UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-4676
Harbor Funds
(Exact name of registrant as specified in charter)
111 South Wacker Drive, 34th Floor
Chicago, Illinois 60606
(Address of principal executive offices) (Zip code)
| David G. Van Hooser | Christopher P. Harvey, Esq. | |
| Harbor Funds | Dechert LLP | |
| 111 South Wacker Drive, Suite 3400 | One International Place, 100 Oliver Street, 40th Floor | |
| Chicago, Illinois 60606 | Boston, Massachusetts 02116 |
(Name and address of agent for service)
Registrant’s telephone number, including area code: (312) 443-4400
Date of fiscal year end: October 31
Date of reporting period: July 1, 2012 - June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1: Proxy Voting Record
ICA File Number: 811-4676
Reporting Period: 07/01/2012 - 06/30/2013
Harbor Funds
________________________________________________________________________________
Fund Name : Harbor Capital Appreciation Fund
________________________________________________________________________________
Abbott Laboratories
Ticker Security ID: Meeting Date Meeting Status
ABT CUSIP 002824100 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Alpern Mgmt For For For
1.2 Elect Roxanne S. Austin Mgmt For For For
1.3 Elect Sally E. Blount Mgmt For For For
1.4 Elect W. James Farrell Mgmt For For For
1.5 Elect Edward M. Liddy Mgmt For For For
1.6 Elect Nancy McKinstry Mgmt For For For
1.7 Elect Phebe N. Novakovic Mgmt For For For
1.8 Elect William A. Osborn Mgmt For For For
1.9 Elect Samuel C. Scott Mgmt For For For
III
1.10 Elect Glenn F. Tilton Mgmt For For For
1.11 Elect Miles D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Genetically
Modified
Organisms
5 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
8 Shareholder Proposal ShrHldr Against Against For
Regarding Excluding
Compliance Costs for
the Purposes of
Executive
Compensation
9 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Alexion Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXN CUSIP 015351109 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Leonard Bell Mgmt For For For
1.2 Elect Max Link Mgmt For For For
1.3 Elect William R. Keller Mgmt For For For
1.4 Elect Joseph A. Madri Mgmt For For For
1.5 Elect Larry Mathis Mgmt For For For
1.6 Elect R. Douglas Norby Mgmt For For For
1.7 Elect Alvin S. Parven Mgmt For For For
1.8 Elect Andreas Rummelt Mgmt For For For
1.9 Elect Ann M. Veneman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2004 Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allergan, Inc.
Ticker Security ID: Meeting Date Meeting Status
AGN CUSIP 018490102 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E.I. Pyott Mgmt For For For
2 Elect Michael R. Mgmt For For For
Gallagher
3 Elect Deborah Dunsire Mgmt For For For
4 Elect Dawn E. Hudson Mgmt For For For
5 Elect Trevor M. Jones Mgmt For For For
6 Elect Louis J. Lavigne, Mgmt For For For
Jr.
7 Elect Peter J. McDonnell Mgmt For For For
8 Elect Timothy D. Proctor Mgmt For For For
9 Elect Russell T. Ray Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Right to Call a Special Mgmt For For For
Meeting
13 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
14 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Amazon.com, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMZN CUSIP 023135106 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey P. Bezos Mgmt For For For
2 Elect Tom A. Alberg Mgmt For For For
3 Elect John Seely Brown Mgmt For For For
4 Elect William B. Gordon Mgmt For For For
5 Elect Jamie S. Gorelick Mgmt For For For
6 Elect Alain Monie Mgmt For For For
7 Elect Jonathan Mgmt For For For
Rubinstein
8 Elect Thomas O. Ryder Mgmt For For For
9 Elect Patricia Q. Mgmt For For For
Stonesifer
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
________________________________________________________________________________
American Tower Corporation
Ticker Security ID: Meeting Date Meeting Status
AMT CUSIP 03027X100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Raymond P. Dolan Mgmt For For For
2 Elect Ronald M. Dykes Mgmt For For For
3 Elect Carolyn Katz Mgmt For For For
4 Elect Gustavo Lara Cantu Mgmt For For For
5 Elect JoAnn A. Reed Mgmt For For For
6 Elect Pamela D.A. Reeve Mgmt For For For
7 Elect David E. Sharbutt Mgmt For For For
8 Elect James D. Taiclet, Mgmt For For For
Jr.
9 Elect Samme L. Thompson Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Right to Call a Special Mgmt For For For
Meeting
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP 037833100 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William V. Mgmt For For For
Campbell
1.2 Elect Timothy D. Cook Mgmt For For For
1.3 Elect Millard S. Drexler Mgmt For For For
1.4 Elect Albert A. Gore, Mgmt For For For
Jr.
1.5 Elect Robert A. Iger Mgmt For For For
1.6 Elect Andrea Jung Mgmt For For For
1.7 Elect Arthur D. Levinson Mgmt For For For
1.8 Elect Ronald D. Sugar Mgmt For For For
2 Amendments to Articles Mgmt For For For
of
Incorporation
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
6 Shareholder Proposal ShrHldr Against Against For
Regarding Formation of
Human Rights
Committee
________________________________________________________________________________
ARM Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ARM CUSIP 042068106 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Sir John Buchanan Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Andy Green Mgmt For For For
7 Elect Larry Hirst Mgmt For For For
8 Elect Mike Muller Mgmt For For For
9 Elect Kathleen O'Donovan Mgmt For For For
10 Elect Janice Roberts Mgmt For For For
11 Elect Philip Rowley Mgmt For For For
12 Elect Tim Score Mgmt For For For
13 Elect Simon Segars Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Long Term Incentive Plan Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Avago Technologies Limited
Ticker Security ID: Meeting Date Meeting Status
AVGO CUSIP Y0486S104 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hock E. Tan Mgmt For For For
2 Elect John T. Dickson Mgmt For For For
3 Elect James V. Diller, Mgmt For For For
Sr.
4 Elect Kenneth Y. Hao Mgmt For For For
5 Elect John HSUAN Mgmt For Against Against
Min-Chih
6 Elect Justine Lien Mgmt For For For
7 Elect Donald Macleod Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Biogen Idec, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Stelios Mgmt For For For
Papadopoulos
3 Elect George A. Scangos Mgmt For For For
4 Elect Lynn Schenk Mgmt For For For
5 Elect Alexander J. Mgmt For For For
Denner
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Sherwin Mgmt For For For
12 Elect William D. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2008 Mgmt For For For
Performance-Based
Management Incentive
Plan
16 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Plan
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David L. Calhoun Mgmt For For For
2 Elect Arthur D. Mgmt For For For
Collins,
Jr.
3 Elect Linda Z. Cook Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Edward M. Liddy Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Ronald A. Williams Mgmt For For For
11 Elect Mike S. Zafirovski Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Supplemental
Executive Retirement
Benefits
15 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Lewis B. Campbell Mgmt For For For
3 Elect James M. Cornelius Mgmt For For For
4 Elect Laurie H. Glimcher Mgmt For For For
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Vicki L. Sato Mgmt For For For
8 Elect Elliott Sigal Mgmt For For For
9 Elect Gerald L. Storch Mgmt For For For
10 Elect Togo D. West, Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Broadcom Corporation
Ticker Security ID: Meeting Date Meeting Status
BRCM CUSIP 111320107 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Mgmt For For For
Finocchio,
Jr.
1.2 Elect Nancy H. Handel Mgmt For For For
1.3 Elect Eddy W. Mgmt For For For
Hartenstein
1.4 Elect Maria Klawe Mgmt For For For
1.5 Elect John E. Major Mgmt For For For
1.6 Elect Scott A. McGregor Mgmt For For For
1.7 Elect William T. Morrow Mgmt For For For
1.8 Elect Henry Samueli Mgmt For For For
1.9 Elect Robert E. Switz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Burberry Group plc
Ticker Security ID: Meeting Date Meeting Status
BRBY CINS G1699R107 07/12/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect John Peace Mgmt For For For
5 Elect Angela Ahrendts Mgmt For For For
6 Elect Philip Bowman Mgmt For For For
7 Elect Ian Carter Mgmt For For For
8 Elect Stacey Cartwright Mgmt For For For
9 Elect Stephanie George Mgmt For For For
10 Elect John Smith Mgmt For For For
11 Elect David Tyler Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authorisation of Mgmt For For For
Political
Donations
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Canadian Pacific Railway Limited
Ticker Security ID: Meeting Date Meeting Status
CP CUSIP 13645T100 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3.1 Elect William A. Ackman Mgmt For For For
3.2 Elect Gary F. Colter Mgmt For For For
3.3 Elect Isabelle Courville Mgmt For For For
3.4 Elect Paul G. Haggis Mgmt For For For
3.5 Elect E. Hunter Harrison Mgmt For For For
3.6 Elect Paul C. Hilal Mgmt For For For
3.7 Elect Krystyna T. Hoeg Mgmt For For For
3.8 Elect Richard C. Kelly Mgmt For For For
3.9 Elect Rebecca MacDonald Mgmt For For For
3.10 Elect Anthony R. Melman Mgmt For For For
3.11 Elect Linda J. Morgan Mgmt For For For
3.12 Elect Andrew F. Reardon Mgmt For For For
3.13 Elect Stephen C. Tobias Mgmt For For For
________________________________________________________________________________
Celgene Corporation
Ticker Security ID: Meeting Date Meeting Status
CELG CUSIP 151020104 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Hugin Mgmt For For For
1.2 Elect Richard W. Barker Mgmt For For For
D.
Phil
1.3 Elect Michael D. Casey Mgmt For For For
1.4 Elect Carrie S. Cox Mgmt For For For
1.5 Elect Rodman L. Drake Mgmt For For For
1.6 Elect Michael Friedman Mgmt For For For
1.7 Elect Gilla Kaplan Mgmt For For For
1.8 Elect James J. Loughlin Mgmt For For For
1.9 Elect Ernest Mario Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Chipotle Mexican Grill, Inc.
Ticker Security ID: Meeting Date Meeting Status
CMG CUSIP 169656105 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert S. Mgmt For For For
Baldocchi
1.2 Elect Neil W. Flanzraich Mgmt For For For
1.3 Elect Darlene J. Mgmt For For For
Friedman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 2014 Cash Incentive Plan Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For For For
1.3 Elect Gary Loveman Mgmt For For For
1.4 Elect Ivan Menezes Mgmt For For For
1.5 Elect Irene Ruth Miller Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect Stephanie Tilenius Mgmt For For For
1.8 Elect Jide Zeitlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Concho Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CXO CUSIP 20605P101 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary A. Merriman Mgmt For For For
1.2 Elect Ray M. Poage Mgmt For For For
1.3 Elect A. Wellford Tabor Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Costco Wholesale Corporation
Ticker Security ID: Meeting Date Meeting Status
COST CUSIP 22160K105 01/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Benjamin Carson, Mgmt For For For
Sr.
1.2 Elect William Gates Mgmt For For For
1.3 Elect Hamilton James Mgmt For For For
1.4 Elect W. Craig Jelinek Mgmt For For For
1.5 Elect Jill Ruckelshaus Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 228227104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward C. Mgmt For For For
Hutcheson,
Jr.
2 Elect J. Landis Martin Mgmt For For For
3 Elect W. Benjamin Mgmt For For For
Moreland
4 Ratification of Auditor Mgmt For For For
5 2013 Long-Term Mgmt For For For
Incentive
Plan
6 Repeal of Classified Mgmt For For For
Board
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dunkin' Brands Group Inc.
Ticker Security ID: Meeting Date Meeting Status
DNKN CUSIP 265504100 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Raul Alvarez Mgmt For For For
1.2 Elect Anthony DiNovi Mgmt For For For
1.3 Elect Nigel Travis Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Moffett Mgmt For For For
2 Elect Richard T. Mgmt For For For
Schlosberg,
III
3 Elect Thomas J. Tierney Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Privacy and
Data
Security
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael W. Brown Mgmt For For For
2 Elect Randolph L. Cowen Mgmt For For For
3 Elect Gail Deegan Mgmt For For For
4 Elect James S. DiStasio Mgmt For For For
5 Elect John R. Egan Mgmt For For For
6 Elect Edmund F. Kelly Mgmt For For For
7 Elect Jami Miscik Mgmt For For For
8 Elect Windle B. Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David N. Strohm Mgmt For For For
11 Elect Joseph M. Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2003 Mgmt For For For
Stock
Plan
15 Amendment to the 1989 Mgmt For For For
Employee Stock
Purchase
Plan
16 Amendments to Articles Mgmt For For For
and Bylaws Regarding
Written
Consent
17 Shareholder Proposal ShrHldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
________________________________________________________________________________
EOG Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
EOG CUSIP 26875P101 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles Crisp Mgmt For For For
2 Elect James Day Mgmt For For For
3 Elect Mark Papa Mgmt For For For
4 Elect H. Leighton Mgmt For For For
Steward
5 Elect Donald Textor Mgmt For For For
6 Elect William Thomas Mgmt For For For
7 Elect Frank Wisner Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Amendment to the 2008 Mgmt For For For
Omnibus Equity
Compensation
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Express Scripts Holding Company
Ticker Security ID: Meeting Date Meeting Status
ESRX CUSIP 30219G108 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Benanav Mgmt For For For
2 Elect Maura Breen Mgmt For For For
3 Elect William DeLaney Mgmt For For For
4 Elect Nicholas LaHowchic Mgmt For For For
5 Elect Thomas Mac Mahon Mgmt For For For
6 Elect Frank Mergenthaler Mgmt For For For
7 Elect Woodrow Myers, Jr. Mgmt For For For
8 Elect John Parker, Jr. Mgmt For For For
9 Elect George Paz Mgmt For For For
10 Elect William Roper Mgmt For For For
11 Elect Samuel Skinner Mgmt For For For
12 Elect Seymour Sternberg Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Facebook, Inc.
Ticker Security ID: Meeting Date Meeting Status
FB CUSIP 30303M102 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Marc L. Andreessen Mgmt For For For
1.2 Elect Erskine B. Bowles Mgmt For For For
1.3 Elect Susan D. Mgmt For For For
Desmond-Hellmann
1.4 Elect Donald E. Graham Mgmt For For For
1.5 Elect Reed Hastings Mgmt For For For
1.6 Elect Sheryl K. Sandberg Mgmt For For For
1.7 Elect Peter A. Thiel Mgmt For For For
1.8 Elect Mark Zuckerberg Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Family Dollar Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
FDO CUSIP 307000109 01/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Bernstein Mgmt For For For
1.2 Elect Pamela Davies Mgmt For For For
1.3 Elect Sharon Decker Mgmt For For For
1.4 Elect Edward Dolby Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect Edward Garden Mgmt For For For
1.7 Elect Howard Levine Mgmt For For For
1.8 Elect George Mahoney, Mgmt For For For
Jr.
1.9 Elect James Martin Mgmt For For For
1.10 Elect Harvey Morgan Mgmt For For For
1.11 Elect Dale Pond Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Employee Stock Purchase Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding Adoption of
ILO Conventions in
Business Partner Code
of
Conduct
________________________________________________________________________________
FMC Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
FTI CUSIP 30249U101 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eleazar de Mgmt For For For
Carvalho
Filho
2 Elect Claire S. Farley Mgmt For For For
3 Elect Joseph H. Mgmt For For For
Netherland
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Amendment to the Mgmt For For For
Incentive Compensation
and Stock
Plan
7 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Cogan Mgmt For For For
1.2 Elect Etienne F. Mgmt For For For
Davignon
1.3 Elect Carla A. Hills Mgmt For For For
1.4 Elect Kevin E. Lofton Mgmt For For For
1.5 Elect John W. Madigan Mgmt For For For
1.6 Elect John C. Martin Mgmt For For For
1.7 Elect Nicholas G. Moore Mgmt For For For
1.8 Elect Richard J. Whitley Mgmt For For For
1.9 Elect Gayle E. Wilson Mgmt For For For
1.10 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
4 Increase of Authorized Mgmt For For For
Common
Shares
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Goldman Sachs Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
GS CUSIP 38141G104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lloyd C. Blankfein Mgmt For For For
2 Elect M. Michele Burns Mgmt For For For
3 Elect Gary D. Cohn Mgmt For For For
4 Elect Claes Dahlback Mgmt For For For
5 Elect William W. George Mgmt For For For
6 Elect James A. Johnson Mgmt For For For
7 Elect Lakshmi N. Mittal Mgmt For For For
8 Elect Adebayo O. Mgmt For For For
Ogunlesi
9 Elect James J. Schiro Mgmt For For For
10 Elect Debra L. Spar Mgmt For For For
11 Elect Mark E. Tucker Mgmt For For For
12 Elect David A. Viniar Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2013 Stock Incentive Mgmt For Against Against
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Formation of
Human Rights
Committee
17 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
18 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
19 Shareholder Proposal ShrHldr Against Against For
Regarding Sale of the
Company
________________________________________________________________________________
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul S. Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHldr Against Against For
Regarding Lead
Batteries
4 Shareholder Proposal ShrHldr Against Against For
Regarding
Recapitalization
5 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
6 Shareholder Proposal ShrHldr Against Against For
Regarding CEO
Succession
Planning
________________________________________________________________________________
Illumina, Inc.
Ticker Security ID: Meeting Date Meeting Status
ILMN CUSIP 452327109 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald Moller Mgmt For For For
1.2 Elect David R. Walt Mgmt For For For
1.3 Elect Robert S. Epstein Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2005 Mgmt For For For
Stock and Incentive
Plan
________________________________________________________________________________
Industria De Diseno Textil SA
Ticker Security ID: Meeting Date Meeting Status
ITX CINS E6282J109 07/17/2012 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
(Individual)
4 Accounts and Reports Mgmt For For For
(Consolidated);
Ratification of Board
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Gartler, S.L. Mgmt For For For
(Flora Perez
Marcote)
7 Elect Jose Arnau Sierra Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
Regarding Corporate
Enterprises Act and EU
Directive
10 Amendments to General Mgmt For For For
Meeting
Regulations
11 Authority to Repurchase Mgmt For For For
Shares
12 Approval of Corporate Mgmt For For For
Website
13 Remuneration Report Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For For For
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For For For
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H Zambrano Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
18 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Intuit Inc.
Ticker Security ID: Meeting Date Meeting Status
INTU CUSIP 461202103 01/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Brody Mgmt For For For
2 Elect William Campbell Mgmt For For For
3 Elect Scott Cook Mgmt For For For
4 Elect Diane Greene Mgmt For For For
5 Elect Edward Kangas Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect Dennis Powell Mgmt For For For
8 Elect Brad Smith Mgmt For For For
9 Elect Jeff Weiner Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Performance Mgmt For For For
Goals under the Senior
Executive Incentive
Plan
________________________________________________________________________________
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amal M. Johnson Mgmt For For For
2 Elect Eric H. Halvorson Mgmt For For For
3 Elect Alan J. Levy Mgmt For For For
4 Amendment to the 2010 Mgmt For For For
Incentive Award
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kansas City Southern
Ticker Security ID: Meeting Date Meeting Status
KSU CUSIP 485170302 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Terrence P. Dunn Mgmt For For For
1.2 Elect Antonio O. Garza, Mgmt For For For
Jr.
1.3 Elect David L. Starling Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approve the Material Mgmt For For For
Terms of the
Performance Measures
under the 2008
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
LinkedIn Corporation
Ticker Security ID: Meeting Date Meeting Status
LNKD CUSIP 53578A108 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Michael J. Moritz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lululemon Athletica inc.
Ticker Security ID: Meeting Date Meeting Status
LULU CUSIP 550021109 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bensoussan Mgmt For For For
1.2 Elect William H. Glenn Mgmt For For For
1.3 Elect Thomas G. Stemberg Mgmt For For For
1.4 Elect Dennis J. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Luxottica Group S.p.A.
Ticker Security ID: Meeting Date Meeting Status
LUX CINS T6444Z110 04/29/2013 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Long-Term Incentive Plan Mgmt For For For
5 Remuneration Report Mgmt For For For
________________________________________________________________________________
MasterCard Incorporated
Ticker Security ID: Meeting Date Meeting Status
MA CUSIP 57636Q104 06/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Mgmt For For For
Haythornthwaite
2 Elect Ajay S. Banga Mgmt For For For
3 Elect Silvio Barzi Mgmt For For For
4 Elect David R. Carlucci Mgmt For For For
5 Elect Steven J. Freiberg Mgmt For For For
6 Elect Nancy J. Karch Mgmt For For For
7 Elect Marc Olivie Mgmt For For For
8 Elect Rima Qureshi Mgmt For For For
9 Elect Jose Octavio Mgmt For For For
Reyes
Lagunes
10 Elect Mark Schwartz Mgmt For For For
11 Elect Jackson P. TAI Mgmt For For For
12 Elect Edward Suning Tian Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mondelez International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLZ CUSIP 50075N104 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Mgmt For For For
Bollenbach
2 Elect Lewis W.K. Booth Mgmt For For For
3 Elect Lois D. Juliber Mgmt For For For
4 Elect Mark D. Ketchum Mgmt For For For
5 Elect Jorge S. Mesquita Mgmt For For For
6 Elect Fredric G. Mgmt For For For
Reynolds
7 Elect Irene B. Rosenfeld Mgmt For For For
8 Elect Patrick T. Siewert Mgmt For For For
9 Elect Ruth J. Simmons Mgmt For For For
10 Elect Ratan N. Tata Mgmt For For For
11 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Extended
Producer
Responsibility
15 Shareholder Proposal ShrHldr Against Against For
Regarding Gender
Equality in the Supply
Chain
________________________________________________________________________________
Monsanto Company
Ticker Security ID: Meeting Date Meeting Status
MON CUSIP 61166W101 01/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Chicoine Mgmt For For For
2 Elect Arthur Harper Mgmt For For For
3 Elect Gwendolyn King Mgmt For For For
4 Elect Jon Moeller Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Shareholder Proposal ShrHldr Against Against For
Regarding Genetically
Modified
Organisms
________________________________________________________________________________
Morgan Stanley
Ticker Security ID: Meeting Date Meeting Status
MS CUSIP 617446448 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Erskine B. Bowles Mgmt For For For
2 Elect Howard J. Davies Mgmt For For For
3 Elect Thomas H. Glocer Mgmt For For For
4 Elect James P. Gorman Mgmt For For For
5 Elect Robert H. Herz Mgmt For For For
6 Elect C. Robert Kidder Mgmt For For For
7 Elect Klaus Kleinfield Mgmt For For For
8 Elect Donald T. Mgmt For For For
Nicolaisen
9 Elect Hutham S. Olayan Mgmt For For For
10 Elect James W. Owens Mgmt For For For
11 Elect O. Griffith Sexton Mgmt For For For
12 Elect Ryosuke Tamakoshi Mgmt For For For
13 Elect Masaaki Tanaka Mgmt For For For
14 Elect Laura D'Andrea Mgmt For For For
Tyson
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation
Plan
18 Amendment to the 2007 Mgmt For For For
Equity Incentive
Compensation Plan
Pursuant to Section
162(m) of the Tax
Code
19 Amendment to the Annual Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
NetApp, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTAP CUSIP 64110D104 08/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Warmenhoven Mgmt For For For
1.2 Elect Nicholas Moore Mgmt For For For
1.3 Elect Thomas Georgens Mgmt For For For
1.4 Elect Jeffry Allen Mgmt For For For
1.5 Elect Alan Earhart Mgmt For For For
1.6 Elect Gerald Held Mgmt For For For
1.7 Elect T. Michael Nevens Mgmt For For For
1.8 Elect George Shaheen Mgmt For For For
1.9 Elect Robert Wall Mgmt For For For
1.10 Elect Richard Wallace Mgmt For For For
2 Amendment to the 1999 Mgmt For For For
Stock Option
Plan
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHldr N/A For N/A
Regarding Simple
Majority
Vote
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Graf, Jr. Mgmt For For For
1.2 Elect John Lechleiter Mgmt For For For
1.3 Elect Phyllis Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
________________________________________________________________________________
Perrigo Company
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary Cohen Mgmt For For For
1.2 Elect David Gibbons Mgmt For For For
1.3 Elect Ran Gottfried Mgmt For For For
1.4 Elect Ellen Hoffing Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Donegan Mgmt For For For
1.2 Elect Vernon Oechsle Mgmt For For For
1.3 Elect Rick Schmidt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Executive Performance
Incentive
Plan
________________________________________________________________________________
priceline.com Incorporated
Ticker Security ID: Meeting Date Meeting Status
PCLN CUSIP 741503403 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tim Armstrong Mgmt For For For
1.2 Elect Howard W. Barker, Mgmt For For For
Jr.
1.3 Elect Jeffrey H. Boyd Mgmt For For For
1.4 Elect Jan L. Docter Mgmt For For For
1.5 Elect Jeffrey E. Epstein Mgmt For For For
1.6 Elect James M. Guyette Mgmt For For For
1.7 Elect Nancy B. Peretsman Mgmt For For For
1.8 Elect Thomas E. Rothman Mgmt For For For
1.9 Elect Craig W. Rydin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 1999 Mgmt For For For
Omnibus
Plan
5 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
QUALCOMM Incorporated
Ticker Security ID: Meeting Date Meeting Status
QCOM CUSIP 747525103 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Donald G. Mgmt For For For
Cruickshank
3 Elect Raymond V. Mgmt For For For
Dittamore
4 Elect Susan Hockfield Mgmt For For For
5 Elect Thomas W. Horton Mgmt For For For
6 Elect Paul E. Jacobs Mgmt For For For
7 Elect Sherry Lansing Mgmt For For For
8 Elect Duane A. Nelles Mgmt For For For
9 Elect Francisco Ros Mgmt For For For
10 Elect Brent Scowcroft Mgmt For For For
11 Elect Marc I. Stern Mgmt For For For
12 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rackspace Hosting, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAX CUSIP 750086100 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect A. Lanham Napier Mgmt For For For
2 Elect George J. Still, Mgmt For For For
Jr.
3 Elect Michael Sam Mgmt For For For
Gilliland
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ralph Lauren Corporation
Ticker Security ID: Meeting Date Meeting Status
RL CUSIP 751212101 08/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frank Bennack, Jr. Mgmt For For For
1.2 Elect Joel Fleishman Mgmt For For For
1.3 Elect Steven Murphy Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Annual Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Red Hat, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHT CUSIP 756577102 08/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marye Anne Fox Mgmt For For For
2 Elect Donald Livingstone Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
6 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jasmin Staiblin Mgmt For For For
5 Elect John Rishton Mgmt For For For
6 Elect Helen Alexander Mgmt For For For
7 Elect Lewis W.K. Booth Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Iain C. Conn Mgmt For For For
10 Elect James M. Guyette Mgmt For For For
11 Elect John McAdam Mgmt For For For
12 Elect Mark Morris Mgmt For For For
13 Elect John Neill Mgmt For For For
14 Elect Colin P. Smith Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Redeemable Dividend (C Mgmt For For For
Shares)
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authorisation of Mgmt For For For
Political
Donations
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Repurchase Mgmt For For For
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Adoption of New Mgmt For For For
Articles
(Citizenship)
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Roper Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ROP CUSIP 776696106 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David W. Mgmt For For For
Devonshire
1.2 Elect John F. Fort, III Mgmt For For For
1.3 Elect Brian D. Jellison Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Repeal of Classified Mgmt For For For
Board
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 03/20/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stratton Sclavos Mgmt For For For
2 Elect Lawrence Tomlinson Mgmt For For For
3 Elect Shirley Young Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 2013 Equity Incentive Mgmt For Against Against
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For For For
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Ratification of Auditor Mgmt For For For
15 2013 Omnibus Incentive Mgmt For For For
Plan
16 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Shire Plc
Ticker Security ID: Meeting Date Meeting Status
SHP CUSIP 82481R106 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect William M. Burns Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect David Ginsburg Mgmt For For For
6 Elect Graham Mgmt For For For
Hetherington
7 Elect David Kappler Mgmt For For For
8 Elect Susan Kilsby Mgmt For For For
9 Elect Anne Minto Mgmt For For For
10 Elect David M. Stout Mgmt For For For
11 Elect Steven Gillis Mgmt For For For
12 Elect Flemming Ornskov Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice
Period at 14 Days
________________________________________________________________________________
Splunk Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLK CUSIP 848637104 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Hornik Mgmt For For For
1.2 Elect Thomas M. Mgmt For For For
Neustaetter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Bradley Mgmt For For For
3 Elect Robert M. Gates Mgmt For For For
4 Elect Mellody Hobson Mgmt For For For
5 Elect Kevin R. Johnson Mgmt For For For
6 Elect Olden Lee Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Shennan, Mgmt For For For
Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman Mgmt For For For
III
12 Elect Craig E. Weatherup Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2005 Mgmt For For For
Long-Term Equity
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Prohibition
on Political
Spending
________________________________________________________________________________
Teradata Corporation
Ticker Security ID: Meeting Date Meeting Status
TDC CUSIP 88076W103 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward P. Boykin Mgmt For For For
2 Elect Cary T. Fu Mgmt For For For
3 Elect Victor L. Lund Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
The Estee Lauder Companies Inc.
Ticker Security ID: Meeting Date Meeting Status
EL CUSIP 518439104 11/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rose Marie Bravo Mgmt For For For
1.2 Elect Paul Fribourg Mgmt For For For
1.3 Elect Mellody Hobson Mgmt For For For
1.4 Elect Irvine Hockaday, Mgmt For For For
Jr.
1.5 Elect Barry Sternlicht Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B. Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David T. Ching Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Dawn G. Lepore Mgmt For For For
9 Elect Carol Meyrowitz Mgmt For For For
10 Elect John F. O'Brien Mgmt For For For
11 Elect Willow B. Shire Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock Mgmt For For For
Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For For For
3 Elect Judith L. Estrin Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Fred H. Langhammer Mgmt For For For
6 Elect Aylwin B. Lewis Mgmt For For For
7 Elect Monica C. Lozano Mgmt For For For
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin C. Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2002 Mgmt For For For
Executive Performance
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
15 Shareholder Proposal ShrHldr Against Against For
Regarding Separation
of Chairman and
CEO
________________________________________________________________________________
Union Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
UNP CUSIP 907818108 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andrew H. Card, Mgmt For For For
Jr.
2 Elect Erroll B. Davis, Mgmt For For For
Jr.
3 Elect Thomas J. Donohue Mgmt For For For
4 Elect Archie W. Dunham Mgmt For For For
5 Elect Judith Richards Mgmt For For For
Hope
6 Elect John J. Koraleski Mgmt For For For
7 Elect Charles C. Krulak Mgmt For For For
8 Elect Michael R. Mgmt For For For
McCarthy
9 Elect Michael W. Mgmt For For For
McConnell
10 Elect Thomas F. McLarty Mgmt For For For
III
11 Elect Steven R. Rogel Mgmt For For For
12 Elect Jose H. Villarreal Mgmt For For For
13 Elect James R. Young Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 2013 Stock Incentive Mgmt For For For
Plan
17 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
United Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
UTX CUSIP 913017109 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Louis Chenevert Mgmt For For For
2 Elect John V. Faraci Mgmt For For For
3 Elect Jean-Pierre Mgmt For For For
Garnier
4 Elect Jamie S. Gorelick Mgmt For For For
5 Elect Edward A. Kangas Mgmt For For For
6 Elect Ellen J. Kullman Mgmt For For For
7 Elect Marshall O. Larsen Mgmt For For For
8 Elect Harold W. McGraw Mgmt For For For
III
9 Elect Richard B. Myers Mgmt For For For
10 Elect H. Patrick Swygert Mgmt For For For
11 Elect Andre Villeneuve Mgmt For For For
12 Elect Christine Todd Mgmt For For For
Whitman
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Ballard,
Jr.
2 Elect Edson Bueno Mgmt For For For
3 Elect Richard T. Burke Mgmt For For For
4 Elect Robert J. Darretta Mgmt For For For
5 Elect Stephen J. Hemsley Mgmt For For For
6 Elect Michele J. Hooper Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Douglas W. Mgmt For For For
Leatherdale
9 Elect Glenn M. Renwick Mgmt For For For
10 Elect Kenneth I. Shine Mgmt For For For
11 Elect Gail R. Wilensky Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua S. Boger Mgmt For For For
1.2 Elect Terrence C. Mgmt For For For
Kearney
1.3 Elect Yuchun Lee Mgmt For For For
1.4 Elect Elaine S. Ullian Mgmt For For For
2 2013 Stock and Option Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Visa Inc.
Ticker Security ID: Meeting Date Meeting Status
V CUSIP 92826C839 01/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Coughlan Mgmt For For For
2 Elect Mary Cranston Mgmt For For For
3 Elect Francisco Javier Mgmt For For For
Fernandez
Carbajal
4 Elect Robert Matschullat Mgmt For For For
5 Elect Cathy Minehan Mgmt For For For
6 Elect Suzanne Nora Mgmt For For For
Johnson
7 Elect David Pang Mgmt For For For
8 Elect Joseph Saunders Mgmt For For For
9 Elect Charles Scharf Mgmt For For For
10 Elect William Shanahan Mgmt For For For
11 Elect John Swainson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Expenditures
________________________________________________________________________________
VMware, Inc.
Ticker Security ID: Meeting Date Meeting Status
VMW CUSIP 928563402 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Advisory Vote on Mgmt For For For
Executive
Compensation
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2007 Mgmt For For For
Equity And Incentive
Plan
4 Amendment to the 2007 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Whole Foods Market, Inc.
Ticker Security ID: Meeting Date Meeting Status
WFM CUSIP 966837106 03/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Elstrott Mgmt For For For
1.2 Elect Gabrielle E. Mgmt For For For
Greene
1.3 Elect Hass Hassan Mgmt For For For
1.4 Elect Stephanie Kugelman Mgmt For For For
1.5 Elect John P. Mackey Mgmt For For For
1.6 Elect Walter Robb Mgmt For For For
1.7 Elect Jonathan A. Mgmt For For For
Seiffer
1.8 Elect Morris J. Siegel Mgmt For For For
1.9 Elect Jonathan D. Mgmt For For For
Sokoloff
1.10 Elect Ralph Z. Sorenson Mgmt For For For
1.11 Elect William A. Tindell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
5 Shareholder Proposal ShrHldr Against Against For
Regarding Extended
Producer
Responsibility
6 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
Workday Inc.
