485BPOS 1 d583237d485bpos.htm HARBOR FUNDS Harbor Funds

As filed with the Securities and Exchange Commission on November 18, 2013

File No. 33-5852

File No. 811-4676

 

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

  THE SECURITIES ACT OF 1933    x
  Post-Effective Amendment No. 104    x

and

REGISTRATION STATEMENT

UNDER

  THE INVESTMENT COMPANY ACT OF 1940    x
  Amendment No. 106    x

 

 

HARBOR FUNDS

(Exact name of Registrant as Specified in Charter)

 

 

111 South Wacker Drive, 34th Floor, Chicago, Illinois 60606

(Address of Principal Executive Offices)

(312) 443-4400

(Registrant’s Telephone Number, including Area Code)

 

 

 

DAVID G. VAN HOOSER

Harbor Funds

111 South Wacker Drive – 34th Floor

Chicago, Illinois 60606

  

CHRISTOPHER P. HARVEY, ESQ.

Dechert LLP

One International Place – 40th Floor

100 Oliver Street

Boston, Massachusetts 02110

(Name and address of Agents for Service)

 

 

It is proposed that this filing will become effective (check appropriate box)

 

  x immediately upon filing pursuant to paragraph (b)
  ¨ on                     pursuant to paragraph (b)
  ¨ 60 days after filing pursuant to paragraph (a)(1)
  ¨ on                     pursuant to paragraph (a)(1)
  ¨ 75 days after filing pursuant to paragraph (a)(2)
  ¨ on                     pursuant to paragraph (a)(2) of rule 485.

If appropriate, check the following box:

 

  ¨ this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago, the State of Illinois, on the 18th day of November 2013.

 

HARBOR FUNDS

By:

  

/s/ David G. Van Hooser

 

David G. Van Hooser

Chairman, President and Trustee

Pursuant to the requirements of the Securities Act, this Amendment has been signed below by the following persons in the capacities and on the dates indicated.

 

Signatures

   

Title

  

Date

/s/ David G. Van Hooser

   

Chairman, President and Trustee

(Principal Executive Officer)

   November 18, 2013
David G. Van Hooser     

/s/ Anmarie S. Kolinski

   

Treasurer (Principal Financial and

Accounting Officer)

   November 18, 2013
Anmarie S. Kolinski     

/s/ Donna J. Dean*

    Trustee   November 18, 2013
Donna J. Dean     

/s/ John P. Gould*

    Trustee   November 18, 2013
John P. Gould     

/s/ Randall A. Hack*

    Trustee   November 18, 2013
Randall A. Hack     

/s/ Rodger F. Smith*

    Trustee   November 18, 2013
Rodger F. Smith     

/s/ Raymond J. Ball*

    Trustee   November 18, 2013
Raymond J. Ball     

/s/ David G. Van Hooser

     
David G. Van Hooser     
* Attorney-in-Fact

Dated: November 18, 2013

 

* As Attorney-in-Fact pursuant to Powers of Attorney (previously filed in Post-Effective Amendments Nos. 83 and 89 to the Registrant’s Registration Statement on Form N-1A).

HARBOR FUNDS

INDEX TO EXHIBITS IN REGISTRATION STATEMENT

 

Index No.

   

Description of Exhibit

EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase