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One Financial Center 23rd Floor Boston 02111 N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder State Street Bank and Trust Company 1 Lincoln Street Boston 02111 617-786-3000 Custody and Accounting Records. Marathon Asset Management LLP Orion House 5 Upper St. Martin's Lane London GB WC2H 9EA N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Sands Capital Management, LLC 1000 Wilson Boulevard Suite 3000 Arlington 22209 N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Sapience Investments, LLC 520 Newport Center Drive Suite 650 Newport Beach 92660 N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach 92660 N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Acadian Asset Management LLC 260 Franklin Street Boston 02110 N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Shenkman Capital Management, Inc. 461 Fifth Avenue 22nd Floor New York 10017-6283 N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder LSV Asset Management 155 North Wacker Drive Suite 4600 Chicago 60606 N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Cedar Street Asset Management LLC 455 North Cityfront Plaza Drive Suite 1710 Chicago 60611 312-796-3130 Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Aristotle Capital Management, LLC 11100 Santa Monica Boulevard Suite 1700 Los Angeles 90025 N-A Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Wellington Management Company LLP 280 Congress Street Boston 02210 617-951-5000 Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder Harbor Capital Advisors, Inc. 111 South Wacker Drive Chicago 60606-4302 312-443-4400 Books, accounts, and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the rules promulgated thereunder N N N N-1A 32 Y Robert Kasdin 000000000 N Kathryn L. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 874.57 SMBC Nikko Securities America, Inc. 8-43852 000028602 6PJDTY319315T5LR2241 174.54 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 208.25 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 2299.74 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 280.52 Sanford C. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 11737223.25 133972369.93 N 128902655.57 N N N N Harbor Small Cap Growth Opportunities Fund S000043894 549300PPGCDIDTD8TE77 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Elk Creek Partners, LLC 801-78960 000157499 254900B5SRZ69APJ2J02 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 William Blair & Company, L.L.C. 8-2698 000001252 549300J0P7XYE8BMZ775 14309.58 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 17640.93 Piper Jaffray & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 10486.92 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 127281.42 B. Riley FBR, Inc. 008-41426 000025027 2549005CLOSQO0MJEA57 9079.26 STIFEL NICOLAUS & CO INC. 8-1447 000000793 5WUVMA08EYG4KEUPW589 11608.12 Stephens Inc. 8-1927 000003496 213800LH6T9XDYZCA534 9476.25 Raymond James Financial, Inc. 8-17983 000006694 RGUZHJ05YTITL6D76949 12496.41 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 11648.31 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 86550.76 428755.06 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1169800 J.P. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 29436.86 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 15271.41 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 14736.53 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 14082.75 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 20398.96 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 23431.55 Exane 8-49569 000041784 969500UP76J52A9OXU27 FR 18600 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 28960.88 329703.11 0 N 1100086054.38 N N N N Harbor Small Cap Growth Fund S000000686 549300KD5PGWYHZKQY87 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Westfield Capital Management Company, L.P. 801-69413 000146990 549300S6UXVEE0EKUL97 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 42604.1 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 54933.77 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 58639.14 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 51033.74 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 28100.36 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 27341.32 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 71875.67 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 75251 KeyBanc Capital Markets Inc. 8-30177 000000566 2EQWV0180Z211YVAD813 25105.08 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 136895.07 853705.69 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1032870 First Clearing, LLC 8-35158 000017344 549300ZMKHE2W4ILX759 21424070.49 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 257400 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 640365 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1866610 25221315.49 N 714405419.08 N N N N Harbor Mid Cap Value Fund S000000688 549300R6TKDCNFO4ID16 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N LSV Asset Management 801-47689 000109918 EOAQF6H83OMJLRM1LZ09 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 19508.25 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 14921.99 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 5459.89 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 7911.18 Piper Jaffray & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 18159.51 Cowen and Company, LLC 8-22522 000007616 549300WR155U7DVMIW58 12984.5 Fidelity Capital Markets, Inc. 8-35108 000176245 00000000000000000000 7220.2 FIS Brokerage & Securities Services LLC 8-52614 000104162 5493000KYO0CHOUH1K62 1624.35 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 10128.05 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 3103.65 101574.29 Piper Jaffray & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 1178.65 201040.65 N 832860905.31 N N N N Harbor High-Yield Opportunities Fund S000059533 5493004FXD284JHTF064 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Crescent Capital Group LP 801-71747 000153966 549300L8Z46F3ZAWSB82 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 20370791.87 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 5617041 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 5726281.25 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 12881520.51 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 3921170 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 10679791.25 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 10198031 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 22095063.74 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 6114143.74 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 22271783.11 130146848.38 N 74252593.67 N N N N Harbor Bond Fund S000000682 EOW1NK32RWEIMTVXK597 N 3 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Pacific Investment Management Company LLC 801-48187 000104559 549300KGPYQZXGMYYN38 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Stanbic