Ticker Security ID: Meeting Date Meeting Status
WDAY CUSIP 98138H101 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Michael M. Mgmt For For For
McNamara
2 Ratification of Auditor Mgmt For For For
3 Re-Approval of Material Mgmt For Against Against
Terms of the 2012
Equity Incentive
Plan
________________________________________________________________________________
Youku Inc.
Ticker Security ID: Meeting Date Meeting Status
YOKU CUSIP 98742U100 08/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with Tudou Mgmt For For For
2 Company Name Change Mgmt For For For
3 Amendment to Class B Mgmt For Against Against
Voting
Rights
4 Amendment to Class Vote Mgmt For Against Against
Threshold
5 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Yum Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
YUM CUSIP 988498101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael J. Mgmt For For For
Cavanagh
2 Elect David W. Dorman Mgmt For For For
3 Elect Massimo Ferragamo Mgmt For For For
4 Elect Mirian M. Mgmt For For For
Graddick-Weir
5 Elect J. David Grissom Mgmt For For For
6 Elect Bonnie G. Hill Mgmt For For For
7 Elect Jonathan S. Linen Mgmt For For For
8 Elect Thomas C. Nelson Mgmt For For For
9 Elect David C. Novak Mgmt For For For
10 Elect Thomas M. Ryan Mgmt For For For
11 Elect Jing-Shyh S. Su Mgmt For For For
12 Elect Robert D. Walter Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Approval of Material Mgmt For For For
Terms Under the Long
Term Incentive
Plan
16 Shareholder Proposal ShrHldr Against Against For
Regarding Recycling
Strategy for Food and
Beverage
Packaging
________________________________________________________________________________
Fund Name : Harbor Mid Cap Growth Fund
________________________________________________________________________________
Actavis, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACT CUSIP 00507K103 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jack Michelson Mgmt For For For
2 Elect Ronald R. Taylor Mgmt For For For
3 Elect Andrew L. Turner Mgmt For For For
4 Elect Paul M. Bisaro Mgmt For For For
5 Elect Christopher W. Mgmt For For For
Bodine
6 Elect Michel J. Feldman Mgmt For For For
7 Elect Fred G. Weiss Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul N. Clark Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Tadataka Yamada Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Air Methods Corporation
Ticker Security ID: Meeting Date Meeting Status
AIRM CUSIP 009128307 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George W. Belsey Mgmt For For For
1.2 Elect C. David Kikumoto Mgmt For For For
1.3 Elect Carl H. McNair, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Air Methods Corporation
Ticker Security ID: Meeting Date Meeting Status
AIRM CUSIP 009128307 12/03/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For Against Against
Common and Preferred
Stock Followed by
Stock
Split
2 Amendment to the 2006 Mgmt For For For
Equity Compensation
Plan
________________________________________________________________________________
Akamai Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
AKAM CUSIP 00971T101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pamela J. Craig Mgmt For For For
2 Elect F. Thomson Mgmt For For For
Leighton
3 Elect Paul Sagan Mgmt For For For
4 Elect Naomi O. Seligman Mgmt For For For
5 2013 Stock Incentive Mgmt For For For
Plan
6 Repeal of Classified Mgmt For For For
Board
7 Amendment to Mgmt For For For
Certificate of
Incorporation
Regarding Director
Removal
8 Amendment to Mgmt For For For
Certificate of
Incorporation Removing
Supermajority Voting
Provisions
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allison Transmission Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
ALSN CUSIP 01973R101 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David F. Denison Mgmt For For For
1.2 Elect Gregory S. Ledford Mgmt For For For
1.3 Elect Seth M. Mersky Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aon plc
Ticker Security ID: Meeting Date Meeting Status
AON CUSIP G0408V102 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lester B. Knight Mgmt For For For
2 Elect Gregory C. Case Mgmt For For For
3 Elect Fulvio Conti Mgmt For Against Against
4 Elect Cheryl A. Francis Mgmt For For For
5 Elect Edgar D. Jannotta Mgmt For For For
6 Elect J. Michael Losh Mgmt For For For
7 Elect Robert S. Morrison Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Richard C. Mgmt For For For
Notebaert
10 Elect Gloria Santona Mgmt For For For
11 Elect Carolyn Y. Woo Mgmt For For For
12 Accounts and Reports Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 U.K. Remuneration Report Mgmt For For For
18 Global Share Purchase Mgmt For For For
Plan
________________________________________________________________________________
Arena Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNA CUSIP 040047102 06/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jack Lief Mgmt For For For
1.2 Elect Dominic P. Behan Mgmt For For For
1.3 Elect Donald D. Belcher Mgmt For For For
1.4 Elect Scott H. Bice Mgmt For For For
1.5 Elect Harry F. Hixson, Mgmt For For For
Jr.
1.6 Elect Tina S. Nova Mgmt For For For
1.7 Elect Phillip M. Mgmt For For For
Schneider
1.8 Elect Christine A. White Mgmt For For For
1.9 Elect Randall E. Woods Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Long-Term Mgmt For For For
Incentive Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Armstrong World Industries Inc.
Ticker Security ID: Meeting Date Meeting Status
000 CUSIP 04247X102 06/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stan A. Askren Mgmt For For For
1.2 Elect Kevin R. Burns Mgmt For For For
1.3 Elect Matthew J. Espe Mgmt For For For
1.4 Elect James J. Gaffney Mgmt For For For
1.5 Elect Tao Huang Mgmt For For For
1.6 Elect Michael F. Mgmt For For For
Johnston
1.7 Elect Jeffrey Liaw Mgmt For For For
1.8 Elect Larry S. Mgmt For For For
McWilliams
1.9 Elect James C. Melville Mgmt For For For
1.10 Elect James J. O'Connor Mgmt For For For
1.11 Elect John J. Roberts Mgmt For For For
1.12 Elect Richard Wenz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Assured Guaranty Ltd.
Ticker Security ID: Meeting Date Meeting Status
AGO CUSIP G0585R106 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Neil Baron Mgmt For For For
1.2 Elect Francisco L. Mgmt For For For
Borges
1.3 Elect G. Lawrence Buhl Mgmt For For For
1.4 Elect Stephen A. Cozen Mgmt For For For
1.5 Elect Dominic J. Mgmt For For For
Frederico
1.6 Elect Bonnie L. Howard Mgmt For For For
1.7 Elect Patrick W. Kenny Mgmt For For For
1.8 Elect Simon W. Leathes Mgmt For For For
1.9 Elect Robin Monro-Davies Mgmt For For For
1.10 Elect Michael T. O'Kane Mgmt For For For
1.11 Elect Wilbur L. Ross, Mgmt For For For
Jr.
1.12 Election of Howard W. Mgmt For For For
Albert
1.13 Election of Robert A. Mgmt For For For
Bailenson
1.14 Election of Russell B. Mgmt For For For
Brewer,
II
1.15 Election of Gary Burnet Mgmt For For For
1.16 Election of Stephen Mgmt For For For
Donnarumma
1.17 Election of Dominic J. Mgmt For For For
Frederico
1.18 Election of James M. Mgmt For For For
Michener
1.19 Election of Robert B. Mgmt For For For
Mills
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Ratification of Auditor Mgmt For For For
for Company
Subsidiary
________________________________________________________________________________
Autodesk, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADSK CUSIP 052769106 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carl Bass Mgmt For For For
2 Elect Crawford W. Mgmt For For For
Beveridge
3 Elect J. Hallam Dawson Mgmt For For For
4 Elect Thomas Georgens Mgmt For For For
5 Elect Per-Kristian Mgmt For Against Against
Halvorsen
6 Elect Mary T. McDowell Mgmt For For For
7 Elect Lorrie M. Mgmt For For For
Norrington
8 Elect Stacy J. Smith Mgmt For For For
9 Elect Steven M. West Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bloomin' Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLMN CUSIP 094235108 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Humphrey Mgmt For For For
1.2 Elect Elizabeth A. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
BR Malls Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BRML3 CINS P1908S102 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Malls Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BRML3 CINS P1908S102 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
5 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
6 Amendments to Articles Mgmt For For For
Regarding
Guarantees
________________________________________________________________________________
BroadSoft Inc.
Ticker Security ID: Meeting Date Meeting Status
BSFT CUSIP 11133B409 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John J. Gavin, Jr. Mgmt For For For
1.2 Elect Charles L. Ill, Mgmt For For For
III
1.3 Elect Michael Tessler Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Buffalo Wild Wings, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWLD CUSIP 119848109 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sally J. Smith Mgmt For For For
1.2 Elect J. Oliver Maggard Mgmt For For For
1.3 Elect James M. Damian Mgmt For For For
1.4 Elect Dale M. Applequist Mgmt For For For
1.5 Elect Warren E. Mack Mgmt For For For
1.6 Elect Michael P. Johnson Mgmt For For For
1.7 Elect Jerry R. Rose Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Burger King Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
BKW CUSIP 121220107 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bernardo Hees Mgmt For For For
1.2 Elect Alexandre Behring Mgmt For For For
1.3 Elect Martin E. Franklin Mgmt For For For
1.4 Elect Paul J. Fribourg Mgmt For For For
1.5 Elect Alan C. Parker Mgmt For For For
1.6 Elect Carlos Alberto R. Mgmt For For For
Sicupira
1.7 Elect Marcel Herrmann Mgmt For Withhold Against
Telles
1.8 Elect Alexandre van Mgmt For For For
Damme
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2012 Mgmt For Against Against
Omnibus
Plan
________________________________________________________________________________
Cabot Oil & Gas Corporation
Ticker Security ID: Meeting Date Meeting Status
COG CUSIP 127097103 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Keiser Mgmt For For For
2 Elect W. Matt Ralls Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan L. Bostrom Mgmt For For For
2 Elect James D. Plummer Mgmt For For For
3 Elect Alberto Mgmt For For For
Sangiovanni-Vincentelli
4 Elect George M. Scalise Mgmt For For For
5 Elect John B. Shoven Mgmt For For For
6 Elect Roger S. Siboni Mgmt For For For
7 Elect Young K. Sohn Mgmt For For For
8 Elect Tan Lip-Bu Mgmt For For For
9 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardinal Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAH CUSIP 14149Y108 11/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Colleen Arnold Mgmt For For For
2 Elect George Barrett Mgmt For For For
3 Elect Glenn Britt Mgmt For For For
4 Elect Carrie Cox Mgmt For For For
5 Elect Calvin Darden Mgmt For For For
6 Elect Bruce Downey Mgmt For For For
7 Elect John Finn Mgmt For For For
8 Elect Clayton Jones Mgmt For For For
9 Elect Gregory Kenny Mgmt For For For
10 Elect David King Mgmt For For For
11 Elect Richard Notebaert Mgmt For For For
12 Elect Jean Spaulding Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Catamaran Corp.
Ticker Security ID: Meeting Date Meeting Status
CTRX CUSIP 148887102 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark A. Thierer Mgmt For For For
1.2 Elect Peter J. Bensen Mgmt For For For
1.3 Elect Steven Cosler Mgmt For For For
1.4 Elect William J. Davis Mgmt For For For
1.5 Elect Steven B. Epstein Mgmt For For For
1.6 Elect Betsy D. Holden Mgmt For For For
1.7 Elect Karen L. Katen Mgmt For For For
1.8 Elect Harry M. Kraemer Mgmt For For For
1.9 Elect Anthony Masso Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
________________________________________________________________________________
Coach, Inc.
Ticker Security ID: Meeting Date Meeting Status
COH CUSIP 189754104 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lew Frankfort Mgmt For For For
1.2 Elect Susan Kropf Mgmt For For For
1.3 Elect Gary Loveman Mgmt For For For
1.4 Elect Ivan Menezes Mgmt For For For
1.5 Elect Irene Ruth Miller Mgmt For For For
1.6 Elect Michael Murphy Mgmt For For For
1.7 Elect Stephanie Tilenius Mgmt For For For
1.8 Elect Jide Zeitlin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cobalt International Energy Inc.
Ticker Security ID: Meeting Date Meeting Status
CIE CUSIP 19075F106 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph H. Bryant Mgmt For For For
1.2 Elect N. John Mgmt For For For
Lancaster,
Jr.
1.3 Elect Jon A. Marshall Mgmt For For For
1.4 Elect Kenneth A. Mgmt For For For
Pontarelli
2 Ratification of Auditor Mgmt For For For
3 Approval of the Mgmt For For For
Performance Goals
Under the Long Term
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Colfax Corporation
Ticker Security ID: Meeting Date Meeting Status
CFX CUSIP 194014106 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mitchell P. Rales Mgmt For For For
2 Elect Steven E. Simms Mgmt For For For
3 Elect Clay Kiefaber Mgmt For For For
4 Elect Patrick W. Mgmt For For For
Allender
5 Elect Thomas S. Gayner Mgmt For For For
6 Elect Rhonda L. Jordan Mgmt For For For
7 Elect San W. Orr III Mgmt For For For
8 Elect A. Clayton Perfall Mgmt For For For
9 Elect Rajiv Vinnakota Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Concur Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNQR CUSIP 206708109 03/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gordon Eubanks Mgmt For For For
2 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cornerstone OnDemand Inc.
Ticker Security ID: Meeting Date Meeting Status
CSOD CUSIP 21925Y103 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James McGeever Mgmt For For For
1.2 Elect Harold W. Mgmt For For For
Burlingame
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Covance Inc.
Ticker Security ID: Meeting Date Meeting Status
CVD CUSIP 222816100 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph L. Herring Mgmt For For For
1.2 Elect John McCartney Mgmt For For For
1.3 Elect Bradley T. Sheares Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Employee Equity Mgmt For For For
Participation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Crown Castle International Corp.
Ticker Security ID: Meeting Date Meeting Status
CCI CUSIP 228227104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward C. Mgmt For For For
Hutcheson,
Jr.
2 Elect J. Landis Martin Mgmt For For For
3 Elect W. Benjamin Mgmt For For For
Moreland
4 Ratification of Auditor Mgmt For For For
5 2013 Long-Term Mgmt For For For
Incentive
Plan
6 Repeal of Classified Mgmt For For For
Board
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Crown Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCK CUSIP 228368106 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jenne K. Britell Mgmt For For For
1.2 Elect John W. Conway Mgmt For For For
1.3 Elect Arnold W. Donald Mgmt For For For
1.4 Elect William G. Little Mgmt For For For
1.5 Elect Hans J. Loliger Mgmt For For For
1.6 Elect James H. Miller Mgmt For For For
1.7 Elect Josef M. Muller Mgmt For For For
1.8 Elect Thomas A. Ralph Mgmt For For For
1.9 Elect Hugues du Rouret Mgmt For For For
1.10 Elect Jim L. Turner Mgmt For For For
1.11 Elect William S. Urkiel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2013 Mgmt For For For
Stock-Based Incentive
Compensation
Plan
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cubist Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBST CUSIP 229678107 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael W. Bonney Mgmt For For For
1.2 Elect Mark Corrigan Mgmt For For For
1.3 Elect Alison Lawton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Technical Amendment to Mgmt For For For
Bylaws
5 Technical Amendment to Mgmt For For For
Bylaws
6 Technical Amendment to Mgmt For For For
Certificate of
Incorporation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Dick's Sporting Goods Inc
Ticker Security ID: Meeting Date Meeting Status
DKS CUSIP 253393102 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emanuel Chirico Mgmt For For For
1.2 Elect Allen R. Weiss Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DigitalGlobe Inc.
Ticker Security ID: Meeting Date Meeting Status
DGI CUSIP 25389M877 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nick S. Cyprus Mgmt For For For
1.2 Elect Jeffrey R. Tarr Mgmt For For For
1.3 Elect James M. Mgmt For For For
Whitehurst
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
DigitalGlobe Inc.
Ticker Security ID: Meeting Date Meeting Status
DGI CUSIP 25389M877 12/03/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger with GeoEye Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
DSW Inc.
Ticker Security ID: Meeting Date Meeting Status
DSW CUSIP 23334L102 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Henry L. Aaron Mgmt For For For
2 Elect Elaine J. Eisenman Mgmt For For For
3 Elect Joanna T. Lau Mgmt For For For
4 Elect Jay L. Mgmt For For For
Schottenstein
5 Elect James O'Donnell Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dufry AG
Ticker Security ID: Meeting Date Meeting Status
DUFN CINS H2082J107 04/30/2013 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Board Size Mgmt For TNA N/A
7 Elect Jorge Born, Jr. Mgmt For TNA N/A
8 Elect Luis Andres Mgmt For TNA N/A
Holzer
Neumann
9 Elect Jose Lucas Mgmt For TNA N/A
Ferreira de
Melo
10 Elect Joaquin Mgmt For TNA N/A
Moya-Angeler
Cabrera
11 Elect Julian Diaz Mgmt For TNA N/A
Gonzalez
12 Appointment of Auditor Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Exercise the voting Mgmt For TNA N/A
rights in accordance
with the proposals of
the Board of
Directors
15 Abstain from voting Mgmt For TNA N/A
________________________________________________________________________________
Edwards Lifesciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EW CUSIP 28176E108 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Ingram Mgmt For For For
2 Elect William J. Link Mgmt For For For
3 Elect Wesley W. von Mgmt For For For
Schack
4 Amendment to the Mgmt For For For
Long-Term Stock
Incentive Compensation
Program
5 Amendment to the 2001 Mgmt For For For
Employee Stock
Purchase
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
8 Repeal of Classified Mgmt For For For
Board
9 Elimination of Mgmt For For For
Supermajority
Requirement
10 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Family Dollar Stores, Inc.
Ticker Security ID: Meeting Date Meeting Status
FDO CUSIP 307000109 01/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Bernstein Mgmt For For For
1.2 Elect Pamela Davies Mgmt For For For
1.3 Elect Sharon Decker Mgmt For For For
1.4 Elect Edward Dolby Mgmt For For For
1.5 Elect Glenn Eisenberg Mgmt For For For
1.6 Elect Edward Garden Mgmt For For For
1.7 Elect Howard Levine Mgmt For For For
1.8 Elect George Mahoney, Mgmt For For For
Jr.
1.9 Elect James Martin Mgmt For For For
1.10 Elect Harvey Morgan Mgmt For For For
1.11 Elect Dale Pond Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Employee Stock Purchase Mgmt For For For
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding Adoption of
ILO Conventions in
Business Partner Code
of
Conduct
________________________________________________________________________________
Finisar Corporation
Ticker Security ID: Meeting Date Meeting Status
FNSR CUSIP 31787A507 12/03/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Child Mgmt For For For
1.2 Elect Roger Ferguson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Five Below, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIVE CUSIP 33829M101 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Mgmt For For For
Devine,
III
1.2 Elect Ronald L. Sargent Mgmt For For For
2 2012 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
________________________________________________________________________________
Hanesbrands Inc.
Ticker Security ID: Meeting Date Meeting Status
HBI CUSIP 410345102 04/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lee A. Chaden Mgmt For For For
1.2 Elect Bobby J. Griffin Mgmt For For For
1.3 Elect James C. Johnson Mgmt For For For
1.4 Elect Jessica T. Mathews Mgmt For For For
1.5 Elect J. Patrick Mulcahy Mgmt For For For
1.6 Elect Ronald L. Nelson Mgmt For For For
1.7 Elect Richard A. Noll Mgmt For For For
1.8 Elect Andrew J. Mgmt For For For
Schindler
1.9 Elect Ann E. Ziegler Mgmt For For For
2 Omnibus Incentive Plan Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hanover Insurance Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
THG CUSIP 410867105 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael P. Mgmt For For For
Angelini
2 Elect P. Kevin Condron Mgmt For For For
3 Elect Frederick H. Mgmt For For For
Eppinger
4 Elect Neal F. Finnegan Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HeartWare International, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTWR CUSIP 422368100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Douglas Godshall Mgmt For For For
1.2 Elect Seth Harrison Mgmt For For For
1.3 Elect Robert Stockman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Grant of RSUs to CEO Mgmt For For For
Douglas
Godshall
5 Equity Grant to Mgmt For For For
Director Robert
Thomas
6 Equity Grant to Mgmt For For For
Director Seth
Harrison
7 Equity Grant to Mgmt For For For
Director Timothy
Barberich
8 Equity Grant to Mgmt For For For
Director Cynthia
Feldmann
9 Equity Grant to Mgmt For For For
Director C. Raymond
Larkin
10 Equity Grant to Mgmt For For For
Director Robert
Stockman
11 Equity Grant to Mgmt For For For
Director Denis
Wade
12 Ratify a Previous Mgmt For For For
Issuance of Common
Stock
________________________________________________________________________________
Hologic, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOLX CUSIP 436440101 03/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David R. LaVance, Mgmt For For For
Jr.
1.2 Elect Robert A. Cascella Mgmt For For For
1.3 Elect Glenn P. Muir Mgmt For For For
1.4 Elect Sally W. Crawford Mgmt For For For
1.5 Elect Nancy L. Leaming Mgmt For For For
1.6 Elect Lawrence M. Levy Mgmt For For For
1.7 Elect Christina Mgmt For For For
Stamoulis
1.8 Elect Elaine S. Ullian Mgmt For For For
1.9 Elect Wayne Wilson Mgmt For For For
2 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HomeAway Inc.
Ticker Security ID: Meeting Date Meeting Status
AWAY CUSIP 43739Q100 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian H. Sharples Mgmt For For For
1.2 Elect Charles C. Baker Mgmt For For For
1.3 Elect Tina B. Sharkey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Host Hotels & Resorts, Inc.
Ticker Security ID: Meeting Date Meeting Status
HST CUSIP 44107P104 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sheila C. Bair Mgmt For For For
2 Elect Robert M. Baylis Mgmt For For For
3 Elect Terence C. Golden Mgmt For For For
4 Elect Ann McLaughlin Mgmt For For For
Korologos
5 Elect Richard E. Mgmt For For For
Marriott
6 Elect John B. Morse, Jr. Mgmt For For For
7 Elect Walt Rakowich Mgmt For For For
8 Elect Gordon H. Smith Mgmt For For For
9 Elect W. Edward Walter Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hypermarcas SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 04/18/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Amendments to Articles Mgmt For Against Against
Regarding Unified
Terms
3 Amendments to Articles Mgmt For For For
Regarding Chairman's
Vote
4 Amendments to Articles Mgmt For For For
Regarding Chairman's
Election and
Duties
5 Amendments to Articles Mgmt For For For
Regarding Chairman's
Competencies
6 Amendments to Articles Mgmt For For For
Regarding Supervisory
Council
7 Consolidation of Mgmt For For For
Articles
8 Authority to Carry Out Mgmt For For For
Formalities
9 Non-Voting Meeting Note N/A N/A N/A N/A
10 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Hypermarcas SA
Ticker Security ID: Meeting Date Meeting Status
HYPE3 CINS P5230A101 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
5 Remuneration Policy Mgmt For For For
6 Authority to Carry Out Mgmt For For For
Formalities
7 Non-Voting Meeting Note N/A N/A N/A N/A
8 Non-Voting Meeting Note N/A N/A N/A N/A
9 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
IAC/InterActiveCorp
Ticker Security ID: Meeting Date Meeting Status
IACI CUSIP 44919P508 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory R. Blatt Mgmt For For For
1.2 Elect Edgar Bronfman, Mgmt For For For
Jr.
1.3 Elect Chelsea Clinton Mgmt For For For
1.4 Elect Sonali De Rycker Mgmt For For For
1.5 Elect Barry Diller Mgmt For For For
1.6 Elect Michael D. Eisner Mgmt For For For
1.7 Elect Victor A. Kaufman Mgmt For For For
1.8 Elect Donald R. Keough Mgmt For For For
1.9 Elect Bryan Lourd Mgmt For For For
1.10 Elect Arthur C. Martinez Mgmt For For For
1.11 Elect David Rosenblatt Mgmt For For For
1.12 Elect Alan G. Spoon Mgmt For For For
1.13 Elect Alexander von Mgmt For For For
Furstenberg
1.14 Elect Richard F. Zannino Mgmt For For For
2 2013 Stock and Annual Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IHS Inc.
Ticker Security ID: Meeting Date Meeting Status
IHS CUSIP 451734107 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger Holtback Mgmt For For For
2 Elect Jean-Paul L. Mgmt For For For
Montupet
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
IntercontinentalExchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45865V100 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Charles R. Crisp Mgmt For For For
2 Elect Jean-Marc Forneri Mgmt For For For
3 Elect Judd A. Gregg Mgmt For For For
4 Elect Fred W. Hatfield Mgmt For For For
5 Elect Terrence F. Mgmt For For For
Martell
6 Elect Callum McCarthy Mgmt For For For
7 Elect Robert Reid Mgmt For For For
8 Elect Frederic V. Mgmt For For For
Salerno
9 Elect Jeffrey C. Mgmt For For For
Sprecher
10 Elect Judith A. Sprieser Mgmt For For For
11 Elect Vincent Tese Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2013 Omnibus Employee Mgmt For For For
Incentive
Plan
14 2013 Non-Employee Mgmt For For For
Director Incentive
Plan
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
IntercontinentalExchange, Inc.
Ticker Security ID: Meeting Date Meeting Status
ICE CUSIP 45865V100 06/03/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Acquisition Mgmt For For For
2 Amount and Classes of Mgmt For For For
Authorized Stock
3 Limitations on Mgmt For For For
Ownership and Voting
of the Company's
Stock
4 Disqualification of Mgmt For For For
Officers and Directors
and Certain Powers of
the
Board
5 Considerations of the Mgmt For For For
Board
6 Amendments to the Mgmt For For For
Certificate of
Incorporation
7 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
International Paper Company
Ticker Security ID: Meeting Date Meeting Status
IP CUSIP 460146103 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David J. Bronczek Mgmt For For For
2 Elect Ahmet C. Dorduncu Mgmt For For For
3 Elect John V. Faraci Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Stacey J. Mobley Mgmt For For For
6 Elect Joan E. Spero Mgmt For For For
7 Elect John L. Townsend, Mgmt For For For
III
8 Elect John F. Turner Mgmt For For For
9 Elect William G. Walter Mgmt For For For
10 Elect J. Steven Whisler Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Right to Act by Written Mgmt For For For
Consent
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Juniper Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
JNPR CUSIP 48203R104 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pradeep Sindhu Mgmt For For For
2 Elect Robert M. Mgmt For For For
Calderoni
3 Elect William F. Meehan Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
KBR, Inc.
Ticker Security ID: Meeting Date Meeting Status
KBR CUSIP 48242W106 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Frank Blount Mgmt For For For
1.2 Elect Loren K. Carroll Mgmt For For For
1.3 Elect Linda Z. Cook Mgmt For For For
1.4 Elect Jeffrey E. Curtiss Mgmt For For For
1.5 Elect Jack B. Moore Mgmt For For For
1.6 Elect William P. Utt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Life Time Fitness, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTM CUSIP 53217R207 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bahram Akradi Mgmt For For For
2 Elect Giles H. Bateman Mgmt For For For
3 Elect Jack W. Eugster Mgmt For For For
4 Elect Guy C. Jackson Mgmt For For For
5 Elect John K. Lloyd Mgmt For For For
6 Elect Martha A. Morfitt Mgmt For For For
7 Elect John B. Richards Mgmt For For For
8 Elect Joseph S. Mgmt For For For
Vassalluzzo
9 Ratification of Auditor Mgmt For For For
10 Executive Cash Bonus Mgmt For For For
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LinkedIn Corporation
Ticker Security ID: Meeting Date Meeting Status
LNKD CUSIP 53578A108 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect A. George Battle Mgmt For For For
1.2 Elect Michael J. Moritz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lizanne C. Gottung Mgmt For For For
1.2 Elect Dustan E. McCoy Mgmt For For For
1.3 Elect Colin D. Watson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Omnibus Stock Mgmt For For For
Award
Plan
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/16/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Amendment to Terms of Mgmt For For For
Series A Preferred
Stock
3 Amendment to Terms of Mgmt For For For
Series C Preferred
Stock
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect C. Angela Bontempo Mgmt For For For
1.3 Elect Robert Brady Mgmt For For For
1.4 Elect T. Jefferson Mgmt For For For
Cunningham,
III
1.5 Elect Mark Czarnecki Mgmt For For For
1.6 Elect Gary Geisel Mgmt For For For
1.7 Elect John Hawke Mgmt For For For
1.8 Elect Patrick Hodgson Mgmt For For For
1.9 Elect Richard King Mgmt For For For
1.10 Elect Jorge Pereira Mgmt For For For
1.11 Elect Michael Pinto Mgmt For For For
1.12 Elect Melinda Rich Mgmt For For For
1.13 Elect Robert Sadler, Jr. Mgmt For For For
1.14 Elect Herbert Washington Mgmt For For For
1.15 Elect Robert Wilmers Mgmt For For For
2 Employee Stock Purchase Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Melco Crown Entertainment Ltd.
Ticker Security ID: Meeting Date Meeting Status
MPEL CUSIP 585464100 06/21/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Incentive Plan Mgmt For For For
________________________________________________________________________________
Methanex Corporation
Ticker Security ID: Meeting Date Meeting Status
MX CUSIP 59151K108 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bruce Aitken Mgmt For For For
1.2 Elect Howard Balloch Mgmt For For For
1.3 Elect Phillip Cook Mgmt For For For
1.4 Elect John Floren Mgmt For For For
1.5 Elect Thomas Hamilton Mgmt For For For
1.6 Elect Robert Kostelnik Mgmt For For For
1.7 Elect Douglas Mahaffy Mgmt For For For
1.8 Elect A. Terence Poole Mgmt For For For
1.9 Elect John Reid Mgmt For For For
1.10 Elect Janice Rennie Mgmt For For For
1.11 Elect Monica Sloan Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
National Instruments Corporation
Ticker Security ID: Meeting Date Meeting Status
NATI CUSIP 636518102 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Truchard Mgmt For For For
1.2 Elect John M. Berra Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Increase of Authorized Mgmt For For For
Shares
________________________________________________________________________________
Netflix, Inc.
Ticker Security ID: Meeting Date Meeting Status
NFLX CUSIP 64110L106 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Timothy M. Haley Mgmt For Withhold Against
1.2 Elect Ann Mather Mgmt For Withhold Against
1.3 Elect Leslie Kilgore Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
5 Shareholder Proposal ShrHldr Against For Against
Regarding Majority
Vote for Election of
Directors
6 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
8 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
NXP Semiconductors N.V.
Ticker Security ID: Meeting Date Meeting Status
NXPI CUSIP N6596X109 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Elect Richard L. Clemmer Mgmt For For For
4 Elect Peter L. Bonfield Mgmt For For For
5 Elect Johannes P. Huth Mgmt For For For
6 Elect Roy Mackenzie Mgmt For For For
7 Elect Egon Durban Mgmt For For For
8 Elect Kenneth A. Goldman Mgmt For For For
9 Elect Josef Kaeser Mgmt For For For
10 Elect Ian Loring Mgmt For For For
11 Elect Michael Plantevin Mgmt For For For
12 Elect Vikram Bhatia Mgmt For For For
13 Elect Jean-Pierre Saad Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Onyx Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ONXX CUSIP 683399109 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Corinne H. Nevinny Mgmt For For For
1.2 Elect Thomas G. Wiggans Mgmt For For For
2 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
3 2013 Cash Performance Mgmt For For For
Incentive
Plan
4 Amendment to 1996 Mgmt For For For
Employee Stock
Purchase
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Owens Corning
Ticker Security ID: Meeting Date Meeting Status
OC CUSIP 690742101 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ralph F. Hake Mgmt For For For
1.2 Elect J. Brian Ferguson Mgmt For For For
1.3 Elect F. Philip Handy Mgmt For For For
1.4 Elect Michael H. Thaman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Employee Stock Purchase Mgmt For For For
Plan
4 2013 Stock Plan Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pandora Media Inc.
Ticker Security ID: Meeting Date Meeting Status
P CUSIP 698354107 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James M.P. Feuille Mgmt For For For
1.2 Elect Peter Gotcher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PAREXEL International Corporation
Ticker Security ID: Meeting Date Meeting Status
PRXL CUSIP 699462107 12/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eduard Holdener Mgmt For For For
1.2 Elect Richard Love Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
4 Increase of Authorized Mgmt For For For
Common
Stock
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy L. Dove Mgmt For For For
2 Elect Charles E. Mgmt For For For
Ramsey,
Jr.
3 Elect Frank A. Risch Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Polypore International Inc.
Ticker Security ID: Meeting Date Meeting Status
PPO CUSIP 73179V103 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles L. Cooney Mgmt For For For
1.2 Elect David A. Roberts Mgmt For For For
1.3 Elect Robert B. Toth Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PVH Corp.
Ticker Security ID: Meeting Date Meeting Status
PVH CUSIP 693656100 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Baglivo Mgmt For For For
2 Elect Emanuel Chirico Mgmt For For For
3 Elect Juan R. Figuereo Mgmt For For For
4 Elect Joseph B. Fuller Mgmt For For For
5 Elect Fred Gehring Mgmt For For For
6 Elect Margaret L. Mgmt For For For
Jenkins
7 Elect Bruce Maggin Mgmt For For For
8 Elect V. James Marino Mgmt For For For
9 Elect Helen McCluskey Mgmt For For For
10 Elect Henry Nasella Mgmt For For For
11 Elect Rita M. Rodriguez Mgmt For For For
12 Elect Craig W. Rydin Mgmt For For For
13 Approval of the Mgmt For For For
Material Terms under
the Performance
Incentive Bonus
Plan
14 Approval of the Mgmt For For For
Material Terms under
the Long-Term
Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Red Hat, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHT CUSIP 756577102 08/09/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Marye Anne Fox Mgmt For For For
2 Elect Donald Livingstone Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
6 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Regeneron Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
REGN CUSIP 75886F107 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael S. Brown Mgmt For For For
1.2 Elect Leonard S. Mgmt For For For
Schleifer
1.3 Elect Eric M. Shooter Mgmt For For For
1.4 Elect George D. Mgmt For For For
Yancopoulos
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Stephen Felker Mgmt For For For
1.2 Elect Lawrence Mgmt For For For
Gellerstedt,
III
1.3 Elect John Spiegel Mgmt For For For
2 Amendment to the Annual Mgmt For For For
Executive Bonus
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 03/20/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase of Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
salesforce.com, inc.
