|
344,067
|
Grindrod Ltd. (South Africa)*
|
104
|
|
|
18,083
|
Grupo Aeroportuario del Pacifico SAB de CV (Mexico)*
|
207
|
|
|
|
|
311
|
|
WIRELESS TELECOMMUNICATION SERVICES—1.7%
|
|||
|
|
102,736
|
Bharti Airtel Ltd. (India)
|
781
|
|
TOTAL COMMON STOCKS
|
|||
|
(Cost $35,635)
|
45,435
|
||
|
|
|||
|
PREFERRED STOCKS—0.1%
|
|||
|
BANKS—0.1%
|
|||
|
|
141,292
|
Grupo Aval Acciones y Valores SA (Colombia)
|
37
|
|
PERSONAL PRODUCTS—0.0%
|
|||
|
|
448
|
AMOREPACIFIC Group (South Korea)
|
16
|
|
TOTAL PREFERRED STOCKS
|
|||
|
(Cost $54)
|
53
|
||
|
TOTAL INVESTMENTS—97.1%
|
|||
|
(Cost $35,689)
|
45,488
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—2.9%
|
1,339
|
||
|
TOTAL NET ASSETS—100.0%
|
$46,827
|
||
9
Harbor Emerging Markets Equity Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
FAIR VALUE MEASUREMENTS
The following table summarizes the Fund’s investments as of July 31, 2021 based on the inputs used to value them.
|
Asset Category
|
Quoted Prices
Level 1
(000s)
|
Other Significant
Observable Inputs
Level 2
(000s)
|
Significant
Unobservable
Inputs
Level 3
(000s)
|
Total
(000s)
|
|
Common Stocks
|
|
|
|
|
|
Africa
|
$—
|
$4,659
|
$—
|
$4,659
|
|
Europe
|
613
|
3,183
|
—
|
3,796
|
|
Latin America
|
9,426
|
—
|
—
|
9,426
|
|
Middle East/Central Asia
|
839
|
3,539
|
—
|
4,378
|
|
North America
|
1,111
|
—
|
—
|
1,111
|
|
Pacific Basin
|
2,796
|
19,269
|
—
|
22,065
|
|
Preferred Stocks
|
|
|
|
|
|
Latin America
|
37
|
—
|
—
|
37
|
|
Pacific Basin
|
—
|
16
|
—
|
16
|
|
Total Investments in Securities
|
$14,822
|
$30,666
|
$—
|
$45,488
|
For more information on valuation inputs and their aggregation into the levels used in the table above, please refer to the
Fair Value Measurements and Disclosures in Note 2 of the accompanying Notes to Portfolios of Investments.
The following is a rollforward of the Fund’s Level 3 investments during the period ended July 31, 2021.
|
Valuation Description
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases
(000s)
|
Sales
(000s)
|
Discount/
(Premium)
(000s)
|
Total
Realized
Gain/(Loss)
(000s)
|
Change in
Unrealized
Appreciation/
(Depreciation)
(000s)
|
Transfers
Into
Level 3
(000s)
|
Transfers
Out of
Level 3
(000s)
|
Ending
Balance
as of
07/31/2021
(000s)
|
Unrealized
Gain/
Loss as of
07/31/2021
(000s)
|
|
Common Stocks
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
$(512)
|
The following is a summary of significant unobservable inputs used in the fair valuations of assets and liabilities categorized
within Level 3 of the fair value hierarchy.
|
Valuation Descriptions
|
Ending Balance
as of 07/31/2021
(000s)
|
Valuation
Technique
|
Unobservable
Input(s)
|
Input
Value(s)
|
|
Investments in Securities
|
|
|
|
|
|
Common Stocks
|
|
|
|
|
|
Tianhe Chemicals Group Ltd. (Hong Kong)*
|
$ —
|
Market Approach
|
Estimated Recovery Value
|
HKD 0.00
|
|
*
|
Non-income producing security
|
|
x
|
Fair valued in accordance with Harbor Funds' Valuation Procedures.
|
|
1
|
Securities purchased in a transaction exempt from registration under Rule 144A of the Securities Act of 1933. These securities
may be resold in transactions exempt
from registration, normally to qualified institutional buyers. The Fund has no right to demand registration of these securities.
At July 31, 2021, the aggregate value
of these securities was $313 or 1% of net assets.
|
|
2
|
Depositary receipts such as American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) and other country specific
depositary receipts are certificates
evidencing ownership of shares of a foreign issuer. These certificates are issued by depositary banks and generally trade
on an established market in the U.S. or
elsewhere.
|
|
HKD
|
Hong Kong Dollar
|
The accompanying notes are an integral part of the Portfolios of Investments.
10
Harbor Focused International Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—97.7%
|
|||
|
Shares
|
|
Value
|
|
|
AEROSPACE & DEFENSE—1.9%
|
|||
|
|
3,671
|
MTU Aero Engines AG (Germany)
|
$918
|
|
BEVERAGES—5.8%
|
|||
|
|
2,436
|
Kweichow Moutai Co. Ltd. Class A (China)
|
634
|
|
|
9,678
|
Pernod Ricard SA (France)
|
2,136
|
|
|
|
|
2,770
|
|
BUILDING PRODUCTS—3.1%
|
|||
|
|
7,000
|
Daikin Industries Ltd. (Japan)
|
1,462
|
|
CHEMICALS—4.1%
|
|||
|
|
11,900
|
Shin-Etsu Chemical Co. Ltd. (Japan)
|
1,941
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—4.4%
|
|||
|
|
13,600
|
Hamamatsu Photonics KK (Japan)
|
756
|
|
|
2,400
|
Keyence Corp. (Japan)
|
1,337
|
|
|
|
|
2,093
|
|
ENTERTAINMENT—3.5%
|
|||
|
|
83,205
|
NetEase Inc. (China)
|
1,655
|
|
FOOD PRODUCTS—3.9%
|
|||
|
|
358,338
|
Inner Mongolia Yili Industrial Group Co. Ltd. Class A
(China)
|
1,857
|
|
HEALTH CARE EQUIPMENT & SUPPLIES—7.3%
|
|||
|
|
16,200
|
Hoya Corp. (Japan)
|
2,287
|
|
|
646
|
Straumann Holding AG (Switzerland)
|
1,198
|
|
|
|
|
3,485
|
|
HOUSEHOLD DURABLES—2.6%
|
|||
|
|
11,900
|
Sony Group Corp. (Japan)
|
1,243
|
|
INSURANCE—4.3%
|
|||
|
|
170,745
|
AIA Group Ltd. (Hong Kong)
|
2,043
|
|
INTERACTIVE MEDIA & SERVICES—3.2%
|
|||
|
|
25,408
|
Tencent Holdings Ltd. (China)
|
1,532
|
|
INTERNET & DIRECT MARKETING RETAIL—3.6%
|
|||
|
|
70,928
|
Alibaba Group Holding Ltd. (China)*
|
1,732
|
|
IT SERVICES—1.3%
|
|||
|
|
238
|
Adyen NV (Netherlands)*,1
|
645
|
|
LEISURE PRODUCTS—2.8%
|
|||
|
|
5,200
|
Shimano Inc. (Japan)
|
1,331
|
|
MACHINERY—2.4%
|
|||
|
|
12,900
|
Daifuku Co. Ltd. (Japan)
|
1,156
|
|
PERSONAL PRODUCTS—5.8%
|
|||
|
|
3,912
|
L'Oreal SA (France)
|
1,790
|
|
|
17,148
|
Unilever plc (United Kingdom)
|
987
|
|
|
|
|
2,777
|
|
PHARMACEUTICALS—8.2%
|
|||
|
|
25,804
|
Novo Nordisk AS (Denmark)
|
2,389
|
|
|
3,942
|
Roche Holding AG (Switzerland)
|
1,523
|
|
|
|
|
3,912
|
|
PROFESSIONAL SERVICES—6.0%
|
|||
|
|
50,746
|
Experian plc (United Kingdom)
|
2,234
|
|
|
12,400
|
Recruit Holdings Co. Ltd. (Japan)
|
643
|
|
|
|
|
2,877
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—6.8%
|
|||
|
|
1,309
|
ASML Holding NV (Netherlands)
|
$1,000
|
|
|
19,263
|
Taiwan Semiconductor Manufacturing Co. Ltd. ADR
(Taiwan)2
|
2,247
|
|
|
|
|
3,247
|
|
SOFTWARE—3.6%
|
|||
|
|
13,945
|
Dassault Systemes SE (France)
|
769
|
|
|
6,543
|
SAP SE (Germany)
|
939
|
|
|
|
|
1,708
|
|
SPECIALTY RETAIL—2.4%
|
|||
|
|
1,700
|
Fast Retailing Co. Ltd. (Japan)
|
1,153
|
|
TEXTILES, APPAREL & LUXURY GOODS—6.2%
|
|||
|
|
8,722
|
EssilorLuxottica SA (France)
|
1,647
|
|
|
1,624
|
LVMH Moet Hennessy Louis Vuitton SE (France)
|
1,300
|
|
|
|
|
2,947
|
|
THRIFTS & MORTGAGE FINANCE—4.5%
|
|||
|
|
64,849
|
Housing Development Finance Corp. Ltd. (India)
|
2,136
|
|
TOTAL COMMON STOCKS
|
|||
|
(Cost $36,749)
|
46,620
|
||
|
TOTAL INVESTMENTS—97.7%
|
|||
|
(Cost $36,749)
|
46,620
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—2.3%
|
1,104
|
||
|
TOTAL NET ASSETS—100.0%
|
$47,724
|
||
11
Harbor Focused International Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
FAIR VALUE MEASUREMENTS
The following table summarizes the Fund’s investments as of July 31, 2021 based on the inputs used to value them.
|
Asset Category
|
Quoted Prices
Level 1
(000s)
|
Other Significant
Observable Inputs
Level 2
(000s)
|
Significant
Unobservable
Inputs
Level 3
(000s)
|
Total
(000s)
|
|
Common Stocks
|
|
|
|
|
|
Europe
|
$—
|
$19,475
|
$—
|
$19,475
|
|
Middle East/Central Asia
|
—
|
2,136
|
—
|
2,136
|
|
Pacific Basin
|
2,247
|
22,762
|
—
|
25,009
|
|
Total Investments in Securities
|
$2,247
|
$44,373
|
$—
|
$46,620
|
There were no Level 3 Investments at July 31, 2021 or October 31, 2020.
For more information on valuation inputs and their aggregation into the levels used in the table above, please refer to the
Fair Value Measurements and Disclosures in Note 2 of the accompanying Notes to Portfolios of Investments.
|
*
|
Non-income producing security
|
|
1
|
Securities purchased in a transaction exempt from registration under Rule 144A of the Securities Act of 1933. These securities
may be resold in transactions exempt
from registration, normally to qualified institutional buyers. The Fund has no right to demand registration of these securities.
At July 31, 2021, the aggregate value of
these securities was $645 or 1% of net assets.
|
|
2
|
Depositary receipts such as American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) and other country specific
depositary receipts are certificates
evidencing ownership of shares of a foreign issuer. These certificates are issued by depositary banks and generally trade
on an established market in the U.S. or
elsewhere.
|
The accompanying notes are an integral part of the Portfolios of Investments.
12
Harbor Global Leaders Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—98.8%
|
|||
|
Shares
|
|
Value
|
|
|
AEROSPACE & DEFENSE—4.9%
|
|||
|
|
26,311
|
Safran SA (France)
|
$3,444
|
|
|
5,120
|
TransDigm Group Inc. (United States)*
|
3,282
|
|
|
|
|
6,726
|
|
AUTO COMPONENTS—2.6%
|
|||
|
|
21,175
|
Aptiv plc (United States)*
|
3,533
|
|
BANKS—2.4%
|
|||
|
|
47,824
|
HDFC Bank Ltd. ADR (India)1
|
3,375
|
|
BIOTECHNOLOGY—2.1%
|
|||
|
|
13,860
|
CSL Ltd. (Australia)
|
2,951
|
|
CAPITAL MARKETS—4.3%
|
|||
|
|
156,167
|
Allfunds Group plc (Netherlands)*
|
2,752
|
|
|
26,815
|
Intercontinental Exchange Inc. (United States)
|
3,213
|
|
|
|
|
5,965
|
|
COMMERCIAL SERVICES & SUPPLIES—2.8%
|
|||
|
|
489,750
|
Rentokil Initial plc (United Kingdom)
|
3,858
|
|
DIVERSIFIED CONSUMER SERVICES—5.5%
|
|||
|
|
16,107
|
Bright Horizons Family Solutions Inc. (United States)*
|
2,408
|
|
|
58,784
|
Chegg Inc. (United States)*
|
5,210
|
|
|
|
|
7,618
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—3.9%
|
|||
|
|
9,760
|
Keyence Corp. (Japan)
|
5,436
|
|
ENTERTAINMENT—3.2%
|
|||
|
|
16,078
|
Sea Ltd. ADR (Singapore)*,1
|
4,440
|
|
EQUITY REAL ESTATE INVESTMENT TRUSTS (REITs)—2.0%
|
|||
|
|
3,298
|
Equinix Inc. (United States)
|
2,706
|
|
FOOD & STAPLES RETAILING—6.7%
|
|||
|
|
154,221
|
Alimentation Couche-Tard Inc. (Canada)
|
6,217
|
|
|
8,410
|
Zur Rose Group AG (Switzerland)*
|
3,127
|
|
|
|
|
9,344
|
|
HEALTH CARE PROVIDERS & SERVICES—2.3%
|
|||
|
|
7,617
|
UnitedHealth Group Inc. (United States)
|
3,140
|
|
INDUSTRIAL CONGLOMERATES—4.6%
|
|||
|
|
12,977
|
Roper Technologies Inc. (United States)
|
6,376
|
|
INSURANCE—3.1%
|
|||
|
|
362,700
|
AIA Group Ltd. (Hong Kong)
|
4,340
|
|
INTERACTIVE MEDIA & SERVICES—3.0%
|
|||
|
|
11,141
|
Naver Corp. (South Korea)
|
4,199
|
|
IT SERVICES—3.7%
|
|||
|
|
20,869
|
Visa Inc. (United States)
|
5,142
|
|
LIFE SCIENCES TOOLS & SERVICES—7.1%
|
|||
|
|
3,372
|
Bio-Techne Corp. (United States)
|
1,626
|
|
|
18,426
|
Iqvia Holdings Inc. (United States)*
|
4,564
|
|
|
4,707
|
Lonza Group AG (Switzerland)
|
3,665
|
|
|
|
|
9,855
|
|
MEDIA—3.8%
|
|||
|
|
7,095
|
Charter Communications Inc. (United States)*
|
5,279
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
MULTILINE RETAIL—2.9%
|
|||
|
|
10,836
|
Dollar General Corp. (United States)
|
$2,521
|
|
|
73,100
|
Pan Pacific International Holdings Corp. (Japan)
|
1,526
|
|
|
|
|
4,047
|
|
PHARMACEUTICALS—2.5%
|
|||
|
|
17,199
|
Zoetis Inc. (United States)
|
3,486
|
|
PROFESSIONAL SERVICES—5.7%
|
|||
|
|
50,481
|
CoStar Group Inc. (United States)*
|
4,485
|
|
|
66,350
|
Recruit Holdings Co. Ltd. (Japan)
|
3,439
|
|
|
|
|
7,924
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—6.6%
|
|||
|
|
41,553
|
Taiwan Semiconductor Manufacturing Co. Ltd. ADR
(Taiwan)1
|
4,847
|
|
|
22,355
|
Texas Instruments Inc. (United States)
|
4,261
|
|
|
|
|
9,108
|
|
SOFTWARE—11.2%
|
|||
|
|
35,575
|
Cloudflare Inc. (United States)*
|
4,220
|
|
|
7,813
|
Coupa Software Inc. (United States)*
|
1,695
|
|
|
9,440
|
Intuit Inc. (United States)
|
5,003
|
|
|
16,168
|
Microsoft Corp. (United States)
|
4,607
|
|
|
|
|
15,525
|
|
TRADING COMPANIES & DISTRIBUTORS—1.9%
|
|||
|
|
111,800
|
Monotaro Co. Ltd. (Japan)
|
2,572
|
|
TOTAL COMMON STOCKS
|
|||
|
(Cost $88,120)
|
136,945
|
||
|
TOTAL INVESTMENTS—98.8%
|
|||
|
(Cost $88,120)
|
136,945
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—1.2%
|
1,697
|
||
|
TOTAL NET ASSETS—100.0%
|
$138,642
|
||
13
Harbor Global Leaders Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
FAIR VALUE MEASUREMENTS
The following table summarizes the Fund’s investments as of July 31, 2021 based on the inputs used to value them.
|
Asset Category
|
Quoted Prices
Level 1
(000s)
|
Other Significant
Observable Inputs
Level 2
(000s)
|
Significant
Unobservable
Inputs
Level 3
(000s)
|
Total
(000s)
|
|
Common Stocks
|
|
|
|
|
|
Europe
|
$—
|
$16,846
|
$—
|
$16,846
|
|
Middle East/Central Asia
|
3,375
|
—
|
—
|
3,375
|
|
North America
|
82,974
|
—
|
—
|
82,974
|
|
Pacific Basin
|
9,288
|
24,462
|
—
|
33,750
|
|
Total Investments in Securities
|
$95,637
|
$41,308
|
$—
|
$136,945
|
There were no Level 3 Investments at July 31, 2021 or October 31, 2020.