IBTC Bank PLC 549300NIVXF92ZIOVW61 NG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Credit Suisse (Schweiz) AG 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 1960263094.47 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 9182996977.3 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 2725843856.36 MUFG Securities Americas Inc. 8-43026 000019685 K5HU16E3LMSVCCJJJ255 267074655.45 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 694263767.68 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 4239162214.06 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 9721661932.56 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 222010173.28 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 4498409315.03 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 7172295752.06 41578649413.76 N 1940570931.53 N N N N Harbor Diversified International All Cap Fund S000051342 549300CMUJRDGM6BK795 N 4 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y Revenue sharing split Cash collateral reinvestment fee 5506157.11000000 119000.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Marathon Asset Management LLP 801-63397 000132391 635400HT15TG89XYHO72 N GB N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 7LTWFZYICNSX8D621K86 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Kenya Limited 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) 7LTWFZYICNSX8D621K86 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company Commercial Bank Citibank CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Ceskoslovenska obchodni banka, a. s. Q5BP2UEQ48R75BOTCB92 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 20286.7 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 9592.84 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 10617.15 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 7158.57 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 18193.7 Industrial and Commercial Bank of China Financial Services LLC 8-66471 000131487 5493003O0P1GJ0O8CI80 4187.92 Societe Generale N/A 000000000 O2RNE8IBXP4R0TD8PU41 FR 4388.11 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 4906.39 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 13508.2 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 16059.61 144325.86 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 352701.73 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 130556.99 2738024.17 N 733399648.19 N N N N Harbor Target Retirement 2020 Fund S000024701 549300VEKH2ISL0SOD81 N 1 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 0 N 25114528.51 N N N N Harbor Mid Cap Growth Fund S000000685 RWZ6WJDD8TTUVKZ7EV33 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Wellington Management Company LLP 801-15908 000106595 549300YHP12TEZNLCX41 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) 7LTWFZYICNSX8D621K86 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 9635.45 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 4795.41 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 4738.11 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 4479.27 Cowen and Company, LLC 8-22522 000007616 549300WR155U7DVMIW58 7768.66 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 5635.78 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 4977.91 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 4156.13 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 27788.99 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 7800.45 118850.46 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 119870.24 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 3323079000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 694240.87 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 198800 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1901900 3325993811.11 N 299018468.78 N N N N Harbor Emerging Markets Equity Fund S000042777 549300ED5HNKVMWWY605 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Oaktree Capital Management, L.P. 801-48923 000106793 JOAJT0QKF9HWVYTX5K56 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Saudi British Bank 558600TQS0WENZUC5190 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company (Budapest, HU, Branch) N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 6064.77 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 6558.61 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 9632.05 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 17721.22 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 3290.23 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 23178.67 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 12313.98 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 4351.49 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 23040.91 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 19664.38 135202.46 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1109576.16 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 44163 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 206400 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 105266.78 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 707022.96 2172428.9 N 87476821.45 N N N N Harbor Target Retirement 2050 Fund S000024698 549300CLDOJ2ZETPZK34 N 1 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 0 N 24767989.39 N N N N Harbor Target Retirement Income Fund S000024697 5493003I7338BQ3GW276 N 1 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 'Sokrat Capital' TOV N/A 000000000 00000000000000000000 UA 24918.51 24918.51 N 13483939.23 N N N N Harbor Target Retirement 2055 Fund S000046759 549300RXYJ17DS2ZY278 N 1 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 0 N 5054179.99 N N N N Harbor Global Leaders Fund S000025062 549300BQ58O1XIO4RH40 N 4 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N Y Cash collateral reinvestment fee Revenue sharing split 269914.40000000 1000.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Sands Capital Management, LLC 801-64820 000137610 549300EZ3H51OQNSS023 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company (Budapest, HU, Branch) N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt S.A.E 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) 7LTWFZYICNSX8D621K86 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Maghreb S.A 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Ceskoslovenska obchodni banka, a. s. Q5BP2UEQ48R75BOTCB92 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Mumbai, Maharashtra, IN, Branch) E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 2046.61 Cantor Fitzgerald & Co. 8-201 000000134 5493004J7H4GCPG6OB62 1192.26 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 1690.33 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 2560.31 Fidelity Capital Markets, Inc. 8-35108 000176245 00000000000000000000 2734.51 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 4058.72 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1888.95 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 