Ticker Security ID: Meeting Date Meeting Status
CRM CUSIP 79466L302 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stratton Sclavos Mgmt For For For
2 Elect Lawrence Tomlinson Mgmt For For For
3 Elect Shirley Young Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 2013 Equity Incentive Mgmt For Against Against
Plan
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Salix Pharmaceuticals, Ltd.
Ticker Security ID: Meeting Date Meeting Status
SLXP CUSIP 795435106 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Chappell Mgmt For For For
1.2 Elect Thomas W. D'Alonzo Mgmt For For For
1.3 Elect William P. Keane Mgmt For For For
1.4 Elect Carolyn J. Logan Mgmt For For For
1.5 Elect Mark A. Sirgo Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Samsonite International SA
Ticker Security ID: Meeting Date Meeting Status
1910 CINS L80308106 06/06/2013 Voted
Meeting Type Country of Trade
Annual Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Results Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Timothy C Parker Mgmt For Against Against
7 Elect Kyle F Gendreau Mgmt For For For
8 Elect Bruce H McLain Mgmt For For For
9 Elect Paul K Etchells Mgmt For For For
10 Elect Ying Yeh Mgmt For For For
11 Appointment of Approved Mgmt For For For
Statutory
Auditor
12 Appointment of External Mgmt For For For
Auditor
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For For For
Repurchased
Shares
16 Grant of Discharge for Mgmt For For For
Directors and Auditors
for Exercise of Their
Mandates
17 Directors' Fees Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsonite International SA
Ticker Security ID: Meeting Date Meeting Status
1910 CINS L80308106 09/14/2012 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Adoption of Equity Mgmt For For For
Compensation
Plan
3 Authority to Allot and Mgmt For For For
Issue Shares Pursuant
to the Equity
Compensation
Plan
4 Approval to Grant Awards Mgmt For For For
________________________________________________________________________________
SanDisk Corporation
Ticker Security ID: Meeting Date Meeting Status
SNDK CUSIP 80004C101 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael E. Marks Mgmt For For For
2 Elect Kevin A. DeNuccio Mgmt For For For
3 Elect Irwin Federman Mgmt For For For
4 Elect Steven J. Gomo Mgmt For For For
5 Elect Eddy W. Mgmt For For For
Hartenstein
6 Elect Chenming Hu Mgmt For For For
7 Elect Catherine P. Lego Mgmt For For For
8 Elect Sanjay Mehrotra Mgmt For For For
9 2013 Incentive Plan Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ServiceNow Inc.
Ticker Security ID: Meeting Date Meeting Status
NOW CUSIP 81762P102 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul V. Barber Mgmt For For For
1.2 Elect Ronald E. F. Codd Mgmt For For For
1.3 Elect Frank Slootman Mgmt For For For
2 Re-Approval of the Mgmt For Against Against
Material Terms under
the 2012 Equity
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Solera Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
SLH CUSIP 83421A104 11/15/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tony Aquila Mgmt For For For
1.2 Elect Arthur Kingsbury Mgmt For For For
1.3 Elect Kenneth Viellieu Mgmt For For For
1.4 Elect Thomas Wajnert Mgmt For For For
1.5 Elect Stuart Yarbrough Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Southwestern Energy Company
Ticker Security ID: Meeting Date Meeting Status
SWN CUSIP 845467109 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Gass Mgmt For For For
2 Elect Catherine A. Kehr Mgmt For For For
3 Elect Greg D. Kerley Mgmt For For For
4 Elect Harold M. Korell Mgmt For For For
5 Elect Vello A. Kuuskraa Mgmt For For For
6 Elect Kenneth R. Mourton Mgmt For For For
7 Elect Steven L. Mueller Mgmt For For For
8 Elect Elliott Pew Mgmt For For For
9 Elect Alan H. Stevens Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2013 Incentive Plan Mgmt For For For
________________________________________________________________________________
Spectrum Brands Inc.
Ticker Security ID: Meeting Date Meeting Status
SPB CUSIP 84763R101 03/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Norman S. Matthews Mgmt For For For
2 Amendment to Mgmt For For For
Certificate of
Incorporation to
Dissolve Special
Nominating
Committee
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Spirit Airlines, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAVE CUSIP 848577102 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Ben Baldanza Mgmt For For For
1.2 Elect Carlton D. Donaway Mgmt For For For
1.3 Elect David G. Elkins Mgmt For For For
1.4 Elect Horacio Scapparone Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Splunk Inc.
Ticker Security ID: Meeting Date Meeting Status
SPLK CUSIP 848637104 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David M. Hornik Mgmt For For For
1.2 Elect Thomas M. Mgmt For For For
Neustaetter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
SXC Health Solutions Corp.
Ticker Security ID: Meeting Date Meeting Status
SXCI CUSIP 78505P100 07/02/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Amendment to the Long Mgmt For For For
Term Incentive
Plan
3 Company Name Change Mgmt For For For
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Team Health Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TMH CUSIP 87817A107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect H. Lynn Massingale Mgmt For For For
1.2 Elect Neil P. Simpkins Mgmt For For For
1.3 Elect Earl P. Holland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2009 Mgmt For For For
Stock Incentive
Plan
4 Reapproval of Annual Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Tenneco, Inc.
Ticker Security ID: Meeting Date Meeting Status
TEN CUSIP 880349105 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Freyman Mgmt For For For
2 Elect Dennis Letham Mgmt For For For
3 Elect Hari Nair Mgmt For For For
4 Elect Roger Porter Mgmt For For For
5 Elect David Price, Jr. Mgmt For For For
6 Elect Gregg Sherrill Mgmt For For For
7 Elect Paul Stecko Mgmt For For For
8 Elect Jane Warner Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Amendment to the 2006 Mgmt For For For
Long Term Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Teradata Corporation
Ticker Security ID: Meeting Date Meeting Status
TDC CUSIP 88076W103 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward P. Boykin Mgmt For For For
2 Elect Cary T. Fu Mgmt For For For
3 Elect Victor L. Lund Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHldr For For For
Regarding
Declassification of
the
Board
________________________________________________________________________________
TIBCO Software Inc.
Ticker Security ID: Meeting Date Meeting Status
TIBX CUSIP 88632Q103 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vivek Y. Ranadive Mgmt For For For
1.2 Elect Nanci E. Caldwell Mgmt For For For
1.3 Elect Eric C.W. Dunn Mgmt For For For
1.4 Elect Narendra K. Gupta Mgmt For For For
1.5 Elect Peter J. Job Mgmt For For For
1.6 Elect Philip K. Wood Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trican Well Service Ltd.
Ticker Security ID: Meeting Date Meeting Status
TCW CUSIP 895945103 05/09/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kenneth M. Bagan Mgmt For For For
2.2 Elect G. Allen Brooks Mgmt For For For
2.3 Elect Murray L. Cobbe Mgmt For For For
2.4 Elect Dale Dusterhoft Mgmt For For For
2.5 Elect Donald R. Luft Mgmt For For For
2.6 Elect Kevin L. Nugent Mgmt For For For
2.7 Elect Alexander J. Mgmt For For For
Pourbaix
2.8 Elect Douglas F. Mgmt For For For
Robinson
2.9 Elect Dean E. Taylor Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Renewal of the Stock Mgmt For For For
Option
Plan
5 Renewal of the Mgmt For For For
Performance Share Unit
Plan
6 Amendments to By-laws Mgmt For For For
Regarding Advance
Notice Provisions and
Quorum
Requirments
________________________________________________________________________________
TripAdvisor, Inc.
Ticker Security ID: Meeting Date Meeting Status
TRIP CUSIP 896945201 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory B. Maffei Mgmt For For For
1.2 Elect Stephen Kaufer Mgmt For For For
1.3 Elect Jonathan F. Miller Mgmt For For For
1.4 Elect Jeremy Philips Mgmt For For For
1.5 Elect Christopher W. Mgmt For For For
Shean
1.6 Elect Sukhinder Singh Mgmt For For For
Cassidy
1.7 Elect Robert S. Mgmt For For For
Wiesenthal
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2011 Mgmt For For For
Stock and Annual
Incentive Plan
________________________________________________________________________________
Trulia Inc.
Ticker Security ID: Meeting Date Meeting Status
TRLA CUSIP 897888103 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Flint Mgmt For For For
2 Elect Gregory Waldorf Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2012 Mgmt For Against Against
Equity Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
________________________________________________________________________________
Ulta Salon, Cosmetics & Fragrance, Inc.
Ticker Security ID: Meeting Date Meeting Status
ULTA CUSIP 90384S303 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Heilbronn Mgmt For For For
1.2 Elect Michael R. Mgmt For For For
MacDonald
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Urban Outfitters, Inc.
Ticker Security ID: Meeting Date Meeting Status
URBN CUSIP 917047102 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott A. Belair Mgmt For For For
1.2 Elect Robert H. Strouse Mgmt For For For
1.3 Elect Margaret Hayne Mgmt For For For
2 Reapproval of the Mgmt For For For
Performance Goals
under the 2008 Stock
Incentive
Plan
3 Amendments to Articles Mgmt For For For
Regarding Adoption of
Majority Voting and
Elimination of
Cumulative
Voting
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Diversity
________________________________________________________________________________
Vantiv, Inc.
Ticker Security ID: Meeting Date Meeting Status
VNTV CUSIP 92210H105 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lee Adrean Mgmt For For For
1.2 Elect Lori A. Beer Mgmt For For For
1.3 Elect Gary L. Lauer Mgmt For For For
1.4 Elect Thomas F. Ryan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vertex Pharmaceuticals Incorporated
Ticker Security ID: Meeting Date Meeting Status
VRTX CUSIP 92532F100 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joshua S. Boger Mgmt For For For
1.2 Elect Terrence C. Mgmt For For For
Kearney
1.3 Elect Yuchun Lee Mgmt For For For
1.4 Elect Elaine S. Ullian Mgmt For For For
2 2013 Stock and Option Mgmt For For For
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wesco International, Inc.
Ticker Security ID: Meeting Date Meeting Status
WCC CUSIP 95082P105 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sandra Beach Lin Mgmt For For For
1.2 Elect Robert J. Tarr, Mgmt For For For
Jr.
1.3 Elect Stephen A. Van Oss Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 1999 Mgmt For For For
Long-Term Incentive
Plan
4 Re-approval of the Mgmt For For For
material terms under
the 1999 Long-Term
Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Allen Mgmt For For For
2 Elect Gary DiCamillo Mgmt For For For
3 Elect Diane Dietz Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Michael Johnston Mgmt For For For
6 Elect William Kerr Mgmt For For For
7 Elect John Liu Mgmt For For For
8 Elect Harish Manwani Mgmt For For For
9 Elect William Perez Mgmt For For For
10 Elect Michael Todman Mgmt For For For
11 Elect Michael White Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Mgmt For For For
Omnibus Stock
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding the Approval
of Survivor Benefits
(Golden
Coffins)
________________________________________________________________________________
XL Group plc
Ticker Security ID: Meeting Date Meeting Status
XL CUSIP G98290102 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Mauriello Mgmt For For For
2 Elect Eugene M. McQuade Mgmt For For For
3 Elect Clayton S. Rose Mgmt For For For
4 Ratification of Auditor Mgmt For For For
and Authority to Set
Remuneration
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Zillow, Inc.
Ticker Security ID: Meeting Date Meeting Status
Z CUSIP 98954A107 05/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Barton Mgmt For For For
1.2 Elect Lloyd D. Frink Mgmt For For For
2 Amendment to the 2011 Mgmt For Against Against
Incentive
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fund Name : Harbor Small Cap Growth Fund
________________________________________________________________________________
Acme Packet Inc.
Ticker Security ID: Meeting Date Meeting Status
APKT CUSIP 004764106 03/28/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Acuity Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
AYI CUSIP 00508Y102 01/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominic Pileggi Mgmt For For For
1.2 Elect George Guynn Mgmt For For For
1.3 Elect Vernon Nagel Mgmt For For For
1.4 Elect Julia North Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2012 Omnibus Stock Mgmt For For For
Incentive Compensation
Plan
5 2012 Management Cash Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Alexander & Baldwin Inc.
Ticker Security ID: Meeting Date Meeting Status
ALEX CUSIP 014491104 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert S. Harrison Mgmt For For For
1.2 Elect Michele K. Saito Mgmt For For For
1.3 Elect Eric K. Yeaman Mgmt For For For
2 2012 Incentive Mgmt For For For
Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allied World Assurance Company Holdings, AG
Ticker Security ID: Meeting Date Meeting Status
AWH CUSIP H01531104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Scott Hunter Mgmt For For For
3 Elect Patrick de Mgmt For For For
Saint-Aignan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Dividend from Reserves Mgmt For For For
8 Amendment to Cancel Mgmt For For For
Treasury
Shares
9 Appointment of Auditor Mgmt For For For
and Statutory
Auditor
10 Appointment of Special Mgmt For For For
Auditor
11 Indemnification of Mgmt For For For
Directors and
Officers
________________________________________________________________________________
American Railcar Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARII CUSIP 02916P103 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carl C. Icahn Mgmt For For For
2 Elect James J. Unger Mgmt For For For
3 Elect James C. Pontious Mgmt For For For
4 Elect J. Mike Laisure Mgmt For For For
5 Elect Harold First Mgmt For For For
6 Elect Brett M. Icahn Mgmt For For For
7 Elect Hunter Gary Mgmt For For For
8 Elect SungHwan Cho Mgmt For For For
9 Elect Daniel A. Mgmt For For For
Ninivaggi
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ArthroCare Corporation
Ticker Security ID: Meeting Date Meeting Status
ARTC CUSIP 043136100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christian Ahrens Mgmt For For For
1.2 Elect Gregory Belinfanti Mgmt For For For
1.3 Elect Barbara Boyan Mgmt For For For
1.4 Elect David Fitzgerald Mgmt For For For
1.5 Elect James Foster Mgmt For For For
1.6 Elect Terrence Geremski Mgmt For For For
1.7 Elect Tord Lendau Mgmt For For For
1.8 Elect Peter Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aruba Networks, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARUN CUSIP 043176106 11/29/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominic Orr Mgmt For For For
1.2 Elect Keerti Melkote Mgmt For For For
1.3 Elect Bernard Guidon Mgmt For For For
1.4 Elect Emmanuel Hernandez Mgmt For For For
1.5 Elect Michael Kourey Mgmt For For For
1.6 Elect Willem Roelandts Mgmt For For For
1.7 Elect Juergen Rottler Mgmt For For For
1.8 Elect Daniel Warmenhoven Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
ATMI, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATMI CUSIP 00207R101 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George M. Scalise Mgmt For For For
1.2 Elect Mark B. Segall Mgmt For For For
1.3 Elect Cheryl L. Shavers Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Avis Budget Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CAR CUSIP 053774105 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ronald L. Nelson Mgmt For For For
2 Elect Alun Cathcart Mgmt For For For
3 Elect Mary C. Choksi Mgmt For For For
4 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
5 Elect John D. Hardy, Jr. Mgmt For For For
6 Elect Lynn Krominga Mgmt For For For
7 Elect Eduardo G. Mestre Mgmt For For For
8 Elect F. Robert Salerno Mgmt For For For
9 Elect Stender E. Sweeney Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axiall Corporation
Ticker Security ID: Meeting Date Meeting Status
AXLL CUSIP 05463D100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul D. Carrico Mgmt For For For
2 Elect T. Kevin DeNicola Mgmt For For For
3 Elect Patrick J. Fleming Mgmt For For For
4 Elect Robert M. Gervis Mgmt For For For
5 Elect Victoria F. Haynes Mgmt For For For
6 Elect Stephen E. Macadam Mgmt For For For
7 Elect Michael H. McGarry Mgmt For For For
8 Elect William L. Mgmt For For For
Mansfield
9 Elect Mark L. Noetzel Mgmt For For For
10 Elect Robert Ripp Mgmt For For For
11 Elect David N. Weinstein Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
B&G Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGS CUSIP 05508R106 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert C. Cantwell Mgmt For For For
2 Elect Cynthia T. Jamison Mgmt For For For
3 Elect Charles F. Marcy Mgmt For For For
4 Elect Dennis M. Mullen Mgmt For For For
5 Elect Cheryl M. Palmer Mgmt For For For
6 Elect Alfred Poe Mgmt For For For
7 Elect Stephen C. Mgmt For For For
Sherrill
8 Elect David L. Wenner Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Re-Approval of the 2008 Mgmt For For For
Omnibus Incentive
Compensation
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Beacon Roofing Supply, Inc.
Ticker Security ID: Meeting Date Meeting Status
BECN CUSIP 073685109 02/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Buck Mgmt For For For
1.2 Elect Paul Isabella Mgmt For For For
1.3 Elect Richard Frost Mgmt For For For
1.4 Elect James Gaffney Mgmt For For For
1.5 Elect Peter Gotsch Mgmt For For For
1.6 Elect Neil Novich Mgmt For For For
1.7 Elect Stuart Randle Mgmt For For For
1.8 Elect Wilson Sexton Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BGC Partners, Inc.
Ticker Security ID: Meeting Date Meeting Status
BGCP CUSIP 05541T101 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Howard W. Lutnick Mgmt For For For
1.2 Elect John H. Dalton Mgmt For For For
1.3 Elect Stephen T. Curwood Mgmt For For For
1.4 Elect Albert M. Weis Mgmt For For For
2 Amendment to the Long Mgmt For Against Against
Term Incentive
Plan
________________________________________________________________________________
Cadence Design Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDNS CUSIP 127387108 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan L. Bostrom Mgmt For For For
2 Elect James D. Plummer Mgmt For For For
3 Elect Alberto Mgmt For For For
Sangiovanni-Vincentelli
4 Elect George M. Scalise Mgmt For For For
5 Elect John B. Shoven Mgmt For For For
6 Elect Roger S. Siboni Mgmt For For For
7 Elect Young K. Sohn Mgmt For For For
8 Elect Tan Lip-Bu Mgmt For For For
9 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cheesecake Factory Incorporated
Ticker Security ID: Meeting Date Meeting Status
CAKE CUSIP 163072101 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David Overton Mgmt For For For
2 Elect Alexander L. Mgmt For For For
Cappello
3 Elect Jerome I. Mgmt For For For
Kransdorf
4 Elect Laurence B. Mindel Mgmt For For For
5 Elect David B. Pittaway Mgmt For For For
6 Elect Douglas L. Schmick Mgmt For For For
7 Elect Herbert Simon Mgmt For For For
8 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cirrus Logic, Inc.
Ticker Security ID: Meeting Date Meeting Status
CRUS CUSIP 172755100 07/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Carter Mgmt For For For
1.2 Elect Timothy Dehne Mgmt For For For
1.3 Elect Jason Rhode Mgmt For For For
1.4 Elect Alan Schuele Mgmt For For For
1.5 Elect William Sherman Mgmt For For For
1.6 Elect Susan Wang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Colfax Corporation
Ticker Security ID: Meeting Date Meeting Status
CFX CUSIP 194014106 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mitchell P. Rales Mgmt For For For
2 Elect Steven E. Simms Mgmt For For For
3 Elect Clay Kiefaber Mgmt For For For
4 Elect Patrick W. Mgmt For For For
Allender
5 Elect Thomas S. Gayner Mgmt For For For
6 Elect Rhonda L. Jordan Mgmt For For For
7 Elect San W. Orr III Mgmt For For For
8 Elect A. Clayton Perfall Mgmt For For For
9 Elect Rajiv Vinnakota Mgmt For For For
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Corporate Executive Board Company
Ticker Security ID: Meeting Date Meeting Status
CEB CUSIP 21988R102 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas L. Monahan Mgmt For For For
III
1.2 Elect Gregor S. Bailar Mgmt For For For
1.3 Elect Stephen M. Carter Mgmt For For For
1.4 Elect Gordon J. Coburn Mgmt For For For
1.5 Elect L. Kevin Cox Mgmt For For For
1.6 Elect Nancy J. Karch Mgmt For For For
1.7 Elect Daniel O. Leemon Mgmt For For For
1.8 Elect Jeffrey R. Tarr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Costar Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSGP CUSIP 22160N109 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Klein Mgmt For For For
1.2 Elect Andrew C. Florance Mgmt For For For
1.3 Elect David Bonderman Mgmt For For For
1.4 Elect Michael J. Mgmt For For For
Glosserman
1.5 Elect Warren H. Haber Mgmt For For For
1.6 Elect John W. Hill Mgmt For For For
1.7 Elect Christopher J. Mgmt For For For
Nassetta
1.8 Elect David J. Steinberg Mgmt For For For
2 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Cubist Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBST CUSIP 229678107 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael W. Bonney Mgmt For For For
1.2 Elect Mark Corrigan Mgmt For For For
1.3 Elect Alison Lawton Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Technical Amendment to Mgmt For For For
Bylaws
5 Technical Amendment to Mgmt For For For
Bylaws
6 Technical Amendment to Mgmt For For For
Certificate of
Incorporation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
DFC Global Corp.
Ticker Security ID: Meeting Date Meeting Status
DLLR CUSIP 23324T107 11/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Jessick Mgmt For For For
1.2 Elect Michael Kooper Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
East West Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
EWBC CUSIP 27579R104 05/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Iris S. Chan Mgmt For For For
1.2 Elect Rudolph I. Estrada Mgmt For For For
1.3 Elect Julia S. Gouw Mgmt For For For
1.4 Elect Paul H. Irving Mgmt For For For
1.5 Elect Andrew S. Kane Mgmt For For For
1.6 Elect Tak-Chuen Mgmt For For For
Clarence
Kwan
1.7 Elect John Lee Mgmt For For For
1.8 Elect Herman Y. Li Mgmt For For For
1.9 Elect Jack C. Liu Mgmt For For For
1.10 Elect Dominic Ng Mgmt For For For
1.11 Elect Keith W. Renken Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Emulex Corporation
Ticker Security ID: Meeting Date Meeting Status
ELX CUSIP 292475209 11/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Downey Mgmt For For For
1.2 Elect Bruce Edwards Mgmt For For For
1.3 Elect Paul Folino Mgmt For For For
1.4 Elect Robert Goon Mgmt For For For
1.5 Elect Beatriz Infante Mgmt For For For
1.6 Elect Don Lyle Mgmt For For For
1.7 Elect James McCluney Mgmt For For For
1.8 Elect Nersi Nazari Mgmt For For For
1.9 Elect Dean Yoost Mgmt For For For
2 Amendment to the 2005 Mgmt For For For
Equity Incentive
Plan
3 Amendment to the 1997 Mgmt For For For
Stock Award Plan for
Non-Employee
Directors
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Five Below, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIVE CUSIP 33829M101 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Mgmt For For For
Devine,
III
1.2 Elect Ronald L. Sargent Mgmt For For For
2 2012 Employee Stock Mgmt For For For
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
________________________________________________________________________________
Fortinet Inc.
Ticker Security ID: Meeting Date Meeting Status
FTNT CUSIP 34959E109 06/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ming Hsieh Mgmt For For For
1.2 Elect Christopher B. Mgmt For Withhold Against
Paisley
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Cash and Equity Mgmt For For For
Incentive
Plan
________________________________________________________________________________
FXCM Inc.
Ticker Security ID: Meeting Date Meeting Status
FXCM CUSIP 302693106 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Ahdout Mgmt For For For
1.2 Elect James Brown Mgmt For For For
1.3 Elect Robin Davis Mgmt For For For
1.4 Elect Perry Fish Mgmt For For For
1.5 Elect Kenneth Grossman Mgmt For For For
1.6 Elect Arthur Gruen Mgmt For For For
1.7 Elect Eric LeGoff Mgmt For For For
1.8 Elect Dror Niv Mgmt For For For
1.9 Elect David Sakhai Mgmt For For For
1.10 Elect Ryan Silverman Mgmt For For For
1.11 Elect Eduard Yusapov Mgmt For For For
2 Amendment to the 2010 Mgmt For For For
Long-Term Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Georgia Gulf Corporation
Ticker Security ID: Meeting Date Meeting Status
GGC CUSIP 373200302 01/10/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2011 Mgmt For For For
Equity and Performance
Incentive
Plan
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Green Dot Corp.
Ticker Security ID: Meeting Date Meeting Status
GDOT CUSIP 39304D102 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven W. Streit Mgmt For For For
1.2 Elect Timothy R. Mgmt For For For
Greenleaf
1.3 Elect Michael J. Moritz Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Health Management Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
HMA CUSIP 421933102 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Schoen Mgmt For For For
1.2 Elect Gary D. Newsome Mgmt For For For
1.3 Elect Kent P. Dauten Mgmt For For For
1.4 Elect Pascal J. Mgmt For For For
Goldschmidt
1.5 Elect Donald E. Kiernan Mgmt For For For
1.6 Elect Robert A. Knox Mgmt For For For
1.7 Elect Vicki A. O'Meara Mgmt For For For
1.8 Elect William C. Mgmt For For For
Steere,
Jr.
1.9 Elect Randolph W. Mgmt For For For
Westerfield
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of Material Mgmt For For For
Terms under the 1996
Executive Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding
Sustainability
Report
________________________________________________________________________________
Heartland Express, Inc.
Ticker Security ID: Meeting Date Meeting Status
HTLD CUSIP 422347104 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael J. Gerdin Mgmt For For For
1.2 Elect Richard O. Mgmt For For For
Jacobson
1.3 Elect Benjamin J. Allen Mgmt For For For
1.4 Elect Lawrence D. Crouse Mgmt For For For
1.5 Elect James G. Pratt Mgmt For For For
1.6 Elect Tahira K. Hira Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hexcel Corporation
Ticker Security ID: Meeting Date Meeting Status
HXL CUSIP 428291108 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. Berges Mgmt For For For
2 Elect Joel S. Beckman Mgmt For For For
3 Elect Lynn Brubaker Mgmt For For For
4 Elect Jeffrey C. Mgmt For For For
Campbell
5 Elect Sandra L. Mgmt For For For
Derickson
6 Elect W. Kim Foster Mgmt For For For
7 Elect Thomas A. Gendron Mgmt For For For
8 Elect Jeffrey A. Graves Mgmt For For For
9 Elect David C. Hill Mgmt For For For
10 Elect David L. Pugh Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2013 Incentive Stock Mgmt For For For
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
HomeAway Inc.
Ticker Security ID: Meeting Date Meeting Status
AWAY CUSIP 43739Q100 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian H. Sharples Mgmt For For For
1.2 Elect Charles C. Baker Mgmt For For For
1.3 Elect Tina B. Sharkey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Huron Consulting Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HURN CUSIP 447462102 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Edwards Mgmt For For For
1.2 Elect John McCartney Mgmt For For For
1.3 Elect James Roth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP 45103T107 07/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Ronan Lambe Mgmt For For For
3 Elect Ciaran Murray Mgmt For For For
4 Authority to Set Mgmt For For For
Auditor's
Fees
5 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
6 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
7 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP 45103T107 12/17/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Conversion to Direct Mgmt For For For
Listing on
NASDAQ
2 Amendments to Articles Mgmt For For For
3 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Idenix Pharmaceuticals Inc
Ticker Security ID: Meeting Date Meeting Status
IDIX CUSIP 45166R204 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wayne T. Hockmeyer Mgmt For For For
1.2 Elect Thomas R. Hodgson Mgmt For For For
1.3 Elect Tamar D. Howson Mgmt For For For
1.4 Elect Denise Mgmt For Withhold Against
Pollard-Knight
1.5 Elect Ronald C. Renaud, Mgmt For For For
Jr.
1.6 Elect Anthony Rosenberg Mgmt For For For
1.7 Elect Michael S. Wyzga Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Interface, Inc.
Ticker Security ID: Meeting Date Meeting Status
TILE CUSIP 458665304 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward C. Callaway Mgmt For For For
1.2 Elect Andrew B. Cogan Mgmt For For For
1.3 Elect Dianne Mgmt For For For
Dillon-Ridgley
1.4 Elect Carl I. Gable Mgmt For For For
1.5 Elect Daniel T. Hendrix Mgmt For For For
1.6 Elect June M. Henton Mgmt For For For
1.7 Elect Christopher G. Mgmt For For For
Kennedy
1.8 Elect K. David Kohler Mgmt For For For
1.9 Elect James B. Miller, Mgmt For For For
Jr.
1.10 Elect Harold M. Paisner Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Interxion Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
INXN CUSIP N47279109 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Discharge of the Mgmt For For For
Members of the Board
of Directors from
Certain
Liabilities
3 Elect John C. Baker Mgmt For For For
4 Elect Jean Mandeville Mgmt For For For
5 Elect David Ruberg Mgmt For For For
6 Amendment to the Mgmt For For For
Company's Directors'
Remuneration
Policy
7 Award of Restricted Mgmt For For For
Shares to
Non-Executive
Directors
8 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Kapstone Paper and Packaging Corporation
Ticker Security ID: Meeting Date Meeting Status
KS CUSIP 48562P103 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian R. Gamache Mgmt For For For
1.2 Elect S. Jay Stewart Mgmt For For For
1.3 Elect David P. Storch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2008 Mgmt For For For
Performance Incentive
Plan
________________________________________________________________________________
LaSalle Hotel Properties
Ticker Security ID: Meeting Date Meeting Status
LHO CUSIP 517942108 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Denise M. Coll Mgmt For For For
1.2 Elect Stuart L. Scott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Life Time Fitness, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTM CUSIP 53217R207 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bahram Akradi Mgmt For For For
2 Elect Giles H. Bateman Mgmt For For For
3 Elect Jack W. Eugster Mgmt For For For
4 Elect Guy C. Jackson Mgmt For For For
5 Elect John K. Lloyd Mgmt For For For
6 Elect Martha A. Morfitt Mgmt For For For
7 Elect John B. Richards Mgmt For For For
8 Elect Joseph S. Mgmt For For For
Vassalluzzo
9 Ratification of Auditor Mgmt For For For
10 Executive Cash Bonus Mgmt For For For
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lithia Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAD CUSIP 536797103 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sidney B. DeBoer Mgmt For For For
1.2 Elect Thomas Becker Mgmt For For For
1.3 Elect Susan O. Cain Mgmt For For For
1.4 Elect Bryan B. DeBoer Mgmt For For For
1.5 Elect M.L. Dick Heimann Mgmt For For For
1.6 Elect Kenneth J. Roberts Mgmt For For For
1.7 Elect William J. Young Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2003 Mgmt For For For
Stock Incentive
Plan
4 2013 Discretionary Mgmt For For For
Support Services
Variable Performance
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Matador Resources Company
Ticker Security ID: Meeting Date Meeting Status
MTDR CUSIP 576485205 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory E. Mgmt For For For
Mitchell
1.2 Elect Steven W. Ohnimus Mgmt For For For
1.3 Elect Carlos M. Mgmt For For For
Sepulveda
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Matson Inc.
Ticker Security ID: Meeting Date Meeting Status
MATX CUSIP 57686G105 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect W. Blake Baird Mgmt For For For
1.2 Elect Michael J. Chun Mgmt For For For
1.3 Elect Mathew J. Cox Mgmt For For For
1.4 Elect Walter A. Dods, Mgmt For For For
Jr.
1.5 Elect Thomas B. Fargo Mgmt For For For
1.6 Elect Constance H. Lau Mgmt For For For
1.7 Elect Jeffrey N. Mgmt For For For
Watanabe
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Medivation, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDVN CUSIP 58501N101 06/28/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel D. Adams Mgmt For For For
1.2 Elect Kim D. Mgmt For For For
Blickenstaff
1.3 Elect Kathryn E. Falberg Mgmt For For For
1.4 Elect Dawn Graham Mgmt For For For
1.5 Elect David T. Hung Mgmt For For For
1.6 Elect W. Anthony Vernon Mgmt For For For
1.7 Elect Wendy L. Yarno Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Employee Stock Mgmt For For For
Purchase
Plan
5 Amendment to the 2004 Mgmt For Against Against
Equity Incentive
Plan
6 2013 Cash Performance Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Medivation, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDVN CUSIP 58501N101 07/13/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Adams Mgmt For For For
1.2 Elect Gregory Bailey Mgmt For For For
1.3 Elect Kim Blickenstaff Mgmt For For For
1.4 Elect David Hung Mgmt For For For
1.5 Elect W. Anthony Vernon Mgmt For For For
2 Amendment to the Equity Mgmt For For For
Incentive Award
Plan
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Stock Split Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Merrimack Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
MACK CUSIP 590328100 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Mulroy Mgmt For For For
1.2 Elect Gary L. Crocker Mgmt For For For
1.3 Elect James van B. Mgmt For For For
Dresser
1.4 Elect Gordon J. Fehr Mgmt For For For
1.5 Elect John Mendelsohn, Mgmt For For For
M.D.
1.6 Elect Sarah E. Nash Mgmt For For For
1.7 Elect Michael E. Mgmt For For For
Porter,
Ph.D.
1.8 Elect James H. Quigley Mgmt For For For
1.9 Elect Anthony J. Mgmt For For For
Sinskey,
Sc.D.
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MoneyGram International, Inc.
Ticker Security ID: Meeting Date Meeting Status
MGI CUSIP 60935Y208 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect J. Coley Clark Mgmt For For For
2 Elect Victor W. Dahir Mgmt For For For
3 Elect Antonio O. Garza, Mgmt For For For
Jr.
4 Elect Thomas M. Hagerty Mgmt For For For
5 Elect Seth W. Lawry Mgmt For For For
6 Elect Pamela H. Patsley Mgmt For For For
7 Elect Ganesh B. Rao Mgmt For For For
8 Elect W. Bruce Turner Mgmt For For For
9 Amendment to the 2005 Mgmt For For For
Omnibus Incentive
Plan
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Monolithic Power Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPWR CUSIP 609839105 06/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Herbert Chang Mgmt For For For
1.2 Elect Eugen Elmiger Mgmt For For For
1.3 Elect Michael R. Hsing Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2014 Equity Incentive Mgmt For For For
Plan
5 Master Cash Performance Mgmt For For For
Bonus
Plan
________________________________________________________________________________
MWI Veterinary Supply, Inc.