For more information on valuation inputs and their aggregation into the levels used in the table above, please refer to the
Fair Value Measurements and Disclosures in Note 2 of the accompanying Notes to Portfolios of Investments.
|
*
|
Non-income producing security
|
|
1
|
Depositary receipts such as American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) and other country specific
depositary receipts are certificates
evidencing ownership of shares of a foreign issuer. These certificates are issued by depositary banks and generally trade
on an established market in the U.S. or
elsewhere.
|
The accompanying notes are an integral part of the Portfolios of Investments.
14
Harbor International Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—99.2%
|
|||
|
Shares
|
|
Value
|
|
|
AEROSPACE & DEFENSE—1.2%
|
|||
|
|
129,755
|
Airbus SE (France)*
|
$17,798
|
|
|
2,222,065
|
BAE Systems plc (United Kingdom)
|
17,815
|
|
|
9,705,888
|
Rolls-Royce Holdings plc (United Kingdom)*
|
13,405
|
|
|
84,328
|
Thales SA (France)
|
8,851
|
|
|
|
|
57,869
|
|
AIR FREIGHT & LOGISTICS—0.2%
|
|||
|
|
167,732
|
Oesterreichische Post AG (Austria)
|
8,854
|
|
AIRLINES—0.3%
|
|||
|
|
930,348
|
EasyJet plc (United Kingdom)
|
10,916
|
|
|
1,034,294
|
Qantas Airways Ltd. (Australia)*
|
3,487
|
|
|
|
|
14,403
|
|
AUTO COMPONENTS—1.0%
|
|||
|
|
358,000
|
Bridgestone Corp. (Japan)
|
15,772
|
|
|
1,701,935
|
Gestamp Automocion SA (Spain)*,1
|
8,323
|
|
|
686,956
|
GUD Holdings Ltd. (Australia)
|
5,949
|
|
|
45,868
|
Hankook Tire & Technology Co. Ltd. (South Korea)
|
1,931
|
|
|
554,500
|
Johnson Electric Holdings Ltd. (Hong Kong)
|
1,299
|
|
|
105,500
|
Koito Manufacturing Co. Ltd. (Japan)
|
6,457
|
|
|
270,800
|
Sumitomo Electric Industries Ltd. (Japan)
|
3,847
|
|
|
81,200
|
Toyota Industries Corp. (Japan)
|
6,811
|
|
|
|
|
50,389
|
|
AUTOMOBILES—1.6%
|
|||
|
|
196,619
|
Bayerische Motoren Werke AG (Germany)
|
19,550
|
|
|
14,268
|
Hyundai Motor Co. (South Korea)
|
2,716
|
|
|
508,701
|
Mahindra & Mahindra Ltd. (India)
|
5,103
|
|
|
572,800
|
Toyota Motor Corp. (Japan)
|
51,423
|
|
|
|
|
78,792
|
|
BANKS—8.3%
|
|||
|
|
757,275
|
Australia & New Zealand Banking Group Ltd.
(Australia)
|
15,417
|
|
|
969,356
|
Axis Bank Ltd. (India)*
|
9,263
|
|
|
681,400
|
Bangkok Bank PCL (Thailand)
|
2,125
|
|
|
471,800
|
Bank Central Asia TBK PT (Indonesia)
|
974
|
|
|
4,307,894
|
Bank of Ireland Group plc (Ireland)*
|
22,854
|
|
|
22,968,245
|
Barclays plc (United Kingdom)
|
55,562
|
|
|
775,881
|
BNP Paribas SA (France)
|
47,313
|
|
|
6,270,835
|
Caixabank SA (Spain)
|
18,624
|
|
|
5,229
|
Capitec Bank Holdings Ltd. (South Africa)
|
580
|
|
|
253,741
|
Close Brothers Group plc (United Kingdom)
|
5,439
|
|
|
147,587
|
Danske Bank AS (Denmark)
|
2,587
|
|
|
743,534
|
DBS Group Holdings Ltd. (Singapore)
|
16,638
|
|
|
613,191
|
DNB Bank ASA (Norway)
|
12,556
|
|
|
212,000
|
Fukuoka Financial Group Inc. (Japan)
|
3,573
|
|
|
141,506
|
Hana Financial Group Inc. (South Korea)
|
5,339
|
|
|
27,395
|
HDFC Bank Ltd. ADR (India)2
|
1,933
|
|
|
790,369
|
HSBC Holdings plc (Hong Kong)
|
4,362
|
|
|
1,787,514
|
Intesa Sanpaolo SpA (Italy)
|
4,938
|
|
|
622,800
|
Kasikornbank PCL (Thailand)
|
1,952
|
|
|
69,120,045
|
Lloyds Banking Group plc (United Kingdom)
|
43,702
|
|
|
6,215,400
|
Resona Holdings Inc. (Japan)
|
23,337
|
|
|
184,319
|
Shinhan Financial Group Co. Ltd. (South Korea)
|
6,247
|
|
|
940,861
|
Standard Chartered plc (United Kingdom)
|
5,640
|
|
|
467,100
|
Sumitomo Mitsui Financial Group Inc. (Japan)
|
15,745
|
|
|
397,700
|
Sumitomo Mitsui Trust Holdings Inc. (Japan)
|
13,055
|
|
|
2,009,945
|
Svenska Handelsbanken AB (Sweden)
|
22,651
|
|
|
2,336,380
|
UniCredit SpA (Italy)
|
27,946
|
|
|
304,300
|
United Overseas Bank Ltd. (Singapore)
|
5,883
|
|
|
|
|
396,235
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
BEVERAGES—3.8%
|
|||
|
|
245,968
|
Anheuser-Busch InBev SA (Belgium)
|
$15,524
|
|
|
86,800
|
Asahi Group Holdings Ltd. (Japan)
|
3,906
|
|
|
110,720
|
Carlsberg AS (Denmark)
|
20,459
|
|
|
206,518
|
Coca-Cola Europacific Partners plc (United States)
|
12,816
|
|
|
872,759
|
Davide Campari-Milano NV (Italy)
|
12,270
|
|
|
712,142
|
Diageo plc (United Kingdom)
|
35,312
|
|
|
287,753
|
Heineken NV (Netherlands)
|
33,509
|
|
|
1,784,100
|
Kirin Holdings Co. Ltd. (Japan)
|
32,633
|
|
|
26,552
|
Pernod Ricard SA (France)
|
5,860
|
|
|
137,300
|
Suntory Beverage & Food Ltd. (Japan)
|
4,814
|
|
|
10,189,400
|
Thai Beverage PCL (Singapore)
|
4,880
|
|
|
136,000
|
Tsingtao Brewery Co. Ltd. (China)
|
1,075
|
|
|
|
|
183,058
|
|
BUILDING PRODUCTS—2.3%
|
|||
|
|
1,438,489
|
Assa Abloy AB Class B (Sweden)
|
46,141
|
|
|
55,065
|
Geberit AG (Switzerland)
|
45,213
|
|
|
840,463
|
GWA Group Ltd. (Australia)
|
1,736
|
|
|
588,800
|
LIXIL Group Corp. (Japan)
|
16,068
|
|
|
|
|
109,158
|
|
CAPITAL MARKETS—2.4%
|
|||
|
|
2,094,021
|
3i Group plc (United Kingdom)
|
37,217
|
|
|
576,700
|
Daiwa Securities Group Inc. (Japan)
|
3,033
|
|
|
988,248
|
IG Group Holdings plc (United Kingdom)
|
12,243
|
|
|
113,000
|
JAFCO Group Co. Ltd. (Japan)
|
6,455
|
|
|
107,200
|
Japan Exchange Group Inc. (Japan)
|
2,438
|
|
|
2,821,017
|
Jupiter Fund Management plc (United Kingdom)
|
10,602
|
|
|
2,754,200
|
Nomura Holdings Inc. (Japan)
|
13,792
|
|
|
135,256
|
Rathbone Brothers plc (United Kingdom)
|
3,524
|
|
|
919,802
|
St. James's Place plc (United Kingdom)
|
20,265
|
|
|
213,083
|
UBS Group AG (Switzerland)
|
3,511
|
|
|
|
|
113,080
|
|
CHEMICALS—1.7%
|
|||
|
|
616,800
|
Air Water Inc. (Japan)
|
9,221
|
|
|
394,259
|
BASF SE (Germany)
|
30,980
|
|
|
9,000
|
Nippon Shokubai Co. Ltd. (Japan)
|
433
|
|
|
203,800
|
Nissan Chemical Corp. (Japan)
|
9,989
|
|
|
42,900
|
Nitto Denko Corp. (Japan)
|
3,187
|
|
|
890,654
|
Orica Ltd. (Australia)
|
8,123
|
|
|
47,600
|
Shin-Etsu Chemical Co. Ltd. (Japan)
|
7,765
|
|
|
95,900
|
Sumitomo Bakelite Co. Ltd. (Japan)
|
4,174
|
|
|
101,100
|
Tokyo Ohka Kogyo Co. Ltd. (Japan)
|
6,553
|
|
|
|
|
80,425
|
|
COMMERCIAL SERVICES & SUPPLIES—1.7%
|
|||
|
|
68,600
|
AEON Delight Co. Ltd. (Japan)
|
2,257
|
|
|
1,313,887
|
Brambles Ltd. (Australia)
|
11,249
|
|
|
4,391,862
|
Cleanaway Waste Management Ltd. (Australia)
|
8,230
|
|
|
170,374
|
Elis SA (France)*
|
3,055
|
|
|
2,215,847
|
HomeServe plc (United Kingdom)
|
28,750
|
|
|
1,295
|
S-1 Corp. (South Korea)
|
91
|
|
|
100,800
|
Secom Co. Ltd. (Japan)
|
7,630
|
|
|
8,001,317
|
Serco Group plc (United Kingdom)
|
15,730
|
|
|
123,400
|
Sohgo Security Services Co. Ltd. (Japan)
|
5,770
|
|
|
|
|
82,762
|
|
CONSTRUCTION & ENGINEERING—1.0%
|
|||
|
|
328,025
|
Boskalis Westminster NV (Netherlands)
|
10,323
|
|
|
141,017
|
Ferrovial SA (Spain)
|
4,185
|
|
|
809,800
|
Maeda Corp. (Japan)
|
6,808
|
15
Harbor International Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
CONSTRUCTION & ENGINEERING—Continued
|
|||
|
|
2,205,000
|
Obayashi Corp. (Japan)
|
$18,031
|
|
|
1,277,900
|
Penta-Ocean Construction Co. Ltd. (Japan)
|
8,659
|
|
|
|
|
48,006
|
|
CONSTRUCTION MATERIALS—1.7%
|
|||
|
|
108,773
|
CRH plc (Ireland)
|
5,436
|
|
|
1,104,713
|
Fletcher Building Ltd. (New Zealand)
|
5,882
|
|
|
380,419
|
Holcim Ltd. (Switzerland)*
|
22,301
|
|
|
38,587
|
Imerys SA (France)
|
1,787
|
|
|
130,648
|
James Hardie Industries PLC CDI (Australia)2
|
4,408
|
|
|
764,500
|
Taiheiyo Cement Corp. (Japan)
|
17,812
|
|
|
60,286
|
Vicat SA (France)
|
3,039
|
|
|
538,688
|
Wienerberger AG (Austria)
|
22,020
|
|
|
|
|
82,685
|
|
CONSUMER FINANCE—0.3%
|
|||
|
|
2,243,494
|
International Personal Finance plc (United Kingdom)
|
4,657
|
|
|
2,290,775
|
Non-Standard Finance plc (United Kingdom)*,1
|
115
|
|
|
1,629,691
|
Provident Financial plc (United Kingdom)*
|
6,415
|
|
|
291,724
|
Shriram Transport Finance Co. Ltd. (India)
|
5,499
|
|
|
|
|
16,686
|
|
CONTAINERS & PACKAGING—0.6%
|
|||
|
|
3,645,473
|
DS Smith plc (United Kingdom)
|
21,415
|
|
|
689,800
|
Toyo Seikan Group Holdings Ltd. (Japan)
|
9,386
|
|
|
|
|
30,801
|
|
DISTRIBUTORS—0.4%
|
|||
|
|
1,708,809
|
Inchcape plc (United Kingdom)
|
20,184
|
|
DIVERSIFIED FINANCIAL SERVICES—0.3%
|
|||
|
|
3,725,351
|
AMP Ltd. (Australia)
|
2,854
|
|
|
99,000
|
Chailease Holding Co. Ltd. (Taiwan)
|
821
|
|
|
508,881
|
Challenger Ltd. (Australia)
|
2,130
|
|
|
4,632,000
|
First Pacific Co. Ltd. (Hong Kong)
|
1,545
|
|
|
63,954
|
Macquarie Group Ltd. (Australia)
|
7,385
|
|
|
|
|
14,735
|
|
DIVERSIFIED TELECOMMUNICATION SERVICES—1.4%
|
|||
|
|
562,905
|
Deutsche Telekom AG (Germany)
|
11,683
|
|
|
4,736,750
|
Koninklijke KPN NV (Netherlands)3
|
15,543
|
|
|
1,322,700
|
Nippon Telegraph & Telephone Corp. (Japan)
|
33,872
|
|
|
2,162,300
|
Singapore Telecommunications Ltd. (Singapore)
|
3,624
|
|
|
1,766,547
|
Telstra Corp. Ltd. (Australia)
|
4,920
|
|
|
|
|
69,642
|
|
ELECTRIC UTILITIES—0.5%
|
|||
|
|
173,962
|
Orsted AS (Denmark)1
|
25,802
|
|
ELECTRICAL EQUIPMENT—3.5%
|
|||
|
|
736,347
|
ABB Ltd. (Switzerland)
|
26,920
|
|
|
11,750
|
Havells India Ltd. (India)
|
185
|
|
|
380,942
|
Legrand SA (France)
|
42,931
|
|
|
55,500
|
Mabuchi Motor Co. Ltd. (Japan)
|
2,087
|
|
|
182,544
|
Schneider Electric SE (France)
|
30,574
|
|
|
1,411,000
|
TECO Electric and Machinery Co. Ltd. (Taiwan)
|
1,570
|
|
|
1,746,074
|
Vestas Wind Systems AS (Denmark)
|
64,386
|
|
|
|
|
168,653
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—1.0%
|
|||
|
|
1,173,000
|
Chroma ATE Inc. (Taiwan)
|
8,263
|
|
|
1,005,000
|
Delta Electronics Inc. (Taiwan)
|
10,355
|
|
|
186,100
|
Kyocera Corp. (Japan)
|
11,500
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—Continued
|
|||
|
|
56,000
|
Omron Corp. (Japan)
|
$4,792
|
|
|
60,500
|
Shimadzu Corp. (Japan)
|
2,440
|
|
|
76,600
|
TDK Corp. (Japan)
|
8,740
|
|
|
|
|
46,090
|
|
ENERGY EQUIPMENT & SERVICES—0.5%
|
|||
|
|
1,927,077
|
John Wood Group plc (United Kingdom)*
|
5,837
|
|
|
309,794
|
Petrofac Ltd. (United Kingdom)*
|
445
|
|
|
6,989,335
|
Saipem SpA (Italy)
|
16,035
|
|
|
39,437
|
Technip Energies NV (France)*
|
535
|
|
|
192,881
|
TechnipFMC plc (France)
|
1,396
|
|
|
|
|
24,248
|
|
ENTERTAINMENT—0.8%
|
|||
|
|
173,211
|
CTS Eventim AG & Co. KGaA (Germany)*
|
11,769
|
|
|
62,400
|
Konami Holdings Corp. (Japan)
|
3,456
|
|
|