8096.03 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 7509.84 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 5871.43 40900.73 0 N 80979788.54 N N N N Harbor Small Cap Value Fund S000000689 549300BMNZ7FQNB0TW37 N 4 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N EARNEST Partners, LLC 801-56189 000107926 549300NAODGMA1LY8H95 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 JonesTrading Institutional Services LLC 8-26089 000006888 2138008JJ5PA8H5UIL69 101591.06 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 28768.15 Liquidnet, Inc. 8-52461 000103987 213800HSKBBO1GCVRG79 41881.9 Capital Institutional Services, Inc. 8-22273 000007551 54930061X8RDWFDJIS05 92028.25 Seaport Global Securities LLC 8-53535 000116270 54930028D6D0G5RZJ888 42037.52 STIFEL NICOLAUS & CO INC. 8-1447 000000793 5WUVMA08EYG4KEUPW589 29710.97 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 26194.92 SunTrust Robinson Humphrey, Inc. 8-17212 000006271 CSVTK36R0PNGXEM7NS14 31526.76 William Blair & Company, L.L.C. 8-2698 000001252 549300J0P7XYE8BMZ775 36111.94 Cowen and Company, LLC 8-22522 000007616 549300WR155U7DVMIW58 38181.84 807574.12 0 N 1481346040.45 N N N N Harbor Core Bond Fund S000061981 549300WRSFJ5U4S4L290 N 2 0 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Income Research & Management 801-29482 000104863 254900RO33N8JBVSKJ39 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 14528957.6 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 5390665.63 Citadel Securities LLC 8-53574 000116797 12UUJYTN7D3SW8KCSG25 4207853.83 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 15920234.11 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 4754753.15 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 10606835.74 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 12298782.58 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 11676795.36 Nomura Securities International, Inc. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 9396125.45 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 8220600.57 119301250.35 N 79106232.42 N N N N Harbor International Fund S000000690 5493008KVCTHV19OZJ47 N 4 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Cash collateral reinvestment fee Revenue sharing split 15514397.28000000 739000.00000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Marathon Asset Management LLP 801-63397 000132391 635400HT15TG89XYHO72 N GB N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Mumbai, Maharashtra, IN, Branch) E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) 7LTWFZYICNSX8D621K86 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 346594.24 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 247890.72 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 114796.78 Banco Santander, S.A. N/A 000000000 5493006QMFDDMYWIAM13 ES 138746.06 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 77058.12 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 240323.28 Daiwa Capital Markets America Inc. 8-12242 000001576 M67H5PRC0NQKM73ZAS82 58191.64 Societe Generale N/A 000000000 O2RNE8IBXP4R0TD8PU41 FR 86493.58 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 197917.06 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 69512.38 1976632.05 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1382055.7 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1544084.8 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 4012331.54 43432367.93 N 7312541677.02 N N N N Harbor Target Retirement 2045 Fund S000024706 549300TD0D0PZYMZVA96 N 1 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 0 N 14086192.65 N N N N Harbor Target Retirement 2025 Fund S000024702 549300Q16BLAP6KEV384 N 1 0 0 Fund of Funds Target Date Fund N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) N N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 0 0 N 19105665.65 N N N N Harbor Overseas Fund S000064886 5493000M3CY2CVPEU809 Y 3 3 0 N/A N N Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Y N N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Acadian Asset Management LLC 801-28078 000106609 RQTOM0CI0L1JQEIRRN40 N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Ceskoslovenska obchodni banka, a. s. Q5BP2UEQ48R75BOTCB92 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) 7LTWFZYICNSX8D621K86 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Saudi British Bank 558600TQS0WENZUC5190 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Anonim Sirketi 789000N5SE3LWDK7OI11 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Egypt S.A.E 2138001Q77JDLESS4Y50 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 7LTWFZYICNSX8D621K86 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N Harbor Services Group, Inc. 84-5901 SEC File Number Y N N Harbor Capital Advisors, Inc. 0000000000 Y N N Harbor Funds Distributors, Inc. 8-53339 000113506 00000000000000000000 0 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 1310.32 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 764.22 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 389.21 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 1451.89 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1153.1 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 826.17 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 386.01 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 507.02 Societe Generale N/A 000000000 O2RNE8IBXP4R0TD8PU41 FR 6260.53 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1475.02 15362.03 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 33.47 33.47 N 25465360.08 N N N N Harbor Capital Appreciation Fund S000000681 5493004K926OXGBXZ171 N 4 0 0 N/A N N Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Revenue sharing split Cash collateral reinvestment fee 25981077.39000000 80000.00000000 Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Harbor Capital Advisors, Inc. 801-60367 000113402 0000000000 N Jennison Associates LLC 801-5608 000107959 549300FH843OWV8IPG14 N N Harbor Services Group, Inc. 84-5901 00000000000000000000 Y N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch) 7LTWFZYICNSX8D621K86 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Clearstream Banking S.A. 549300OL514RA0SXJJ44 LU N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 910784.11 Cowen and Company, LLC 8-22522 000007616 549300WR155U7DVMIW58 404466.24 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 204677.3 Sanford C. Bernstein & Co., LLC 8-52942 000104474 549300I7JYZHT7D5CO04 284695.38 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 856052.33 Isi Financial Group Inc. N/A 000107356 00000000000000000000 231131.1 8399381.63 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 3537182 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 47636490 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 10620189 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 89261626 Goldman Sachs & Co. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. 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