Ticker Security ID: Meeting Date Meeting Status
MWIV CUSIP 55402X105 02/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith Alessi Mgmt For For For
1.2 Elect Bruce Bruckmann Mgmt For For For
1.3 Elect James Cleary, Jr. Mgmt For For For
1.4 Elect John McNamara Mgmt For For For
1.5 Elect A. Craig Olson Mgmt For For For
1.6 Elect Robert Rebholtz, Mgmt For For For
Jr.
1.7 Elect William Robison Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Annual Incentive Bonus Mgmt For For For
Plan
________________________________________________________________________________
Natural Grocers by Vitamin Cottage Inc.
Ticker Security ID: Meeting Date Meeting Status
NGVC CUSIP 63888U108 03/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Halle Mgmt For For For
1.2 Elect Elizabeth Isely Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Transaction of Other Mgmt For For For
Business
________________________________________________________________________________
Net 1 UEPS Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
UEPS CUSIP 64107N206 10/31/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Serge Belamant Mgmt For For For
1.2 Elect Herman Kotze Mgmt For For For
1.3 Elect Chris Seabrooke Mgmt For Withhold Against
1.4 Elect Alasdair Pein Mgmt For For For
1.5 Elect Paul Edwards Mgmt For Withhold Against
1.6 Elect Brian Mosehla Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Oil States International, Inc.
Ticker Security ID: Meeting Date Meeting Status
OIS CUSIP 678026105 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Martin A. Lambert Mgmt For For For
1.2 Elect Mark G. Papa Mgmt For For For
1.3 Elect Stephen A. Wells Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2001 Mgmt For For For
Equity Participation
Plan
5 Transaction of Other Mgmt For For For
Business
________________________________________________________________________________
Progressive Waste Solutions Ltd.
Ticker Security ID: Meeting Date Meeting Status
BIN CUSIP 74339G101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
2.1 Elect John T. Dillon Mgmt For For For
2.2 Elect James J. Forese Mgmt For For For
2.3 Elect Jeffrey L. Keefer Mgmt For For For
2.4 Elect Douglas W. Knight Mgmt For For For
2.5 Elect Daniel R. Milliard Mgmt For For For
2.6 Elect Joseph D. Quarin Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Puma Biotechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
PBYI CUSIP 74587V107 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan H. Auerbach Mgmt For For For
1.2 Elect Thomas R. Malley Mgmt For For For
1.3 Elect Jay M. Moyes Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qlik Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
QLIK CUSIP 74733T105 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Gavin, Jr. Mgmt For For For
1.2 Elect Alexander Ott Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Quidel Corporation
Ticker Security ID: Meeting Date Meeting Status
QDEL CUSIP 74838J101 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas D. Brown Mgmt For For For
1.2 Elect Douglas C. Bryant Mgmt For For For
1.3 Elect Kenneth F. Mgmt For For For
Buechler
1.4 Elect Rod F. Dammeyer Mgmt For For For
1.5 Elect Mary Lake Polan Mgmt For For For
1.6 Elect Mark A. Pulido Mgmt For For For
1.7 Elect Jack W. Schuler Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rent-A-Center, Inc.
Ticker Security ID: Meeting Date Meeting Status
RCII CUSIP 76009N100 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mitchell E. Fadel Mgmt For For For
2 Elect Paula Stern Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rexnord Corp.
Ticker Security ID: Meeting Date Meeting Status
RXN CUSIP 76169B102 09/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd Adams Mgmt For For For
1.2 Elect Laurence Berg Mgmt For For For
1.3 Elect George Sherman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 3 Years 3 Years For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ROWAN COMPANIES PLC
Ticker Security ID: Meeting Date Meeting Status
RDC CUSIP G7665A101 07/25/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Hix Mgmt For For For
2 Elect Suzanne Nimocks Mgmt For For For
3 Elect P. Dexter Peacock Mgmt For For For
4 Ratification of Auditor Mgmt For Against Against
5 Election of Statutory Mgmt For Against Against
Auditors
6 Ratification of Mgmt For Against Against
Statutory Auditors'
Fees
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SolarWinds, Inc.
Ticker Security ID: Meeting Date Meeting Status
SWI CUSIP 83416B109 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect J. Benjamin Nye Mgmt For For For
1.2 Elect Kevin B. Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Steelcase Inc.
Ticker Security ID: Meeting Date Meeting Status
SCS CUSIP 858155203 07/11/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Crawford Mgmt For For For
1.2 Elect R. David Hoover Mgmt For For For
1.3 Elect Elizabeth Long Mgmt For For For
1.4 Elect Robert Pew III Mgmt For For For
1.5 Elect P. Craig Welch, Mgmt For For For
Jr.
2 Amendment to the Mgmt For For For
Management Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Stewart Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
STEI CUSIP 860370105 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John B. Elstrott Mgmt For For For
1.2 Elect Thomas M. Kitchen Mgmt For For For
1.3 Elect Alden J. Mgmt For For For
McDonald,
Jr.
1.4 Elect Ronald H. Patron Mgmt For For For
1.5 Elect Ashton J. Ryan, Mgmt For For For
Jr.
1.6 Elect John K Saer, Jr. Mgmt For For For
1.7 Elect Frank B. Stewart, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect Enoch L. Dawkins Mgmt For For For
1.3 Elect David D. Dunlap Mgmt For For For
1.4 Elect James M. Funk Mgmt For For For
1.5 Elect Terence E. Hall Mgmt For For For
1.6 Elect Ernest E. Howard, Mgmt For For For
III
1.7 Elect Peter D. Kinnear Mgmt For For For
1.8 Elect Michael McShane Mgmt For For For
1.9 Elect W. Matt Ralls Mgmt For For For
1.10 Elect Justin L. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 2013 Stock Incentive Mgmt For For For
Plan
4 2013 Employee Stock Mgmt For For For
Purchase
Plan
5 Amendment to Remove the Mgmt For For For
Limitation of Non-U.S.
Citizen Stock
Ownership
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Swift Transportation Co.
Ticker Security ID: Meeting Date Meeting Status
SWFT CUSIP 87074U101 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Post Mgmt For For For
1.2 Elect Jerry Moyes Mgmt For For For
1.3 Elect Richard H. Dozer Mgmt For For For
1.4 Elect David Vander Ploeg Mgmt For For For
1.5 Elect Glenn Brown Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Team Health Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
TMH CUSIP 87817A107 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect H. Lynn Massingale Mgmt For For For
1.2 Elect Neil P. Simpkins Mgmt For For For
1.3 Elect Earl P. Holland Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2009 Mgmt For For For
Stock Incentive
Plan
4 Reapproval of Annual Mgmt For For For
Management Incentive
Plan
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Gregory J. Goff Mgmt For For For
3 Elect Robert W. Goldman Mgmt For For For
4 Elect Steven H. Mgmt For For For
Grapstein
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Finish Line, Inc.
Ticker Security ID: Meeting Date Meeting Status
FINL CUSIP 317923100 07/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bill Kirkendall Mgmt For For For
1.2 Elect William Carmichael Mgmt For For For
1.3 Elect Richard Crystal Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Titan International, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWI CUSIP 88830M102 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Maurice M. Mgmt For For For
Taylor,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Executive Short-Term Mgmt For For For
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Triumph Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TGI CUSIP 896818101 07/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Bourgon Mgmt For For For
1.2 Elect Elmer Doty Mgmt For For For
1.3 Elect Ralph Eberhart Mgmt For For For
1.4 Elect Jeffry Frisby Mgmt For For For
1.5 Elect Richard Gozon Mgmt For For For
1.6 Elect Richard Ill Mgmt For For For
1.7 Elect Adam Palmer Mgmt For For For
1.8 Elect Joseph Silvestri Mgmt For For For
1.9 Elect George Simpson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultimate Software Group Inc.
Ticker Security ID: Meeting Date Meeting Status
ULTI CUSIP 90385D107 05/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott Scherr Mgmt For For For
2 Elect Alois Leiter Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Validus Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
VR CUSIP G9319H102 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Noonan Mgmt For For For
1.2 Elect Mahmoud Abdallah Mgmt For For For
1.3 Elect Jeffrey W. Mgmt For For For
Greenberg
1.4 Elect John J. Mgmt For For For
Hendrickson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Watsco, Inc.
Ticker Security ID: Meeting Date Meeting Status
WSO CUSIP 942622200 05/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Darnell Mgmt For For For
________________________________________________________________________________
WEX Inc.
Ticker Security ID: Meeting Date Meeting Status
WEX CUSIP 96208T104 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Shikhar Ghosh Mgmt For For For
1.2 Elect Kirk P. Pond Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
WNS (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
WNS CUSIP 92932M101 09/04/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Appointment of Auditor Mgmt N/A For N/A
3 Authority to Set Mgmt N/A For N/A
Auditor's
Fees
4 Elect Jeremy Young Mgmt N/A For N/A
5 Elect Eric Herr Mgmt N/A For N/A
6 Directors' Fees Mgmt N/A For N/A
________________________________________________________________________________
XPO Logistics Inc.
Ticker Security ID: Meeting Date Meeting Status
XPO CUSIP 983793100 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Chris Anderson Mgmt For For For
1.2 Elect Oren G. Shaffer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fund Name : Harbor Large Cap Value Fund
________________________________________________________________________________
AbbVie Inc.
Ticker Security ID: Meeting Date Meeting Status
ABBV CUSIP 00287Y109 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William Burnside Mgmt For For For
1.2 Elect Edward Rapp Mgmt For For For
1.3 Elect Roy Roberts Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 2013 Stock Incentive Mgmt For For For
Plan
________________________________________________________________________________
Banco Santander S.A.
Ticker Security ID: Meeting Date Meeting Status
SAN CUSIP 05964H105 03/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Ratification of Board Mgmt N/A For N/A
Acts
3 Allocation of Mgmt N/A For N/A
Profits/Dividends
4 Elect Guillermo de la Mgmt N/A For N/A
Dehesa
Romero
5 Elect Abel Matutes Juan Mgmt N/A For N/A
6 Elect Angel Jado Mgmt N/A For N/A
Becerro de
Bengoa
7 Elect Francisco Javier Mgmt N/A For N/A
Botin-Sanz de Sautuola
y
O'Shea
8 Elect Isabel Tocino Mgmt N/A For N/A
Biscarolasaga
9 Elect Fernando de Asua Mgmt N/A For N/A
Alvarez
10 Appointment of Auditor Mgmt N/A For N/A
11 Approval of Corporate Mgmt N/A For N/A
Website
12 Banesto Merger Mgmt N/A For N/A
13 Merger by Absorption - Mgmt N/A For N/A
Banif
14 Amendments to Articles Mgmt N/A For N/A
Regarding Directors'
Remuneration
15 Amendments to Articles Mgmt N/A For N/A
Regarding Corporate
Website
16 Authority to Issue Mgmt N/A For N/A
Shares w/ or w/o
Preemptive
Rights
17 Authority to Issue Mgmt N/A For N/A
Shares w/ or w/o
Preemptive
Rights
18 Scrip Dividend - 2012 Mgmt N/A For N/A
Supplemental
Dividend
19 Scrip Dividend - First Mgmt N/A For N/A
2013 Interim
Dividend
20 Scrip Dividend - Second Mgmt N/A For N/A
2013 Interim
Dividend
21 Scrip Dividend - Third Mgmt N/A For N/A
2013 Interim
Dividend
22 Authority to Issue Mgmt N/A For N/A
Convertible Securities
w/ or w/o Preemptive
Rights
23 Authority to Issue Mgmt N/A For N/A
Non-Convertible Debt
Instruments
24 Deferred and Mgmt N/A For N/A
Conditional Variable
Remuneration
Plan
25 Deferred and Mgmt N/A For N/A
Conditional Delivery
Share
Plan
26 Employee Share Purchase Mgmt N/A For N/A
Plan
27 Authority to Carry Out Mgmt N/A For N/A
Formalities
28 Remuneration Report Mgmt N/A For N/A
________________________________________________________________________________
Bank of America Corporation
Ticker Security ID: Meeting Date Meeting Status
BAC CUSIP 060505559 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sharon Allen Mgmt For For For
2 Elect Susan Bies Mgmt For For For
3 Elect Jack Bovender, Jr. Mgmt For For For
4 Elect Frank Bramble, Sr. Mgmt For For For
5 Elect Arnold Donald Mgmt For For For
6 Elect Charles Gifford Mgmt For For For
7 Elect Charles Holliday, Mgmt For For For
Jr.
8 Elect Linda Hudson Mgmt For For For
9 Elect Monica Lozano Mgmt For For For
10 Elect Thomas May Mgmt For For For
11 Elect Brian Moynihan Mgmt For For For
12 Elect Lionel Nowell, III Mgmt For For For
13 Elect R. David Yost Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Spending
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
18 Shareholder Proposal ShrHldr Against Against For
Regarding Multiple
Board
Service
19 Shareholder Proposal ShrHldr Against Against For
Regarding Feasibility
Study on Prohibition
of Political
Spending
20 Regarding ShrHldr Against Against For
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
________________________________________________________________________________
Baxter International Inc.
Ticker Security ID: Meeting Date Meeting Status
BAX CUSIP 071813109 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas Chen Mgmt For For For
2 Elect Blake Devitt Mgmt For For For
3 Elect John Forsyth Mgmt For For For
4 Elect Gail Fosler Mgmt For For For
5 Elect Carole Shapazian Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Repeal of Classified Mgmt For For For
Board
9 Restoration of Right to Mgmt For For For
Call a Special
Meeting
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernard de La Mgmt For For For
Tour d'Auvergne
Lauraguais
2 Elect William Engels Mgmt For For For
3 Elect L. Patrick Lupo Mgmt For For For
4 Elect Soren Schroder Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Charles Schwab Corporation
Ticker Security ID: Meeting Date Meeting Status
SCHW CUSIP 808513105 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen A. Ellis Mgmt For For For
2 Elect Arun Sarin Mgmt For For For
3 Elect Charles R. Schwab Mgmt For For For
4 Elect Paula A. Sneed Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2013 Stock Incentive Mgmt For For For
Plan
8 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
9 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Covidien Public Limited Company
Ticker Security ID: Meeting Date Meeting Status
COV CUSIP G2554F113 03/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jose E. Almeida Mgmt For For For
2 Elect Joy A. Amundson Mgmt For For For
3 Elect Craig Arnold Mgmt For For For
4 Elect Robert H. Brust Mgmt For For For
5 Elect John M. Connors, Mgmt For For For
Jr.
6 Elect Christopher J. Mgmt For For For
Coughlin
7 Elect Randall J. Hogan, Mgmt For For For
III
8 Elect Martin D. Madaus Mgmt For For For
9 Elect Dennis H. Reilley Mgmt For For For
10 Elect Joseph A. Mgmt For For For
Zaccagnino
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Remuneration
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the Stock Mgmt For For For
and Incentive
Plan
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Reissue Mgmt For For For
Treasury
Shares
16 Amendments to Articles Mgmt For For For
to Update Share
Transfer
Procedures
17 Advisory Vote on the Mgmt For For For
Reduction of Share
Premium Account in
Connection with Spin
Off
________________________________________________________________________________
Deere & Company
Ticker Security ID: Meeting Date Meeting Status
DE CUSIP 244199105 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel R. Allen Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Vance D. Coffman Mgmt For For For
4 Elect Charles O. Mgmt For For For
Holliday,
Jr.
5 Elect Dipak C. Jain Mgmt For For For
6 Elect Clayton M. Jones Mgmt For For For
7 Elect Joachim Milberg Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Thomas H. Patrick Mgmt For For For
10 Elect Aulana L. Peters Mgmt For For For
11 Elect Sherry M. Smith Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Re-approval of Mid-Term Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CUSIP 25243Q205 10/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Laurence Danon Mgmt For For For
6 Elect Lord Mervyn Davies Mgmt For For For
7 Elect Betsey Holden Mgmt For For For
8 Elect Franz Humer Mgmt For For For
9 Elect Deirdre Mahlan Mgmt For For For
10 Elect Philip Scott Mgmt For For For
11 Elect H. Todd Stitzer Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Elect HO Kwon Ping Mgmt For For For
14 Elect Ivan Menezes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Moffett Mgmt For For For
2 Elect Richard T. Mgmt For For For
Schlosberg,
III
3 Elect Thomas J. Tierney Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Privacy and
Data
Security
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ecolab Inc.
Ticker Security ID: Meeting Date Meeting Status
ECL CUSIP 278865100 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Baker, Mgmt For For For
Jr.
2 Elect Barbara J. Beck Mgmt For For For
3 Elect Leslie S. Biller Mgmt For For For
4 Elect Stephen I. Chazen Mgmt For For For
5 Elect Jerry A. Mgmt For For For
Grundhofer
6 Elect Arthur J. Higgins Mgmt For For For
7 Elect Joel W. Johnson Mgmt For For For
8 Elect Michael Larson Mgmt For For For
9 Elect Jerry W. Levin Mgmt For For For
10 Elect Robert L. Lumpkins Mgmt For For For
11 Elect Victoria J. Reich Mgmt For For For
12 Elect Mary M. VanDeWeghe Mgmt For For For
13 Elect John J. Zillmer Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
18 Shareholder Proposal ShrHldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
________________________________________________________________________________
EMC Corporation
Ticker Security ID: Meeting Date Meeting Status
EMC CUSIP 268648102 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael W. Brown Mgmt For For For
2 Elect Randolph L. Cowen Mgmt For For For
3 Elect Gail Deegan Mgmt For For For
4 Elect James S. DiStasio Mgmt For For For
5 Elect John R. Egan Mgmt For For For
6 Elect Edmund F. Kelly Mgmt For For For
7 Elect Jami Miscik Mgmt For For For
8 Elect Windle B. Priem Mgmt For For For
9 Elect Paul Sagan Mgmt For For For
10 Elect David N. Strohm Mgmt For For For
11 Elect Joseph M. Tucci Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2003 Mgmt For For For
Stock
Plan
15 Amendment to the 1989 Mgmt For For For
Employee Stock
Purchase
Plan
16 Amendments to Articles Mgmt For For For
and Bylaws Regarding
Written
Consent
17 Shareholder Proposal ShrHldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
________________________________________________________________________________
First Republic Bank
Ticker Security ID: Meeting Date Meeting Status
FRC CUSIP 33616C100 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James H. Herbert, Mgmt For For For
II
1.2 Elect Katherine Mgmt For For For
August-deWilde
1.3 Elect Thomas J. Mgmt For For For
Barrack,
Jr.
1.4 Elect Frank J. Mgmt For For For
Fahrenkopf,
Jr.
1.5 Elect William E. Ford Mgmt For Withhold Against
1.6 Elect L.Martin Gibbs Mgmt For For For
1.7 Elect Sandra R. Mgmt For For For
Hernandez
1.8 Elect Pamela Joyner Mgmt For For For
1.9 Elect Reynold Levy Mgmt For For For
1.10 Elect Jody S. Lindell Mgmt For For For
1.11 Elect George G. C. Mgmt For For For
Parker
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
General Dynamics Corporation
Ticker Security ID: Meeting Date Meeting Status
GD CUSIP 369550108 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Barra Mgmt For For For
2 Elect Nicholas Chabraja Mgmt For For For
3 Elect James Crown Mgmt For For For
4 Elect William Fricks Mgmt For For For
5 Elect Paul Kaminski Mgmt For For For
6 Elect John Keane Mgmt For For For
7 Elect Lester Lyles Mgmt For For For
8 Elect Phebe Novakovic Mgmt For For For
9 Elect William Osborn Mgmt For For For
10 Elect Sir Robert Mgmt For For For
Walmsley
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
14 Shareholder Proposal ShrHldr Against Against For
Regarding Review of
Human Rights
Policies
________________________________________________________________________________
General Electric Company
Ticker Security ID: Meeting Date Meeting Status
GE CUSIP 369604103 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect W. Geoffrey Mgmt For For For
Beattie
2 Elect John J. Brennan Mgmt For For For
3 Elect James I. Cash, Jr. Mgmt For For For
4 Elect Francisco D'Souza Mgmt For For For
5 Elect Marijn E. Dekkers Mgmt For For For
6 Elect Ann M. Fudge Mgmt For For For
7 Elect Susan Hockfield Mgmt For For For
8 Elect Jeffrey R. Immelt Mgmt For For For
9 Elect Andrea Jung Mgmt For For For
10 Elect Robert W. Lane Mgmt For For For
11 Elect Ralph S. Larsen Mgmt For For For
12 Elect Rochelle B. Mgmt For For For
Lazarus
13 Elect James J. Mulva Mgmt For For For
14 Elect Mary L. Schapiro Mgmt For For For
15 Elect Robert J. Mgmt For For For
Swieringa
16 Elect James S. Tisch Mgmt For For For
17 Elect Douglas A. Warner Mgmt For For For
III
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Ratification of Auditor Mgmt For For For
20 Shareholder Proposal ShrHldr Against Against For
Regarding Cessation of
All Stock Options and
Bonuses
21 Shareholder Proposal ShrHldr Against Against For
Regarding Term
Limits
22 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
23 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
24 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
25 Shareholder Proposal ShrHldr Against Against For
Regarding Double Board
Nominees
________________________________________________________________________________
H.J. Heinz Company
Ticker Security ID: Meeting Date Meeting Status
HNZ CUSIP 423074103 08/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Johnson Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Leonard Coleman, Mgmt For For For
Jr.
4 Elect John Drosdick Mgmt For For For
5 Elect Edith Holiday Mgmt For For For
6 Elect Candace Kendle Mgmt For For For
7 Elect Dean O'Hare Mgmt For For For
8 Elect Nelson Peltz Mgmt For For For
9 Elect Dennis Reilley Mgmt For For For
10 Elect Lynn Swann Mgmt For For For
11 Elect Thomas Usher Mgmt For For For
12 Elect Michael Weinstein Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 2013 Stock Incentive Mgmt For For For
Plan
15 Re-approval of Mgmt For For For
Performance Measures
of the Stock Incentive
Plan
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Halliburton Company
Ticker Security ID: Meeting Date Meeting Status
HAL CUSIP 406216101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan M. Bennett Mgmt For For For
2 Elect James Boyd Mgmt For For For
3 Elect Milton Carroll Mgmt For For For
4 Elect Nance Dicciani Mgmt For For For
5 Elect Murry Gerber Mgmt For For For
6 Elect Jose Grubisich Mgmt For For For
7 Elect Abdallah Jum'ah Mgmt For For For
8 Elect David Lesar Mgmt For For For
9 Elect Robert Malone Mgmt For For For
10 Elect Landis Martin Mgmt For For For
11 Elect Debra Reed Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to Company Mgmt For For For
Stock and Incentive
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding Review of
Human Rights
Policies
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/16/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney Chase Mgmt N/A TNA N/A
1.2 Elect Harvey Golub Mgmt N/A TNA N/A
1.3 Elect Karl Kurz Mgmt N/A TNA N/A
1.4 Elect David McManus Mgmt N/A TNA N/A
1.5 Elect Marshall Smith Mgmt N/A TNA N/A
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
4 Repeal of Classified Mgmt N/A TNA N/A
Board
5 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Simple
Majority
Vote
7 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Bylaw
Amendments
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/16/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Krenicki, Jr. Mgmt For For For
1.2 Elect Kevin Meyers Mgmt For For For
1.3 Elect Frederic Reynolds Mgmt For For For
1.4 Elect William Schrader Mgmt For For For
1.5 Elect Mark Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
7 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr Against Against For
Regarding Bylaw
Amendments
________________________________________________________________________________
International Business Machines Corporation
Ticker Security ID: Meeting Date Meeting Status
IBM CUSIP 459200101 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alain J. P. Belda Mgmt For For For
2 Elect William R. Brody Mgmt For For For
3 Elect Kenneth I. Mgmt For For For
Chenault
4 Elect Michael L. Eskew Mgmt For For For
5 Elect David N. Farr Mgmt For For For
6 Elect Shirley A. Jackson Mgmt For For For
7 Elect Andrew N. Liveris Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect James W. Owens Mgmt For For For
10 Elect Virginia M. Mgmt For For For
Rometty
11 Elect Joan E. Spero Mgmt For For For
12 Elect Sidney Taurel Mgmt For For For
13 Elect Lorenzo H Zambrano Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
18 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
J.C. Penney Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCP CUSIP 708160106 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William A. Ackman Mgmt For For For
2 Elect Colleen C. Barrett Mgmt For Against Against
3 Elect Thomas J. Engibous Mgmt For For For
4 Elect Kent B. Foster Mgmt For For For
5 Elect Geraldine B. Mgmt For Against Against
Laybourne
6 Elect Leonard H. Roberts Mgmt For For For
7 Elect Steven Roth Mgmt For For For
8 Elect Javier G. Teruel Mgmt For For For
9 Elect R. Gerald Turner Mgmt For Against Against
10 Elect Myron E. Ullman Mgmt For For For
III
11 Elect Mary Beth West Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
JPMorgan Chase & Co.
Ticker Security ID: Meeting Date Meeting Status
JPM CUSIP 46625H100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Bell Mgmt For For For
2 Elect Crandall C. Bowles Mgmt For For For
3 Elect Stephen B. Burke Mgmt For For For
4 Elect David M. Cote Mgmt For For For
5 Elect James S. Crown Mgmt For For For
6 Elect James Dimon Mgmt For For For
7 Elect Timothy P. Flynn Mgmt For For For
8 Elect Ellen V. Futter Mgmt For For For
9 Elect Laban P. Jackson, Mgmt For For For
Jr.
10 Elect Lee R. Raymond Mgmt For For For
11 Elect William C. Weldon Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Allow Shareholders to Mgmt For For For
Act by Written
Consent
15 Key Executive Mgmt For For For
Performance
Plan
16 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
18 Shareholder Proposal ShrHldr Against Against For
Regarding
Genocide-Free
Investing
19 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Lennar Corporation
Ticker Security ID: Meeting Date Meeting Status
LEN CUSIP 526057302 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Irving Bolotin Mgmt For For For
1.2 Elect Steven L. Gerard Mgmt For For For
1.3 Elect Theron I. Gilliam Mgmt For For For
1.4 Elect Sherrill W. Hudson Mgmt For For For
1.5 Elect R. Kirk Landon Mgmt For For For
1.6 Elect Sidney Lapidus Mgmt For For For
1.7 Elect Stuart A. Miller Mgmt For For For
1.8 Elect Jeffrey A. Mgmt For For For
Sonnenfeld
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/16/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Amendment to Terms of Mgmt For For For
Series A Preferred
Stock
3 Amendment to Terms of Mgmt For For For
Series C Preferred
Stock
4 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
M&T Bank Corporation
Ticker Security ID: Meeting Date Meeting Status
MTB CUSIP 55261F104 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brent Baird Mgmt For For For
1.2 Elect C. Angela Bontempo Mgmt For For For
1.3 Elect Robert Brady Mgmt For For For
1.4 Elect T. Jefferson Mgmt For For For
Cunningham,
III
1.5 Elect Mark Czarnecki Mgmt For For For
1.6 Elect Gary Geisel Mgmt For For For
1.7 Elect John Hawke Mgmt For For For
1.8 Elect Patrick Hodgson Mgmt For For For
1.9 Elect Richard King Mgmt For For For
1.10 Elect Jorge Pereira Mgmt For For For
1.11 Elect Michael Pinto Mgmt For For For
1.12 Elect Melinda Rich Mgmt For For For
1.13 Elect Robert Sadler, Jr. Mgmt For For For
1.14 Elect Herbert Washington Mgmt For For For
1.15 Elect Robert Wilmers Mgmt For For For
2 Employee Stock Purchase Mgmt For For For
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mitsubishi UFJ Financial Group Inc.
Ticker Security ID: Meeting Date Meeting Status
8306 CUSIP 606822104 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Elect Takamune Okihara Mgmt For For For
4 Elect Tatsuo Wakabayashi Mgmt For For For
5 Elect Nobuyuki Hirano Mgmt For For For
6 Elect Masaaki Tanaka Mgmt For For For
7 Elect Taihei Yuki Mgmt For For For
8 Elect Ichiroh Hamakawa Mgmt For For For
9 Elect Akihiko Kagawa Mgmt For For For
10 Elect Toshiroh Toyoizumi Mgmt For For For
11 Elect Junichi Okamoto Mgmt For For For
12 Elect Saburoh Araki Mgmt For For For
13 Elect Hiroyuki Noguchi Mgmt For For For
14 Elect Muneaki Tokunari Mgmt For For For
15 Elect Ryuji Araki Mgmt For For For
16 Elect Kazuhiro Watanabe Mgmt For For For
17 Elect Yuko Kawamoto Mgmt For For For
18 Elect Takashi Mikumo Mgmt For For For
19 Elect Kunie Okamoto Mgmt For For For
20 Elect Yasushi Ikeda Mgmt For For For
21 Elect Hideo Kojima Mgmt For For For
22 Amendment to Equity Mgmt For For For
Compensation Plan and
Directors' and
Statutory Auditors'
Fees
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Berg Mgmt For For For
1.2 Elect H. Raymond Bingham Mgmt For For For
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 1993 Mgmt For For For
Directors' Stock
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
6 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
8 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Phillips 66
Ticker Security ID: Meeting Date Meeting Status
PSX CUSIP 718546104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Greg C. Garland Mgmt For For For
2 Elect John E. Lowe Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 2013 Omnibus Stock and Mgmt For For For
Performance Incentive
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Pioneer Natural Resources Company
Ticker Security ID: Meeting Date Meeting Status
PXD CUSIP 723787107 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy L. Dove Mgmt For For For
2 Elect Charles E. Mgmt For For For
Ramsey,
Jr.
3 Elect Frank A. Risch Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Hydraulic
Fracturing
________________________________________________________________________________
Progressive Corporation
Ticker Security ID: Meeting Date Meeting Status
PGR CUSIP 743315103 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lawton W. Fitt Mgmt For For For
2 Elect Jeffrey D. Kelly Mgmt For For For
3 Elect Peter B. Lewis Mgmt For For For
4 Elect Patrick H. Nettles Mgmt For For For
5 Elect Glenn M. Renwick Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Questar Corporation
Ticker Security ID: Meeting Date Meeting Status
STR CUSIP 748356102 05/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Teresa Beck Mgmt For For For
2 Elect R. D. Cash Mgmt For For For
3 Elect Laurence M. Downes Mgmt For For For
4 Elect Christopher A. Mgmt For For For
Helms
5 Elect Ronald W. Jibson Mgmt For For For
6 Elect Keith O. Rattie Mgmt For For For
7 Elect Harris H. Simmons Mgmt For For For
8 Elect Bruce A. Mgmt For For For
Williamson
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
SPX Corporation
Ticker Security ID: Meeting Date Meeting Status
SPW CUSIP 784635104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Terry S. Lisenby Mgmt For For For
2 Elect David V. Singer Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Suntrust Banks, Inc.
Ticker Security ID: Meeting Date Meeting Status
STI CUSIP 867914103 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert M. Beall II Mgmt For For For
2 Elect Alston D. Correll Mgmt For For For
3 Elect Jeffrey C. Crowe Mgmt For For For
4 Elect David H. Hughes Mgmt For For For
5 Elect M. Douglas Ivester Mgmt For For For
6 Elect Kyle P. Legg Mgmt For For For
7 Elect William A. Mgmt For For For
Linnenbringer
8 Elect Donna S. Morea Mgmt For For For
9 Elect David M. Ratcliffe Mgmt For For For
10 Elect William H. Mgmt For For For
Rogers,
Jr.
11 Elect Frank W. Scruggs Mgmt For For For
12 Elect Thomas R. Watjen Mgmt For For For
13 Elect Phail Wynn, Jr. Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Brondeau Mgmt For For For
2 Elect Juergen W. Gromer Mgmt For For For
3 Elect William A. Jeffrey Mgmt For For For
4 Elect Thomas J. Lynch Mgmt For For For
5 Elect Yong Nam Mgmt For For For
6 Elect Daniel J. Phelan Mgmt For For For
7 Elect Frederic M. Poses Mgmt For For For
8 Elect Lawrence S. Smith Mgmt For For For
9 Elect Paula A. Sneed Mgmt For For For
10 Elect David P. Steiner Mgmt For For For
11 Elect John C. Van Scoter Mgmt For For For
12 2012 Annual Report Mgmt For For For
13 Statutory Financial Mgmt For For For
Statements
14 Consolidated Financial Mgmt For For For
Statements
15 Release Board of Mgmt For For For
Directors and
Executive
Officers
16 Deloitte & Touche Mgmt For For For
17 Deloitte AG, Zurich Mgmt For For For
18 PricewaterhouseCoopers Mgmt For For For
AG,
Zurich
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Declaration of Dividend Mgmt For For For
21 Renewal of Authorized Mgmt For For For
Capital
22 Reduction of Share Mgmt For For For
Capital Under the
Share Repurchase
Program
23 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 07/25/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reallocation of Legal Mgmt For For For
Reserves to Free
Reserves
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 07/25/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reallocation of Legal Mgmt For For For
Reserves to Free
Reserves
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Texas Instruments Incorporated
Ticker Security ID: Meeting Date Meeting Status
TXN CUSIP 882508104 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ralph W. Babb, Jr. Mgmt For For For
2 Elect Mark A. Blinn Mgmt For For For
3 Elect Daniel A. Carp Mgmt For For For
4 Elect Carrie S. Cox Mgmt For For For
5 Elect Pamela H. Patsley Mgmt For For For
6 Elect Robert E. Sanchez Mgmt For For For
7 Elect Wayne R. Sanders Mgmt For For For
8 Elect Ruth J. Simmons Mgmt For For For
9 Elect Richard K. Mgmt For For For
Templeton
10 Elect Christine Todd Mgmt For For For
Whitman
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The AES Corporation
Ticker Security ID: Meeting Date Meeting Status
AES CUSIP 00130H105 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Andres R. Gluski Mgmt For For For
2 Elect Guo Bao Zhang Mgmt For Against Against
3 Elect Kristina M. Mgmt For For For
Johnson
4 Elect Tarun Khanna Mgmt For For For
5 Elect John A. Koskinen Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect Sandra O. Moose Mgmt For For For
8 Elect John B. Morse, Jr. Mgmt For For For
9 Elect Moises Naim Mgmt For For For
10 Elect Charles O. Mgmt For For For
Rossotti
11 Elect Sven Sandstrom Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Dow Chemical Company
Ticker Security ID: Meeting Date Meeting Status
DOW CUSIP 260543103 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Arnold A. Allemang Mgmt For For For
2 Elect Ajay S. Banga Mgmt For For For
3 Elect Jacqueline K. Mgmt For For For
Barton
4 Elect James A. Bell Mgmt For For For
5 Elect Jeff M. Fettig Mgmt For For For
6 Elect Andrew N. Liveris Mgmt For For For
7 Elect Paul Polman Mgmt For For For
8 Elect Dennis H. Reilley Mgmt For For For
9 Elect James M. Ringler Mgmt For For For
10 Elect Ruth G. Shaw Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
The Hershey Company
Ticker Security ID: Meeting Date Meeting Status
HSY CUSIP 427866108 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela M. Arway Mgmt For For For
1.2 Elect John P. Bilbrey Mgmt For For For
1.3 Elect Robert F. Mgmt For For For
Cavanaugh
1.4 Elect Charles A. Davis Mgmt For For For
1.5 Elect Robert M. Malcolm Mgmt For For For
1.6 Elect James M. Mead Mgmt For For For
1.7 Elect James E. Nevels Mgmt For For For
1.8 Elect Anthony J. Palmer Mgmt For For For
1.9 Elect Thomas J. Ridge Mgmt For For For
1.10 Elect David L. Shedlarz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For For For
8 Elect Bonnie G. Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Mark Vadon Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Material Terms under
the Management
Incentive
Plan
14 Amendment to the 2005 Mgmt For For For
Omnibus Stock
Incentive
Plan
15 SHAREHOLDER PROPOSAL ShrHldr Against Against For
REGARDING EMPLOYMENT
DIVERSITY
REPORT
16 SHAREHOLDER PROPOSAL ShrHldr Against Against For
REGARDING STORMWATER
MANAGEMENT
POLICY
________________________________________________________________________________
Time Warner Inc.
Ticker Security ID: Meeting Date Meeting Status
TWX CUSIP 887317303 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James L. Barksdale Mgmt For For For
2 Elect William P. Barr Mgmt For For For
3 Elect Jeffrey L. Bewkes Mgmt For For For
4 Elect Stephen F. Mgmt For For For
Bollenbach
5 Elect Robert C. Clark Mgmt For For For
6 Elect Mathias Dopfner Mgmt For For For
7 Elect Jessica P. Einhorn Mgmt For For For
8 Elect Fred Hassan Mgmt For For For
9 Elect Kenneth J. Novack Mgmt For For For
10 Elect Paul D. Wachter Mgmt For For For
11 Elect Deborah C. Wright Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2013 Stock Incentive Mgmt For For For
Plan
________________________________________________________________________________
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CUSIP 904784709 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Ratification of Mgmt For For For
Executive Directors'
Acts
3 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
4 Elect Paul Polman Mgmt For For For
5 Elect Jean-Marc Huet Mgmt For For For
6 Elect Louise O. Fresco Mgmt For For For
7 Elect Ann M. Fudge Mgmt For For For
8 Elect Charles E. Golden Mgmt For For For
9 Elect Byron E. Grote Mgmt For For For
10 Elect Hixonia Nyasulu Mgmt For For For
11 Elect Malcolm Rifkind Mgmt For For For
12 Elect Kees J. Storm Mgmt For For For
13 Elect Michael Treschow Mgmt For For For
14 Elect Paul S. Walsh Mgmt For For For
15 Elect Laura M. Cha Mgmt For For For
16 Elect Mary Ma Mgmt For For For
17 Elect John Rishton Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Cancel Mgmt For For For
Shares
________________________________________________________________________________
Unilever N.V.
Ticker Security ID: Meeting Date Meeting Status
UNA CUSIP 904784709 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
2 Ratification of Mgmt For For For
Executive Directors'
Acts
3 Ratification of Mgmt For For For
Non-Executive
Directors'
Acts
4 Elect Paul Polman Mgmt For For For
5 Elect Jean-Marc Huet Mgmt For For For
6 Elect Louise O. Fresco Mgmt For For For
7 Elect Ann M. Fudge Mgmt For For For
8 Elect Charles E. Golden Mgmt For For For
9 Elect Byron E. Grote Mgmt For For For
10 Elect Hixonia Nyasulu Mgmt For For For
11 Elect Malcolm Rifkind Mgmt For For For
12 Elect Kees J. Storm Mgmt For For For
13 Elect Michael Treschow Mgmt For For For
14 Elect Paul S. Walsh Mgmt For For For
15 Elect Laura M. Cha Mgmt For For For
16 Elect Mary Ma Mgmt For For For
17 Elect John Rishton Mgmt For For For
18 Appointment of Auditor Mgmt For For For
19 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Cancel Mgmt For For For
Shares
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CUSIP 92857W209 07/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt N/A For N/A
2 Elect Gerard Kleisterlee Mgmt N/A For N/A
3 Elect Vittorio Colao Mgmt N/A For N/A
4 Elect Andy Halford Mgmt N/A For N/A
5 Elect Steve Pusey Mgmt N/A For N/A
6 Elect Renee James Mgmt N/A For N/A
7 Elect Alan Jebson Mgmt N/A For N/A
8 Elect Samuel Jonah Mgmt N/A For N/A
9 Elect Nick Land Mgmt N/A For N/A
10 Elect Anne Lauvergeon Mgmt N/A For N/A
11 Elect Luc Vandevelde Mgmt N/A For N/A
12 Elect Anthony Watson Mgmt N/A For N/A
13 Elect Philip Yea Mgmt N/A For N/A
14 Allocation of Mgmt N/A For N/A
Profits/Dividends
15 Directors' Remuneration Mgmt N/A For N/A
Report
16 Appointment of Auditor Mgmt N/A For N/A
17 Authority to Set Mgmt N/A For N/A
Auditor's
Fees
18 Authority to Issue Mgmt N/A For N/A
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt N/A For N/A
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt N/A For N/A
Shares
21 Authorisation of Mgmt N/A For N/A
Political
Donations
22 Authority to Set Mgmt N/A For N/A
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Vodafone Group plc
Ticker Security ID: Meeting Date Meeting Status
VOD CINS G93882135 07/24/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect Gerard Kleisterlee Mgmt For For For
3 Elect Vittorio Colao Mgmt For For For
4 Elect Andy Halford Mgmt For For For
5 Elect Steve Pusey Mgmt For For For
6 Elect Renee James Mgmt For For For
7 Elect Alan Jebson Mgmt For For For
8 Elect Samuel Jonah Mgmt For For For
9 Elect Nick Land Mgmt For For For
10 Elect Anne Lauvergeon Mgmt For For For
11 Elect Luc Vandevelde Mgmt For For For
12 Elect Anthony Watson Mgmt For For For
13 Elect Philip Yea Mgmt For For For
14 Allocation of Mgmt For For For
Profits/Dividends
15 Directors' Remuneration Mgmt For For For
Report
16 Appointment of Auditor Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authorisation of Mgmt For For For
Political
Donations
22 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Fund Name : Harbor Mid Cap Value Fund
________________________________________________________________________________
Aetna Inc.
Ticker Security ID: Meeting Date Meeting Status
AET CUSIP 00817Y108 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Fernando Aguirre Mgmt For For For
2 Elect Mark T. Bertolini Mgmt For For For
3 Elect Frank M. Clark, Mgmt For For For
Jr.
4 Elect Betsy Z. Cohen Mgmt For For For
5 Elect Molly J. Coye Mgmt For For For
6 Elect Roger N. Farah Mgmt For For For
7 Elect Barbara H. Mgmt For For For
Franklin
8 Elect Jeffrey E. Garten Mgmt For For For
9 Elect Ellen M. Hancock Mgmt For For For
10 Elect Richard J. Mgmt For For For
Harrington
11 Elect Edward J. Ludwig Mgmt For For For
12 Elect Joseph P. Newhouse Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
17 Shareholder Proposal ShrHldr Against Against For
Regarding Simple
Majority
Vote
18 Shareholder Proposal ShrHldr Against Against For
Regarding Board
Oversight of Political
Spending
________________________________________________________________________________
Aflac Incorporated
Ticker Security ID: Meeting Date Meeting Status
AFL CUSIP 001055102 05/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Daniel P. Amos Mgmt For For For
2 Elect John Shelby Amos Mgmt For For For
II
3 Elect Paul S. Amos II Mgmt For For For
4 Elect W. Paul Bowers Mgmt For For For
5 Elect Kriss Cloninger Mgmt For For For
III
6 Elect Elizabeth J. Mgmt For For For
Hudson
7 Elect Douglas W. Johnson Mgmt For For For
8 Elect Robert B. Johnson Mgmt For For For
9 Elect Charles B. Knapp Mgmt For For For
10 Elect E. Stephen Purdom Mgmt For For For
11 Elect Barbara K. Rimer Mgmt For For For
12 Elect Melvin T. Stith Mgmt For For For
13 Elect David Gary Mgmt For For For
Thompson
14 Elect Takuro Yoshida Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AGCO Corporation
Ticker Security ID: Meeting Date Meeting Status
AGCO CUSIP 001084102 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect P. George Benson Mgmt For For For
2 Elect Wolfgang Deml Mgmt For For For
3 Elect Luiz Fernando Mgmt For For For
Furlan
4 Elect George E. Minnich Mgmt For For For
5 Elect Martin H. Mgmt For For For
Richenhagen
6 Elect Gerald L. Shaheen Mgmt For For For
7 Elect Mallika Srinivasan Mgmt For For For
8 Elect Hendrikus Visser Mgmt For For For
9 Amendment to the Mgmt For For For
Management Incentive
Plan
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Allied World Assurance Company Holdings, AG
Ticker Security ID: Meeting Date Meeting Status
AWH CUSIP H01531104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barbara T. Mgmt For For For
Alexander
2 Elect Scott Hunter Mgmt For For For
3 Elect Patrick de Mgmt For For For
Saint-Aignan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Accounts and Reports Mgmt For For For
6 Allocation of Profits Mgmt For For For
7 Dividend from Reserves Mgmt For For For
8 Amendment to Cancel Mgmt For For For
Treasury
Shares
9 Appointment of Auditor Mgmt For For For
and Statutory
Auditor
10 Appointment of Special Mgmt For For For
Auditor
11 Indemnification of Mgmt For For For
Directors and
Officers
________________________________________________________________________________
Amdocs Ltd.
Ticker Security ID: Meeting Date Meeting Status
DOX CUSIP G02602103 01/31/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Minicucci Mgmt For For For
2 Elect Adrian Gardner Mgmt For For For
3 Elect John McLennan Mgmt For For For
4 Elect Simon Olswang Mgmt For For For
5 Elect Zohar Zisapel Mgmt For For For
6 Elect Julian Brodsky Mgmt For For For
7 Elect Eli Gelman Mgmt For For For
8 Elect James Kahan Mgmt For For For
9 Elect Richard LeFave Mgmt For For For
10 Elect Nehemia Lemelbaum Mgmt For For For
11 Elect Giora Yaron Mgmt For For For
12 Accounts and Reports Mgmt For For For
13 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
American Electric Power Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
AEP CUSIP 025537101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nicholas K. Akins Mgmt For For For
2 Elect David J. Anderson Mgmt For For For
3 Elect Ralph D. Crosby, Mgmt For For For
Jr.
4 Elect Linda A. Goodspeed Mgmt For For For
5 Elect Thomas E. Hoaglin Mgmt For For For
6 Elect Sandra Beach Lin Mgmt For For For
7 Elect Michael G. Morris Mgmt For For For
8 Elect Richard C. Mgmt For For For
Notebaert
9 Elect Lionel L. Nowell Mgmt For For For
III
10 Elect Stephen S. Mgmt For For For
Rasmussen
11 Elect Oliver G. Richard Mgmt For For For
III
12 Elect Richard L. Sandor Mgmt For For For
13 Elect Sara M. Tucker Mgmt For For For
14 Elect John F. Turner Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
American Equity Investment Life Holding Company
Ticker Security ID: Meeting Date Meeting Status
AEL CUSIP 025676206 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexander M. Clark Mgmt For For For
1.2 Elect John M. Matovina Mgmt For For For
1.3 Elect Gerald D. Neugent Mgmt For For For
2 2013 Director Equity Mgmt For For For
and Incentive
Plan
3 Short-Term Performance Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
AFG CUSIP 025932104 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl H. Lindner, Mgmt For For For
III
1.2 Elect S. Craig Lindner Mgmt For For For
1.3 Elect Kenneth C. Mgmt For For For
Ambrecht
1.4 Elect John B. Berding Mgmt For For For
1.5 Elect Joseph E. Mgmt For For For
Consolino
1.6 Elect Virginia C. Drosos Mgmt For For For
1.7 Elect James E. Evans Mgmt For For For
1.8 Elect Terry S. Jacobs Mgmt For For For
1.9 Elect Gregory G. Joseph Mgmt For For For
1.10 Elect William W. Verity Mgmt For For For
1.11 Elect John I. Von Lehman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Adopting
Sexual Orientation and
Gender Identity
Anti-Bias
Policy
________________________________________________________________________________
Ameriprise Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMP CUSIP 03076C106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James M. Mgmt For For For
Cracchiolo
2 Elect Lon R. Greenberg Mgmt For For For
3 Elect Warren D. Knowlton Mgmt For For For
4 Elect W. Walker Lewis Mgmt For For For
5 Elect Siri S. Marshall Mgmt For For For
6 Elect Jeffrey Noddle Mgmt For For For
7 Elect H. Jay Sarles Mgmt For For For
8 Elect Robert F. Sharpe, Mgmt For For For
Jr.
9 Elect William H. Turner Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Amkor Technology, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMKR CUSIP 031652100 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Kim Mgmt For For For
1.2 Elect Kenneth T. Joyce Mgmt For For For
1.3 Elect Roger A. Carolin Mgmt For For For
1.4 Elect Winston J. Mgmt For For For
Churchill
1.5 Elect John T. Kim Mgmt For For For
1.6 Elect Robert R. Morse Mgmt For For For
1.7 Elect John F. Osborne Mgmt For For For
1.8 Elect James W. Zug Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan L. Boeckmann Mgmt For For For
2 Elect George W. Buckley Mgmt For For For
3 Elect Mollie Hale Carter Mgmt For For For
4 Elect Terrell K. Crews Mgmt For For For
5 Elect Pierre Dufour Mgmt For For For
6 Elect Donald E. Mgmt For For For
Felsinger
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick J. Moore Mgmt For For For
9 Elect Thomas F. O'Neill Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin R. Mgmt For For For
Westbrook
12 Elect Patricia A. Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Archer-Daniels-Midland Company
Ticker Security ID: Meeting Date Meeting Status
ADM CUSIP 039483102 11/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan Boeckmann Mgmt For For For
2 Elect George Buckley Mgmt For For For
3 Elect Mollie Carter Mgmt For For For
4 Elect Terrell Crews Mgmt For For For
5 Elect Pierre Dufour Mgmt For For For
6 Elect Donald Felsinger Mgmt For For For
7 Elect Antonio Maciel Mgmt For For For
Neto
8 Elect Patrick Moore Mgmt For For For
9 Elect Thomas O'Neill Mgmt For For For
10 Elect Daniel Shih Mgmt For For For
11 Elect Kelvin Westbrook Mgmt For For For
12 Elect Patricia Woertz Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Right to
Call a Special
Meeting
________________________________________________________________________________
Aspen Insurance Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
AHL CUSIP G05384105 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Bucknall Mgmt For For For
1.2 Elect Peter O'Flinn Mgmt For For For
1.3 Elect Ronald Pressman Mgmt For For For
1.4 Elect Gordon Ireland Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 2013 Share Incentive Mgmt For For For
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Atmos Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
ATO CUSIP 049560105 02/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Best Mgmt For For For
2 Elect Kim Cocklin Mgmt For For For
3 Elect Richard Douglas Mgmt For For For
4 Elect Ruben Esquivel Mgmt For For For
5 Elect Richard Gordon Mgmt For For For
6 Elect Robert Grable Mgmt For For For
7 Elect Thomas Meredith Mgmt For For For
8 Elect Nancy Quinn Mgmt For For For
9 Elect Richard Sampson Mgmt For For For
10 Elect Stephen Springer Mgmt For For For
11 Elect Richard Ware II Mgmt For For For
12 Amendment to Annual Mgmt For For For
Incentive Plan for
Management
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Autoliv, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALV CUSIP 052800109 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert W. Alspaugh Mgmt For For For
1.2 Elect Bo I Anderson Mgmt For For For
1.3 Elect Wolfgang Ziebart Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Banco Latinoamericano De Comercio Exterior SA
Ticker Security ID: Meeting Date Meeting Status
BLX CUSIP P16994132 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3.1 Elect Herminio Blanco Mgmt For For For
Mendoza
3.2 Elect Maria da Graca Mgmt For For For
Franca
3.3 Elect William D. Hayes Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Bob Evans Farms, Inc.
Ticker Security ID: Meeting Date Meeting Status
BOBE CUSIP 096761101 08/22/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Larry Corbin Mgmt For For For
2 Elect Steven Davis Mgmt For For For
3 Elect Mary Haben Mgmt For For For
4 Elect Cheryl Krueger Mgmt For For For
5 Elect G. Robert Lucas II Mgmt For For For
6 Elect Eileen Mallesch Mgmt For For For
7 Elect Paul Williams Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boise Inc.
Ticker Security ID: Meeting Date Meeting Status
BZ CUSIP 09746Y105 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan W. Berger Mgmt For For For
1.2 Elect Jack Goldman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boston Scientific Corporation
Ticker Security ID: Meeting Date Meeting Status
BSX CUSIP 101137107 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Katharine T. Mgmt For For For
Bartlett
2 Elect Bruce L. Byrnes Mgmt For For For
3 Elect Nelda J. Connors Mgmt For For For
4 Elect Kristina M. Mgmt For For For
Johnson
5 Elect Michael F. Mahoney Mgmt For For For
6 Elect Ernest Mario Mgmt For For For
7 Elect N.J. Nicholas, Jr. Mgmt For For For
8 Elect Pete M. Nicholas Mgmt For For For
9 Elect Uwe E. Reinhardt Mgmt For For For
10 Elect John E. Sununu Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Brandywine Realty Trust
Ticker Security ID: Meeting Date Meeting Status
BDN CUSIP 105368203 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect M. Walter Mgmt For For For
D'Alessio
1.2 Elect Anthony A. Mgmt For For For
Nichols,
Sr.
1.3 Elect Gerard H. Sweeney Mgmt For For For
1.4 Elect Wyche Fowler Mgmt For For For
1.5 Elect Michael J. Joyce Mgmt For For For
1.6 Elect Charles P. Pizzi Mgmt For For For
1.7 Elect James C. Diggs Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Briggs & Stratton Corporation
Ticker Security ID: Meeting Date Meeting Status
BGG CUSIP 109043109 10/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James Humphrey Mgmt For For For
1.2 Elect Robert O'Toole Mgmt For For For
1.3 Elect Charles Story Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Mgmt For For For
Shareholder Rights
Plan
________________________________________________________________________________
Bunge Limited
Ticker Security ID: Meeting Date Meeting Status
BG CUSIP G16962105 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bernard de La Mgmt For For For
Tour d'Auvergne
Lauraguais
2 Elect William Engels Mgmt For For For
3 Elect L. Patrick Lupo Mgmt For For For
4 Elect Soren Schroder Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CA, Inc.
Ticker Security ID: Meeting Date Meeting Status
CA CUSIP 12673P105 08/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jens Alder Mgmt For For For
2 Elect Raymond Bromark Mgmt For For For
3 Elect Gary Fernandes Mgmt For For For
4 Elect Rohit Kapoor Mgmt For For For
5 Elect Kay Koplovitz Mgmt For For For
6 Elect Christopher Mgmt For For For
Lofgren
7 Elect William McCracken Mgmt For For For
8 Elect Richard Sulpizio Mgmt For For For
9 Elect Laura Unger Mgmt For For For
10 Elect Arthur Weinbach Mgmt For For For
11 Elect Ron Zambonini Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2012 Non-Employee Mgmt For For For
Director Compensation
Plan
________________________________________________________________________________
Cabot Corporation
Ticker Security ID: Meeting Date Meeting Status
CBT CUSIP 127055101 03/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John S. Clarkeson Mgmt For For For
2 Elect Roderick C.G. Mgmt For For For
MacLeod
3 Elect Sue H. Rataj Mgmt For For For
4 Elect Ronaldo H. Schmitz Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Capital One Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
COF CUSIP 14040H105 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard D. Mgmt For For For
Fairbank
2 Elect W. Ronald Dietz Mgmt For For For
3 Elect Lewis Hay, III Mgmt For For For
4 Elect Benjamin P. Mgmt For For For
Jenkins,
III
5 Elect Peter E. Raskind Mgmt For For For
6 Elect Mayo A. Shattuck Mgmt For For For
III
7 Elect Bradford H. Warner Mgmt For For For
8 Elect Catherine G. West Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Elimination of Mgmt For For For
Supermajority
Requirements for
Future Amendments to
the Bylaws and the
Certificate
12 Elimination of Mgmt For For For
Supermajority
Requirement for the
Removal of
Directors
13 Elimination of Mgmt For For For
Supermajority
Requirement for
Certain Business
Combinations
________________________________________________________________________________
CBL & Associates Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
CBL CUSIP 124830100 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stephen D. Mgmt For For For
Lebovitz
1.2 Elect Thomas J. DeRosa Mgmt For For For
1.3 Elect Matthew S. Mgmt For For For
Dominski
1.4 Elect Kathleen M. Nelson Mgmt For For For
1.5 Elect Winston W. Walker Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
CIGNA Corporation
Ticker Security ID: Meeting Date Meeting Status
CI CUSIP 125509109 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Cordani Mgmt For For For
2 Elect Isaiah Harris, Jr. Mgmt For For For
3 Elect Jane E. Henney Mgmt For For For
4 Elect Donna F. Zarcone Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
8 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Spending
________________________________________________________________________________
Cliffs Natural Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
CLF CUSIP 18683K101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph A. Carrabba Mgmt For For For
2 Elect Susan M. Mgmt For For For
Cunningham
3 Elect Barry J. Eldridge Mgmt For For For
4 Elect Andres R. Gluski Mgmt For For For
5 Elect Susan M. Green Mgmt For For For
6 Elect Janice K. Henry Mgmt For For For
7 Elect James Kirsch Mgmt For For For
8 Elect Francis R. Mgmt For For For
McAllister
9 Elect Richard K. Mgmt For For For
Riederer
10 Elect Timothy W. Mgmt For For For
Sullivan
11 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
12 Elimination of Mgmt For For For
Cumulative
Voting
13 Amend the Regulations Mgmt For Against Against
Without Shareholder
Approval
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CommonWealth REIT
Ticker Security ID: Meeting Date Meeting Status
CWH CUSIP 203233101 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph L. Morea Mgmt For Against Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CommonWealth REIT
Ticker Security ID: Meeting Date Meeting Status
CWH CUSIP 40426W 06/21/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Removal of Barry Portnoy Mgmt N/A For N/A
1.2 Removal of Adam Portnoy Mgmt N/A For N/A
1.3 Removal of Joseph Morea Mgmt N/A For N/A
1.4 Removal of William Mgmt N/A For N/A
Lamkin
1.5 Removal of Frederick Mgmt N/A For N/A
Zeytoonjian
________________________________________________________________________________
Computer Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
CSC CUSIP 205363104 08/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Irving Bailey, II Mgmt For For For
2 Elect David Barram Mgmt For Against Against
3 Elect Stephen Baum Mgmt For For For
4 Elect Erik Brynjolfsson Mgmt For For For
5 Elect Rodney Chase Mgmt For For For
6 Elect Judith Haberkorn Mgmt For For For
7 Elect J. Michael Lawrie Mgmt For For For
8 Elect Chong Sup Park Mgmt For For For
9 Elect Lawrence Zimmerman Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Comtech Telecommunications Corp.
Ticker Security ID: Meeting Date Meeting Status
CMTL CUSIP 205826209 01/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard Goldberg Mgmt For For For
1.2 Elect Robert Paul Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Convergys Corporation
Ticker Security ID: Meeting Date Meeting Status
CVG CUSIP 212485106 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrea J. Ayers Mgmt For For For
1.2 Elect John F. Barrett Mgmt For For For
1.3 Elect Richard R. Mgmt For For For
Devenuti
1.4 Elect Jeffrey H. Fox Mgmt For For For
1.5 Elect Joseph E. Gibbs Mgmt For For For
1.6 Elect Joan E. Herman Mgmt For For For
1.7 Elect Thomas L. Monahan Mgmt For For For
III
1.8 Elect Ronald L. Nelson Mgmt For For For
1.9 Elect Richard F. Wallman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Re-approval of the Mgmt For For For
Performance Goals
Under the Long Term
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dillard's, Inc.
Ticker Security ID: Meeting Date Meeting Status
DDS CUSIP 254067101 05/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank R. Mori Mgmt For For For
2 Elect Reynie Rutledge Mgmt For For For
3 Elect J.C. Watts, Jr. Mgmt For For For
4 Elect Nick White Mgmt For For For
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Discover Financial Services
Ticker Security ID: Meeting Date Meeting Status
DFS CUSIP 254709108 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Aronin Mgmt For For For
2 Elect Mary K. Bush Mgmt For For For
3 Elect Gregory C. Case Mgmt For For For
4 Elect Cynthia A. Mgmt For For For
Glassman
5 Elect Richard H. Lenny Mgmt For For For
6 Elect Thomas G. Maheras Mgmt For For For
7 Elect Michael H. Moskow Mgmt For For For
8 Elect David W. Nelms Mgmt For For For
9 Elect E. Follin Smith Mgmt For For For
10 Elect Mark A. Thierer Mgmt For For For
11 Elect Lawrence A. Mgmt For For For
Weinbach
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Domtar Corporation
Ticker Security ID: Meeting Date Meeting Status
UFS CUSIP 257559203 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Giannella Alvarez Mgmt For For For
2 Elect Robert E Apple Mgmt For For For
3 Elect Louis P. Gignac Mgmt For For For
4 Elect Brian M. Levitt Mgmt For For For
5 Elect Harold H. MacKay Mgmt For For For
6 Elect David G. Maffucci Mgmt For For For
7 Elect Robert J. Steacy Mgmt For For For
8 Elect Pamela B. Strobel Mgmt For For For
9 Elect Denis Turcotte Mgmt For For For
10 Elect John D. Williams Mgmt For For For
11 Advisory Vote to Mgmt For For For
Approve Named
Executive Officer
Compensation
12 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Eastman Chemical Company
Ticker Security ID: Meeting Date Meeting Status
EMN CUSIP 277432100 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary E. Anderson Mgmt For For For
2 Elect Brett D. Begemann Mgmt For For For
3 Elect Stephen R. Mgmt For For For
Demeritt
4 Elect Robert M. Mgmt For For For
Hernandez
5 Elect Julie F. Holder Mgmt For For For
6 Elect Renee J. Hornbaker Mgmt For For For
7 Elect Lewis M. Kling Mgmt For For For
8 Elect David W. Raisbeck Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Endo Health Solutions Inc.
Ticker Security ID: Meeting Date Meeting Status
ENDP CUSIP 29264F205 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roger H. Kimmel Mgmt For For For
2 Elect Rajiv De Silva Mgmt For For For
3 Elect John J. Delucca Mgmt For For For
4 Elect Nancy J. Hutson Mgmt For For For
5 Elect Michael Hyatt Mgmt For For For
6 Elect William P. Mgmt For For For
Montague
7 Elect David B. Nash Mgmt For For For
8 Elect Joseph C. Scodari Mgmt For For For
9 Elect Jill D. Smith Mgmt For For For
10 Elect William F. Mgmt For For For
Spengler
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Endurance Specialty Holdings Ltd.
Ticker Security ID: Meeting Date Meeting Status
ENH CUSIP G30397106 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John T. Baily Mgmt For For For
2 Elect Norman Barham Mgmt For For For
3 Elect Galen R. Barnes Mgmt For For For
4 Elect Scott D. Moore Mgmt For For For
5 Elect William H. Mgmt For For For
Bolinder*
6 Elect David Cash* Mgmt For For For
7 Elect John V. Del Col* Mgmt For For For
8 Elect Alan Barlow** Mgmt For For For
9 Elect William H. Mgmt For For For
Bolinder**
10 Elect David Cash** Mgmt For For For
11 Elect Simon Minshall** Mgmt For For For
12 Elect Brendan R. Mgmt For For For
O'Neill**
13 Elect Alan Barlow*** Mgmt For For For
14 Elect William H. Mgmt For For For
Bolinder***
15 Elect David Cash*** Mgmt For For For
16 Elect Simon Minshall*** Mgmt For For For
17 Elect Brendan R. Mgmt For For For
O'Neill***
18 Ratification of Auditor Mgmt For For For
and Authority to Set
Fees
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Bundled Amendments to Mgmt For For For
the Company's
Bye-Laws
________________________________________________________________________________
Engility Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
EGL CUSIP 29285W104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darryll J. Pines Mgmt For For For
1.2 Elect William G. Tobin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
5 Approval of the Mgmt For For For
Material Terms of the
Performance Goals
under the 2012 Cash
Incentive
Plan
6 Amendment to the 2012 Mgmt For For For
Long-Term Performance
Plan
________________________________________________________________________________
Entergy Corporation
Ticker Security ID: Meeting Date Meeting Status
ETR CUSIP 29364G103 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Maureen S. Bateman Mgmt For For For
2 Elect Leo P. Denault Mgmt For For For
3 Elect Gary W. Edwards Mgmt For For For
4 Elect Alexis M. Herman Mgmt For For For
5 Elect Donald C. Hintz Mgmt For For For
6 Elect Stuart L. Levenick Mgmt For For For
7 Elect Blanche L. Lincoln Mgmt For For For
8 Elect Stewart C. Myers Mgmt For For For
9 Elect W.J. Tauzin Mgmt For For For
10 Elect Steven V. Mgmt For For For
Wilkinson
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
14 Shareholder Regarding ShrHldr Against Against For
Nuclear Fuel Storage
and
Safety
________________________________________________________________________________
Everest Re Group, Ltd.
Ticker Security ID: Meeting Date Meeting Status
RE CUSIP G3223R108 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dominic J. Addesso Mgmt For For For
1.2 Elect John J. Amore Mgmt For For For
1.3 Elect John R. Dunne Mgmt For For For
1.4 Elect Joseph V. Taranto Mgmt For For For
1.5 Elect John A. Weber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Exelis Inc.
Ticker Security ID: Meeting Date Meeting Status
XLS CUSIP 30162A108 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John J. Hamre Mgmt For For For
2 Elect Patrick J. Moore Mgmt For For For
3 Elect R. David Yost Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Amendment to the Annual Mgmt For For For
Incentive Plan for
Executive
Officers
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fifth Third Bancorp
Ticker Security ID: Meeting Date Meeting Status
FITB CUSIP 316773209 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Darryl F. Allen Mgmt For For For
2 Elect Evan Bayh Mgmt For For For
3 Elect Ulysses L. Mgmt For For For
Bridgeman,
Jr.
4 Elect Emerson L. Mgmt For For For
Brumback
5 Elect James P. Hackett Mgmt For For For
6 Elect Gary R. Heminger Mgmt For For For
7 Elect Jewell D. Hoover Mgmt For For For
8 Elect William M. Isaac Mgmt For For For
9 Elect Kevin T. Kabat Mgmt For For For
10 Elect Mitchel D. Mgmt For For For
Livingston
11 Elect Michael B. Mgmt For For For
McCallister
12 Elect Hendrick G. Meijer Mgmt For For For
13 Elect John J. Schiff, Mgmt For For For
Jr.
14 Elect Marsha C. Williams Mgmt For For For
15 Ratification of Auditor Mgmt For For For
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Fresh Del Monte Produce Inc.
Ticker Security ID: Meeting Date Meeting Status
FDP CUSIP G36738105 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amir Abu-Ghazaleh Mgmt For For For
2 Elect Salvatore Alfiero Mgmt For For For
3 Elect Edward Boykin Mgmt For For For
4 Approval of Financial Mgmt For For For
Statements
5 Ratification of Auditor Mgmt For For For
6 Allocation of Dividends Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GameStop Corp.
Ticker Security ID: Meeting Date Meeting Status
GME CUSIP 36467W109 06/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerome L. Davis Mgmt For For For
2 Elect R. Richard Mgmt For For For
Fontaine
3 Elect Steven R. Koonin Mgmt For For For
4 Elect Stephanie M. Shern Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Repeal of Classified Mgmt For For For
Board
7 Amendment to the 2011 Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Gannett Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
GCI CUSIP 364730101 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John E. Cody Mgmt For For For
2 Elect Howard D Elias Mgmt For For For
3 Elect John J. Louis Mgmt For For For
4 Elect Marjorie Magner Mgmt For For For
5 Elect Gracia C. Martore Mgmt For For For
6 Elect Scott K McCune Mgmt For For For
7 Elect Duncan M. Mgmt For For For
McFarland
8 Elect Susan Ness Mgmt For For For
9 Elect Neal Shapiro Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Greatbatch, Inc.
Ticker Security ID: Meeting Date Meeting Status
GB CUSIP 39153L106 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela G. Bailey Mgmt For For For
1.2 Elect Anthony P. Bihl, Mgmt For For For
III
1.3 Elect Joseph W. Dziedzie Mgmt For For For
1.4 Elect Thomas J. Hook Mgmt For For For
1.5 Elect Rudy A. Mazzocchi Mgmt For For For
1.6 Elect Kevin C. Melia Mgmt For For For
1.7 Elect Joseph A. Miller, Mgmt For For For
Jr.
1.8 Elect Bill R. Sanford Mgmt For For For
1.9 Elect Peter H. Soderberg Mgmt For For For
1.10 Elect William B. Mgmt For For For
Summers,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Harman International Industries, Incorporated
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413086109 12/05/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jiren Liu Mgmt For For For
2 Elect Edward Meyer Mgmt For For For
3 Elect Dinesh Paliwal Mgmt For For For
4 Elect Hellene Runtagh Mgmt For For For
5 Elect Frank Sklarsky Mgmt For For For
6 Elect Gary Steel Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Harris Corporation
Ticker Security ID: Meeting Date Meeting Status
HRS CUSIP 413875105 10/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Brown Mgmt For For For
2 Elect Peter Chiarelli Mgmt For For For
3 Elect Thomas Dattilo Mgmt For For For
4 Elect Terry Growcock Mgmt For For For
5 Elect Lewis Hay, III Mgmt For For For
6 Elect Karen Katen Mgmt For For For
7 Elect Stephen Kaufman Mgmt For For For
8 Elect Leslie Kenne Mgmt For For For
9 Elect David Rickard Mgmt For For For
10 Elect James Stoffel Mgmt For For For
11 Elect Gregory Swienton Mgmt For For For
12 Elect Hansel Tookes II Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Right to Call a Special Mgmt For For For
Meeting
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hartford Financial Services Group Inc.
Ticker Security ID: Meeting Date Meeting Status
HIG CUSIP 416515104 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert B. Mgmt For For For
Allardice
III
2 Elect Trevor Fetter Mgmt For For For
3 Elect Paul G. Kirk, Jr. Mgmt For For For
4 Elect Liam E. McGee Mgmt For For For
5 Elect Kathryn A. Mikells Mgmt For For For
6 Elect Michael G. Morris Mgmt For For For
7 Elect Thomas A. Renyi Mgmt For For For
8 Elect Charles B. Strauss Mgmt For For For
9 Elect H. Patrick Swygert Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/16/2013 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rodney Chase Mgmt N/A TNA N/A
1.2 Elect Harvey Golub Mgmt N/A TNA N/A
1.3 Elect Karl Kurz Mgmt N/A TNA N/A
1.4 Elect David McManus Mgmt N/A TNA N/A
1.5 Elect Marshall Smith Mgmt N/A TNA N/A
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
4 Repeal of Classified Mgmt N/A TNA N/A
Board
5 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Simple
Majority
Vote
7 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr N/A TNA N/A
Regarding Bylaw
Amendments
________________________________________________________________________________
Hess Corporation
Ticker Security ID: Meeting Date Meeting Status
HES CUSIP 42809H107 05/16/2013 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Krenicki, Jr. Mgmt For For For
1.2 Elect Kevin Meyers Mgmt For For For
1.3 Elect Frederic Reynolds Mgmt For For For
1.4 Elect William Schrader Mgmt For For For
1.5 Elect Mark Williams Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
6 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
7 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
8 Shareholder Proposal ShrHldr Against Against For
Regarding Bylaw
Amendments
________________________________________________________________________________
Horace Mann Educators Corporation
Ticker Security ID: Meeting Date Meeting Status
HMN CUSIP 440327104 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary H. Futrell Mgmt For For For
2 Elect Stephen J. Mgmt For For For
Hasenmiller
3 Elect Peter H. Heckman Mgmt For For For
4 Elect Ronald J. Helow Mgmt For For For
5 Elect Beverley McClure Mgmt For For For
6 Elect Gabriel L. Shaheen Mgmt For For For
7 Elect Roger J. Mgmt For For For
Steinbecker
8 Elect Robert Stricker Mgmt For For For
9 Elect Charles R. Wright Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hospitality Properties Trust
Ticker Security ID: Meeting Date Meeting Status
HPT CUSIP 44106M102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William A. Lamkin Mgmt For Against Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
5 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Huntington Bancshares Incorporated
Ticker Security ID: Meeting Date Meeting Status
HBAN CUSIP 446150104 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Don Casto III Mgmt For For For
1.2 Elect Ann Crane Mgmt For For For
1.3 Elect Steven Elliott Mgmt For For For
1.4 Elect Michael Endres Mgmt For For For
1.5 Elect John Gerlach, Jr. Mgmt For For For
1.6 Elect Peter Kight Mgmt For For For
1.7 Elect Jonathan Levy Mgmt For For For
1.8 Elect Richard Neu Mgmt For For For
1.9 Elect David Porteous Mgmt For For For
1.10 Elect Kathleen Ransier Mgmt For For For
1.11 Elect Stephen Steinour Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Huntsman Corporation
Ticker Security ID: Meeting Date Meeting Status
HUN CUSIP 447011107 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Nolan D. Archibald Mgmt For For For
1.2 Elect M. Anthony Burns Mgmt For For For
1.3 Elect Jon M. Huntsman, Mgmt For For For
Jr.
1.4 Elect Robert J. Margetts Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Ingram Micro Inc.
Ticker Security ID: Meeting Date Meeting Status
IM CUSIP 457153104 06/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard I. Atkins Mgmt For For For
2 Elect Leslie S. Heisz Mgmt For For For
3 Elect John R. Ingram Mgmt For For For
4 Elect Orrin H. Ingram, Mgmt For For For
II
5 Elect Dale R. Laurance Mgmt For For For
6 Elect Linda Fayne Mgmt For For For
Levinson
7 Elect Scott A. McGregor Mgmt For For For
8 Elect Alain Monie Mgmt For For For
9 Elect Paul Read Mgmt For For For
10 Elect Michael T. Smith Mgmt For For For
11 Elect Joe B. Wyatt Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2011 Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ingredion Incorporated
Ticker Security ID: Meeting Date Meeting Status
INGR CUSIP 457187102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard J. Almeida Mgmt For For For
2 Elect Luis Mgmt For For For
Aranguren-Trellez
3 Elect David B. Fischer Mgmt For For For
4 Elect Ilene S. Gordon Mgmt For For For
5 Elect Paul Hanrahan Mgmt For For For
6 Elect Wayne M. Hewett Mgmt For For For
7 Elect Gregory B. Kenny Mgmt For For For
8 Elect Barbara A. Klein Mgmt For For For
9 Elect James M. Ringler Mgmt For For For
10 Elect Dwayne A. Wilson Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jones Group Inc.
Ticker Security ID: Meeting Date Meeting Status
JNY CUSIP 48020T101 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wesley R. Card Mgmt For For For
2 Elect Sidney Kimmel Mgmt For For For
3 Elect Matthew H. Kamens Mgmt For For For
4 Elect Gerald C. Crotty Mgmt For For For
5 Elect Lowell W. Robinson Mgmt For For For
6 Elect Robert L. Mettler Mgmt For For For
7 Elect Margaret H. Mgmt For For For
Georgiadis
8 Elect John D. Demsey Mgmt For For For
9 Elect Jeffrey D. Mgmt For For For
Nuechterlein
10 Elect Ann Marie C. Mgmt For For For
Wilkins
11 Elect James A. Mgmt For For For
Mitarotonda
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2009 Mgmt For For For
Long Term Incentive
Plan
________________________________________________________________________________
Journal Communications, Inc.
Ticker Security ID: Meeting Date Meeting Status
JRN CUSIP 481130102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeanette Tully Mgmt For For For
1.2 Elect Dean H. Blythe Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Keycorp
Ticker Security ID: Meeting Date Meeting Status
KEY CUSIP 493267108 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward P. Campbell Mgmt For For For
1.2 Elect Joseph A. Carrabba Mgmt For For For
1.3 Elect Charles P. Cooley Mgmt For For For
1.4 Elect Alexander M. Mgmt For For For
Cutler
1.5 Elect H. James Dallas Mgmt For For For
1.6 Elect Elizabeth R. Gile Mgmt For For For
1.7 Elect Ruth Ann M. Gillis Mgmt For For For
1.8 Elect William G. Gisel, Mgmt For For For
Jr.
1.9 Elect Richard J. Hipple Mgmt For For For
1.10 Elect Kristen L. Manos Mgmt For For For
1.11 Elect Beth E. Mooney Mgmt For For For
1.12 Elect Barbara R. Snyder Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Kindred Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
KND CUSIP 494580103 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward L. Kuntz Mgmt For For For
2 Elect Joel Ackerman Mgmt For For For
3 Elect Jonathan D. Blum Mgmt For For For
4 Elect Thomas P. Cooper Mgmt For For For
5 Elect Paul J. Diaz Mgmt For For For
6 Elect Christopher T. Mgmt For For For
Hjelm
7 Elect Isaac Kaufman Mgmt For For For
8 Elect Frederick J. Mgmt For For For
Kleisner
9 Elect John H. Short Mgmt For For For
10 Elect Phyllis R. Yale Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Short-Term Incentive Mgmt For For For
Plan
13 2013 Long-Term Mgmt For For For
Incentive
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
KLA-Tencor Corporation
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Akins Mgmt For For For
1.2 Elect Robert Bond Mgmt For For For
1.3 Elect Kiran Patel Mgmt For For For
1.4 Elect David Wang Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kohl's Corporation
Ticker Security ID: Meeting Date Meeting Status
KSS CUSIP 500255104 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter Boneparth Mgmt For For For
2 Elect Steven Burd Mgmt For For For
3 Elect Dale Jones Mgmt For For For
4 Elect Kevin Mansell Mgmt For For For
5 Elect John Schlifske Mgmt For For For
6 Elect Frank Sica Mgmt For For For
7 Elect Peter Sommerhauser Mgmt For For For
8 Elect Stephanie Streeter Mgmt For For For
9 Elect Nina Vaca Mgmt For For For
10 Elect Stephen Watson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Shareholder Proposal ShrHldr Against Against For
Regarding Fur
Policy
14 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
L-3 Communications Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
LLL CUSIP 502424104 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Claude Canizares Mgmt For For For
2 Elect Thomas Corcoran Mgmt For For For
3 Elect Lloyd Newton Mgmt For For For
4 Elect Vincent Pagano, Mgmt For For For
Jr.
5 Elect Alan Washkowitz Mgmt For For For
6 Amendment to the 2008 Mgmt For For For
Long Term Performance
Plan
7 Repeal of Classified Mgmt For For For
Board
8 Elimination of Board Mgmt For For For
Supermajority
Requirement
9 Provide Right to Act by Mgmt For For For
Written
Consent
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lear Corporation
Ticker Security ID: Meeting Date Meeting Status
LEA CUSIP 521865204 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas P. Capo Mgmt For For For
2 Elect Jonathan F. Foster Mgmt For For For
3 Elect Kathleen A. Mgmt For For For
Ligocki
4 Elect Conrad L. Mgmt For For For
Mallett,
Jr.
5 Elect Donald L. Runkle Mgmt For For For
6 Elect Matthew J. Mgmt For For For
Simoncini
7 Elect Gregory C. Smith Mgmt For For For
8 Elect Henry D. G. Mgmt For For For
Wallace
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lexington Realty Trust
Ticker Security ID: Meeting Date Meeting Status
LXP CUSIP 529043101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect E. Robert Roskind Mgmt For For For
1.2 Elect T. Wilson Eglin Mgmt For For For
1.3 Elect Clifford Broser Mgmt For For For
1.4 Elect Harold First Mgmt For For For
1.5 Elect Richard S. Frary Mgmt For For For
1.6 Elect James Grosfeld Mgmt For For For
1.7 Elect Kevin W. Lynch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lexmark International, Inc.
Ticker Security ID: Meeting Date Meeting Status
LXK CUSIP 529771107 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathi P. Seifert Mgmt For For For
2 Elect Jean-Paul L. Mgmt For For For
Montupet
3 Elect Paul A. Rooke Mgmt For For For
4 Elect W. Roy Dunbar Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 2013 Equity Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Lifepoint Hospitals, Inc.
Ticker Security ID: Meeting Date Meeting Status
LPNT CUSIP 53219L109 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gregory T. Bier Mgmt For For For
1.2 Elect DeWitt Ezell, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 2013 Long-Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
Lincoln National Corporation
Ticker Security ID: Meeting Date Meeting Status
LNC CUSIP 534187109 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William J. Avery Mgmt For For For
2 Elect William H. Mgmt For For For
Cunningham
3 Elect William P. Payne Mgmt For For For
4 Elect Patrick S. Pittard Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Macy's Inc.
Ticker Security ID: Meeting Date Meeting Status
M CUSIP 55616P104 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen F. Mgmt For For For
Bollenbach
2 Elect Deirdre P. Mgmt For For For
Connelly
3 Elect Meyer Feldberg Mgmt For For For
4 Elect Sara Levinson Mgmt For For For
5 Elect Terry J. Lundgren Mgmt For For For
6 Elect Joseph Neubauer Mgmt For For For
7 Elect Joyce M. Roche Mgmt For For For
8 Elect Paul C. Varga Mgmt For For For
9 Elect Craig E. Weatherup Mgmt For For For
10 Elect Marna C. Mgmt For For For
Whittington
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Marathon Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MRO CUSIP 565849106 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gregory H. Boyce Mgmt For For For
2 Elect Pierre R. Brondeau Mgmt For For For
3 Elect Clarence P. Mgmt For For For
Cazalot,
Jr.
4 Elect Linda Z. Cook Mgmt For For For
5 Elect Shirley A. Jackson Mgmt For For For
6 Elect Philip Lader Mgmt For For For
7 Elect Michael E.J. Mgmt For For For
Phelps
8 Elect Dennis H. Reilley Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Marathon Petroleum Corp.
Ticker Security ID: Meeting Date Meeting Status
MPC CUSIP 56585A102 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect B. Evan Bayh III Mgmt For For For
1.2 Elect William L. Davis, Mgmt For For For
III
1.3 Elect Thomas J. Usher Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 06/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sehat Sutardja Mgmt For For For
2 Elect Juergen W. Gromer Mgmt For For For
3 Elect John G. Kassakian Mgmt For For For
4 Elect Arturo Krueger Mgmt For For For
5 Elect Randhir Thakur Mgmt For For For
6 Advisory Vote on Mgmt For Against Against
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
MFA Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
MFA CUSIP 55272X102 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James A. Brodsky Mgmt For For For
2 Elect Alan L. Gosule Mgmt For For For
3 Elect Stewart Zimmerman Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Murphy Oil Corporation
Ticker Security ID: Meeting Date Meeting Status
MUR CUSIP 626717102 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Frank W. Blue Mgmt For For For
2 Elect Steven A. Cosse Mgmt For For For
3 Elect Claiborne P. Mgmt For For For
Deming
4 Elect Robert A. Hermes Mgmt For For For
5 Elect James V. Kelley Mgmt For For For
6 Elect Walentin Mirosh Mgmt For For For
7 Elect R. Madison Murphy Mgmt For For For
8 Elect Jeffrey W. Nolan Mgmt For For For
9 Elect Neal E. Schmale Mgmt For For For
10 Elect David J. H. Smith Mgmt For For For
11 Elect Caroline G. Theus Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 2013 Stock Plan for Mgmt For For For
Non-Employee
Directors
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nabors Industries Ltd.
Ticker Security ID: Meeting Date Meeting Status
NBR CUSIP G6359F103 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Crane Mgmt For For For
1.2 Elect Michael C. Linn Mgmt For For For
1.3 Elect John V. Lombardi Mgmt For Withhold Against
1.4 Elect Howard Wolf Mgmt For For For
1.5 Elect John Yearwood Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
and Authority to Set
Fees
3 2013 Incentive Bonus Mgmt For For For
Plan
4 2013 Stock Plan Mgmt For For For
5 Advisory Vote on Mgmt For Against Against
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Approval
of
Specific Performance
Metrics in Equity
Compensation
Plans
7 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
8 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares
9 Shareholder Proposal ShrHldr Against Against For
Regarding Approval of
Severance
Agreements
10 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
________________________________________________________________________________
Nelnet, Inc.
Ticker Security ID: Meeting Date Meeting Status
NNI CUSIP 64031N108 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael S. Dunlap Mgmt For For For
2 Elect Stephen F. Mgmt For For For
Butterfield
3 Elect James P. Abel Mgmt For For For
4 Elect William R. Cintani Mgmt For For For
5 Elect Kathleen A. Mgmt For For For
Farrell
6 Elect Thomas E. Henning Mgmt For For For
7 Elect Kimberly K. Rath Mgmt For For For
8 Elect Michael D. Reardon Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Newell Rubbermaid, Inc.
Ticker Security ID: Meeting Date Meeting Status
NWL CUSIP 651229106 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott S. Cowen Mgmt For For For
2 Elect Cynthia A. Mgmt For For For
Montgomery
3 Elect Jose Ignacio Mgmt For For For
Perez-Lizaur
4 Elect Michael B. Polk Mgmt For For For
5 Elect Michael A. Todman Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 2013 Incentive Plan Mgmt For Against Against
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Northrop Grumman Corporation
Ticker Security ID: Meeting Date Meeting Status
NOC CUSIP 666807102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Wesley G. Bush Mgmt For For For
2 Elect Victor H. Fazio Mgmt For For For
3 Elect Donald E. Mgmt For For For
Felsinger
4 Elect Stephen E. Frank Mgmt For For For
5 Elect Bruce S. Gordon Mgmt For For For
6 Elect Madeleine A. Mgmt For For For
Kleiner
7 Elect Karl J. Krapek Mgmt For For For
8 Elect Richard B. Myers Mgmt For For For
9 Elect Aulana L. Peters Mgmt For For For
10 Elect Gary Roughead Mgmt For For For
11 Elect Thomas M. Schoewe Mgmt For For For
12 Elect Kevin W. Sharer Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
16 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
Owens-Illinois, Inc.
Ticker Security ID: Meeting Date Meeting Status
OI CUSIP 690768403 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay L. Geldmacher Mgmt For For For
1.2 Elect Albert P.L. Mgmt For For For
Stroucken
1.3 Elect Dennis K. Williams Mgmt For For For
1.4 Elect Thomas L. Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Par Pharmaceutical Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRX CUSIP 69888P106 09/27/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Parker-Hannifin Corporation
Ticker Security ID: Meeting Date Meeting Status
PH CUSIP 701094104 10/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bohn Mgmt For For For
1.2 Elect Linda Harty Mgmt For For For
1.3 Elect William Kassling Mgmt For For For
1.4 Elect Robert Kohlhepp Mgmt For For For
1.5 Elect Klaus-Peter Muller Mgmt For For For
1.6 Elect Candy Obourn Mgmt For For For
1.7 Elect Joseph Scaminace Mgmt For For For
1.8 Elect Wolfgang Schmitt Mgmt For For For
1.9 Elect Ake Svensson Mgmt For For For
1.10 Elect James Wainscott Mgmt For For For
1.11 Elect Donald Washkewicz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2009 Mgmt For For For
Omnibus Stock
Incentive
Plan
5 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
Partnerre Ltd.
Ticker Security ID: Meeting Date Meeting Status
PRE CUSIP G6852T105 05/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean-Paul L. Mgmt For For For
Montupet
1.2 Elect Lucio Stanca Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pennymac Mortgage Investment Trust
Ticker Security ID: Meeting Date Meeting Status
PMT CUSIP 70931T103 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew Botein Mgmt For For For
1.2 Elect Scott W. Carnahan Mgmt For For For
1.3 Elect Frank P. Willey Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Portland General Electric Company
Ticker Security ID: Meeting Date Meeting Status
POR CUSIP 736508847 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John W. Ballantine Mgmt For For For
1.2 Elect Rodney L. Brown, Mgmt For For For
Jr.
1.3 Elect Jack E. Davis Mgmt For For For
1.4 Elect David A. Dietzler Mgmt For For For
1.5 Elect Kirby A. Dyess Mgmt For For For
1.6 Elect Mark B. Ganz Mgmt For For For
1.7 Elect Corbin A. Mgmt For For For
McNeill,
Jr.
1.8 Elect Neil J. Nelson Mgmt For For For
1.9 Elect M. Lee Pelton Mgmt For For For
1.10 Elect James J. Piro Mgmt For For For
1.11 Elect Robert T.F. Reid Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Stock Incentive
Plan
4 2008 Annual Cash Mgmt For For For
Incentive Master Plan
for Executive
Officers
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Principal Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PFG CUSIP 74251V102 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael T. Dan Mgmt For For For
2 Elect C. Daniel Gelatt Mgmt For For For
3 Elect Sandra L. Helton Mgmt For For For
4 Elect Larry D. Zimpleman Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Protective Life Corp.
Ticker Security ID: Meeting Date Meeting Status
PL CUSIP 743674103 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert O. Burton Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect Thomas L. Hamby Mgmt For For For
4 Elect John D. Johns Mgmt For For For
5 Elect Vanessa Leonard Mgmt For For For
6 Elect Charles D. McCrary Mgmt For For For
7 Elect John J. McMahon, Mgmt For For For
Jr.
8 Elect Hans Hugh Miller Mgmt For For For
9 Elect Malcolm Portera Mgmt For For For
10 Elect C. Dowd Ritter Mgmt For For For
11 Elect Jesse J. Spikes Mgmt For For For
12 Elect William A. Terry Mgmt For For For
13 Elect W. Michael Mgmt For For For
Warren,
Jr.
14 Elect Vanessa Wilson Mgmt For For For
15 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Public Service Enterprise Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
PEG CUSIP 744573106 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Albert R. Gamper, Mgmt For For For
Jr.
2 Elect William V. Hickey Mgmt For For For
3 Elect Ralph Izzo Mgmt For For For
4 Elect Shirley A. Jackson Mgmt For For For
5 Elect David Lilley Mgmt For For For
6 Elect Thomas A. Renyi Mgmt For For For
7 Elect Hak Cheol Shin Mgmt For For For
8 Elect Richard J. Swift Mgmt For For For
9 Elect Susan Tomasky Mgmt For For For
10 Elect Alfred W. Zollar Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2004 Mgmt For For For
Long-Term Incentive
Plan
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against For Against
Regarding Simple
Majority
Vote
________________________________________________________________________________
Questcor Pharmaceuticals Inc.
Ticker Security ID: Meeting Date Meeting Status
QCOR CUSIP 74835Y101 05/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Don M. Bailey Mgmt For For For
1.2 Elect Neal C. Bradsher Mgmt For For For
1.3 Elect Stephen C. Farrell Mgmt For For For
1.4 Elect Louis Silverman Mgmt For For For
1.5 Elect Virgil D. Thompson Mgmt For For For
1.6 Elect Scott M. Whitcup Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
R.R. Donnelley & Sons Company
Ticker Security ID: Meeting Date Meeting Status
RRD CUSIP 257867101 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Mgmt For For For
Quinlan,
III
2 Elect Stephen M. Wolf Mgmt For For For
3 Elect Susan M. Cameron Mgmt For For For
4 Elect Lee A. Chaden Mgmt For For For
5 Elect Richard L. Mgmt For For For
Crandall
6 Elect Judith H. Hamilton Mgmt For For For
7 Elect Richard K. Palmer Mgmt For For For
8 Elect John C. Pope Mgmt For Against Against
9 Elect Michael T. Riordan Mgmt For For For
10 Elect Oliver R. Sockwell Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
RadioShack Corporation
Ticker Security ID: Meeting Date Meeting Status
RSH CUSIP 750438103 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert E. Mgmt For For For
Abernathy
2 Elect Frank J. Belatti Mgmt For For For
3 Elect Julie A. Dobson Mgmt For For For
4 Elect Daniel R. Feehan Mgmt For Against Against
5 Elect H. Eugene Lockhart Mgmt For For For
6 Elect Joseph C. Magnacca Mgmt For For For
7 Elect Jack L. Messman Mgmt For For For
8 Elect Thomas G. Plaskett Mgmt For For For
9 Elect Edwina D. Woodbury Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 2013 Omnibus Incentive Mgmt For For For
Plan
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Raytheon Company
Ticker Security ID: Meeting Date Meeting Status
RTN CUSIP 755111507 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James E. Mgmt For For For
Cartwright
2 Elect Vernon E. Clark Mgmt For For For
3 Elect Stephen J. Hadley Mgmt For For For
4 Elect Michael C. Mgmt For For For
Ruettgers
5 Elect Ronald L. Skates Mgmt For For For
6 Elect William R. Spivey Mgmt For For For
7 Elect Linda G. Stuntz Mgmt For For For
8 Elect William H. Swanson Mgmt For For For
9 ADVISORY VOTE ON Mgmt For For For
EXECUTIVE
COMPENSATION
10 Ratification of Auditor Mgmt For For For
11 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
12 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
13 Shareholder Proposal ShrHldr Against Against For
Regarding Supplemental
Executive Retirement
Benefits
14 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Regions Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
RF CUSIP 7591EP100 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George W. Bryan Mgmt For For For
2 Elect Carolyn H. Byrd Mgmt For For For
3 Elect David J. Cooper, Mgmt For For For
Sr.
4 Elect Don DeFosset Mgmt For For For
5 Elect Eric C. Fast Mgmt For For For
6 Elect O. B. Grayson Mgmt For For For
Hall,
Jr.
7 Elect John D. Johns Mgmt For For For
8 Elect Charles D. McCrary Mgmt For For For
9 Elect James R. Malone Mgmt For For For
10 Elect Ruth Ann Marshall Mgmt For For For
11 Elect Susan W. Matlock Mgmt For For For
12 Elect John E. Maupin, Mgmt For For For
Jr.
13 Elect John R. Roberts Mgmt For For For
14 Elect Lee J. Styslinger Mgmt For For For
III
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Executive Incentive Plan Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
________________________________________________________________________________
Reliance Steel & Aluminum Co.
Ticker Security ID: Meeting Date Meeting Status
RS CUSIP 759509102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sarah J Anderson Mgmt For For For
1.2 Elect John G. Figueroa Mgmt For For For
1.3 Elect Thomas W. Gimbel Mgmt For For For
1.4 Elect David H. Hannah Mgmt For For For
1.5 Elect Douglas M. Hayes Mgmt For For For
1.6 Elect Mark V. Kaminski Mgmt For For For
1.7 Elect Gregg J. Mollins Mgmt For For For
1.8 Elect Andrew G. Sharkey Mgmt For For For
III
1.9 Elect Leslie A. Waite Mgmt For For For
2 Amendment to the Stock Mgmt For For For
Option and Restricted
Stock
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rock-Tenn Company
Ticker Security ID: Meeting Date Meeting Status
RKT CUSIP 772739207 01/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect G. Stephen Felker Mgmt For For For
1.2 Elect Lawrence Mgmt For For For
Gellerstedt,
III
1.3 Elect John Spiegel Mgmt For For For
2 Amendment to the Annual Mgmt For For For
Executive Bonus
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Safeway Inc.
Ticker Security ID: Meeting Date Meeting Status
SWY CUSIP 786514208 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Janet E. Grove Mgmt For For For
2 Elect Mohan S. Gyani Mgmt For For For
3 Elect Frank C. Herringer Mgmt For For For
4 Elect George J. Morrow Mgmt For For For
5 Elect Kenneth W. Oder Mgmt For For For
6 Elect T. Gary Rogers Mgmt For For For
7 Elect Arun Sarin Mgmt For For For
8 Elect William Y. Mgmt For For For
Tauscher
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Approval of material Mgmt For For For
terms under the 2007
Equity Incentive
Plan
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SAIC, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAI CUSIP 78390X101 06/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect France A. Cordova Mgmt For For For
2 Elect Jere A. Drummond Mgmt For For For
3 Elect Thomas F. Frist, Mgmt For For For
III
4 Elect John J. Hamre Mgmt For For For
5 Elect Miriam E. John Mgmt For For For
6 Elect Anita K. Jones Mgmt For For For
7 Elect John P. Jumper Mgmt For For For
8 Elect Harry M.J. Mgmt For For For
Kraemer,
Jr.
9 Elect Lawrence C. Mgmt For For For
Nussdorf
10 Elect Edward J. Mgmt For For For
Sanderson,
Jr.
11 Reverse Stock Split Mgmt For For For
12 Company Name Change Mgmt For For For
13 Authorization to Reduce Mgmt For For For
Board Size
Range
14 Amendment to Mgmt For For For
Supermajority
Requirement
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Seagate Technology
Ticker Security ID: Meeting Date Meeting Status
STX CUSIP G7945M107 10/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Luczo Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Michael Cannon Mgmt For For For
4 Elect Mei-Wei Cheng Mgmt For For For
5 Elect William Coleman Mgmt For For For
6 Elect Jay Geldmacher Mgmt For For For
7 Elect Seh-Woong Jeong Mgmt For For For
8 Elect Lydia Marshall Mgmt For For For
9 Elect Kristen Onken Mgmt For For For
10 Elect Chong Sup Park Mgmt For For For
11 Elect Gregorio Reyes Mgmt For For For
12 Elect Edward Zander Mgmt For For For
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Authority to Issue Mgmt For For For
Treasury
Shares
15 Location of 2013 Annual Mgmt For For For
Meeting
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Smithfield Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFD CUSIP 832248108 09/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Luter, III Mgmt For For For
2 Elect C. Larry Pope Mgmt For For For
3 Elect Wendell Murphy Mgmt For For For
4 Elect Paul Trible, Jr. Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Elimination of Mgmt For For For
Supermajority
Requirement
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
StanCorp Financial Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
SFG CUSIP 852891100 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah D. Horvath Mgmt For For For
2 Elect Duane C. McDougall Mgmt For For For
3 Elect E. Kay Stepp Mgmt For For For
4 Elect Michael G. Thorne Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Amendment to the 2002 Mgmt For For For
Stock Incentive
Plan
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kennett F. Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Mgmt For For For
Saint-Aignan
4 Elect Amelia C. Fawcett Mgmt For For For
5 Elect Linda A. Hill Mgmt For For For
6 Elect Joseph L. Hooley Mgmt For For For
7 Elect Robert S. Kaplan Mgmt For For For
8 Elect Richard P. Sergel Mgmt For For For
9 Elect Ronald L. Skates Mgmt For For For
10 Elect Gregory L. Summe Mgmt For For For
11 Elect Thomas J. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stepan Company
Ticker Security ID: Meeting Date Meeting Status
SCL CUSIP 858586100 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Boyce Mgmt For For For
1.2 Elect F. Quinn Stepan Mgmt For For For
1.3 Elect Edward J. Wehmer Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sunstone Hotel Investors, Inc.
Ticker Security ID: Meeting Date Meeting Status
SHO CUSIP 867892101 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew Batinovich Mgmt For For For
1.2 Elect Z. Jamie Behar Mgmt For For For
1.3 Elect Kenneth E. Cruse Mgmt For For For
1.4 Elect Thomas A. Lewis Mgmt For For For
Jr.
1.5 Elect Keith M. Locker Mgmt For For For
1.6 Elect Douglas M. Mgmt For For For
Pasquale
1.7 Elect Keith P. Russell Mgmt For For For
1.8 Elect Lewis N. Wolff Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHldr Against Against For
Regarding Opt Out of
Maryland's Unsolicited
Takeover
Act
________________________________________________________________________________
Superior Energy Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPN CUSIP 868157108 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Harold J. Mgmt For For For
Bouillion
1.2 Elect Enoch L. Dawkins Mgmt For For For
1.3 Elect David D. Dunlap Mgmt For For For
1.4 Elect James M. Funk Mgmt For For For
1.5 Elect Terence E. Hall Mgmt For For For
1.6 Elect Ernest E. Howard, Mgmt For For For
III
1.7 Elect Peter D. Kinnear Mgmt For For For
1.8 Elect Michael McShane Mgmt For For For
1.9 Elect W. Matt Ralls Mgmt For For For
1.10 Elect Justin L. Sullivan Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 2013 Stock Incentive Mgmt For For For
Plan
4 2013 Employee Stock Mgmt For For For
Purchase
Plan
5 Amendment to Remove the Mgmt For For For
Limitation of Non-U.S.
Citizen Stock
Ownership
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SUPERVALU, Inc.
Ticker Security ID: Meeting Date Meeting Status
SVU CUSIP 868536103 07/17/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Donald Chappel Mgmt For For For
2 Elect Irwin Cohen Mgmt For For For
3 Elect Ronald Daly Mgmt For For For
4 Elect Susan Engel Mgmt For For For
5 Elect Philip Francis Mgmt For For For
6 Elect Edwin Gage Mgmt For For For
7 Elect Craig Herkert Mgmt For For For
8 Elect Steven Rogers Mgmt For For For
9 Elect Matthew Rubel Mgmt For For For
10 Elect Wayne Sales Mgmt For For For
11 Elect Kathi Seifert Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2012 Stock Plan Mgmt For For For
15 Amendment to the Mgmt For For For
Directors' Deferred
Compensation
Plan
16 Amendment to Mgmt For For For
Supermajority
Requirements for
Certain Corporate
Transactions
17 Amendment to Mgmt For For For
Supermajority
Requirements for
Setting Board
Size
18 Amendment to Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 03/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Pierre R. Brondeau Mgmt For For For
2 Elect Juergen W. Gromer Mgmt For For For
3 Elect William A. Jeffrey Mgmt For For For
4 Elect Thomas J. Lynch Mgmt For For For
5 Elect Yong Nam Mgmt For For For
6 Elect Daniel J. Phelan Mgmt For For For
7 Elect Frederic M. Poses Mgmt For For For
8 Elect Lawrence S. Smith Mgmt For For For
9 Elect Paula A. Sneed Mgmt For For For
10 Elect David P. Steiner Mgmt For For For
11 Elect John C. Van Scoter Mgmt For For For
12 2012 Annual Report Mgmt For For For
13 Statutory Financial Mgmt For For For
Statements
14 Consolidated Financial Mgmt For For For
Statements
15 Release Board of Mgmt For For For
Directors and
Executive
Officers
16 Deloitte & Touche Mgmt For For For
17 Deloitte AG, Zurich Mgmt For For For
18 PricewaterhouseCoopers Mgmt For For For
AG,
Zurich
19 Advisory Vote on Mgmt For For For
Executive
Compensation
20 Declaration of Dividend Mgmt For For For
21 Renewal of Authorized Mgmt For For For
Capital
22 Reduction of Share Mgmt For For For
Capital Under the
Share Repurchase
Program
23 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 07/25/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reallocation of Legal Mgmt For For For
Reserves to Free
Reserves
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
TE Connectivity Ltd.
Ticker Security ID: Meeting Date Meeting Status
TEL CUSIP H84989104 07/25/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Reallocation of Legal Mgmt For For For
Reserves to Free
Reserves
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Tesoro Corporation
Ticker Security ID: Meeting Date Meeting Status
TSO CUSIP 881609101 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rodney F. Chase Mgmt For For For
2 Elect Gregory J. Goff Mgmt For For For
3 Elect Robert W. Goldman Mgmt For For For
4 Elect Steven H. Mgmt For For For
Grapstein
5 Elect David Lilley Mgmt For For For
6 Elect Mary Pat McCarthy Mgmt For For For
7 Elect Jim W. Nokes Mgmt For For For
8 Elect Susan Tomasky Mgmt For For For
9 Elect Michael E. Wiley Mgmt For For For
10 Elect Patrick Y. Yang Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2011 Mgmt For For For
Long-Term Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Allstate Corporation
Ticker Security ID: Meeting Date Meeting Status
ALL CUSIP 020002101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Robert D. Beyer Mgmt For For For
3 Elect Kermit R. Crawford Mgmt For For For
4 Elect Jack M. Greenberg Mgmt For For For
5 Elect Herbert L. Henkel Mgmt For For For
6 Elect Ronald T. LeMay Mgmt For For For
7 Elect Andrea Redmond Mgmt For For For
8 Elect H. John Riley, Jr. Mgmt For For For
9 Elect John W. Rowe Mgmt For For For
10 Elect Judith A. Sprieser Mgmt For For For
11 Elect Mary Alice Taylor Mgmt For For For
12 Elect Thomas J. Wilson Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 2013 Equity Incentive Mgmt For For For
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
The Kroger Co.
Ticker Security ID: Meeting Date Meeting Status
KR CUSIP 501044101 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Reuben V. Anderson Mgmt For For For
2 Elect Robert D. Beyer Mgmt For For For
3 Elect David B. Dillon Mgmt For For For
4 Elect Susan J. Kropf Mgmt For For For
5 Elect John T. LaMacchia Mgmt For For For
6 Elect David B. Lewis Mgmt For For For
7 Elect W. Rodney McMullen Mgmt For For For
8 Elect Jorge P. Montoya Mgmt For For For
9 Elect Clyde R. Moore Mgmt For For For
10 Elect Susan M. Phillips Mgmt For For For
11 Elect Steven R. Rogel Mgmt For For For
12 Elect James A. Runde Mgmt For For For
13 Elect Ronald L. Sargent Mgmt For For For
14 Elect Bobby S. Shackouls Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
17 Shareholder Proposal ShrHldr Against Against For
Regarding Human
Rights
Report
18 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHldr Against Against For
Regarding Extended
Producer
Responsibility
20 Shareholder Proposal ShrHldr Against Against For
Regarding Adopting
Sustainable Palm Oil
Policy
________________________________________________________________________________
The PNC Financial Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
PNC CUSIP 693475105 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard Berndt Mgmt For For For
2 Elect Charles Bunch Mgmt For For For
3 Elect Paul Chellgren Mgmt For For For
4 Elect William Demchak Mgmt For For For
5 Elect Kay Coles James Mgmt For For For
6 Elect Richard Kelson Mgmt For For For
7 Elect Bruce Lindsay Mgmt For For For
8 Elect Anthony Massaro Mgmt For For For
9 Elect Jane Pepper Mgmt For For For
10 Elect James Rohr Mgmt For For For
11 Elect Donald Shepard Mgmt For For For
12 Elect Lorene Steffes Mgmt For For For
13 Elect Dennis Strigl Mgmt For For For
14 Elect Thomas Usher Mgmt For For For
15 Elect George Walls, Jr. Mgmt For For For
16 Elect Helge Wehmeier Mgmt For For For
17 Ratification of Auditor Mgmt For For For
18 Advisory Vote on Mgmt For For For
Executive
Compensation
19 Shareholder Proposal ShrHldr Against Against For
Regarding Lending
Portfolio Exposure to
Climate Change
Risk
________________________________________________________________________________
The Timken Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUSIP 887389104 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Ballbach Mgmt For For For
1.2 Elect Phillip R. Cox Mgmt For For For
1.3 Elect Diane C. Creel Mgmt For For For
1.4 Elect James W. Griffith Mgmt For For For
1.5 Elect John A. Luke, Jr. Mgmt For For For
1.6 Elect Joseph W. Ralston Mgmt For For For
1.7 Elect John P. Reilly Mgmt For For For
1.8 Elect Frank C. Sullivan Mgmt For For For
1.9 Elect John M. Timken, Mgmt For For For
Jr.
1.10 Elect Ward J. Timken Mgmt For For For
1.11 Elect Ward J. Timken, Mgmt For For For
Jr.
1.12 Elect Jacqueline F. Mgmt For For For
Woods
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Articles Mgmt For For For
of Incorporation to
Reduce Supermajority
Requirement
5 Amendment to Mgmt For For For
Regulations to Reduce
Supermajority
Requirement
6 Shareholder Proposal Mgmt Against Against For
Regarding Steel
Business
________________________________________________________________________________
Tower Group International, Ltd.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUSIP G8988C105 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Bryan Mgmt For For For
1.2 Elect Robert S. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of the Mgmt For For For
Material Terms of the
Short Term Performance
Incentive
Plan
4 2013 Long-Term Mgmt For For For
Incentive
Plan
5 Approval of the Mgmt For For For
Material Terms of the
Company's 2013
Long-Term Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tower Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWGP CUSIP 891777104 03/12/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Advisory Vote on Golden Mgmt For For For
Parachutes
3 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
TRW Automotive Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
TRW CUSIP 87264S106 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jody G. Miller Mgmt For For For
1.2 Elect John C. Plant Mgmt For For For
1.3 Elect Neil P. Simpkins Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tutor Perini Corporation
Ticker Security ID: Meeting Date Meeting Status
TPC CUSIP 901109108 05/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald N. Tutor Mgmt For For For
1.2 Elect Marilyn A. Mgmt For For For
Alexander
1.3 Elect Peter Arkley Mgmt For Withhold Against
1.4 Elect Robert Band Mgmt For For For
1.5 Elect Michael R. Klein Mgmt For For For
1.6 Elect Martin R. Melone Mgmt For For For
1.7 Elect Robert L. Miller Mgmt For For For
1.8 Elect Raymond R. Oneglia Mgmt For For For
1.9 Elect Donald D. Snyder Mgmt For For For
1.10 Elect Dickran M. Mgmt For For For
Tevrizian,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Two Harbors Investment Corp.
Ticker Security ID: Meeting Date Meeting Status
TWO CUSIP 90187B101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James J. Bender Mgmt For For For
1.2 Elect Mark D. Ein Mgmt For For For
1.3 Elect William W. Johnson Mgmt For For For
1.4 Elect Stephen G. Kasnet Mgmt For For For
1.5 Elect W. Reid Sanders Mgmt For For For
1.6 Elect Thomas Siering Mgmt For For For
1.7 Elect Brian C. Taylor Mgmt For For For
1.8 Elect Hope D. Woodhouse Mgmt For For For
2 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tyson Foods, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSN CUSIP 902494103 02/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John Tyson Mgmt For For For
2 Elect Kathleen Bader Mgmt For For For
3 Elect Gaurdie Banister, Mgmt For For For
Jr.
4 Elect Jim Kever Mgmt For For For
5 Elect Kevin McNamara Mgmt For For For
6 Elect Brad Sauer Mgmt For For For
7 Elect Robert Thurber Mgmt For For For
8 Elect Barbara Tyson Mgmt For For For
9 Elect Albert Zapanta Mgmt For For For
10 Amendment to the 2000 Mgmt For For For
Stock Incentive
Plan
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Universal Corporation
Ticker Security ID: Meeting Date Meeting Status
UVV CUSIP 913456109 08/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John Adams, Jr. Mgmt For For For
1.2 Elect Diana Cantor Mgmt For For For
1.3 Elect Robert Sledd Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2007 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Unum Group
Ticker Security ID: Meeting Date Meeting Status
UNM CUSIP 91529Y106 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect E. Michael Mgmt For For For
Caulfield
2 Elect Ronald E. Mgmt For For For
Goldsberry
3 Elect Kevin T. Kabat Mgmt For For For
4 Elect Michael J. Mgmt For For For
Passarella
5 Repeal of Classified Mgmt For For For
Board
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Annual Incentive Plan Mgmt For For For
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
URS Corporation
Ticker Security ID: Meeting Date Meeting Status
URS CUSIP 903236107 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mickey P. Foret Mgmt For For For
2 Elect William H. Frist Mgmt For For For
3 Elect Lydia H. Kennard Mgmt For For For
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Martin M. Koffel Mgmt For For For
6 Elect Timothy R. Mgmt For For For
McLevish
7 Elect Joseph W. Ralston Mgmt For For For
8 Elect John D. Roach Mgmt For For For
9 Elect Douglas W. Stotlar Mgmt For For For
10 Elect William P. Mgmt For For For
Sullivan
11 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
USANA Health Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
USNA CUSIP 90328M107 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Anciaux Mgmt For For For
1.2 Elect Gilbert Fuller Mgmt For For For
1.3 Elect Jerry McClain Mgmt For For For
1.4 Elect Ronald Poelman Mgmt For For For
1.5 Elect Myron Wentz Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
USEC Inc.
Ticker Security ID: Meeting Date Meeting Status
USU CUSIP 90333E108 06/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Mellor Mgmt For For For
1.2 Elect Sigmund L. Mgmt For For For
Cornelius
1.3 Elect Joseph T. Doyle Mgmt For For For
1.4 Elect William J. Madia Mgmt For For For
1.5 Elect Walter E. Mgmt For For For
Skowronski
1.6 Elect M. Richard Smith Mgmt For For For
1.7 Elect John K. Welch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Reverse Stock Split and Mgmt For For For
Reduction of
Authorized
Shares
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding Pay
Ratio
________________________________________________________________________________
Valero Energy Corporation
Ticker Security ID: Meeting Date Meeting Status
VLO CUSIP 91913Y100 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jerry D. Choate Mgmt For For For
2 Elect Ruben M. Escobedo Mgmt For For For
3 Elect William R. Klesse Mgmt For For For
4 Elect Deborah P. Majoras Mgmt For For For
5 Elect Bob Marbut Mgmt For For For
6 Elect Donald L. Nickles Mgmt For For For
7 Elect Phillip J. Mgmt For For For
Pfeiffer
8 Elect Robert A. Profusek Mgmt For For For
9 Elect Susan K. Purcell Mgmt For For For
10 Elect Stephen M. Waters Mgmt For For For
11 Elect Randall J. Mgmt For For For
Weisenburger
12 Elect Rayford Wilkins Mgmt For For For
Jr.
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Validus Holdings, Ltd.
Ticker Security ID: Meeting Date Meeting Status
VR CUSIP G9319H102 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward J. Noonan Mgmt For For For
1.2 Elect Mahmoud Abdallah Mgmt For For For
1.3 Elect Jeffrey W. Mgmt For For For
Greenberg
1.4 Elect John J. Mgmt For For For
Hendrickson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Vishay Intertechnology, Inc.
Ticker Security ID: Meeting Date Meeting Status
VSH CUSIP 928298108 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gerald Paul Mgmt For For For
1.2 Elect Frank Maier Mgmt For For For
1.3 Elect Timothy Talbert Mgmt For For For
1.4 Elect Thomas Wertheimer Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Reapproval of Material Mgmt For For For
Terms Under the 2007
Stock Incentive
Program
________________________________________________________________________________
Vonage Holdings Corp.
Ticker Security ID: Meeting Date Meeting Status
VG CUSIP 92886T201 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael A. Krupka Mgmt For For For
1.2 Elect David C. Nagel Mgmt For For For
1.3 Elect Margaret M. Smyth Mgmt For For For
2 Elect Stephen Fisher Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2006 Mgmt For Against Against
Incentive
Plan
5 Adoption of Tax Mgmt For For For
Benefits Preservation
Plan
________________________________________________________________________________
W&T Offshore, Inc.
Ticker Security ID: Meeting Date Meeting Status
WTI CUSIP 92922P106 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Virginia Boulet Mgmt For For For
1.2 Elect Robert I. Israel Mgmt For For For
1.3 Elect Stuart B. Katz Mgmt For For For
1.4 Elect Tracy W. Krohn Mgmt For For For
1.5 Elect S. James Nelson, Mgmt For For For
Jr.
1.6 Elect B. Frank Stanley Mgmt For For For
2 Amendment to the Mgmt For For For
Incentive Compensation
Plan
3 Amendment to the Mgmt For For For
Material Terms of the
Performance Goals
Under the Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Digital Corporation
Ticker Security ID: Meeting Date Meeting Status
WDC CUSIP 958102105 11/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kathleen Cote Mgmt For For For
2 Elect John Coyne Mgmt For For For
3 Elect Henry DeNero Mgmt For For For
4 Elect William Kimsey Mgmt For For For
5 Elect Michael Lambert Mgmt For For For
6 Elect Len Lauer Mgmt For For For
7 Elect Matthew Massengill Mgmt For For For
8 Elect Roger Moore Mgmt For For For
9 Elect Kensuke Oka Mgmt For For For
10 Elect Thomas Pardun Mgmt For For For
11 Elect Arif Shakeel Mgmt For For For
12 Elect Masahiro Yamamura Mgmt For For For
13 Amendment to the 2004 Mgmt For For For
Performance Incentive
Plan
14 Amendment to the 2005 Mgmt For For For
Employee Stock
Purchase
Plan
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Whirlpool Corporation
Ticker Security ID: Meeting Date Meeting Status
WHR CUSIP 963320106 04/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Samuel Allen Mgmt For For For
2 Elect Gary DiCamillo Mgmt For For For
3 Elect Diane Dietz Mgmt For For For
4 Elect Jeff Fettig Mgmt For For For
5 Elect Michael Johnston Mgmt For For For
6 Elect William Kerr Mgmt For For For
7 Elect John Liu Mgmt For For For
8 Elect Harish Manwani Mgmt For For For
9 Elect William Perez Mgmt For For For
10 Elect Michael Todman Mgmt For For For
11 Elect Michael White Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Amendment to the 2010 Mgmt For For For
Omnibus Stock
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding the Approval
of Survivor Benefits
(Golden
Coffins)
________________________________________________________________________________
Xerox Corporation
Ticker Security ID: Meeting Date Meeting Status
XRX CUSIP 984121103 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Glenn A. Britt Mgmt For For For
2 Elect Ursula M. Burns Mgmt For For For
3 Elect Richard J. Mgmt For For For
Harrington
4 Elect William C. Hunter Mgmt For For For
5 Elect Robert J. Keegan Mgmt For For For
6 Elect Robert A. McDonald Mgmt For For For
7 Elect Charles Prince Mgmt For For For
8 Elect Ann N. Reese Mgmt For For For
9 Elect Sara M. Tucker Mgmt For For For
10 Elect Mary Agnes Mgmt For For For
Wilderotter
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2004 Mgmt For For For
Equity Compensation
Plan for Non-Employee
Directors
________________________________________________________________________________
Zimmer Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ZMH CUSIP 98956P102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher B. Mgmt For For For
Begley
2 Elect Betsy J. Bernard Mgmt For For For
3 Elect Gail K. Boudreaux Mgmt For For For
4 Elect David C. Dvorak Mgmt For For For
5 Elect Larry C. Glasscock Mgmt For For For
6 Elect Robert A. Hagemann Mgmt For For For
7 Elect Arthur J. Higgins Mgmt For For For
8 Elect John L. McGoldrick Mgmt For For For
9 Elect Cecil B. Pickett Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Mgmt For For For
Executive Performance
Incentive
Plan
13 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
________________________________________________________________________________
Fund Name : Harbor Small Cap Value Fund
________________________________________________________________________________
AAR Corp.
Ticker Security ID: Meeting Date Meeting Status
AIR CUSIP 000361105 10/10/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony Anderson Mgmt For For For
1.2 Elect Michael Boyce Mgmt For For For
1.3 Elect David Storch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Aaron's, Inc.
Ticker Security ID: Meeting Date Meeting Status
AAN CUSIP 002535300 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gilbert L. Mgmt For For For
Danielson
1.2 Elect David L. Kolb Mgmt For For For
1.3 Elect Cynthia N. Day Mgmt For For For
1.4 Elect Hubert L. Harris, Mgmt For For For
Jr.
2 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AMCOL International Corporation
Ticker Security ID: Meeting Date Meeting Status
ACO CUSIP 02341W103 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jay D. Proops Mgmt For For For
1.2 Elect William H. Mgmt For For For
Schumann,
III
1.3 Elect Paul C. Weaver Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Amedisys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMED CUSIP 023436108 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William F. Borne Mgmt For For For
1.2 Elect Linda J. Hall Mgmt For For For
1.3 Elect Ronald A. LaBorde Mgmt For For For
1.4 Elect Jake L. Mgmt For For For
Netterville
1.5 Elect David R. Pitts Mgmt For For For
1.6 Elect Peter Ricchuiti Mgmt For For For
1.7 Elect Donald A. Washburn Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Approval of the Mgmt For For For
Material Terms under
the 2008 Omnibus
Incentive Compensation
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
American Equity Investment Life Holding Company
Ticker Security ID: Meeting Date Meeting Status
AEL CUSIP 025676206 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alexander M. Clark Mgmt For For For
1.2 Elect John M. Matovina Mgmt For For For
1.3 Elect Gerald D. Neugent Mgmt For For For
2 2013 Director Equity Mgmt For For For
and Incentive
Plan
3 Short-Term Performance Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
AMERIGROUP Corporation
Ticker Security ID: Meeting Date Meeting Status
AGP CUSIP 03073T102 10/23/2012 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For For For
Parachutes
________________________________________________________________________________
Astoria Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
AF CUSIP 046265104 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Chrin Mgmt For For For
1.2 Elect John J. Corrado Mgmt For For For
1.3 Elect Brian M. Leeney Mgmt For For For
1.4 Elect Patricia M. Mgmt For For For
Nazemetz
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bristow Group Inc.
Ticker Security ID: Meeting Date Meeting Status
BRS CUSIP 110394103 08/01/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Amonett Mgmt For For For
1.2 Elect Stephen Cannon Mgmt For For For
1.3 Elect William Chiles Mgmt For For For
1.4 Elect Michael Flick Mgmt For For For
1.5 Elect Lori Gobillot Mgmt For For For
1.6 Elect Ian Godden Mgmt For For For
1.7 Elect Stephen King Mgmt For For For
1.8 Elect Thomas Knudson Mgmt For For For
1.9 Elect Mathew Masters Mgmt For For For
1.10 Elect Bruce Stover Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cabot Microelectronics Corporation
Ticker Security ID: Meeting Date Meeting Status
CCMP CUSIP 12709P103 03/05/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect H. Laurance Fuller Mgmt For For For
1.2 Elect Richard S. Hill Mgmt For For For
1.3 Elect Edward J. Mooney Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cantel Medical Corp.
Ticker Security ID: Meeting Date Meeting Status
CMN CUSIP 138098108 01/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Diker Mgmt For For For
1.2 Elect Alan Batkin Mgmt For For For
1.3 Elect Ann Berman Mgmt For For For
1.4 Elect Joseph Cohen Mgmt For For For
1.5 Elect Mark Diker Mgmt For For For
1.6 Elect George Fotiades Mgmt For For For
1.7 Elect Alan Hirschfield Mgmt For For For
1.8 Elect Andrew Krakauer Mgmt For For For
1.9 Elect Peter Pronovost Mgmt For For For
1.10 Elect Bruce Slovin Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cash America International, Inc.
Ticker Security ID: Meeting Date Meeting Status
CSH CUSIP 14754D100 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel E. Berce Mgmt For For For
1.2 Elect Jack R. Daugherty Mgmt For For For
1.3 Elect Daniel R. Feehan Mgmt For For For
1.4 Elect James H. Graves Mgmt For For For
1.5 Elect B.D. Hunter Mgmt For For For
1.6 Elect Timothy J. Mgmt For For For
McKibben
1.7 Elect Alfred M. Micallef Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centene Corporation
Ticker Security ID: Meeting Date Meeting Status
CNC CUSIP 15135B101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Orlando Ayala Mgmt For For For
1.2 Elect Pamela A. Joseph Mgmt For For For
1.3 Elect Tommy G. Thompson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Checkpoint Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
CKP CUSIP 162825103 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William S. Antle, Mgmt For For For
III
1.2 Elect Stephen N. David Mgmt For For For
1.3 Elect R. Keith Elliott Mgmt For For For
1.4 Elect Marc T. Giles Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Coherent, Inc.
Ticker Security ID: Meeting Date Meeting Status
COHR CUSIP 192479103 02/27/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John R. Ambroseo Mgmt For For For
1.2 Elect Jay T. Flatley Mgmt For For For
1.3 Elect Susan M. James Mgmt For For For
1.4 Elect L. William Krause Mgmt For For For
1.5 Elect Garry W. Rogerson Mgmt For For For
1.6 Elect Lawrence J. Mgmt For For For
Tomlinson
1.7 Elect Sandeep S. Vij Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Core Laboratories N.V.
Ticker Security ID: Meeting Date Meeting Status
CLB CUSIP N22717107 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect D. John Ogren Mgmt For For For
2 Elect Lucia van Geuns Mgmt For For For
3 Elect Charles L. Dunlap Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Accounts and Reports Mgmt For For For
7 Authority to Cancel Mgmt For For For
Shares
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Common and Preference
Shares w/ Preemptive
Rights
10 Elimination of Mgmt For For For
Preemptive
Rights
________________________________________________________________________________
Covance Inc.
Ticker Security ID: Meeting Date Meeting Status
CVD CUSIP 222816100 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph L. Herring Mgmt For For For
1.2 Elect John McCartney Mgmt For For For
1.3 Elect Bradley T. Sheares Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Employee Equity Mgmt For For For
Participation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Digital River, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRIV CUSIP 25388B104 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Perry W. Steiner Mgmt For For For
2 Elect Timothy J. Mgmt For For For
Pawlenty
3 Elect David C. Dobson Mgmt For For For
4 2013 Performance Bonus Mgmt For For For
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 07/26/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hwan-yoon Chung Mgmt For For For
2 Elect Arthur Katsaros Mgmt For For For
3 Elect Robert Magnus Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Entegris, Inc.
Ticker Security ID: Meeting Date Meeting Status
ENTG CUSIP 29362U104 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Bradley Mgmt For For For
2 Elect Marvin D. Burkett Mgmt For For For
3 Elect R. Nicholas Burns Mgmt For For For
4 Elect Daniel W. Mgmt For For For
Christman
5 Elect Bertrand Loy Mgmt For For For
6 Elect Roger D. McDaniel Mgmt For For For
7 Elect Paul L.H. Olson Mgmt For For For
8 Elect Brian F. Sullivan Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
First Potomac Realty Trust
Ticker Security ID: Meeting Date Meeting Status
FPO CUSIP 33610F109 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert H. Arnold Mgmt For For For
1.2 Elect Richard B. Chess Mgmt For For For
1.3 Elect Douglas J. Mgmt For For For
Donatelli
1.4 Elect J. Roderick Mgmt For For For
Heller
III
1.5 Elect R. Michael Mgmt For For For
McCullough
1.6 Elect Alan G. Merten Mgmt For For For
1.7 Elect Terry L. Stevens Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Flir Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLIR CUSIP 302445101 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Carter Mgmt For For For
2 Elect Michael T. Smith Mgmt For For For
3 Elect John W. Wood, Jr. Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Repeal of Classified Mgmt For For For
Board
6 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
________________________________________________________________________________
Franklin Electric Co., Inc.
Ticker Security ID: Meeting Date Meeting Status
FELE CUSIP 353514102 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Scott Trumbull Mgmt For For For
1.2 Elect Thomas L. Young Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
GATX Corporation
Ticker Security ID: Meeting Date Meeting Status
GMT CUSIP 361448103 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Anne L. Arvia Mgmt For For For
2 Elect Ernst A. Haberli Mgmt For For For
3 Elect Brian A. Kenney Mgmt For For For
4 Elect Mark G. McGrath Mgmt For For For
5 Elect James B. Ream Mgmt For For For
6 Elect Robert J. Ritchie Mgmt For For For
7 Elect David S. Mgmt For For For
Sutherland
8 Elect Casey J. Sylla Mgmt For For For
9 Elect Paul G. Yovovich Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Global Payments Inc.
Ticker Security ID: Meeting Date Meeting Status
GPN CUSIP 37940X102 09/19/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alex Hart Mgmt For For For
1.2 Elect William Jacobs Mgmt For For For
1.3 Elect Alan Silberstein Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Adoption of Majority Mgmt For For For
Vote for Election of
Directors
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Harsco Corporation
Ticker Security ID: Meeting Date Meeting Status
HSC CUSIP 415864107 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect P. K. Decker Mgmt For For For
1.2 Elect J .F. Earl Mgmt For For For
1.3 Elect K. G. Eddy Mgmt For For For
1.4 Elect D. C. Everitt Mgmt For For For
1.5 Elect Stuart E. Graham Mgmt For For For
1.6 Elect Terry D. Growcock Mgmt For For For
1.7 Elect Henry W. Knueppel Mgmt For For For
1.8 Elect J. M. Loree Mgmt For For For
1.9 Elect A. J. Sordoni, III Mgmt For For For
1.10 Elect Robert C. Wilburn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Equity and Mgmt For For For
Incentive Compensation
Plan
________________________________________________________________________________
Healthways, Inc.
Ticker Security ID: Meeting Date Meeting Status
HWAY CUSIP 422245100 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ben R. Leedle, Jr. Mgmt For For For
1.2 Elect Alison Mgmt For For For
Taunton-Rigby
1.3 Elect Donato Tramuto Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Helen of Troy Limited
Ticker Security ID: Meeting Date Meeting Status
HELE CUSIP G4388N106 08/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gary Abromovitz Mgmt For For For
2 Elect John Butterworth Mgmt For For For
3 Elect Timothy Meeker Mgmt For For For
4 Elect Gerald Rubin Mgmt For For For
5 Elect William Susetka Mgmt For For For
6 Elect Adolpho Telles Mgmt For For For
7 Elect Darren Woody Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hexcel Corporation
Ticker Security ID: Meeting Date Meeting Status
HXL CUSIP 428291108 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David E. Berges Mgmt For For For
2 Elect Joel S. Beckman Mgmt For For For
3 Elect Lynn Brubaker Mgmt For For For
4 Elect Jeffrey C. Mgmt For For For
Campbell
5 Elect Sandra L. Mgmt For For For
Derickson
6 Elect W. Kim Foster Mgmt For For For
7 Elect Thomas A. Gendron Mgmt For For For
8 Elect Jeffrey A. Graves Mgmt For For For
9 Elect David C. Hill Mgmt For For For
10 Elect David L. Pugh Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 2013 Incentive Stock Mgmt For For For
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ITRON, Inc.
Ticker Security ID: Meeting Date Meeting Status
ITRI CUSIP 465741106 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas S. Mgmt For For For
Glanville
2 Elect Sharon L. Nelson Mgmt For For For
3 Elect Lynda L. Ziegler Mgmt For For For
4 Elect Philip C. Mezey Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Life Time Fitness, Inc.
Ticker Security ID: Meeting Date Meeting Status
LTM CUSIP 53217R207 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bahram Akradi Mgmt For For For
2 Elect Giles H. Bateman Mgmt For For For
3 Elect Jack W. Eugster Mgmt For For For
4 Elect Guy C. Jackson Mgmt For For For
5 Elect John K. Lloyd Mgmt For For For
6 Elect Martha A. Morfitt Mgmt For For For
7 Elect John B. Richards Mgmt For For For
8 Elect Joseph S. Mgmt For For For
Vassalluzzo
9 Ratification of Auditor Mgmt For For For
10 Executive Cash Bonus Mgmt For For For
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Littelfuse, Inc.
Ticker Security ID: Meeting Date Meeting Status
LFUS CUSIP 537008104 04/26/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tzau-Jin Chung Mgmt For For For
1.2 Elect Cary T. Fu Mgmt For For For
1.3 Elect Anthony Grillo Mgmt For For For
1.4 Elect Gordon Hunter Mgmt For For For
1.5 Elect John E. Major Mgmt For For For
1.6 Elect William P. Noglows Mgmt For For For
1.7 Elect Ronald L. Schubel Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lufkin Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LUFK CUSIP 549764108 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Glick Mgmt For For For
2 Elect John D. Hofmeister Mgmt For For For
3 Elect Amr Z. Selim Mgmt For For For
4 Elect Thomas E. Wiener Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 2013 Incentive Stock Mgmt For For For
Compensation
Plan
________________________________________________________________________________
Lufkin Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
LUFK CUSIP 549764108 06/27/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Meeting Mgmt For For For
3 Advisory Vote on Golden Mgmt For For For
Parachutes
________________________________________________________________________________
Medical Properties Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
MPW CUSIP 58463J304 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward K. Aldag, Mgmt For For For
Jr.
1.2 Elect G. Steven Dawson Mgmt For For For
1.3 Elect R. Steven Hamner Mgmt For For For
1.4 Elect Robert E. Holmes Mgmt For For For
1.5 Elect Sherry A. Kellett Mgmt For For For
1.6 Elect William G. Mgmt For For For
McKenzie
1.7 Elect L. Glenn Orr, Jr. Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 2013 Equity Incentive Mgmt For For For
Plan
________________________________________________________________________________
Mednax, Inc.
Ticker Security ID: Meeting Date Meeting Status
MD CUSIP 58502B106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cesar L. Alvarez Mgmt For For For
1.2 Elect Waldemar A. Carlo Mgmt For For For
1.3 Elect Michael B. Mgmt For For For
Fernandez
1.4 Elect Roger K. Freeman Mgmt For For For
1.5 Elect Paul G. Gabos Mgmt For For For
1.6 Elect Pascal J. Mgmt For For For
Goldschmidt
1.7 Elect Manuel Kadre Mgmt For For For
1.8 Elect Roger J. Medel Mgmt For For For
1.9 Elect Donna E. Shalala Mgmt For For For
1.10 Elect Enrique J. Sosa Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Meritage Homes Corporation
Ticker Security ID: Meeting Date Meeting Status
MTH CUSIP 59001A102 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter L. Ax Mgmt For For For
1.2 Elect Robert G. Sarver Mgmt For For For
1.3 Elect Gerald W. Haddock Mgmt For For For
1.4 Elect Michael R. Odell Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
MOOG Inc.
Ticker Security ID: Meeting Date Meeting Status
MOG.A CUSIP 615394202 01/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Albert Myers Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2008 Mgmt For For For
Stock Appreciation
Rights
Plan
________________________________________________________________________________
Newpark Resources, Inc.
Ticker Security ID: Meeting Date Meeting Status
NR CUSIP 651718504 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Anderson Mgmt For For For
1.2 Elect Jerry W. Box Mgmt For For For
1.3 Elect George S. Finley Mgmt For For For
1.4 Elect Paul L. Howes Mgmt For For For
1.5 Elect James W. McFarland Mgmt For For For
1.6 Elect Gary L. Warren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Equity Incentive
Plan
4 Amendment to the 2008 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ONEOK, Inc.
Ticker Security ID: Meeting Date Meeting Status
OKE CUSIP 682680103 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James C. Day Mgmt For For For
2 Elect Julie H. Edwards Mgmt For For For
3 Elect William L. Ford Mgmt For For For
4 Elect John W. Gibson Mgmt For For For
5 Elect Bert H. Mackie Mgmt For For For
6 Elect Steven J. Malcolm Mgmt For For For
7 Elect Jim W. Mogg Mgmt For For For
8 Elect Pattye L. Moore Mgmt For For For
9 Elect Gary D. Parker Mgmt For For For
10 Elect Eduardo A. Mgmt For For For
Rodriguez
11 Ratification of Auditor Mgmt For For For
12 Amendment to the Equity Mgmt For For For
Compensation
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Fugitive
Methane
Emissions
________________________________________________________________________________
Protective Life Corp.
Ticker Security ID: Meeting Date Meeting Status
PL CUSIP 743674103 05/13/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert O. Burton Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect Thomas L. Hamby Mgmt For For For
4 Elect John D. Johns Mgmt For For For
5 Elect Vanessa Leonard Mgmt For For For
6 Elect Charles D. McCrary Mgmt For For For
7 Elect John J. McMahon, Mgmt For For For
Jr.
8 Elect Hans Hugh Miller Mgmt For For For
9 Elect Malcolm Portera Mgmt For For For
10 Elect C. Dowd Ritter Mgmt For For For
11 Elect Jesse J. Spikes Mgmt For For For
12 Elect William A. Terry Mgmt For For For
13 Elect W. Michael Mgmt For For For
Warren,
Jr.
14 Elect Vanessa Wilson Mgmt For For For
15 Amendment to the Stock Mgmt For For For
Plan for Non-Employee
Directors
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Raymond James Financial, Inc.
Ticker Security ID: Meeting Date Meeting Status
RJF CUSIP 754730109 02/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Shelley Broader Mgmt For For For
2 Elect Francis Godbold Mgmt For For For
3 Elect H. William Mgmt For For For
Habermeyer,
Jr.