4,211,900
|
Major Cineplex Group PCL (Thailand)
|
2,499
|
|
|
381,513
|
Modern Times Group MTG AB Class B (Sweden)
|
5,420
|
|
|
106,800
|
Nexon Co. Ltd. (Japan)
|
2,197
|
|
|
9,000
|
Nintendo Co. Ltd. (Japan)
|
4,627
|
|
|
6,342
|
Sea Ltd. ADR (Singapore)*,2
|
1,751
|
|
|
165,400
|
Toho Co. Ltd. (Japan)
|
7,201
|
|
|
|
|
38,920
|
|
FOOD & STAPLES RETAILING—1.3%
|
|||
|
|
18,264
|
Bid Corp. Ltd. (South Africa)*
|
401
|
|
|
24,352
|
Clicks Group Ltd. (South Africa)
|
441
|
|
|
697,169
|
Koninklijke Ahold Delhaize NV (Netherlands)
|
21,672
|
|
|
104,700
|
Matsumotokiyoshi Holdings Co. Ltd. (Japan)
|
4,652
|
|
|
1,003,669
|
Metcash Ltd. (Australia)
|
2,971
|
|
|
359,100
|
Seven & I Holdings Co. Ltd. (Japan)
|
16,023
|
|
|
144,500
|
Sundrug Co. Ltd. (Japan)
|
4,691
|
|
|
3,609,106
|
Tesco plc (United Kingdom)
|
11,684
|
|
|
8,371
|
X5 Retail Group NV GDR (Russia)2
|
271
|
|
|
|
|
62,806
|
|
FOOD PRODUCTS—1.7%
|
|||
|
|
87,400
|
Calbee Inc. (Japan)
|
2,008
|
|
|
894,000
|
China Mengniu Dairy Co. Ltd. (China)*
|
4,854
|
|
|
1,405,056
|
Devro plc (United Kingdom)
|
4,330
|
|
|
163,100
|
Fuji Oil Holdings Inc. (Japan)
|
3,692
|
|
|
307,800
|
Megmilk Snow Brand Co. Ltd. (Japan)
|
5,785
|
|
|
67,400
|
Meiji Holdings Co. Ltd. (Japan)
|
4,172
|
|
|
161,300
|
NH Foods Ltd. (Japan)
|
6,506
|
|
|
620,700
|
Nippon Suisan Kaisha Ltd. (Japan)
|
3,220
|
|
|
3,932,000
|
Tingyi Cayman Islands Holding Corp. (China)
|
7,089
|
|
|
342,700
|
Toyo Suisan Kaisha Ltd. (Japan)
|
13,083
|
|
|
1,934,000
|
Uni-President China Holdings Ltd. (China)
|
1,945
|
|
|
197,914
|
Viscofan SA (Spain)
|
13,744
|
|
|
5,454,000
|
Want Want China Holdings Ltd. (China)
|
3,681
|
|
|
138,500
|
Yakult Honsha Co. Ltd. (Japan)
|
8,185
|
|
|
|
|
82,294
|
|
GAS UTILITIES—0.0%
|
|||
|
|
72,100
|
Tokyo Gas Co. Ltd. (Japan)
|
1,365
|
|
HEALTH CARE EQUIPMENT & SUPPLIES—4.6%
|
|||
|
|
290,847
|
Coloplast AS Class B (Denmark)
|
53,185
|
|
|
7,432,366
|
ConvaTec Group plc (United Kingdom)1
|
24,473
|
|
|
561,595
|
Demant AS (Denmark)*
|
34,323
|
|
|
335,592
|
Getinge AB Class B (Sweden)
|
14,584
|
|
|
408,057
|
GN Store Nord AS (Denmark)
|
35,759
|
|
|
41,600
|
Hoya Corp. (Japan)
|
5,873
|
16
Harbor International Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
HEALTH CARE EQUIPMENT & SUPPLIES—Continued
|
|||
|
|
267,800
|
Japan Lifeline Co. Ltd. (Japan)
|
$3,371
|
|
|
446,296
|
Koninklijke Philips NV (Netherlands)
|
20,579
|
|
|
212,300
|
Olympus Corp. (Japan)
|
4,369
|
|
|
234,512
|
Smith & Nephew plc (United Kingdom)
|
4,786
|
|
|
52,967
|
Sonova Holding AG (Switzerland)
|
20,797
|
|
|
|
|
222,099
|
|
HEALTH CARE PROVIDERS & SERVICES—1.2%
|
|||
|
|
411,600
|
Alfresa Holdings Corp. (Japan)
|
6,269
|
|
|
174,585
|
Amplifon SpA (Italy)
|
8,622
|
|
|
403,122
|
Fresenius Medical Care AG & Co. KGaA (Germany)
|
31,775
|
|
|
467,500
|
MediPAL Holdings Corp. (Japan)
|
8,804
|
|
|
156,600
|
Ship Healthcare Holdings Inc. (Japan)
|
3,949
|
|
|
|
|
59,419
|
|
HOTELS, RESTAURANTS & LEISURE—4.4%
|
|||
|
|
3,147,000
|
Ajisen China Holdings Ltd. (China)
|
579
|
|
|
85,242
|
Aristocrat Leisure Ltd. (Australia)
|
2,612
|
|
|
287,397
|
Carnival plc (United Kingdom)*
|
5,689
|
|
|
1,902,312
|
Compass Group plc (United Kingdom)*
|
40,195
|
|
|
1,718,679
|
Entain plc (United Kingdom)*
|
43,339
|
|
|
276,702
|
Flutter Entertainment plc (Ireland)*
|
47,256
|
|
|
764,000
|
Galaxy Entertainment Group Ltd. (Hong Kong)*
|
5,178
|
|
|
6,866,500
|
Genting Singapore Ltd. (Singapore)
|
4,097
|
|
|
64,872
|
InterContinental Hotels Group PLC (United Kingdom)*
|
4,284
|
|
|
336,884
|
Playtech plc (United Kingdom)*
|
1,732
|
|
|
7,906,420
|
SSP Group plc (United Kingdom)*
|
28,671
|
|
|
3,457,943
|
TUI AG (Germany)
|
16,192
|
|
|
218,969
|
Yum China Holdings Inc. (China)
|
13,618
|
|
|
|
|
213,442
|
|
HOUSEHOLD DURABLES—1.0%
|
|||
|
|
592,679
|
Barratt Developments plc (United Kingdom)
|
5,792
|
|
|
361,200
|
Casio Computer Co. Ltd. (Japan)
|
5,887
|
|
|
45,300
|
Rinnai Corp. (Japan)
|
4,208
|
|
|
274,200
|
Sekisui Chemical Co. Ltd. (Japan)
|
4,732
|
|
|
141,500
|
Sony Group Corp. (Japan)
|
14,782
|
|
|
5,047,518
|
Taylor Wimpey plc (United Kingdom)
|
11,540
|
|
|
|
|
46,941
|
|
HOUSEHOLD PRODUCTS—0.7%
|
|||
|
|
140,900
|
Lion Corp. (Japan)
|
2,439
|
|
|
390,787
|
Reckitt Benckiser Group plc (United Kingdom)
|
29,895
|
|
|
|
|
32,334
|
|
INDUSTRIAL CONGLOMERATES—2.6%
|
|||
|
|
300,000
|
CK Hutchison Holdings Ltd. (Hong Kong)
|
2,192
|
|
|
218,286
|
DCC plc (United Kingdom)
|
18,276
|
|
|
1,356,900
|
Hitachi Ltd. (Japan)
|
78,048
|
|
|
322,900
|
Jardine Matheson Holdings Ltd. (Hong Kong)
|
19,211
|
|
|
41,666
|
LG Corp. (South Korea)
|
3,415
|
|
|
20,205
|
LX Holdings Corp. (South Korea)*
|
183
|
|
|
4,122,600
|
Sime Darby Berhad (Malaysia)
|
2,100
|
|
|
|
|
123,425
|
|
INSURANCE—5.0%
|
|||
|
|
480,639
|
Admiral Group plc (United Kingdom)
|
22,705
|
|
|
1,407,200
|
AIA Group Ltd. (Hong Kong)
|
16,838
|
|
|
1,170,571
|
AXA SA (France)
|
30,314
|
|
|
1,573,700
|
Dai-ichi Life Holdings Inc. (Japan)
|
28,964
|
|
|
278,300
|
Great Eastern Holdings Ltd. (Singapore)
|
4,439
|
|
|
38,340
|
Hannover Rueck SE (Germany)
|
6,444
|
|
|
33,986
|
Helvetia Holding AG (Switzerland)
|
3,696
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
INSURANCE—Continued
|
|||
|
|
501,406
|
Hiscox Ltd. (United Kingdom)
|
$6,089
|
|
|
1,867,045
|
Insurance Australia Group Ltd. (Australia)
|
6,658
|
|
|
1,578,100
|
Japan Post Holdings Co. Ltd. (Japan)*
|
13,396
|
|
|
184,500
|
MS&AD Insurance Group Holdings Inc. (Japan)
|
5,703
|
|
|
728,000
|
Ping An Insurance Group Co. of China Ltd. (China)
|
6,371
|
|
|
258,966
|
Prudential plc (United Kingdom)
|
4,863
|
|
|
920,016
|
QBE Insurance Group Ltd. (Australia)*
|
7,373
|
|
|
722,911
|
Sampo OYJ (Finland)
|
34,793
|
|
|
22,822
|
Samsung Fire & Marine Insurance Co. Ltd. (South
Korea)
|
4,257
|
|
|
390,800
|
Sompo Holdings Inc. (Japan)
|
16,157
|
|
|
403,400
|
T&D Holdings Inc. (Japan)
|
5,161
|
|
|
346,900
|
Tokio Marine Holdings Inc. (Japan)
|
16,534
|
|
|
|
|
240,755
|
|
INTERACTIVE MEDIA & SERVICES—1.8%
|
|||
|
|
1,684,080
|
Auto Trader Group plc (United Kingdom)1
|
15,258
|
|
|
64,694
|
Baidu Inc. ADR (China)*,2
|
10,610
|
|
|
637,284
|
Carsales.com Ltd. (Australia)
|
10,276
|
|
|
645,361
|
Domain Holdings Australia Ltd. (Australia)*
|
2,314
|
|
|
5,011,117
|
Rightmove plc (United Kingdom)
|
48,881
|
|
|
|
|
87,339
|
|
INTERNET & DIRECT MARKETING RETAIL—1.8%
|
|||
|
|
613,546
|
HelloFresh SE (Germany)*
|
57,513
|
|
|
165,243
|
Just Eat Takeaway.com NV (Netherlands)*,1
|
14,674
|
|
|
13,393
|
Naspers Ltd. (South Africa)
|
2,584
|
|
|
64,668
|
Trip.com Group Ltd. ADR (China)2
|
1,677
|
|
|
64,077
|
Vipshop Holdings Ltd. ADR (China)*,2
|
1,066
|
|
|
18,783
|
Zooplus AG (Germany)*
|
6,396
|
|
|
114,900
|
ZOZO Inc. (Japan)
|
3,913
|
|
|
|
|
87,823
|
|
IT SERVICES—2.9%
|
|||
|
|
102,145
|
Alten SA (France)
|
16,238
|
|
|
15,272,555
|
Capita plc (United Kingdom)*
|
7,482
|
|
|
467,452
|
Edenred (France)
|
27,157
|
|
|
122,345
|
Genpact Ltd. (United States)
|
6,094
|
|
|
91,458
|
Infosys Ltd. ADR (India)2
|
2,023
|
|
|
313,100
|
NEC Corp. (Japan)
|
15,880
|
|
|
249,700
|
NET One Systems Co. Ltd. (Japan)
|
8,563
|
|
|
74,200
|
Nomura Research Institute Ltd. (Japan)
|
2,388
|
|
|
185,800
|
NS Solutions Corp. (Japan)
|
5,915
|
|
|
1,365,700
|
NTT Data Corp. (Japan)
|
21,154
|
|
|
65,000
|
Otsuka Corp. (Japan)
|
3,377
|
|
|
41,761
|
Reply SpA (Italy)
|
7,465
|
|
|
217,700
|
SCSK Corp. (Japan)
|
13,121
|
|
|
13,208
|
Tata Consultancy Services Ltd. (India)
|
562
|
|
|
|
|
137,419
|
|
LEISURE PRODUCTS—0.7%
|
|||
|
|
167,400
|
Bandai Namco Holdings Inc. (Japan)
|
10,831
|
|
|
1,057,000
|
Giant Manufacturing Co. Ltd. (Taiwan)
|
12,173
|
|
|
58,000
|
Merida Industry Co. Ltd. (Taiwan)
|
697
|
|
|
726,600
|
Sega Sammy Holdings Inc. (Japan)
|
9,165
|
|
|
|
|
32,866
|
|
LIFE SCIENCES TOOLS & SERVICES—0.8%
|
|||
|
|
273,664
|
Eurofins Scientific SE (France)
|
32,734
|
|
|
49,429
|
Gerresheimer AG (Germany)
|
5,161
|
|
|
|
|
37,895
|
17
Harbor International Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
MACHINERY—3.1%
|
|||
|
|
101,916
|
Andritz AG (Austria)
|
$5,611
|
|
|
2,375,980
|
CNH Industrial NV (Italy)
|
39,673
|
|
|
62,600
|
Daifuku Co. Ltd. (Japan)
|
5,610
|
|
|
608,907
|
Fluidra SA (Spain)
|
24,684
|
|
|
99,002
|
GEA Group AG (Germany)
|
4,390
|
|
|
27,800
|
Hoshizaki Corp. (Japan)
|
2,334
|
|
|
65,400
|
Makita Corp. (Japan)
|
3,401
|
|
|
326,100
|
NSK Ltd. (Japan)
|
2,691
|
|
|
882,696
|
Rotork plc (United Kingdom)
|
4,426
|
|
|
987,970
|
Sandvik AB (Sweden)
|
25,763
|
|
|
196,555
|
Stabilus SA (Germany)
|
15,604
|
|
|
155,500
|
Techtronic Industries Co. Ltd. (Hong Kong)
|
2,773
|
|
|
670,340
|
Wartsila OYJ ABP (Finland)
|
10,098
|
|
|
266,000
|
Weichai Power Co. Ltd. (China)
|
583
|
|
|
|
|
147,641
|
|
MARINE—0.1%
|
|||
|
|
1,366,468
|
Irish Continental Group plc (Ireland)
|
7,180
|
|
MEDIA—2.7%
|
|||
|
|
318,806
|
Daily Mail & General Trust plc (United Kingdom)
|
4,848
|
|
|
284,472
|
Euromoney Institutional Investor plc (United Kingdom)
|
4,020
|
|
|
999,000
|
Fuji Media Holdings Inc. (Japan)
|
10,838
|
|
|
308,600
|
Hakuhodo DY Holdings Inc. (Japan)
|
4,694
|
|
|
793,493
|
Informa plc (United Kingdom)*
|
5,452
|
|
|
15,230,820
|
ITV plc (United Kingdom)*
|
23,683
|
|
|
576,003
|
JC Decaux SA (France)*
|
15,713
|
|
|
454,825
|
Nine Entertainment Co. Holdings Ltd. (Australia)
|
927
|
|
|
944,100
|
Nippon Television Holdings Inc. (Japan)
|
10,497
|
|
|
279,619
|
Nordic Entertainment Group AB (Sweden)*
|
14,932
|
|
|
168,418
|
Schibsted ASA Class A (Norway)
|
8,927
|
|
|
72,350
|
Schibsted ASA Class B (Norway)
|
3,347
|
|
|
5,074,226
|
Sky Network Television Ltd. (New Zealand)*
|
583
|
|
|
1,530,039
|
WPP plc (United Kingdom)
|
19,788
|
|
|
|
|
128,249
|
|
METALS & MINING—3.9%
|
|||
|
|
848,770
|
Acerinox SA (Spain)
|
11,346
|
|
|
25,113
|
African Rainbow Minerals Ltd. (South Africa)
|
511
|
|
|
1,051,902
|
ArcelorMittal SA (France)
|
36,738
|
|
|
524,906
|
BHP Group Ltd. (Australia)
|
20,618
|
|
|
582,727
|
BlueScope Steel Ltd. (Australia)
|
10,334
|
|
|
1,608,885
|
Evolution Mining Ltd. (Australia)
|
4,893
|
|
|
68,149
|
First Quantum Minerals Ltd. (Canada)
|
1,460
|
|
|
8,292,838
|
Glencore plc (United Kingdom)*
|
37,244
|
|
|
381,668
|
Newcrest Mining Ltd. (Australia)
|
7,377
|
|
|
570,500
|
Nippon Steel Corp. (Japan)
|
9,897
|
|
|
482,627
|
Rio Tinto plc (United Kingdom)
|
40,994
|
|
|
17,503
|
Severstal PJSC GDR (Russia)2
|
431
|
|
|
45,357
|
Southern Copper Corp. (Peru)
|
2,977
|
|
|
95,000
|
Sumitomo Metal Mining Co. Ltd. (Japan)
|
3,850
|
|
|
|
|
188,670
|
|
MULTILINE RETAIL—0.1%
|
|||
|
|
302,800
|
Marui Group Co. Ltd. (Japan)
|
5,304
|
|
OIL, GAS & CONSUMABLE FUELS—2.4%
|
|||
|
|
97,537
|
Ampol Ltd. (Australia)
|
2,030
|
|
|
3,360,215
|
Beach Energy Ltd. (Australia)
|
2,956
|
|
|
18,053,623
|
BP plc (United Kingdom)
|
72,468
|
|
|
1,666,752
|
Equinor ASA (Norway)
|
32,467
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
OIL, GAS & CONSUMABLE FUELS—Continued
|
|||
|
|
1,257,621
|
Oil Search Ltd. (Australia)
|
$3,515
|
|
|
64,520
|
Washington H Soul Pattinson & Co. Ltd. (Australia)
|
1,553
|
|
|
|
|
114,989
|
|
PAPER & FOREST PRODUCTS—0.3%
|
|||
|
|
2,142,000
|
Oji Holdings Corp. (Japan)
|
12,350
|
|
PERSONAL PRODUCTS—1.2%
|
|||
|
|
26,673
|
AMOREPACIFIC Group (South Korea)
|
1,337
|
|
|
11,387
|
Dabur India Ltd. (India)
|
92
|
|
|
135,300
|
Kao Corp. (Japan)
|
8,147
|
|
|
17,600
|
Kose Corp. (Japan)
|
2,781
|
|
|
1,188,500
|
L'Occitane International SA (Hong Kong)
|
4,132
|
|
|
101,500
|
Mandom Corp. (Japan)
|
1,721
|
|
|
14,584
|
Marico Ltd. (India)
|
107
|
|
|
73,300
|
Rohto Pharmaceutical Co. Ltd. (Japan)
|
1,932
|
|
|
554,948
|
Unilever plc (United Kingdom)
|
31,938
|
|
|
2,298,000
|
Uni-President Enterprises Corp. (Taiwan)
|
6,027
|
|
|
|
|
58,214
|
|
PHARMACEUTICALS—3.9%
|
|||
|
|
361,300
|
Astellas Pharma Inc. (Japan)
|
5,755
|
|
|
763,711
|
Novo Nordisk AS (Denmark)
|
70,698
|
|
|
133,600
|
Otsuka Holdings Co. Ltd. (Japan)
|
5,310
|
|
|
224,553
|
Roche Holding AG (Switzerland)
|
86,748
|
|
|
44,200
|
Sawai Group Holdings Co. Ltd. (Japan)
|
1,893
|
|
|
118,300
|
Takeda Pharmaceutical Co. Ltd. (Japan)
|
3,938
|
|
|
334,500
|
Tsumura & Co. (Japan)
|
10,551
|
|
|
|
|
184,893
|
|
PROFESSIONAL SERVICES—4.2%
|
|||
|
|
443,978
|
Adecco Group AG (Switzerland)
|
26,588
|
|
|
722,909
|
ALS Ltd. (Australia)
|
6,789
|
|
|
485,133
|
Experian plc (United Kingdom)
|
21,358
|
|
|
12,163,676
|
Hays plc (United Kingdom)*
|
25,004
|
|
|
645,142
|
Intertek Group plc (United Kingdom)
|
46,222
|
|
|
397,910
|
IPH Ltd. (Australia)
|
2,366
|
|
|
359,300
|
Nomura Co. Ltd. (Japan)
|
2,801
|
|
|
836,401
|
PageGroup plc (United Kingdom)*
|
7,145
|
|
|
194,100
|
Persol Holdings Co. Ltd. (Japan)
|
3,916
|
|
|
72,717
|
Randstad NV (Netherlands)
|
5,276
|
|
|
1,090,847
|
RELX plc (United Kingdom)
|
32,065
|
|
|
504,913
|
RWS Holdings plc (United Kingdom)
|
3,974
|
|
|
108,300
|
TechnoPro Holdings Inc. (Japan)
|
2,709
|
|
|
34,808
|
Teleperformance (France)
|
14,682
|
|
|
|
|
200,895
|
|
REAL ESTATE MANAGEMENT & DEVELOPMENT—0.4%
|
|||
|
|
29,400
|
Daito Trust Construction Co. Ltd. (Japan)
|
3,454
|
|
|
330,600
|
Daiwa House Industry Co. Ltd. (Japan)
|
10,136
|
|
|
130,900
|
Mitsubishi Estate Co. Ltd. (Japan)
|
2,054
|
|
|
524,000
|
Swire Pacific Ltd. (Hong Kong)
|
3,255
|
|
|
|
|
18,899
|
|
ROAD & RAIL—0.5%
|
|||
|
|
958,380
|
Aurizon Holdings Ltd. (Australia)
|
2,720
|
|
|
187,900
|
East Japan Railway Co. (Japan)
|
12,518
|
|
|
1,090,807
|
National Express Group plc (United Kingdom)*
|
4,122
|
|
|
341,200
|
Senko Group Holdings Co. Ltd. (Japan)
|
3,453
|
|
|
|
|
22,813
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—1.6%
|
|||
|
|
211,200
|
ASM Pacific Technology Ltd. (Hong Kong)
|
2,723
|
18
Harbor International Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—Continued
|
|||
|
|
33,422
|
ASML Holding NV (Netherlands)
|
$25,547
|
|
|
82,000
|
MediaTek Inc. (Taiwan)
|
2,681
|
|
|
764,500
|
Renesas Electronics Corp. (Japan)*
|
8,298
|
|
|
157,000
|
ROHM Co. Ltd. (Japan)
|
15,317
|
|
|
35,806
|
SK Hynix Inc. (South Korea)
|
3,505
|
|
|
819,000
|
Taiwan Semiconductor Manufacturing Co. Ltd.
(Taiwan)
|
17,117
|
|
|
|
|
75,188
|
|
SOFTWARE—0.0%
|
|||
|
|
11,000
|
Oracle Corp. Japan (Japan)
|
822
|
|
SPECIALTY RETAIL—0.8%
|
|||
|
|
90,400
|
ABC-Mart Inc. (Japan)
|
4,985
|
|
|
13,570,200
|
Esprit Holdings Ltd. (Hong Kong)*
|
1,084
|
|
|
527,529
|
Pepkor Holdings Ltd. (South Africa)*,1
|
754
|
|
|
1,591,154
|
Pets at Home Group plc (United Kingdom)
|
10,338
|
|
|
239,600
|
USS Co. Ltd. (Japan)
|
4,171
|
|
|
769,902
|
WH Smith plc (United Kingdom)*
|
17,364
|
|
|
100,500
|
Zhongsheng Group Holdings (China)
|
926
|
|
|
|
|
39,622
|
|
TECHNOLOGY HARDWARE, STORAGE & PERIPHERALS—1.0%
|
|||
|
|
46,000
|
Advantech Co. Ltd. (Taiwan)
|
600
|
|
|
279,000
|
King Slide Works Co. Ltd. (Taiwan)
|
3,719
|
|
|
144,612
|
Logitech International SA (Switzerland)
|
15,889
|
|
|
134,684
|
Quadient SA (France)
|
3,953
|
|
|
323,987
|
Samsung Electronics Co Ltd. (South Korea)
|
22,140
|
|
|
|
|
46,301
|
|
TEXTILES, APPAREL & LUXURY GOODS—2.8%
|
|||
|
|
92,344
|
Adidas AG (Germany)
|
33,517
|
|
|
311,500
|
ASICS Corp. (Japan)
|
6,879
|
|
|
279,624
|
Cie Financiere Richemont SA (Switzerland)
|
35,783
|
|
|
408,168
|
Cie Financiere Richemont SA ADR (South Africa)2
|
5,209
|
|
|
209,574
|
EssilorLuxottica SA (France)
|
39,564
|
|
|
263,500
|
Li Ning Co. Ltd. (China)
|
2,783
|
|
|
592,600
|
Onward Holdings Co. Ltd. (Japan)
|
1,627
|
|
|
774,900
|
Samsonite International SA (Hong Kong)*,1
|
1,442
|
|
|
205,718
|
Shenzhou International Group Holdings Ltd. (China)
|
4,566
|
|
|
1,964,000
|
Stella International Holdings Ltd. (Hong Kong)*
|
2,505
|
|
|
|
|
133,875
|
|
THRIFTS & MORTGAGE FINANCE—0.1%
|
|||
|
|
187,326
|
Housing Development Finance Corp. Ltd. (India)
|
6,170
|
|
TOBACCO—0.5%
|
|||
|
|
96,176
|
British American Tobacco plc (United Kingdom)
|
3,577
|
|
|
193,000
|
Japan Tobacco Inc. (Japan)
|
3,771
|
|
|
1,643,212
|
Swedish Match AB (Sweden)
|
14,715
|
|
|
|
|
22,063
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
TRADING COMPANIES & DISTRIBUTORS—1.5%
|
|||
|
|
95,100
|
BOC Aviation Ltd. (China)1
|
$699
|
|
|
339,384
|
Brenntag SE (Germany)
|
33,898
|
|
|
777,592
|
Bunzl plc (United Kingdom)
|
28,808
|
|
|
263,900
|
ITOCHU Corp. (Japan)
|
7,811
|
|
|
|
|
71,216
|
|
TRANSPORTATION INFRASTRUCTURE—0.4%
|
|||
|
|
654,817
|
Getlink SE (France)
|
10,489
|
|
|
222,000
|
Mitsubishi Logistics Corp. (Japan)
|
6,596
|
|
|
|
|
17,085
|
|
WIRELESS TELECOMMUNICATION SERVICES—0.7%
|
|||
|
|
1,793,127
|
Bharti Airtel Ltd. (India)
|
13,638
|
|
|
590,700
|
KDDI Corp. (Japan)
|
18,066
|
|
|
|
|
31,704
|
|
TOTAL COMMON STOCKS
|
|||
|
(Cost $3,770,313)
|
4,763,842
|
||
|
|
|||
|
PREFERRED STOCKS—0.5%
|
|||
|
AUTOMOBILES—0.5%
|
|||
|
|
97,464
|
Volkswagen AG (Germany)
|
23,740
|
|
PERSONAL PRODUCTS—0.0%
|
|||
|
|
10,588
|
AMOREPACIFIC Group (South Korea)
|
375
|
|
TOTAL PREFERRED STOCKS
|
|||
|
(Cost $16,269)
|
24,115
|
||
|
|
|||
|
SHORT-TERM INVESTMENTS—0.1%
|
|||
|
(Cost $2,924)
|
|
||
|
INVESTMENT COMPANY-SECURITIES LENDING INVESTMENT FUND—0.1%
|
|||
|
|
2,924,009
|
State Street Navigator Securities Lending Government
Money Market Portfolio (1 day yield of 0.050%)4
|
2,924
|
|
TOTAL INVESTMENTS—99.8%
|
|||
|
(Cost $3,789,506)
|
4,790,881
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.2%
|
9,151
|
||
|
TOTAL NET ASSETS—100.0%
|
$4,800,032
|
||
RIGHTS/WARRANTS
|
Description
|
No. of Contracts
|
Strike Price
|
Expiration Date
|
Cost
(000s)
|
Value
(000s)
|
|
Cie Financiere Richemont SA
|
805,198
|
ZAR 116.62
|
09/12/2023
|
$ —
|
$45
|
19
Harbor International Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
FAIR VALUE MEASUREMENTS
The following table summarizes the Fund’s investments as of July 31, 2021 based on the inputs used to value them.
|
Asset Category
|
Quoted Prices
Level 1
(000s)
|
Other Significant
Observable Inputs
Level 2
(000s)
|
Significant
Unobservable
Inputs
Level 3
(000s)
|
Total
(000s)
|
|
Investments in Securities
|
|
|
|
|
|
Common Stocks
|
|
|
|
|
|
Africa
|
$—
|
$10,480
|
$—
|
$10,480
|
|
Europe
|
702
|
3,156,337
|
—
|
3,157,039
|
|
Latin America
|
2,977
|
—
|
—
|
2,977
|
|
Middle East/Central Asia
|
4,902
|
39,673
|
—
|
44,575
|
|
North America
|
20,371
|
—
|
—
|
20,370
|
|
Pacific Basin
|
35,481
|
1,492,919
|
—
|
1,528,401
|
|
Preferred Stocks
|
|
|
|
|
|
Europe
|
—
|
23,740
|
—
|
23,740
|
|
Pacific Basin
|
—
|
375
|
—
|
375
|
|
Short-Term Investments
|
|
|
|
|
|
Investment Company-Securities Lending Investment Fund
|
2,924
|
—
|
—
|
2,924
|
|
Total Investments in Securities
|
$67,357
|
$4,723,524
|
$—
|
$4,790,881
|
|
Financial Derivatives Instruments - Assets
|
|
|
|
|
|
Rights/Warrants
|
$45
|
$—
|
$—
|
$45
|
|
Total Investments
|
$67,402
|
$4,723,524
|
$—
|
$4,790,926
|
There were no Level 3 Investments at July 31, 2021 or October 31, 2020.
For more information on valuation inputs and their aggregation into the levels used in the table above, please refer to the
Fair Value Measurements and Disclosures in Note 2 of the accompanying Notes to Portfolios of Investments.
|
*
|
Non-income producing security
|
|
1
|
Securities purchased in a transaction exempt from registration under Rule 144A of the Securities Act of 1933. These securities
may be resold in transactions exempt
from registration, normally to qualified institutional buyers. The Fund has no right to demand registration of these securities.
At July 31, 2021, the aggregate value
of these securities was $91,540 or 2% of net assets.
|
|
2
|
Depositary receipts such as American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) and other country specific
depositary receipts are certificates
evidencing ownership of shares of a foreign issuer. These certificates are issued by depositary banks and generally trade
on an established market in the U.S. or
elsewhere.
|
|
3
|
All or a portion of this security was out on loan as of July 31, 2021. The market value of securities on loan was $15,235
and the related cash collateral and non-cash
collateral were $2,924 and $13,133, respectively.
|
|
4
|
Represents the investment of collateral received from securities lending activities
|
|
ZAR
|
South African Rand
|
The accompanying notes are an integral part of the Portfolios of Investments.
20
Harbor International Growth Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—96.0%
|
|||
|
Shares
|
|
Value
|
|
|
AUTO COMPONENTS—0.8%
|
|||
|
|
95,140
|
Denso Corp. (Japan)
|
$6,536
|
|
AUTOMOBILES—0.8%
|
|||
|
|
165,760
|
Suzuki Motor Corp. (Japan)
|
6,744
|
|
BANKS—1.1%
|
|||
|
|
500,007
|
United Overseas Bank Ltd. (Singapore)
|
9,667
|
|
BEVERAGES—3.2%
|
|||
|
|
61,288
|
Remy Cointreau SA (France)
|
13,463
|
|
|
5,233,740
|
Thai Beverage PCL (Singapore)
|
2,506
|
|
|
968,000
|
Tsingtao Brewery Co. Ltd. (China)
|
7,651
|
|
|
434,926
|
United Spirits Ltd. (India)*
|
3,760
|
|
|
|
|
27,380
|
|
BIOTECHNOLOGY—1.2%
|
|||
|
|
19,775
|
BeiGene Ltd. ADR (China)*,1
|
6,260
|
|
|
165,704
|
Burning Rock Biotech Ltd. ADR (China)*,1
|
3,775
|
|
|
|
|
10,035
|
|
BUILDING PRODUCTS—2.2%
|
|||
|
|
1,574,632
|
NIBE Industrier AB (Sweden)
|
18,817
|
|
CAPITAL MARKETS—1.4%
|
|||
|
|
517,848
|
Hargreaves Lansdown plc (United Kingdom)
|
11,745
|
|
CHEMICALS—2.7%
|
|||
|
|
404,353
|
Asian Paints Ltd. (India)
|
16,075
|
|
|
163,893
|
Johnson Matthey plc (United Kingdom)
|
6,774
|
|
|
|
|
22,849
|
|
COMMERCIAL SERVICES & SUPPLIES—0.5%
|
|||
|
|
345,202
|
HomeServe plc (United Kingdom)
|
4,479
|
|
DIVERSIFIED FINANCIAL SERVICES—1.3%
|
|||
|
|
434,360
|
Investor AB Class B (Sweden)
|
10,757
|
|
ELECTRICAL EQUIPMENT—2.6%
|
|||
|
|
104,756
|
Contemporary Amperex Technology Co. Ltd. (China)
|
8,990
|
|
|
120,380
|
Nidec Corp. (Japan)
|
13,512
|
|
|
|
|
22,502
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—2.7%
|
|||
|
|
17,840
|
Keyence Corp. (Japan)
|
9,937
|
|
|
156,460
|
Murata Manufacturing Co. Ltd. (Japan)
|
12,984
|
|
|
|
|
22,921
|
|
ENERGY EQUIPMENT & SERVICES—0.2%
|
|||
|
|
641,808
|
John Wood Group plc (United Kingdom)*
|
1,944
|
|
ENTERTAINMENT—1.8%
|
|||
|
|
42,712
|
Spotify Technology SA (Sweden)*
|
9,767
|
|
|
89,214
|
Ubisoft Entertainment SA (France)*
|
5,656
|
|
|
|
|
15,423
|
|
FOOD & STAPLES RETAILING—2.9%
|
|||
|
|
410,708
|
Jeronimo Martins SGPS SA (Portugal)
|
8,372
|
|
|
1,654,180
|
Raia Drogasil SA (Brazil)*
|
8,017
|
|
|
59,220
|
Sugi Holdings Co. Ltd. (Japan)
|
4,370
|
|
|
1,155,089
|
Wal-Mart de Mexico SAB de CV (Mexico)
|
3,805
|
|
|
|
|
24,564
|
|
HEALTH CARE EQUIPMENT & SUPPLIES—4.9%
|
|||
|
|
72,685
|
Cochlear Ltd. (Australia)
|
13,150
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
HEALTH CARE EQUIPMENT & SUPPLIES—Continued
|
|||
|
|
625,780
|
Olympus Corp. (Japan)
|
$12,878
|
|
|
131,640
|
Sysmex Corp. (Japan)
|
15,664
|
|
|
|
|
41,692
|
|
HOUSEHOLD PRODUCTS—0.4%
|
|||
|
|
128,640
|
Pigeon Corp. (Japan)
|
3,704
|
|
INSURANCE—3.1%
|
|||
|
|
1,070,960
|
AIA Group Ltd. (Hong Kong)
|
12,815
|
|
|
10,856
|
Fairfax Financial Holdings Ltd. (Canada)
|
4,573
|
|
|
211,083
|
ICICI Lombard General Insurance Co Ltd. (India)2
|
4,195
|
|
|
615,600
|
Ping An Insurance Group Co. of China Ltd. (China)
|
5,387
|
|
|
|
|
26,970
|
|
INTERACTIVE MEDIA & SERVICES—6.4%
|
|||
|
|
1,393,907
|
Auto Trader Group plc (United Kingdom)2
|
12,629
|
|
|
36,836
|
Baidu Inc. ADR (China)*,1
|
6,041
|
|
|
240,640
|
Kakaku.com Inc. (Japan)
|
6,567
|
|
|
25,730
|
Naver Corp. (South Korea)
|
9,698
|
|
|
1,563,130
|
Rightmove plc (United Kingdom)
|
15,247
|
|
|
221,968
|
SEEK Ltd (Australia)
|
4,802
|
|
|
|
|
54,984
|
|
INTERNET & DIRECT MARKETING RETAIL—13.4%
|
|||
|
|
79,825
|
Alibaba Group Holding Ltd. ADR (China)*,1
|
15,581
|
|
|
80,251
|
ASOS plc (United Kingdom)*
|
4,243
|
|
|
100,294
|
AUTO1 Group SE (Germany)*,2
|
4,913
|
|
|
109,904
|
Coupang Inc. (South Korea)*
|
3,992
|
|
|
61,216
|
Games Workshop Group plc (United Kingdom)
|
9,672
|
|
|
100,258
|
MakeMyTrip Ltd. (India)*
|
2,853
|
|
|
384,340
|
Meituan Dianping Class B (China)*,2
|
10,635
|
|
|
8,396
|
MercadoLibre Inc. (Argentina)*
|
13,171
|
|
|
61,257
|
Naspers Ltd. (South Africa)
|
11,821
|
|
|
59,038
|
Prosus NV (Netherlands)*
|
5,267
|
|
|
1,297,447
|
Trainline plc (United Kingdom)*,2
|
6,117
|
|
|
134,536
|
Trip.com Group Ltd. ADR (China)1
|
3,489
|
|
|
206,510
|
Zalando SE (Germany)*,2
|
22,946
|
|
|
|
|
114,700
|
|
IT SERVICES—4.3%
|
|||
|
|
75,626
|
Bechtle AG (Germany)
|
15,615
|
|
|
14,014
|
Shopify Inc. (Canada)*
|
21,020
|
|
|
|
|
36,635
|
|
LEISURE PRODUCTS—1.3%
|
|||
|
|
42,880
|
Shimano Inc. (Japan)
|
10,976
|
|
LIFE SCIENCES TOOLS & SERVICES—2.1%
|
|||
|
|
12,201
|
Mettler-Toledo International Inc. (Switzerland)*
|
17,981
|
|
MACHINERY—9.1%
|
|||
|
|
186,835
|
Atlas Copco AB Class A (Sweden)
|
12,653
|
|
|
83,469
|
Atlas Copco AB Class B (Sweden)
|
4,746
|
|
|
456,365
|
Epiroc AB Class B (Sweden)*
|
9,169
|
|
|
121,481
|
Kone OYJ Class B (Finland)
|
10,062
|
|
|
8,522
|
Rational AG (Germany)
|
9,280
|
|
|
21,480
|
SMC Corp. (Japan)
|
12,769
|
|
|
792,800
|
Techtronic Industries Co. Ltd. (Hong Kong)
|
14,138
|
|
|
202,406
|
Weir Group plc (United Kingdom)
|
4,874
|
|
|
|
|
77,691
|
|
PERSONAL PRODUCTS—2.1%
|
|||
|
|
77,740
|
Kao Corp. (Japan)
|
4,681
|
21
Harbor International Growth Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
PERSONAL PRODUCTS—Continued
|
|||
|
|
162,120
|
Shiseido Co. Ltd. (Japan)
|
$10,835
|
|
|
421,107
|
Yatsen Holding Ltd. ADR (China)*,1
|
2,838
|
|
|
|
|
18,354
|
|
PROFESSIONAL SERVICES—1.9%
|
|||
|
|
99,319
|
Intertek Group plc (United Kingdom)
|
7,116
|
|
|
171,700
|
Recruit Holdings Co. Ltd. (Japan)
|
8,899
|
|
|
|
|
16,015
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—6.9%
|
|||
|
|
37,863
|
ASML Holding NV (Netherlands)
|
28,942
|
|
|
257,813
|
Taiwan Semiconductor Manufacturing Co. Ltd. ADR
(Taiwan)1
|
30,071
|
|
|
|
|
59,013
|
|
SOFTWARE—2.2%
|
|||
|
|
72,341
|
Nemetschek SE (Germany)
|
6,384
|
|
|
117,807
|
Xero Ltd. (New Zealand)*
|
12,223
|
|
|
|
|
18,607
|
|
SPECIALTY RETAIL—1.3%
|
|||
|
|
318,423
|
Industria de Diseno Textil SA (Spain)
|
10,800
|
|
TEXTILES, APPAREL & LUXURY GOODS—8.0%
|
|||
|
|
30,057
|
Adidas AG (Germany)
|
10,909
|
|
|
228,911
|
Burberry Group plc (United Kingdom)
|
6,566
|
|
|
114,969
|
Cie Financiere Richemont SA (Switzerland)
|
14,713
|
|
|
11,031
|
Kering SA (France)
|
9,896
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
TEXTILES, APPAREL & LUXURY GOODS—Continued
|
|||
|
|
1,498,900
|
Li Ning Co. Ltd. (China)
|
$15,830
|
|
|
13,666
|
LVMH Moet Hennessy Louis Vuitton SE (France)
|
10,942
|
|
|
|
|
68,856
|
|
THRIFTS & MORTGAGE FINANCE—1.3%
|
|||
|
|
348,984
|
Housing Development Finance Corp. Ltd. (India)
|
11,495
|
|
TRADING COMPANIES & DISTRIBUTORS—1.1%
|
|||
|
|
57,135
|
IMCD Group NV (Netherlands)
|
9,899
|
|
WIRELESS TELECOMMUNICATION SERVICES—0.8%
|
|||
|
|
115,280
|
SoftBank Group Corp. (Japan)
|
7,249
|
|
TOTAL COMMON STOCKS
|
|||
|
(Cost $515,478)
|
821,984
|
||
|
|
|||
|
PREFERRED STOCKS—2.3%
|
|||
|
(Cost $4,668)
|
|
||
|
HEALTH CARE EQUIPMENT & SUPPLIES—2.3%
|
|||
|
|
33,462
|
Sartorius AG (Germany)
|
20,242
|
|
TOTAL INVESTMENTS—98.3%
|
|||
|
(Cost $520,146)
|
842,226
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—1.7%
|
14,226
|
||
|
TOTAL NET ASSETS—100.0%
|
$856,452
|
||
FAIR VALUE MEASUREMENTS
The following table summarizes the Fund’s investments as of July 31, 2021 based on the inputs used to value them.
|
Asset Category
|
Quoted Prices
Level 1
(000s)
|
Other Significant
Observable Inputs
Level 2
(000s)
|
Significant
Unobservable
Inputs
Level 3
(000s)
|
Total
(000s)
|
|
Common Stocks
|
|
|
|
|
|
Africa
|
$—
|
$11,821
|
$—
|
$11,821
|
|
Europe
|
27,748
|
345,607
|
—
|
373,355
|
|
Latin America
|
27,831
|
—
|
—
|
27,831
|
|
Middle East/Central Asia
|
2,853
|
35,525
|
—
|
38,378
|
|
North America
|
25,593
|
—
|
—
|
25,593
|
|
Pacific Basin
|
69,209
|
275,797
|
—
|
345,006
|
|
Preferred Stocks
|
|
|
|
|
|
Europe
|
—
|
20,242
|
—
|
20,242
|
|
Total Investments in Securities
|
$153,234
|
$688,992
|
$—
|
$842,226
|
For more information on valuation inputs and their aggregation into the levels used in the table above, please refer to the
Fair Value Measurements and Disclosures in Note 2 of the accompanying Notes to Portfolios of Investments.
22
Harbor International Growth Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
FAIR VALUE MEASUREMENTS—Continued
The following is a rollforward of the Fund’s Level 3 investments during the period ended July 31, 2021. Transfers into or out of Level 3 are recognized as of the last day in the fiscal quarter of the period in which the event or change in circumstances that caused the reclassification occured.
|
Valuation Description
|
Beginning
Balance
as of
11/01/2020
(000s)
|
Purchases
(000s)
|
Sales
(000s)
|
Discount/
(Premium)
(000s)
|
Total Realized
Gain/(Loss)
(000s)
|
Change in
Unrealized
Appreciation/
(Depreciation)
(000s)
|
Transfers
Into Level 3
(000s)
|
Transfers
Out of
Level 3h
(000s)
|
Ending
Balance
as of
07/31/2021
(000s)
|
Unrealized
Gain/
Loss
as of
07/31/2021
(000s)
|
|
Common Stocks
|
$6,629
|
$438
|
$(5,560)
|
$—
|
$2,106
|
$1,189
|
$—
|
$(4,802)
|
$—
|
$—
|
|
*
|
Non-income producing security
|
|
1
|
Depositary receipts such as American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) and other country specific
depositary receipts are certificates
evidencing ownership of shares of a foreign issuer. These certificates are issued by depositary banks and generally trade
on an established market in the U.S. or
elsewhere.
|
|
2
|
Securities purchased in a transaction exempt from registration under Rule 144A of the Securities Act of 1933. These securities
may be resold in transactions exempt
from registration, normally to qualified institutional buyers. The Fund has no right to demand registration of these securities.
At July 31, 2021, the aggregate value of
these securities was $61,435 or 7% of net assets.
|
|
h
|
Transferred from Level 3 to Level 2 due to the availability of observable market data for pricing
|
The accompanying notes are an integral part of the Portfolios of Investments.
23
Harbor International Small Cap Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—96.1%
|
|||
|
Shares
|
|
Value
|
|
|
AEROSPACE & DEFENSE—2.0%
|
|||
|
|
60,794
|
Hensoldt AG (Germany)
|
$1,059
|
|
AUTO COMPONENTS—1.9%
|
|||
|
|
427,380
|
Johnson Electric Holdings Ltd. (Hong Kong)
|
1,002
|
|
BANKS—1.9%
|
|||
|
|
360,139
|
Virgin Money UK plc (United Kingdom)*
|
1,000
|
|
BEVERAGES—1.5%
|
|||
|
|
242,986
|
C&C Group plc (Ireland)*
|
799
|
|
CAPITAL MARKETS—0.5%
|
|||
|
|
93,531
|
TP ICAP Group plc (Jersey)
|
254
|
|
CHEMICALS—5.4%
|
|||
|
|
34,000
|
KH Neochem Co. Ltd. (Japan)
|
804
|
|
|
71,526
|
Neo Performance Materials Inc. (Canada)
|
1,073
|
|
|
26,171
|
Victrex plc (United Kingdom)
|
965
|
|
|
|
|
2,842
|
|
COMMERCIAL SERVICES & SUPPLIES—4.8%
|
|||
|
|
43,038
|
ISS AS (Denmark)*
|
1,016
|
|
|
30,467
|
Loomis AB (Sweden)
|
1,021
|
|
|
176,823
|
Mears Group PLC (United Kingdom)
|
467
|
|
|
|
|
2,504
|
|
CONSTRUCTION & ENGINEERING—3.5%
|
|||
|
|
265,507
|
Maire Tecnimont SpA (Italy)
|
982
|
|
|
47,153
|
Raito Kogyo Co. Ltd. (Japan)
|
844
|
|
|
|
|
1,826
|
|
CONSUMER FINANCE—1.4%
|
|||
|
|
156,073
|
Resurs Holding AB (Sweden)1
|
753
|
|
CONTAINERS & PACKAGING—3.3%
|
|||
|
|
39,600
|
BillerudKorsnas AB (Sweden)
|
857
|
|
|
327,230
|
Orora Ltd. (Australia)
|
867
|
|
|
|
|
1,724
|
|
DISTRIBUTORS—1.0%
|
|||
|
|
2,768
|
DKSH Holding AG (Switzerland)
|
234
|
|
|
6,600
|
PALTAC Corp. (Japan)
|
307
|
|
|
|
|
541
|
|
ELECTRICAL EQUIPMENT—1.4%
|
|||
|
|
19,192
|
Mersen SA (France)
|
762
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—10.4%
|
|||
|
|
42,326
|
Amano Corp. (Japan)
|
1,044
|
|
|
51,820
|
Daiwabo Holdings Co. Ltd. (Japan)
|
1,046
|
|
|
13,945
|
Landis+Gyr Group AG (Switzerland)*
|
1,104
|
|
|
30,000
|
Nohmi Bosai Ltd. (Japan)
|
574
|
|
|
53,725
|
Optex Group Co. Ltd. (Japan)
|
829
|
|
|
61,020
|
Venture Corp. Ltd. (Singapore)
|
856
|
|
|
|
|
5,453
|
|
ENERGY EQUIPMENT & SERVICES—1.6%
|
|||
|
|
63,073
|
Technip Energies NV (France)*
|
855
|
|
FOOD & STAPLES RETAILING—1.4%
|
|||
|
|
53,368
|
Qol Holdings Co. Ltd. (Japan)
|
740
|
|
FOOD PRODUCTS—5.9%
|
|||
|
|
697,540
|
Aryzta AG (Switzerland)*
|
929
|
|
|
73,002
|
Elders Ltd. (Australia)
|
607
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
FOOD PRODUCTS—Continued
|
|||
|
|
55,215
|
Glanbia plc (Ireland)
|
$948
|
|
|
1,104,100
|
Japfa Ltd. (Singapore)
|
623
|
|
|
|
|
3,107
|
|
HEALTH CARE PROVIDERS & SERVICES—3.2%
|
|||
|
|
20,963
|
BML Inc. (Japan)
|
724
|
|
|
263,707
|
Healius Ltd. (Australia)*
|
946
|
|
|
|
|
1,670
|
|
HOTELS, RESTAURANTS & LEISURE—3.0%
|
|||
|
|
47,910
|
Resorttrust Inc. (Japan)
|
788
|
|
|
80,760
|
Round One Corp. (Japan)
|
787
|
|
|
|
|
1,575
|
|
INSURANCE—7.4%
|
|||
|
|
26,184
|
ASR Nederland NV (Netherlands)
|
1,076
|
|
|
73,277
|
Coface SA (France)
|
920
|
|
|
225,140
|
Direct Line Insurance Group plc (United Kingdom)
|
931
|
|
|
464,181
|
Mapfre SA (Spain)
|
956
|
|
|
|
|
3,883
|
|
INTERNET & DIRECT MARKETING RETAIL—1.8%
|
|||
|
|
56,638
|
TAKKT AG (Germany)*
|
931
|
|
IT SERVICES—1.9%
|
|||
|
|
29,194
|
Tietoevry OYJ (Finland)
|
982
|
|
LEISURE PRODUCTS—2.0%
|
|||
|
|
27,306
|
Spin Master Corp. (Canada)*,1
|
1,047
|
|
MACHINERY—3.7%
|
|||
|
|
9,679
|
Krones AG (Germany)
|
954
|
|
|
52,189
|
OSG Corp. (Japan)
|
976
|
|
|
|
|
1,930
|
|
MARINE—2.1%
|
|||
|
|
24,041
|
Clarkson plc (United Kingdom)
|
1,078
|
|
MEDIA—3.1%
|
|||
|
|
22,243
|
Criteo SA ADR (France)*,2
|
863
|
|
|
13,693
|
RTL Group SA (Luxembourg)
|
775
|
|
|
|
|
1,638
|
|
OIL, GAS & CONSUMABLE FUELS—1.3%
|
|||
|
|
746,801
|
Beach Energy Ltd. (Australia)
|
657
|
|
PAPER & FOREST PRODUCTS—1.6%
|
|||
|
|
235,267
|
Navigator Co. SA (Portugal)
|
847
|
|
PERSONAL PRODUCTS—1.3%
|
|||
|
|
63,352
|
Ontex Group NV (Belgium)*
|
705
|
|
ROAD & RAIL—2.0%
|
|||
|
|
182,840
|
Redde Northgate plc (United Kingdom)*
|
1,075
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—3.3%
|
|||
|
|
34,108
|
Tower Semiconductor Ltd. (Israel)
|
950
|
|
|
83,162
|
X-Fab Silicon Foundries SE (Belgium)*,1
|
788
|
|
|
|
|
1,738
|
|
SOFTWARE—3.7%
|
|||
|
|
61,480
|
Computer Engineering & Consulting Ltd. (Japan)
|
897
|
|
|
122,016
|
TomTom NV (Netherlands)*
|
1,025
|
|
|
|
|
1,922
|
24
Harbor International Small Cap Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
SPECIALTY RETAIL—1.8%
|
|||
|
|
52,361
|
Matas AS (Denmark)
|
$933
|
|
TEXTILES, APPAREL & LUXURY GOODS—1.9%
|
|||
|
|
1,014,765
|
Coats Group plc (United Kingdom)*
|
988
|
|
TRADING COMPANIES & DISTRIBUTORS—1.5%
|
|||
|
|
34,196
|
Kanamoto Co. Ltd. (Japan)
|
799
|
|
TRANSPORTATION INFRASTRUCTURE—1.6%
|
|||
|
|
184,036
|
ENAV SpA (Italy)*,1
|
851
|
|
TOTAL COMMON STOCKS
|
|||
|
(Cost $42,013)
|
50,470
|
||
|
TOTAL INVESTMENTS—96.1%
|
|||
|
(Cost $42,013)
|
50,470
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—3.9%
|
2,062
|
||
|
TOTAL NET ASSETS—100.0%
|
$52,532
|
||
FAIR VALUE MEASUREMENTS
The following table summarizes the Fund’s investments as of July 31, 2021 based on the inputs used to value them.
|
Asset Category
|
Quoted Prices
Level 1
(000s)
|
Other Significant
Observable Inputs
Level 2
(000s)
|
Significant
Unobservable
Inputs
Level 3
(000s)
|
Total
(000s)
|
|
Common Stocks
|
|
|
|
|
|
Europe
|
$927
|
$29,756
|
$—
|
$30,683
|
|
Middle East/Central Asia
|
950
|
—
|
—
|
950
|
|
North America
|
2,120
|
—
|
—
|
2,120
|
|
Pacific Basin
|
—
|
16,717
|
—
|
16,717
|
|
Total Investments in Securities
|
$3,997
|
$46,473
|
$—
|
$50,470
|
There were no Level 3 Investments at July 31, 2021 or October 31, 2020.
For more information on valuation inputs and their aggregation into the levels used in the table above, please refer to the
Fair Value Measurements and Disclosures in Note 2 of the accompanying Notes to Portfolios of Investments.
|
*
|
Non-income producing security
|
|
1
|
Securities purchased in a transaction exempt from registration under Rule 144A of the Securities Act of 1933. These securities
may be resold in transactions exempt
from registration, normally to qualified institutional buyers. The Fund has no right to demand registration of these securities.
At July 31, 2021, the aggregate value of
these securities was $3,439 or 7% of net assets.
|
|
2
|
Depositary receipts such as American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs) and other country specific
depositary receipts are certificates
evidencing ownership of shares of a foreign issuer. These certificates are issued by depositary banks and generally trade
on an established market in the U.S. or
elsewhere.
|
The accompanying notes are an integral part of the Portfolios of Investments.
25
Harbor Overseas Fund
Portfolio of Investments—July 31, 2021 (Unaudited)
Portfolio of Investments—July 31, 2021 (Unaudited)
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—97.9%
|
|||
|
Shares
|
|
Value
|
|
|
AEROSPACE & DEFENSE—0.0%
|
|||
|
|
1,320
|
Ceska Zbrojovka Group SE (Czech Republic)
|
$26
|
|
AIR FREIGHT & LOGISTICS—1.9%
|
|||
|
|
4,763
|
CTT-Correios de Portugal SA (Portugal)
|
25
|
|
|
13,768
|
Deutsche Post AG (Germany)
|
933
|
|
|
261
|
Mainfreight Ltd. (New Zealand)
|
15
|
|
|
|
|
973
|
|
AUTO COMPONENTS—1.4%
|
|||
|
|
1,692
|
DTR Automotive Corp. (South Korea)
|
59
|
|
|
4,800
|
Fujikura Composites Inc. (Japan)
|
22
|
|
|
13,800
|
Inoue Rubber Thailand PCL NVDR (Thailand)1
|
7
|
|
|
28,000
|
Johnson Electric Holdings Ltd. (Hong Kong)
|
66
|
|
|
400
|
Linamar Corp. (Canada)
|
24
|
|
|
400
|
Magna International Inc. (Canada)
|
33
|
|
|
3,100
|
Mahle-Metal Leve SA (Brazil)
|
19
|
|
|
7,500
|
Sumitomo Rubber Industries Ltd. (Japan)
|
101
|
|
|
18,800
|
Yokohama Rubber Co. Ltd.(Japan)
|
375
|
|
|
|
|
706
|
|
AUTOMOBILES—3.1%
|
|||
|
|
7,558
|
Bayerische Motoren Werke AG (Germany)
|
751
|
|
|
8,030
|
Daimler AG (Germany)
|
717
|
|
|
10,400
|
Mazda Motor Corp. (Japan)*
|
103
|
|
|
|
|
1,571
|
|
BANKS—3.3%
|
|||
|
|
88,736
|
Bank Leumi Le-Israel BM (Israel)
|
678
|
|
|
7,842
|
BNK Financial Group Inc. (South Korea)
|
53
|
|
|
556
|
BNP Paribas SA (France)
|
34
|
|
|
44,468
|
Faisal Islamic Bank of Egypt (Egypt)*
|
39
|
|
|
34,200
|
Japan Post Bank Co. Ltd. (Japan)*
|
290
|
|
|
1,429
|
Shinhan Financial Group Co. Ltd. (South Korea)
|
48
|
|
|
16,953
|
Societe Generale SA (France)
|
497
|
|
|
3,133
|
SpareBank 1 BV (Norway)
|
17
|
|
|
|
|
1,656
|
|
BEVERAGES—0.5%
|
|||
|
|
24,126
|
Australian Vintage Ltd. (Australia)*
|
14
|
|
|
2,698
|
Coca-Cola Europacific Partners plc (United Kingdom)
|
167
|
|
|
16,198
|
Ginebra San Miguel Inc. (Philippines)
|
28
|
|
|
1,605
|
Kofola Ceskoslovensko AS (Czech Republic)
|
21
|
|
|
|
|
230
|
|
BIOTECHNOLOGY—2.1%
|
|||
|
|
1,255
|
BioNTech SE ADR (Germany)*,1
|
412
|
|
|
1,478
|
Genmab AS (Denmark)*
|
668
|
|
|
|
|
1,080
|
|
BUILDING PRODUCTS—2.3%
|
|||
|
|
1,664
|
Compagnie de Saint-Gobain SA (France)
|
119
|
|
|
7,826
|
Deceuninck NV (Belgium)
|
32
|
|
|
1,376
|
FM Mattsson Mora Group AB (Sweden)
|
32
|
|
|
987
|
Geberit AG (Switzerland)
|
810
|
|
|
1,880
|
Inwido AB (Sweden)
|
35
|
|
|
5,400
|
Maezawa Kasei Industries Co. Ltd. (Japan)
|
61
|
|
|
5,888
|
Norcros plc (United Kingdom)
|
24
|
|
|
295
|
Systemair AB (Sweden)
|
12
|
|
|
465
|
Zehnder Group AG (Switzerland)
|
49
|
|
|
|
|
1,174
|
|
CAPITAL MARKETS—3.1%
|
|||
|
|
87,100
|
Asia Plus Group Holdings PCL NVDR (Thailand)1
|
9
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
CAPITAL MARKETS—Continued
|
|||
|
|
26,000
|
CI Financial Corp (Canada)
|
$474
|
|
|
313
|
Cie Financiere Tradition SA (Switzerland)
|
40
|
|
|
35,747
|
Deutsche Bank AG (Germany)*
|
451
|
|
|
2,082
|
Fiducian Group Ltd. (Australia)
|
11
|
|
|
69,244
|
Investec plc (United Kingdom)
|
267
|
|
|
4,100
|
Iwaicosmo Holdings Inc. (Japan)
|
52
|
|
|
11,000
|
Marusan Securities Co. Ltd. (Japan)
|
59
|
|
|
28,000
|
Nomura Holdings Inc. (Japan)
|
140
|
|
|
10,912
|
Numis Corp. plc (United Kingdom)
|
54
|
|
|
1,704
|
Titanium OYJ (Finland)
|
30
|
|
|
|
|
1,587
|
|
CHEMICALS—2.2%
|
|||
|
|
255
|
Akzo Nobel NV (Netherlands)
|
31
|
|
|
1,582
|
BASF SE (Germany)
|
124
|
|
|
574
|
KPX Chemical Co. Ltd. (South Korea)
|
32
|
|
|
1,197
|
Kumho Petrochemical Co. Ltd. (South Korea)
|
212
|
|
|
1,337
|
LOTTE Chemical Corp. (South Korea)
|
302
|
|
|
5,500
|
Neo Performance Materials Inc. (Canada)
|
82
|
|
|
886
|
NOROO Holdings Co. Ltd. (South Korea)
|
11
|
|
|
728
|
PCC Rokita SA (Poland)
|
15
|
|
|
1,600
|
Sakai Chemical Industry Co. Ltd. (Japan)
|
28
|
|
|
600
|
Soken Chemical & Engineering Co. Ltd. (Japan)
|
11
|
|
|
8,119
|
Thrace Plastics Holding And Co. (Greece)
|
74
|
|
|
2,015
|
UNID Co. Ltd. (South Korea)
|
207
|
|
|
|
|
1,129
|
|
COMMERCIAL SERVICES & SUPPLIES—0.4%
|
|||
|
|
1,476
|
Elanders AB Class B (Sweden)*
|
29
|
|
|
10,000
|
Kokuyo Co. Ltd. (Japan)
|
162
|
|
|
700
|
Pilot Corp. (Japan)
|
24
|
|
|
|
|
215
|
|
COMMUNICATIONS EQUIPMENT—1.7%
|
|||
|
|
5,931
|
ADVA Optical Networking SE (Germany)*
|
88
|
|
|
16,839
|
Ericsson (LM) Telephone SP ADR (Sweden)1
|
194
|
|
|
50,362
|
Telefonaktiebolaget LM Ericsson (Sweden)
|
581
|
|
|
|
|
863
|
|
CONSTRUCTION & ENGINEERING—0.3%
|
|||
|
|
122,000
|
Analogue Holdings Ltd. (Hong Kong)
|
31
|
|
|
24,388
|
Boustead Singapore Ltd. (Singapore)
|
21
|
|
|
305
|
Burkhalter Holding AG (Switzerland)
|
22
|
|
|
2,516
|
Hwasung Industrial Co. Ltd. (South Korea)
|
28
|
|
|
45,284
|
Intega Group Ltd. (Australia)
|
17
|
|
|
197,200
|
Naim Holdings BHD (Malaysia)
|
31
|
|
|
3,722
|
Orascom Construction plc (United Arab Emirates)
|
19
|
|
|
|
|
169
|
|
CONSTRUCTION MATERIALS—1.5%
|
|||
|
|
12,656
|
Fletcher Building Ltd. (New Zealand)
|
67
|
|
|
18,614
|
James Hardie Industries PLC CDI (Australia)1
|
628
|
|
|
19,932
|
Steppe Cement Ltd. (Malaysia)*
|
14
|
|
|
29,705
|
Wagners Holding Co. Ltd. (Australia)*
|
45
|
|
|
|
|
754
|
|
CONSUMER FINANCE—0.6%
|
|||
|
|
14,100
|
AEON Financial Service Co. Ltd. (Japan)
|
174
|
|
|
6,400
|
Credit Saison Co. Ltd. (Japan)
|
76
|
|
|
12,700
|
J Trust Co. Ltd. (Japan)
|
43
|
|
|
|
|
293
|
26
Harbor Overseas Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
CONTAINERS & PACKAGING—0.2%
|
|||
|
|
64,100
|
Hanwell Holdings Ltd. (Singapore)*
|
$20
|
|
|
20,429
|
Mpact Ltd. (South Africa)*
|
35
|
|
|
11,718
|
Orora Ltd. (Australia)
|
31
|
|
|
|
|
86
|
|
DIVERSIFIED CONSUMER SERVICES—0.0%
|
|||
|
|
7,627
|
Shine Corporate Ltd. (Australia)
|
6
|
|
DIVERSIFIED FINANCIAL SERVICES—1.6%
|
|||
|
|
4,677
|
Groupe Bruxelles Lambert SA (Belgium)
|
544
|
|
|
4,627
|
Kinnevik AB (Sweden)*
|
202
|
|
|
16,843
|
M&G plc (United Kingdom)
|
53
|
|
|
17,600
|
UOB-Kay Hian Holdings Ltd. (Singapore)
|
20
|
|
|
|
|
819
|
|
DIVERSIFIED TELECOMMUNICATION SERVICES—0.9%
|
|||
|
|
1,800
|
KT Corp. (South Korea)
|
53
|
|
|
604
|
Magyar Telekom Telecommunications plc ADR
(Hungary)1
|
4
|
|
|
15,400
|
Nippon Telegraph & Telephone Corp. (Japan)
|
394
|
|
|
118
|
Telefonica SA (Spain)
|
1
|
|
|
|
|
452
|
|
ELECTRICAL EQUIPMENT—1.5%
|
|||
|
|
42,900
|
Mitsubishi Electric Corp. (Japan)
|
582
|
|
|
562
|
Somfy SA (France)
|
107
|
|
|
5,546
|
Zumtobel Group AG (Austria)
|
59
|
|
|
|
|
748
|
|
ELECTRONIC EQUIPMENT, INSTRUMENTS & COMPONENTS—0.7%
|
|||
|
|
77,905
|
Datatec Ltd. (South Africa)
|
125
|
|
|
10,065
|
Eroad Ltd. (New Zealand)*
|
46
|
|
|
13,314
|
Hon Hai Precision Industry Co. Ltd. GDR (Taiwan)1
|
106
|
|
|
320
|
Nedap NV (Netherlands)
|
24
|
|
|
800
|
Nihon Denkei Co. Ltd. (Japan)
|
13
|
|
|
39
|
Schaffner Holding AG (Switzerland)*
|
12
|
|
|
3,300
|
Topcon Corp. (Japan)
|
47
|
|
|
|
|
373
|
|
ENERGY EQUIPMENT & SERVICES—0.1%
|
|||
|
|
149,000
|
Hilong Holding Ltd. (Hong Kong)
|
4
|
|
|
9,000
|
PHX Energy Services Corp. (Canada)
|
30
|
|
|
|
|
34
|
|
ENTERTAINMENT—1.6%
|
|||
|
|
10,000
|
IGG Inc. (Singapore)
|
12
|
|
|
1,521
|
Nintendo Co. Ltd. (Japan)
|
782
|
|
|
541
|
Ubisoft Entertainment SA (France)*
|
34
|
|
|
|
|
828
|
|
FOOD & STAPLES RETAILING—0.1%
|
|||
|
|
1,100
|
Axial Retailing Inc. (Japan)
|
38
|
|
|
336
|
Hawesko Holding AG (Germany)
|
24
|
|
|
400
|
Nishimoto Co. Ltd. (Japan)
|
10
|
|
|
|
|
72
|
|
FOOD PRODUCTS—1.7%
|
|||
|
|
344
|
Dongwon Industries Co. Ltd. (South Korea)
|
73
|
|
|
18,055
|
Finsbury Food Group plc (United Kingdom)
|
24
|
|
|
2,757
|
Industrial Milk Co. (Luxembourg)
|
20
|
|
|
60,800
|
JBS SA (Brazil)
|
374
|
|
|
720
|
LOTTE Confectionery Co. Ltd. (South Korea)
|
89
|
|
|
298
|
LOTTE Food Co. Ltd. (South Korea)
|
114
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
FOOD PRODUCTS—Continued
|
|||
|
|
900
|
Maeil Holdings Co. Ltd. (South Korea)
|
$8
|
|
|
663
|
Nestlé SA (Switzerland)
|
84
|
|
|
119
|
Neto ME Holdings Ltd. (Israel)*
|
5
|
|
|
6,397
|
PGG Wrightson Ltd. (New Zealand)
|
15
|
|
|
1,562
|
Sajodaerim Corp. (South Korea)
|
36
|
|
|
68
|
Ter Beke SA (Belgium)
|
9
|
|
|
|
|
851
|
|
GAS UTILITIES—0.1%
|
|||
|
|
351
|
Samchully Co. Ltd. (South Korea)
|
27
|
|
HEALTH CARE EQUIPMENT & SUPPLIES—5.7%
|
|||
|
|
886
|
BioMerieux (France)
|
106
|
|
|
653
|
Carl Zeiss Meditec AG (Germany)
|
145
|
|
|
56
|
Diasorin SpA (Italy)
|
11
|
|
|
13,243
|
EKF Diagnostics Holdings plc (United Kingdom)*
|
14
|
|
|
1,100
|
Fukuda Denshi Co. Ltd. (Japan)
|
100
|
|
|
12,359
|
Getinge AB Class B (Sweden)
|
537
|
|
|
1,735
|
GN Store Nord AS (Denmark)
|
152
|
|
|
500
|
Hoshi Iryo-Sanki Co. Ltd. (Japan)
|
17
|
|
|
924
|
Ion Beam Applications (Belgium)
|
17
|
|
|
18,787
|
Koninklijke Philips NV (Netherlands)
|
866
|
|
|
11,400
|
Olympus Corp. (Japan)
|
235
|
|
|
36
|
Paul Hartmann AG (Germany)
|
16
|
|
|
1,554
|
Sonova Holding AG (Switzerland)
|
610
|
|
|
97,200
|
UG Healthcare Corp. Ltd. (Singapore)
|
41
|
|
|
2,969
|
Viemed Healthcare Inc. (Canada)*
|
21
|
|
|
|
|
2,888
|
|
HEALTH CARE PROVIDERS & SERVICES—0.1%
|
|||
|
|
10,698
|
Healthia Ltd. (Australia)
|
15
|
|
|
1,047
|
Humana AB (Sweden)*
|
8
|
|
|
6,322
|
Oriola Corp. Class A (Finland)
|
15
|
|
|
951
|
Oriola OYJ (Finland)
|
2
|
|
|
9,407
|
Pacific Smiles Group Ltd. (Australia)
|
18
|
|
|
|
|
58
|
|
HEALTH CARE TECHNOLOGY—0.2%
|
|||
|
|
1,114
|
Nexus AG (Germany)
|
89
|
|
HOTELS, RESTAURANTS & LEISURE—0.1%
|
|||
|
|
83,100
|
Jaya Bersama Indo TBK PT (Indonesia)*
|
1
|
|
|
628
|
Kindred Group plc SDR (Malta)1
|
10
|
|
|
600
|
Pollard Banknote Ltd. (Canada)
|
24
|
|
|
|
|
35
|
|
HOUSEHOLD DURABLES—1.2%
|
|||
|
|
477
|
Amica SA (Poland)
|
19
|
|
|
849
|
Decora SA (Poland)
|
9
|
|
|
577
|
Dom Development SA (Poland)
|
21
|
|
|
2,800
|
Dorel Industries Inc. (Canada)*
|
32
|
|
|
37,371
|
Emak SpA (Italy)
|
77
|
|
|
265
|
HEXAOM (France)
|
14
|
|
|
1,300
|
Iida Group Holdings Co. Ltd. (Japan)
|
31
|
|
|
20,900
|
Nikon Corp. (Japan)
|
194
|
|
|
1,000
|
Panasonic Manufacturing Malaysia BHD (Malaysia)
|
8
|
|
|
100
|
Rinnai Corp. (Japan)
|
9
|
|
|
1,056
|
Surteco Group SE (Germany)
|
38
|
|
|
12,780
|
Toya SA (Poland)
|
28
|
|
|
700
|
V-ZUG Holding AG (Switzerland)*
|
107
|
|
|
|
|
587
|
27
Harbor Overseas Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
HOUSEHOLD PRODUCTS—0.1%
|
|||
|
|
29,635
|
McBride plc (United Kingdom)*
|
$35
|
|
|
4,127
|
Suominen OYJ (Finland)
|
30
|
|
|
|
|
65
|
|
INSURANCE—0.3%
|
|||
|
|
11,400
|
Allianz Malaysia BHD (Malaysia)
|
35
|
|
|
4,223
|
European Reliance General Insurance Co. SA (Greece)
|
24
|
|
|
5,600
|
Great Eastern Holdings Ltd. (Singapore)
|
89
|
|
|
|
|
148
|
|
INTERNET & DIRECT MARKETING RETAIL—0.0%
|
|||
|
|
16,200
|
Hai-O Enterprise BHD (Malaysia)
|
8
|
|
|
763
|
Vente-Unique.Com SA (France)
|
18
|
|
|
|
|
26
|
|
IT SERVICES—1.6%
|
|||
|
|
819
|
Comarch SA (Poland)
|
58
|
|
|
1,861
|
Digia OYJ (Finland)
|
18
|
|
|
4,200
|
Fujitsu Ltd. (Japan)
|
714
|
|
|
|
|
790
|
|
LEISURE PRODUCTS—1.4%
|
|||
|
|
9,402
|
Harvia OYJ (Finland)
|
685
|
|
|
1,500
|
Sankyo Co. Ltd. (Japan)
|
38
|
|
|
|
|
723
|
|
LIFE SCIENCES TOOLS & SERVICES—4.1%
|
|||
|
|
4,402
|
Ergomed plc (United Kingdom)*
|
75
|
|
|
5,905
|
Eurofins Scientific SE (France)
|
706
|
|
|
2,238
|
ICON plc (Ireland)*
|
545
|
|
|
1,305
|
Sartorius Stedim Biotech (France)
|
745
|
|
|
|
|
2,071
|
|
MACHINERY—4.7%
|
|||
|
|
1,900
|
Alinco Inc. (Japan)
|
17
|
|
|
3,623
|
Andritz AG (Austria)
|
200
|
|
|
33,249
|
CNH Industrial NV (Italy)
|
555
|
|
|
7,300
|
Daihatsu Diesel Manufacturing Co Ltd. (Japan)
|
32
|
|
|
105
|
Exel Industries (France)
|
11
|
|
|
69,237
|
Famur SA (Poland)*
|
40
|
|
|
1,700
|
Freund Corp. (Japan)
|
13
|
|
|
54
|
Groupe Gorge SA (France)*
|
1
|
|
|
8,961
|
Kone OYJ Class B (Finland)
|
742
|
|
|
1,224
|
Nilfisk Holding AS (Denmark)*
|
43
|
|
|
371
|
Palfinger AG (Austria)
|
16
|
|
|
600
|
Rix Corp. (Japan)
|
9
|
|
|
2,424
|
Semperit AG Holding (Austria)
|
89
|
|
|
16,897
|
Skellerup Holdings Ltd. (New Zealand)
|
60
|
|
|
24,304
|
Volvo AB (Sweden)
|
573
|
|
|
|
|
2,401
|
|
MARINE—2.6%
|
|||
|
|
224
|
AP Moller - Maersk AS (Denmark)
|
622
|
|
|
2,035
|
Kuehne + Nagel International AG (Switzerland)
|
686
|
|
|
|
|
1,308
|
|
MEDIA—1.7%
|
|||
|
|
4,842
|
Bloomsbury Publishing plc (United Kingdom)
|
24
|
|
|
578
|
Cogeco Inc. (Canada)
|
43
|
|
|
4,472
|
Corus Entertainment Inc. (Canada)
|
21
|
|
|
1,900
|
FAN Communications Inc. (Japan)
|
7
|
|
|
85
|
GTN Ltd. (Australia)*
|
—
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
MEDIA—Continued
|
|||
|
|
2,451
|
HighCo SA (France)
|
$16
|
|
|
2,989
|
North Media AS (Denmark)*
|
52
|
|
|
34,282
|
NZME Ltd. (New Zealand)*
|
23
|
|
|
8,968
|
Publicis Groupe SA (France)
|
566
|
|
|
6,768
|
WPP plc (United Kingdom)
|
88
|
|
|
|
|
840
|
|
METALS & MINING—8.6%
|
|||
|
|
1,215
|
Alumetal SA (Poland)
|
19
|
|
|
15,423
|
Anglo American plc (United Kingdom)
|
683
|
|
|
15,947
|
ArcelorMittal SA (Luxembourg)
|
557
|
|
|
22,947
|
Base Resources Ltd. (Australia)
|
5
|
|
|
17,444
|
Boryszew SA (Poland)*
|
15
|
|
|
27,813
|
Evraz plc (United Kingdom)
|
238
|
|
|
32,128
|
Fortescue Metals Group Ltd. (Australia)
|
587
|
|
|
17,744
|
Gem Diamonds Ltd. (United Kingdom)
|
15
|
|
|
26,518
|
MACA Ltd. (Australia)
|
17
|
|
|
10,334
|
Mineral Resources Ltd. (Australia)
|
478
|
|
|
426
|
POSCO (South Korea)
|
136
|
|
|
3,438
|
Rio Tinto plc (United Kingdom)
|
292
|
|
|
4,108
|
Rio Tinto plc Sponsored ADR (United Kingdom)1
|
355
|
|
|
205,299
|
South32 Ltd. (Australia)
|
450
|
|
|
140
|
Stalprodukt SA (Poland)
|
13
|
|
|
217
|
Ternium SA ADR (Luxembourg)1
|
11
|
|
|
11,399
|
Voestalpine AG (Austria)
|
503
|
|
|
143,000
|
Xiwang Special Steel Co. Ltd. (Hong Kong)
|
6
|
|
|
|
|
4,380
|
|
OIL, GAS & CONSUMABLE FUELS—3.7%
|
|||
|
|
34,426
|
BP plc ADR (United Kingdom)1
|
832
|
|
|
13,600
|
CES Energy Solutions Corp. (Canada)*
|
18
|
|
|
6,820
|
Lubelski Wegiel Bogdanka SA (Poland)*
|
45
|
|
|
95,664
|
Pharos Energy plc (United Kingdom)*
|
32
|
|
|
33,000
|
Pine Cliff Energy Ltd. (Canada)*
|
10
|
|
|
47,455
|
Royal Dutch Shell plc (Netherlands)
|
964
|
|
|
|
|
1,901
|
|
PAPER & FOREST PRODUCTS—0.7%
|
|||
|
|
23,800
|
Cascades Inc. (Canada)
|
305
|
|
|
1,311
|
Midway Ltd. (Australia)*
|
1
|
|
|
25,869
|
Western Forest Products Inc. (Canada)
|
40
|
|
|
|
|
346
|
|
PERSONAL PRODUCTS—0.0%
|
|||
|
|
5,300
|
Apollo Healthcare Corp. (Canada)*
|
12
|
|
PHARMACEUTICALS—7.9%
|
|||
|
|
1,436
|
Ipsen SA (France)
|
153
|
|
|
4,263
|
Merck KGaA (Germany)
|
873
|
|
|
13,771
|
Novartis AG (Switzerland)
|
1,273
|
|
|
195
|
Novo Nordisk AS (Denmark)
|
18
|
|
|
284
|
Orion OYJ Class A (Finland)
|
12
|
|
|
4,123
|
Roche Holding AG (Switzerland)
|
1,593
|
|
|
562
|
Vetoquinol SA (France)
|
82
|
|
|
|
|
4,004
|
|
PROFESSIONAL SERVICES—2.5%
|
|||
|
|
5,491
|
Adecco Group AG (Switzerland)
|
329
|
|
|
1,745
|
Impellam Group plc (United Kingdom)*
|
9
|
|
|
8,292
|
Wolters Kluwer NV (Netherlands)
|
945
|
|
|
|
|
1,283
|
28
Harbor Overseas Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
Value, Cost, and Principal Amounts in Thousands
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
REAL ESTATE MANAGEMENT & DEVELOPMENT—0.1%
|
|||
|
|
116,681
|
Ever Reach Group Holdings Co. Ltd. (Hong Kong)
|
$20
|
|
|
998
|
K Wah International Holdings Ltd. (Hong Kong)
|
—
|
|
|
100
|
Mainstreet Equity Corp. (Canada)*
|
9
|
|
|
2,077
|
Melcor Developments Ltd. (Canada)
|
21
|
|
|
20,963
|
Modern Land China Co. Ltd. (Hong Kong)
|
2
|
|
|
|
|
52
|
|
ROAD & RAIL—1.6%
|
|||
|
|
3,232
|
DSV Panalpina A/S (Denmark)
|
788
|
|
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT—7.3%
|
|||
|
|
1,000
|
Advantest Corp. (Japan)
|
88
|
|
|
14,730
|
ASE Technology Holding ADR (Taiwan)1
|
131
|
|
|
2,010
|
ASML Holding NV (Netherlands)
|
1,536
|
|
|
1,700
|
Disco Corp. (Japan)
|
486
|
|
|
1,400
|
MegaChips Corp. (Japan)
|
41
|
|
|
3,300
|
ROHM Co. Ltd. (Japan)
|
322
|
|
|
4,600
|
SCREEN Holdings Co. Ltd. (Japan)
|
417
|
|
|
843
|
STMicroelectronics NV (Netherlands)
|
35
|
|
|
1,400
|
Tokyo Electron Ltd. (Japan)
|
577
|
|
|
1,500
|
Tokyo Seimitsu Co. Ltd. (Japan)
|
64
|
|
|
|
|
3,697
|
|
SOFTWARE—1.5%
|
|||
|
|
1,947
|
Atlassian Corp. plc (Australia)*
|
633
|
|
|
500
|
Check Point Software Technologies Ltd. (Israel)*
|
64
|
|
|
4,783
|
F-Secure OYJ (Finland)
|
23
|
|
|
1,801
|
Telcoware Co. Ltd. (South Korea)
|
19
|
|
|
|
|
739
|
|
SPECIALTY RETAIL—1.0%
|
|||
|
|
1,100
|
BMTC Group Inc. (Canada)
|
14
|
|
|
3,499
|
Briscoe Group Ltd. (New Zealand)
|
14
|
|
|
1,100
|
Himaraya Co. Ltd. (Japan)
|
11
|
|
|
29,420
|
Kingfisher plc (United Kingdom)
|
151
|
|
|
12,900
|
K's Holdings Corp (Japan)
|
152
|
|
|
6,300
|
Maruzen Chi Holdings Co. Ltd. (Japan)
|
23
|
|
|
167,500
|
Maxi-Cash Financial Services Corp. Ltd. (Singapore)
|
23
|
|
|
20
|
Samse SA (France)
|
4
|
|
|
3,598
|
Turners Automotive Group Ltd. (New Zealand)*
|
11
|
|
|
25,100
|
Yamada Holdings Co. Ltd. (Japan)
|
119
|
|
|
|
|
522
|
|
TECHNOLOGY HARDWARE, STORAGE & PERIPHERALS—3.3%
|
|||
|
|
28,100
|
Canon Inc. (Japan)
|
647
|
|
|
4,669
|
Logitech International SA (Switzerland)
|
513
|
|
|
28,900
|
Seiko Epson Corp. (Japan)
|
497
|
|
|
|
|
1,657
|
|
TEXTILES, APPAREL & LUXURY GOODS—2.1%
|
|||
|
|
7,080
|
Cie Financiere Richemont SA (Switzerland)
|
906
|
|
|
467
|
Marimekko OYJ (Finland)
|
38
|
|
|
6,810
|
New Wave Group AB (Sweden)
|
109
|
|
|
600
|
Rhythm Watch Co. Ltd. (Japan)
|
5
|
|
|
55
|
Swatch Group AG (Switzerland)
|
18
|
|
|
|
|
1,076
|
|
COMMON STOCKS—Continued
|
|||
|
Shares
|
|
Value
|
|
|
TOBACCO—0.5%
|
|||
|
|
30,500
|
Swedish Match AB (Sweden)
|
$273
|
|
TRADING COMPANIES & DISTRIBUTORS—0.4%
|
|||
|
|
1,777
|
Cervus Equipment Corp. (Canada)
|
20
|
|
|
38,601
|
Ferreycorp SAA (Peru)
|
15
|
|
|
1,626
|
Ferronordic AB (Sweden)
|
44
|
|
|
1,116
|
Jacquet Metals SA (France)
|
27
|
|
|
2,400
|
Parker Corp (Japan)
|
12
|
|
|
479
|
Rexel SA (France)*
|
10
|
|
|
1,165
|
Sanistal AS (Denmark)*
|
15
|
|
|
4,007
|
TIM SA (Poland)
|
39
|
|
|
|
|
182
|
|
TRANSPORTATION INFRASTRUCTURE—0.0%
|
|||
|
|
35,000
|
Qilu Expressway Co. Ltd. (China)
|
10
|
|
|
6,580
|
Stalexport Autostrady SA (Poland)
|
6
|
|
|
|
|
16
|
|
WIRELESS TELECOMMUNICATION SERVICES—0.0%
|
|||
|
|
500
|
Trilogy International Partners Inc. (Canada)*
|
1
|
|
TOTAL COMMON STOCKS
|
|||
|
(Cost $41,662)
|
49,680
|
||
|
|
|||
|
PREFERRED STOCKS—1.3%
|
|||
|
AUTOMOBILES—0.1%
|
|||
|
|
6,114
|
Schaeffler AG (Germany)
|
53
|
|
CHEMICALS—0.0%
|
|||
|
|
900
|
Braskem SA (Brazil)*
|
10
|
|
HOUSEHOLD DURABLES—1.0%
|
|||
|
|
219
|
Einhell Germany AG (Germany)
|
40
|
|
|
7,084
|
LG Electronics Inc. (South Korea)
|
470
|
|
|
9,700
|
Whirlpool SA (Brazil)*
|
16
|
|
|
|
|
526
|
|
MACHINERY—0.2%
|
|||
|
|
220
|
Jungheinrich AG (Germany)
|
12
|
|
|
173
|
KSB SE & Co KGaA (Germany)
|
73
|
|
|
|
|
85
|
|
TOTAL PREFERRED STOCKS
|
|||
|
(Cost $342)
|
674
|
||
|
TOTAL INVESTMENTS—99.2%
|
|||
|
(Cost $42,004)
|
50,354
|
||
|
CASH AND OTHER ASSETS, LESS LIABILITIES—0.8%
|
382
|
||
|
TOTAL NET ASSETS—100.0%
|
$50,736
|
||
29
Harbor Overseas Fund
Portfolio of Investments—Continued
Portfolio of Investments—Continued
FAIR VALUE MEASUREMENTS
The following table summarizes the Fund’s investments as of July 31, 2021 based on the inputs used to value them.
|
Asset Category
|
Quoted Prices
Level 1
(000s)
|
Other Significant
Observable Inputs
Level 2
(000s)
|
Significant
Unobservable
Inputs
Level 3
(000s)
|
Total
(000s)
|
|
Common Stocks
|
|
|
|
|
|
Africa
|
$—
|
$199
|
$—
|
$199
|
|
Europe
|
2,520
|
30,632
|
—
|
33,152
|
|
Latin America
|
408
|
—
|
—
|
408
|
|
Middle East/Central Asia
|
64
|
702
|
—
|
766
|
|
North America
|
1,234
|
—
|
—
|
1,234
|
|
Pacific Basin
|
764
|
13,157
|
—
|
13,921
|
|
Preferred Stocks
|
|
|
|
|
|
Europe
|
—
|
178
|
—
|
178
|
|
Latin America
|
26
|
—
|
—
|
26
|
|
Pacific Basin
|
—
|
470
|
—
|
470
|
|
Total Investments in Securities
|
$5,016
|
$45,338
|
$—
|
$50,354
|
For more information on valuation inputs and their aggregation into the levels used in the table above, please refer to the
Fair Value Measurements and Disclosures in Note 2 of the accompanying Notes to Portfolios of Investments.
The following is a rollforward of the Fund’s Level 3 investments during the period ended July 31, 2021.
|
Valuation
Description
|
Beginning
Balance
as of 11/01/2020
(000s)
|
Purchases
(000s)
|
Sales
(000s)
|
Discount/
(Premium)
(000s)
|
Total Realized
Gain/(Loss)
(000s)
|
Change in
Unrealized
Appreciation/
(Depreciation)
(000s)
|
Transfers
Into Level 3
(000s)
|
Transfers
Out of
Level 3
(000s)
|
Ending
Balance
as of 07/31/2021
(000s)
|
Unrealized
Gain/
Loss as of
07/31/2021
(000s)
|
|
Preferred Stocks
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
$—
|
|
*
|
Non-income producing security
|
|
1
|
Depositary receipts such as American Depositary Receipts (ADRs), Global Depositary Receipts (GDRs), Non-Voting Depository
Receipt (NVDR) and other country specific
depositary receipts are certificates evidencing ownership of shares of a foreign issuer. These certificates are issued by
depositary banks and generally trade on an
established market in the U.S. or elsewhere.
|
The accompanying notes are an integral part of the Portfolios of Investments.
30
Harbor International & Global Funds
Notes to Portfolios of Investments—July 31, 2021 (Unaudited)
Notes to Portfolios of Investments—July 31, 2021 (Unaudited)
Note 1—Organizational Matters
Harbor Funds (the “Trust”) is registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), as an open-end management investment company. As of July 31, 2021, the Trust consists of 31 separate portfolios. The portfolios covered by this report are: Harbor Diversified International All Cap Fund, Harbor Emerging Markets Equity Fund,
Harbor Focused International Fund, Harbor Global Leaders Fund, Harbor International Fund, Harbor International Growth Fund, Harbor International Small Cap Fund, and Harbor Overseas Fund (individually or collectively referred to as a “Fund” or the “Funds," respectively). Harbor Capital Advisors, Inc. (“Harbor Capital”) is the investment adviser for the Funds.
Note 2—Significant Accounting Policies
Security Valuation
The Trust’s valuation procedures permit the Funds to use a variety of valuation methodologies, consider a number of subjective factors, analyze applicable facts and circumstances and, in general, exercise judgment, when valuing Fund investments. The
methodology used for a specific type of investment may vary based on the circumstances and relevant considerations, including
available market data.
Equity securities (including common stock, preferred stock, and convertible preferred stock), exchange-traded funds and financial
derivative instruments (such as futures contracts and options contracts, including rights and warrants) that are traded or
cleared on a national securities exchange or system (except securities listed on the National Association of Securities Dealers Automated
Quotation (“NASDAQ”) system and United Kingdom securities) are valued at the last sale price on a national exchange or system on which they are principally traded or cleared as of the valuation date. Securities listed on the NASDAQ system or
a United Kingdom exchange are valued at the official closing price of those securities. In the case of securities for which
there are no sales on the valuation day, (i) securities traded principally on a U.S. exchange, including NASDAQ, are valued at the
mean between the closing bid and ask price; and (ii) securities traded principally on a foreign exchange, including United
Kingdom securities, are valued at the official bid price determined as of the close of the primary exchange. Shares of open-end
registered investment companies that are held by a Fund are valued at net asset value. To the extent these securities are
actively traded and fair valuation adjustments are not applied, they are normally categorized as Level 1 in the fair value hierarchy.
Equity securities traded on inactive markets or valued by reference to similar instruments are normally categorized as Level
2 in the fair value hierarchy. For more information on the fair value hierarchy, please refer to the Fair Value Measurements
and Disclosures section.
Short-term securities with a remaining maturity of less than 60 days at the time of acquisition that are held by a Fund are
valued at amortized cost to the extent amortized cost represents fair value. Such securities are normally categorized as Level
2 in the fair value hierarchy.
Over-the-counter financial derivative instruments, such as forward currency contracts, options contracts, and swap agreements
(including centrally cleared swaps), derive their value from underlying asset prices, indices, reference rates and other inputs,
or a combination of these factors. These instruments are valued using evaluated prices furnished by a pricing vendor selected
by the Board of Trustees. In certain cases, when a valuation is not readily available from a pricing vendor, the Fund’s subadviser provides a valuation, typically using its own proprietary models. Depending on the instrument and the terms of the transaction,
the value of the derivative instrument can be determined by a pricing vendor or subadviser using a series of techniques, including
simulation pricing models. The pricing models use inputs, such as issuer details, indices, spreads, interest rates, yield
curves, dividends and exchange rates, that are observed from actively quoted markets. Derivative instruments that use valuation techniques
and inputs similar to those described above are normally categorized as Level 2 in the fair value hierarchy.
A Fund may also use fair value pricing if the value of some or all of the Fund’s securities have been materially affected by events occurring before the Fund’s pricing time but after the close of the primary markets or exchanges on which the security is traded. This most commonly occurs with foreign securities, but may occur with other securities as well. In such cases,
the Fund may apply a fair value factor supplied by the pricing vendor to a foreign security’s market close value to reflect changes in value that may have occurred between the close of the primary market or exchange on which the security is traded and the Fund’s pricing time. That factor may be derived using observable inputs such as a comparison of the trading patterns of a foreign security to intraday trading in the U.S. markets that are highly correlated to the foreign security or other information
that becomes available after the close of the foreign market on which the security principally traded. When fair value pricing
is employed, the prices of securities used by a Fund to calculate its net asset value may differ from market quotations, official
31
Harbor International & Global Funds
Notes to Portfolios of Investments—Continued
Notes to Portfolios of Investments—Continued
Note 2—Significant Accounting Policies—Continued
closing prices or evaluated prices for the same securities, which means that the Fund may value those securities higher or
lower than another given fund that uses market quotations, official closing prices or evaluated prices supplied by a pricing
vendor in its calculation of net asset value. Securities valued using observable inputs, such as those described above, are
normally categorized as Level 2 of the fair value hierarchy.
When reliable market quotations or evaluated prices supplied by a pricing vendor are not readily available or are not believed
to accurately reflect fair value, securities are priced at their fair value as determined by the Trust’s Valuation Committee (the “Valuation Committee”) pursuant to procedures adopted, and subject to oversight, by the Board of Trustees. The Valuation Committee is comprised of a trustee and officers of the Trust and employees of Harbor Capital with relevant experience or
responsibilities. Each security for which the Valuation Committee determines a fair value, including the basis for the fair
value decision, is reviewed by the Board of Trustees at its regularly scheduled board meetings. Securities valued using fair valuation
methods that incorporate significant unobservable inputs are normally categorized as Level 3 in the fair value hierarchy.
Fair Value Measurements and Disclosures
Various inputs may be used to determine the value of each Fund’s investments, which are summarized in three broad categories defined as Level 1, Level 2, and Level 3. The inputs or methodologies used for valuing investments are not necessarily indicative
of the risk associated with investing in those investments. The assignment of an investment to Levels 1, 2, or 3 is based
on the lowest level of significant inputs used to determine its fair value.
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Level 1–
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Quoted prices in active markets for identical securities.
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Level 2–
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Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds,
credit risk, etc.).
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Level 3–
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Significant unobservable inputs are used in situations where quoted prices or other observable inputs are not available
or are deemed unreliable. Significant unobservable inputs may include each Fund’s own assumptions.
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The categorization of investments into Levels 1, 2, or 3, and a summary of significant unobservable inputs used for Level
3 investments, when applicable, can be found at the end of each Fund’s Portfolio of Investments schedule. For fair valuations using significant unobservable inputs, if any, a reconciliation of the beginning to ending balances for reported fair values
is provided at the end of each Fund’s Portfolio of Investments schedule that presents changes attributable to realized and unrealized gains and losses and purchases, sales, and transfers in/out of the Level 3 category during the period.
Each Fund used observable inputs in its valuation methodologies whenever they were available and deemed reliable.
Securities Transactions
Securities transactions are accounted for on the trade date (the date the order to buy or sell is executed).
Please refer to the most recent annual or semi-annual reports on the Harbor Funds’ website at harborfunds.com for more information regarding each Fund’s significant accounting policies, investments, and related transactions.
32
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111 South Wacker Drive, 34th Floor
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Chicago, IL 60606-4302
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800-422-1050
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harborfunds.com
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Trustees & Officers
Charles F. McCain
Chairman, President & Trustee
Chairman, President & Trustee
Scott M. Amero
Trustee
Trustee
Donna J. Dean
Trustee
Trustee
Randall A. Hack
Trustee
Trustee
Robert Kasdin
Trustee
Trustee
Kathryn L. Quirk
Trustee
Trustee
Douglas J. Skinner
Trustee
Trustee
Ann M. Spruill
Trustee
Trustee
Erik D. Ojala
Chief Compliance Officer
Chief Compliance Officer
Anmarie S. Kolinski
Treasurer
Treasurer
Kristof M. Gleich
Vice President
Vice President
Gregg M. Boland
Vice President
Vice President
Diana R. Podgorny
Secretary
Secretary
Jodie L. Crotteau
Assistant Secretary
Assistant Secretary
Lana M. Lewandowski
AML Compliance Officer
& Assistant Secretary
AML Compliance Officer
& Assistant Secretary
Lora A. Kmieciak
Assistant Treasurer
Assistant Treasurer
John M. Paral
Assistant Treasurer
Assistant Treasurer
Investment Adviser
Harbor Capital Advisors, Inc.
111 South Wacker Drive, 34th Floor
Chicago, IL 60606-4302
312-443-4400
111 South Wacker Drive, 34th Floor
Chicago, IL 60606-4302
312-443-4400
Distributor
Harbor Funds Distributors, Inc.
111 South Wacker Drive, 34th Floor
Chicago, IL 60606-4302
312-443-4600
111 South Wacker Drive, 34th Floor
Chicago, IL 60606-4302
312-443-4600
Shareholder Services
Harbor Services Group, Inc.
P.O. Box 804660
Chicago, IL 60680-4108
800-422-1050
P.O. Box 804660
Chicago, IL 60680-4108
800-422-1050
FD.NQ.IG.0120