4 Elect Chet Helck Mgmt For For For
5 Elect Thomas James Mgmt For For For
6 Elect Gordon Johnson Mgmt For For For
7 Elect Paul Reilly Mgmt For For For
8 Elect Robert Saltzman Mgmt For For For
9 Elect Hardwick Simmons Mgmt For For For
10 Elect Susan Story Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Reinsurance Group of America, Incorporated
Ticker Security ID: Meeting Date Meeting Status
RGA CUSIP 759351604 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William J. Mgmt For For For
Bartlett
1.2 Elect Alan C. Henderson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Flexible Stock
Plan
4 Approval of performance Mgmt For For For
measures under the
Annual Bonus
Plan
5 Approval of performance Mgmt For For For
measures under the
Flexible Stock
Plan
6 Repeal of Classified Mgmt For For For
Board
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SBA Communications Corporation
Ticker Security ID: Meeting Date Meeting Status
SBAC CUSIP 78388J106 05/09/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin L. Beebe Mgmt For For For
2 Elect Jack Langer Mgmt For For For
3 Elect Jeffrey A. Stoops Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Snap-on Incorporated
Ticker Security ID: Meeting Date Meeting Status
SNA CUSIP 833034101 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John F. Fiedler Mgmt For For For
2 Elect James P. Holden Mgmt For For For
3 Elect W. Dudley Lehman Mgmt For For For
4 Elect Edward H. Rensi Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
South Jersey Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
SJI CUSIP 838518108 04/19/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sarah M. Barpoulis Mgmt For For For
2 Elect Thomas A. Bracken Mgmt For For For
3 Elect Keith S. Campbell Mgmt For For For
4 Elect Sheila Mgmt For For For
Hartnett-Devlin
5 Elect Victor A. Mgmt For For For
Fortkiewicz
6 Elect Edward J. Graham Mgmt For For For
7 Elect Walter M. Higgins Mgmt For For For
III
8 Elect Sunita Holzer Mgmt For For For
9 Elect Joseph H. Mgmt For For For
Petrowski
10 Elect Frank L. Sims Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
State Auto Financial Corporation
Ticker Security ID: Meeting Date Meeting Status
STFC CUSIP 855707105 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert E. Baker Mgmt For For For
1.2 Elect Thomas E. Markert Mgmt For For For
1.3 Elect Alexander B. Mgmt For For For
Trevor
2 Amendment to the 2009 Mgmt For For For
Equity Incentive
Compensation
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Swift Energy Company
Ticker Security ID: Meeting Date Meeting Status
SFY CUSIP 870738101 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Greg Matiuk Mgmt For For For
1.2 Elect Bruce H. Vincent Mgmt For For For
2 Amendment to the 2005 Mgmt For For For
Stock Compensation
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Teledyne Technologies Incorporated
Ticker Security ID: Meeting Date Meeting Status
TDY CUSIP 879360105 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Crocker Mgmt For For For
1.2 Elect Robert Mehrabian Mgmt For For For
1.3 Elect Michael T. Smith Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Scotts Miracle-Gro Company
Ticker Security ID: Meeting Date Meeting Status
SMG CUSIP 810186106 01/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam Hanft Mgmt For For For
1.2 Elect Stephen Johnson Mgmt For For For
1.3 Elect Katherine Mgmt For For For
Littlefield
1.4 Elect Michael Porter Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2006 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Timken Company
Ticker Security ID: Meeting Date Meeting Status
TKR CUSIP 887389104 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John M. Ballbach Mgmt For For For
1.2 Elect Phillip R. Cox Mgmt For For For
1.3 Elect Diane C. Creel Mgmt For For For
1.4 Elect James W. Griffith Mgmt For For For
1.5 Elect John A. Luke, Jr. Mgmt For For For
1.6 Elect Joseph W. Ralston Mgmt For For For
1.7 Elect John P. Reilly Mgmt For For For
1.8 Elect Frank C. Sullivan Mgmt For For For
1.9 Elect John M. Timken, Mgmt For For For
Jr.
1.10 Elect Ward J. Timken Mgmt For For For
1.11 Elect Ward J. Timken, Mgmt For For For
Jr.
1.12 Elect Jacqueline F. Mgmt For For For
Woods
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to Articles Mgmt For For For
of Incorporation to
Reduce Supermajority
Requirement
5 Amendment to Mgmt For For For
Regulations to Reduce
Supermajority
Requirement
6 Shareholder Proposal Mgmt Against Against For
Regarding Steel
Business
________________________________________________________________________________
The Valspar Corporation
Ticker Security ID: Meeting Date Meeting Status
VAL CUSIP 920355104 02/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Willam Cook Mgmt For For For
1.2 Elect Gary Hendrickson Mgmt For For For
1.3 Elect Mae Jemison Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Trustmark Corporation
Ticker Security ID: Meeting Date Meeting Status
TRMK CUSIP 898402102 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adolphus B. Baker Mgmt For For For
1.2 Elect Toni D. Cooley Mgmt For For For
1.3 Elect Daniel A. Grafton Mgmt For For For
1.4 Elect Gerard R. Host Mgmt For For For
1.5 Elect David H. Hoster II Mgmt For For For
1.6 Elect John M. McCullouch Mgmt For For For
1.7 Elect Richard H. Puckett Mgmt For For For
1.8 Elect R. Michael Mgmt For For For
Summerford
1.9 Elect LeRoy G. Walker, Mgmt For For For
Jr.
1.10 Elect William G. Yates Mgmt For For For
III
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
United Bankshares, Inc.
Ticker Security ID: Meeting Date Meeting Status
UBSI CUSIP 909907107 05/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard M. Adams Mgmt For For For
1.2 Elect Robert G. Astorg Mgmt For For For
1.3 Elect W. Gaston Mgmt For For For
Caperton,
III
1.4 Elect Lawrence K. Doll Mgmt For For For
1.5 Elect Theodore J. Mgmt For For For
Georgelas
1.6 Elect F. T. Graff, Jr. Mgmt For For For
1.7 Elect Douglas J. Leech Mgmt For For For
1.8 Elect John M. McMahon Mgmt For For For
1.9 Elect J. Paul McNamara Mgmt For For For
1.10 Elect Mark R. Nesselroad Mgmt For For For
1.11 Elect William C. Pitt, Mgmt For For For
III
1.12 Elect Donald L. Unger Mgmt For For For
1.13 Elect Mary K. Weddle Mgmt For For For
1.14 Elect Gary G. White Mgmt For For For
1.15 Elect P. Clinton Mgmt For For For
Winter,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
United Fire Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
UFCS CUSIP 910340108 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John-Paul E. Mgmt For For For
Besong
1.2 Elect James W. Noyce Mgmt For For For
1.3 Elect Mary K. Quass Mgmt For For For
1.4 Elect John A. Rife Mgmt For For For
1.5 Elect Kyle D. Skogman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
URS Corporation
Ticker Security ID: Meeting Date Meeting Status
URS CUSIP 903236107 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mickey P. Foret Mgmt For For For
2 Elect William H. Frist Mgmt For For For
3 Elect Lydia H. Kennard Mgmt For For For
4 Elect Donald R. Knauss Mgmt For For For
5 Elect Martin M. Koffel Mgmt For For For
6 Elect Timothy R. Mgmt For For For
McLevish
7 Elect Joseph W. Ralston Mgmt For For For
8 Elect John D. Roach Mgmt For For For
9 Elect Douglas W. Stotlar Mgmt For For For
10 Elect William P. Mgmt For For For
Sullivan
11 Amendment to the 2008 Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
WGL Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
WGL CUSIP 92924F106 03/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael D. Barnes Mgmt For For For
1.2 Elect George P. Clancy, Mgmt For For For
Jr.
1.3 Elect James W. Dyke, Jr. Mgmt For For For
1.4 Elect Melvyn J. Estrin Mgmt For For For
1.5 Elect Nancy C. Floyd Mgmt For For For
1.6 Elect James F. Lafond Mgmt For For For
1.7 Elect Debra L. Lee Mgmt For For For
1.8 Elect Terry D. Mgmt For For For
McCallister
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fund Name : Harbor International Fund
________________________________________________________________________________
ABB Ltd.
Ticker Security ID: Meeting Date Meeting Status
ABBN CINS H0010V101 04/25/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Increase in Authorized Mgmt For TNA N/A
Capital
8 Elect Roger Agnelli Mgmt For TNA N/A
9 Elect Louis R. Hughes Mgmt For TNA N/A
10 Elect Hans U. Marki Mgmt For TNA N/A
11 Elect Michel de Rosen Mgmt For TNA N/A
12 Elect Michael Treschow Mgmt For TNA N/A
13 Elect Jacob Wallenberg Mgmt For TNA N/A
14 Elect Ying Yeh Mgmt For TNA N/A
15 Elect Hubertus von Mgmt For TNA N/A
Grunberg
16 Appointment of Auditor Mgmt For TNA N/A
17 Transaction of Other Mgmt N/A TNA N/A
Business
________________________________________________________________________________
Accor SA
Ticker Security ID: Meeting Date Meeting Status
AC CINS F00189120 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Ratification of Board
Acts
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Losses/Dividends
7 Elect Sophie Gasperment Mgmt For For For
8 Elect Patrick Sayer Mgmt For For For
9 Elect Nadra Moussalem Mgmt For For For
10 Appointment of Deloitte Mgmt For For For
11 Appointment of Ernst & Mgmt For For For
Young
12 Appointment of BEAS as Mgmt For For For
Alternate
Auditor
13 Appointment of Auditex Mgmt For For For
as Alternate
Auditor
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
16 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
Through Private
Placement
19 Authority to Increase Mgmt For For For
Share Issuance
Limit
20 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
21 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
22 Global Ceiling on Mgmt For For For
Capital
Increases
23 Employee Stock Purchase Mgmt For For For
Plan
24 Authority to Grant Mgmt For For For
Stock
Options
25 Authority to Issue Mgmt For For For
Restricted
Shares
26 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Air Liquide
Ticker Security ID: Meeting Date Meeting Status
AI CINS F01764103 05/07/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Repurchase Mgmt For For For
Shares
8 Elect Thierry Desmarest Mgmt For For For
9 Elect Thierry Peugeot Mgmt For For For
10 Life Insurance Benefits Mgmt For For For
(Benoit
Potier)
11 Life Insurance Benefits Mgmt For For For
(Pierre
Dufour)
12 Authority to Issue Debt Mgmt For For For
Instruments
13 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
14 Authority to Grant Mgmt For For For
Stock
Options
15 Authority to Issue Mgmt For For For
Restricted
Shares
16 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
17 Greenshoe Mgmt For For For
18 Employee Stock Purchase Mgmt For For For
Plan
19 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
20 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Allianz SE
Ticker Security ID: Meeting Date Meeting Status
ALV CINS D03080112 05/07/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Elect Christine Bosse Mgmt For TNA N/A
________________________________________________________________________________
Anglo American plc
Ticker Security ID: Meeting Date Meeting Status
AAL CINS G03764134 04/19/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Mark Cutifani Mgmt For For For
4 Elect Byron E. Grote Mgmt For For For
5 Elect Anne L. Stevens Mgmt For For For
6 Elect David J. Challen Mgmt For For For
7 Elect Sir CK Chow Mgmt For For For
8 Elect Sir Philip Hampton Mgmt For For For
9 Elect Rene Medori Mgmt For For For
10 Elect Phuthuma F. Nhleko Mgmt For For For
11 Elect Ray O'Rourke Mgmt For For For
12 Elect Sir John Parker Mgmt For For For
13 Elect Jack E. Thompson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Directors' Remuneration Mgmt For For For
Report
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/24/2013 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Disapplication of Mgmt For For For
Preemptive Rights for
Stock Option
Grants
6 Authority to Grant Mgmt For For For
Stock
Options
7 Authority to Increase Mgmt For For For
Capital for Stock
Options
8 Authority to Grant Mgmt For For For
Stock Options to
Non-Executive
Directors
9 Authorization of Legal Mgmt For For For
Formalities
10 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/24/2013 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
8 Ratification of Board Mgmt For For For
Acts
9 Ratification of Mgmt For For For
Auditor's
Acts
10 Elect Kees J. Storm Mgmt For For For
11 Appointment of Mgmt For For For
PricewaterhouseCoopers
and Authority to Set
Fees
12 Remuneration Report Mgmt For For For
13 Stock Option Plan for Mgmt For For For
US
Employees
14 Directors' Fees Mgmt For For For
15 Change of Control Mgmt For For For
Clause Regarding the
EMNT
Program
16 Change of Control Mgmt For For For
Clause Regarding the
Senior Facilities
Agreement
17 Authorization of Legal Mgmt For For For
Formalities
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Atlas Copco AB
Ticker Security ID: Meeting Date Meeting Status
ATCO-A CINS W10020118 04/29/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Accounts and Reports Mgmt For For For
12 Ratification of Board Mgmt For For For
and Management
Acts
13 Allocation of Mgmt For For For
Profits/Dividends
14 Dividend Record Date Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Directors' Fees Mgmt For For For
18 Compensation Guidelines Mgmt For For For
19 Performance Option Plan Mgmt For For For
20 Authority to Repurchase Mgmt For For For
Shares Pursuant to
2013 Performance
Option
Plan
21 Authority to Repurchase Mgmt For For For
Shares Pursuant to
Directors'
Fees
22 Issuance of Treasury Mgmt For For For
Shares Pursuant to
2013 Performance
Option
Plan
23 Issuance of Treasury Mgmt For For For
Shares Pursuant to
Directors'
Fees
24 Issuance of Treasury Mgmt For For For
Shares Pursuant to
2007 2009 and 2010
Stock Option
Plans
25 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
AXA S.A.
Ticker Security ID: Meeting Date Meeting Status
CS CINS F06106102 04/30/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Elect Ramon de Oliveira Mgmt For For For
9 Elect Dominique Reiniche Mgmt For For For
10 Elect Jean-Pierre Mgmt For For For
Clamadieu
11 Elect Deanna W. Mgmt For For For
Oppenheimer
12 Elect Paul Hermelin Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares Through Private
Placement
19 Authority to Set Mgmt For For For
Offering Price of
Shares
20 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
21 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights in
Consideration for
Securities Issued by
Subsidiaries
23 Authority to Issue Debt Mgmt For For For
Instruments
24 Employee Stock Purchase Mgmt For For For
Plan
25 Authority to Issue Mgmt For For For
Restricted Shares to
Overseas
Employees
26 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
27 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Banco Bilbao Vizcaya Argentaria S.A.
Ticker Security ID: Meeting Date Meeting Status
BBVA CINS E11805103 03/14/2013 Voted
Meeting Type Country of Trade
Special Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends;
Ratification of Board
Acts
3 Elect Francisco Mgmt For For For
Gonzalez
Rodriguez
4 Elect Angel Cano Mgmt For For For
Fernandez
5 Elect Ramon Bustamante Mgmt For For For
y de la
Mora
6 Elect Ignacio Ferrero Mgmt For For For
Jordi
7 Merger by Absorption Mgmt For For For
8 Bonus Issue Mgmt For For For
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Bonus Issue Mgmt For For For
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Annual Incentive Plan Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Approval of Corporate Mgmt For For For
Website
15 Authority to Carry Out Mgmt For For For
Formalities
16 Remuneration Report Mgmt For For For
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Banco Bradesco S.A.
Ticker Security ID: Meeting Date Meeting Status
BBDC4 CINS P1808G117 03/11/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Election of Directors Mgmt For For For
8 Elect Nelson Lopes de Mgmt For For For
Oliveira
9 Elect Joao Carlos de Mgmt For For For
Oliveira
10 Elect Jorge Tadeu Pinto Mgmt For For For
de Figueiredo as
Alternate
11 Elect Renaud Roberto Mgmt For For For
Teixeira as
Alternate
12 Election of Supervisory Mgmt For For For
Council;
Fees
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/23/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Den Jones Mgmt For For For
5 Elect LIM Haw Kuang Mgmt For For For
6 Elect Peter Backhouse Mgmt For For For
7 Elect Vivienne Cox Mgmt For For For
8 Elect Chris Finlayson Mgmt For For For
9 Elect Andrew Gould Mgmt For For For
10 Elect Baroness Hogg Mgmt For For For
11 Elect John Hood Mgmt For For For
12 Elect Martin Houston Mgmt For For For
13 Elect Caio Koch-Weser Mgmt For For For
14 Elect Sir David Manning Mgmt For For For
15 Elect Mark Seligman Mgmt For For For
16 Elect Patrick W. Thomas Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
BHP Billiton plc
Ticker Security ID: Meeting Date Meeting Status
BLT CINS G10877101 10/25/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
2 Elect Pat Davies (BHP Mgmt For For For
Billiton plc & BHP
Billiton
Limited)
3 Elect Malcolm Broomhead Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
4 Elect Sir John Buchanan Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
5 Elect Carlos Cordeiro Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
6 Elect David Crawford Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
7 Elect Carolyn Hewson Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
8 Elect Marius Kloppers Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
9 Elect Lindsay Maxsted Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
10 Elect Wayne Murdy (BHP Mgmt For For For
Billiton plc & BHP
Billiton
Limited)
11 Elect Keith Rumble (BHP Mgmt For For For
Billiton plc & BHP
Billiton
Limited)
12 Elect John Schubert Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
13 Elect Shriti Vadera Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
14 Elect Jacques Nasser Mgmt For For For
(BHP Billiton plc &
BHP Billiton
Limited)
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees (BHP Billiton
plc)
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights (BHP Billiton
plc)
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (BHP Billiton
plc)
18 Authority to Repurchase Mgmt For For For
Shares (BHP Billiton
plc)
19 Directors' Remuneration Mgmt For For For
Report
20 Approve Equity Grant Mgmt For For For
(CEO Marius
Kloppers)
________________________________________________________________________________
British American Tobacco plc
Ticker Security ID: Meeting Date Meeting Status
BATS CINS G1510J102 04/25/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Richard Burrows Mgmt For For For
7 Elect John P. Daly Mgmt For For For
8 Elect Karen de Segundo Mgmt For For For
9 Elect Nicandro Durante Mgmt For For For
10 Elect Ann Godbehere Mgmt For For For
11 Elect Christine Mgmt For For For
Morin-Postel
12 Elect Gerard Murphy Mgmt For For For
13 Elect Kieran Poynter Mgmt For For For
14 Elect Anthony Ruys Mgmt For For For
15 Elect Ben Stevens Mgmt For For For
16 Elect Richard Tubb Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Canon Incorporated
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/28/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Fujio Mitarai Mgmt For For For
4 Elect Toshizoh Tanaka Mgmt For For For
5 Elect Toshiaki Ikoma Mgmt For For For
6 Elect Kunio Watanabe Mgmt For For For
7 Elect Yohroku Adachi Mgmt For For For
8 Elect Yasuo Mitsuhashi Mgmt For For For
9 Elect Shigeyuki Mgmt For For For
Matsumoto
10 Elect Toshio Homma Mgmt For For For
11 Elect Masaki Nakaoka Mgmt For For For
12 Elect Haruhisa Honda Mgmt For For For
13 Elect Hideki Ozawa Mgmt For For For
14 Elect Masaya Maeda Mgmt For For For
15 Elect Yasuhiro Tani Mgmt For For For
16 Elect Makoto Araki Mgmt For For For
17 Elect Hiroyuki Suematsu Mgmt For For For
18 Elect Shigeyuki Uzawa Mgmt For For For
19 Elect Kenichi Nagasawa Mgmt For For For
20 Elect Naoji Ohtsuka Mgmt For For For
21 Elect Masanori Yamada Mgmt For For For
22 Elect Aitake Wakiya Mgmt For For For
23 Elect Kazuto Ohno Mgmt For For For
24 Special Allowances for Mgmt For For For
Directors
25 Directors' Fees Mgmt For For For
26 Bonus Mgmt For For For
________________________________________________________________________________
Cheung Kong (Holdings) Limited
Ticker Security ID: Meeting Date Meeting Status
0001 CINS Y13213106 05/21/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Victor LI Tzar Mgmt For For For
Kuoi
6 Elect Edmond IP Tak Mgmt For For For
Chuen
7 Elect Justin CHIU Kwok Mgmt For For For
Hung
8 Elect LEUNG Siu Hon Mgmt For For For
9 Elect Roland CHOW Kun Mgmt For For For
Chee
10 Elect Charles LEE Yeh Mgmt For For For
Kwong
11 Elect Anthony YEH Yuan Mgmt For For For
Chang
12 Elect Rosanna WONG Yick Mgmt For For For
Ming
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For For For
Repurchased
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
China Mobile Ltd.
Ticker Security ID: Meeting Date Meeting Status
0941 CINS Y14965100 05/30/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Yue Mgmt For For For
6 Elect XUE Taohai Mgmt For For For
7 Elect HUANG Wenlin Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Compagnie de Saint Gobain SA
Ticker Security ID: Meeting Date Meeting Status
SGO CINS F80343100 06/06/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Elect Agnes Lemarchand Mgmt For For For
9 Elect Pamela Knapp Mgmt For For For
10 Elect Philippe Varin Mgmt For For For
11 Elect Jean-Martin Folz Mgmt For For For
12 Elect Gilles Schnepp Mgmt For For For
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
16 Greenshoe Mgmt For For For
17 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
18 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
19 Employee Stock Purchase Mgmt For For For
Plan
20 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
21 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Compagnie Financiere Richemont S.A.
Ticker Security ID: Meeting Date Meeting Status
CFR CINS H25662158 09/05/2012 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Remuneration Report Mgmt For TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Board Mgmt For TNA N/A
Acts
7 Elect Johann Rupert Mgmt For TNA N/A
8 Elect Franco Cologni Mgmt For TNA N/A
9 Elect Lord Douro Mgmt For TNA N/A
10 Elect Yves-Andre Istel Mgmt For TNA N/A
11 Elect Richard Lepeu Mgmt For TNA N/A
12 Elect Ruggero Magnoni Mgmt For TNA N/A
13 Elect Josua Dillie Mgmt For TNA N/A
Malherbe
14 Elect Frederick Mostert Mgmt For TNA N/A
15 Elect Simon Murray Mgmt For TNA N/A
16 Elect Alain Dominique Mgmt For TNA N/A
Perrin
17 Elect Guillaume Pictet Mgmt For TNA N/A
18 Elect Norbert Platt Mgmt For TNA N/A
19 Elect Alan Quasha Mgmt For TNA N/A
20 Elect Maria Ramos Mgmt For TNA N/A
21 Elect Lord Renwick of Mgmt For TNA N/A
Clifton
22 Elect Dominique Rochat Mgmt For TNA N/A
23 Elect Jan Rupert Mgmt For TNA N/A
24 Elect Gary Saage Mgmt For TNA N/A
25 Elect Jurgen Schrempp Mgmt For TNA N/A
26 Elect Martha Wikstrom Mgmt For TNA N/A
27 Appointment of Auditor Mgmt For TNA N/A
28 Transaction of Other Mgmt For TNA N/A
Business
29 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
CRH Plc
Ticker Security ID: Meeting Date Meeting Status
CRH CINS G25508105 05/08/2013 Voted
Meeting Type Country of Trade
Annual Ireland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Ernst Bartschi Mgmt For For For
5 Elect Maeve Carton Mgmt For For For
6 Elect William P. Egan Mgmt For For For
7 Elect Utz-Hellmuth Mgmt For For For
Felcht
8 Elect Nicky Hartery Mgmt For For For
9 Elect Jan Maarten de Mgmt For For For
Jong
10 Elect John W. Kennedy Mgmt For For For
11 Elect Myles Lee Mgmt For For For
12 Elect Heather Ann Mgmt For For For
McSharry
13 Elect Albert Manifold Mgmt For For For
14 Elect Daniel Noel Mgmt For For For
O'Connor
15 Elect Mark S. Towe Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Reissue Mgmt For For For
Treasury
Shares
________________________________________________________________________________
Daimler AG
Ticker Security ID: Meeting Date Meeting Status
DAI CINS D1668R123 04/10/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Sari Baldauf Mgmt For TNA N/A
12 Elect Jurgen Hambrecht Mgmt For TNA N/A
13 Elect Andrea Jung Mgmt For TNA N/A
________________________________________________________________________________
DBS Group Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/29/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Final Mgmt For For For
Dividends on
the
Ordinary shares
3 Allocation of Dividends Mgmt For For For
on the Non-Voting
Redeemable Convertible
Preference
Shares
4 Directors' Fees Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect Danny TEOH Leong Mgmt For For For
Kay
7 Elect Euleen GOH Yiu Mgmt For For For
Kiang
8 Elect Andre Sekulic Mgmt For For For
9 Elect OW Foong Pheng Mgmt For For For
10 Authority to Grant Mgmt For For For
Awards and Issue
Shares under Share
Option Plan and Share
Plan
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Authority to Issue Mgmt For For For
Shares under Scrip
Dividend Scheme for
2012
17 Approval to Issue Mgmt For For For
Shares under Scrip
Dividend Scheme for
2013
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
DBS Group Holdings Ltd
Ticker Security ID: Meeting Date Meeting Status
D05 CINS Y20246107 04/29/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 10/17/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Laurence Danon Mgmt For For For
6 Elect Lord Mervyn Davies Mgmt For For For
7 Elect Betsey Holden Mgmt For For For
8 Elect Franz Humer Mgmt For For For
9 Elect Deirdre Mahlan Mgmt For For For
10 Elect Philip Scott Mgmt For For For
11 Elect H. Todd Stitzer Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Elect HO Kwon Ping Mgmt For For For
14 Elect Ivan Menezes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Erste Group Bank AG
Ticker Security ID: Meeting Date Meeting Status
EBS CINS A19494102 05/16/2013 Voted
Meeting Type Country of Trade
Annual Austria
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Mgmt For For For
Management Board
Acts
4 Ratification of Mgmt For For For
Supervisory Board
Acts
5 Supervisory Board Mgmt For For For
Members'
Fees
6 Supervisory Board Size Mgmt For For For
7 Elect Theresa Jordis Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Authority to Trade in Mgmt For For For
Company
Stock
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Trade in Mgmt For For For
Participation
Certificates
12 Authority to Repurchase Mgmt For For For
Participation
Certificates
13 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Essilor International
Ticker Security ID: Meeting Date Meeting Status
EI CINS F31668100 05/16/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
(PricewaterhouseCoopers
Audit)
8 Appointment of Auditor Mgmt For For For
(Mazars)
9 Elect Yves Chevillotte Mgmt For For For
10 Elect Mireille Faugere Mgmt For For For
11 Elect Xavier Fontanet Mgmt For For For
12 Elect Maureen Cavanagh Mgmt For For For
13 Authority to Repurchase Mgmt For For For
Shares
14 Employee Stock Purchase Mgmt For For For
Plan
15 Authority to Issue Mgmt For For For
Shares and Convertible
Securities through
Private
Placement
16 Amendment Regarding Mgmt For For For
Double Voting
Rights
17 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Fanuc Ltd
Ticker Security ID: Meeting Date Meeting Status
6954 CINS J13440102 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yoshiharu Inaba Mgmt For For For
5 Elect Kenji Yamaguchi Mgmt For For For
6 Elect Yoshihiro Gonda Mgmt For For For
7 Elect Richard E. Mgmt For For For
Schneider
8 Elect Hiroyuki Uchida Mgmt For For For
9 Elect Testuya Kosaka Mgmt For For For
10 Elect Shunsuke Matsubara Mgmt For For For
11 Elect Katsuo Kohari Mgmt For For For
12 Elect Toshiya Okada Mgmt For For For
13 Elect Kazuyuki Hiramoto Mgmt For For For
14 Elect Olaf C. Gehrels Mgmt For For For
15 Elect Kazunari Aoyama Mgmt For For For
16 Elect Takayuki Itoh Mgmt For For For
17 Elect Yuusaku Yamada Mgmt For For For
18 Elect Tetsuo Hishikawa Mgmt For For For
19 Elect Hiroshi Noda Mgmt For For For
20 Elect Kiyonori Inaba Mgmt For For For
21 Elect Masato Ono Mgmt For For For
________________________________________________________________________________
Fresenius Medical Care AG & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FME CINS D2734Z107 05/16/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of General Mgmt For For For
Partner
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Conversion of Mgmt For For For
Preference
Shares
10 Amendments to the 2001 Mgmt For For For
International Employee
Participation Program
and Conditional
Capital
11 Special Resolution for Mgmt For For For
Ordinary Shareholders:
Approval of Proposals
6.00 and
7.00
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Fresenius SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FREG CINS D27348123 05/17/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of General Mgmt For For For
Partner
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Policy Mgmt For For For
10 Increase in Authorized Mgmt For For For
Capital
11 Increase in Conditional Mgmt For For For
Capital; Stock Option
Plan
________________________________________________________________________________
Genting Berhad
Ticker Security ID: Meeting Date Meeting Status
GENTING CINS Y26926116 06/13/2013 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Directors' Fees Mgmt For For For
3 Elect R. Thillainathan Mgmt For For For
4 Elect LIM Keong Hui Mgmt For For For
5 Elect Hashim bin Nik Mgmt For For For
Yusoff
6 Elect Mohammed Hanif Mgmt For For For
Omar
7 Elect LIN See Yan Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Related Party Mgmt For For For
Transactions
12 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Glencore International plc
Ticker Security ID: Meeting Date Meeting Status
GLEN CINS G39420107 05/16/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ivan Glasenberg Mgmt For For For
4 Elect Anthony B. Hayward Mgmt For For For
5 Elect Leonhard Fischer Mgmt For For For
6 Elect William E. Mgmt For For For
Macaulay
7 Elect John R.H. Bond Mgmt For For For
8 Elect Sir Steve Robson Mgmt For For For
9 Elect Ian C. Strachan Mgmt For For For
10 Elect Con Fauconnier Mgmt For For For
11 Elect Peter Hooley Mgmt For For For
12 Elect Simon Murray Mgmt For Abstain Against
13 Elect Steven Kalmin Mgmt For Abstain Against
14 Elect Peter R. Coates Mgmt For Abstain Against
15 Elect LI Ning Mgmt For Abstain Against
16 Directors' Remuneration Mgmt For Against Against
Report
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Repurchase Mgmt For For For
Shares
22 Non-Voting Meeting Note N/A N/A N/A N/A
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Groupe Danone
Ticker Security ID: Meeting Date Meeting Status
BN CINS F12033134 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Franck Riboud Mgmt For For For
8 Elect Emmanuel Faber Mgmt For For For
9 Related Party Mgmt For For For
Transactions
10 Related Party Mgmt For For For
Transactions
(Agreements with J.P.
Morgan
Group)
11 Severance Agreement Mgmt For For For
(Franck
Riboud)
12 Severance Agreement Mgmt For For For
(Emmanuel
Faber)
13 Directors' Fees Mgmt For For For
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive Rights;
Authority to Issue
Debt
Instruments
16 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive Rights;
Authority to Issue
Debt
Instruments
17 Authority to Increase Mgmt For For For
Share Issuance
Limit
18 Authority to Increase Mgmt For For For
Capital in Case of
Exchange
Offer
19 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
20 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
21 Authority to Increase Mgmt For For For
Capital Under Employee
Stock Purchase
Plan
22 Adoption of Restricted Mgmt For For For
Stock
Plan
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
24 Amendment to Article 5 Mgmt For For For
25 Amendment to Article 22 Mgmt For For For
26 Amendment to Article 24 Mgmt For For For
27 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Hang Lung Properties Limited
Ticker Security ID: Meeting Date Meeting Status
0101 CINS Y30166105 04/18/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YIN Shang Shing Mgmt For For For
6 Elect Dominic HO Chiu Mgmt For For For
Fai
7 Elect Philip CHEN Nan Mgmt For For For
Lok
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Heineken NV
Ticker Security ID: Meeting Date Meeting Status
HEIA CINS N39427211 04/25/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Ratification of Mgmt For For For
Management Board
Acts
6 Ratification of Mgmt For For For
Supervisory Board
Acts
7 Authority to Repurchase Mgmt For For For
Shares
8 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
9 Authority to Suppress Mgmt For For For
Preemptive
Rights
10 Extraordinary Share Mgmt For For For
Award for Executive
Board
11 Elect Jean-Francois M. Mgmt For For For
L. van
Boxmeer
12 Retention Shares for Mgmt For For For
J.F.M.L. van
Boxmeer
13 Elect Maarten Das Mgmt For For For
14 Elect Christophe Navarre Mgmt For For For
15 Elect Henk Scheffers Mgmt For For For
16 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Holcim Limited
Ticker Security ID: Meeting Date Meeting Status
HOLN CINS H36940130 04/17/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Remuneration Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Allocation of Profits Mgmt For TNA N/A
7 Dividend from Reserves Mgmt For TNA N/A
8 Elect Beat Hess Mgmt For TNA N/A
9 Elect Rolf Soiron Mgmt For TNA N/A
10 Elect Hanne Birgitte Mgmt For TNA N/A
Breinbjerg
Sorensen
11 Elect Anne Wade Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Imperial Tobacco Group plc
Ticker Security ID: Meeting Date Meeting Status
IMT CINS G4721W102 01/30/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Ken Burnett Mgmt For For For
5 Elect Alison Cooper Mgmt For For For
6 Elect Robert Dyrbus Mgmt For For For
7 Elect David Haines Mgmt For For For
8 Elect Michael Herlihy Mgmt For For For
9 Elect Susan Murray Mgmt For For For
10 Elect Iain Napier Mgmt For For For
11 Elect Matthew Phillips Mgmt For For For
12 Elect Berge Setrakian Mgmt For For For
13 Elect Mark Williamson Mgmt For For For
14 Elect Malcolm Wyman Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Share Matching Scheme Mgmt For For For
20 Long Term Incentive Plan Mgmt For For For
21 International Sharesave Mgmt For For For
Plan
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Repurchase Mgmt For For For
Shares
24 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Intesa Sanpaolo S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ISP CINS T55067101 04/22/2013 Voted
Meeting Type Country of Trade
Special Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts, and Reports, Mgmt For For For
Allocation of
Profits/Dividends
4 Board Size Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 List presented by Mgmt For N/A N/A
Compagnia San Paolo
and Fondazione
Cariplo
7 List presented by Mgmt For For For
Fondazione Cassa di
Risparmio di Padova e
Rovigo, Ente Cassa di
Risparmio di Firenze,
and Fondazione Cassa
di Risparmio in
Bologna
8 List presented by Mgmt For N/A N/A
shareholders
representing 0.588% of
the Issued Share
Capital
9 Election of Chairman Mgmt For Abstain Against
and Deputy
Chairmen
10 Supervisory Board Fees Mgmt For For For
11 Remuneration Report Mgmt For For For
12 Remuneration Policy Mgmt For For For
13 Variable Remuneration Mgmt For For For
Plan
________________________________________________________________________________
Investor AB
Ticker Security ID: Meeting Date Meeting Status
INVE CINS W48102128 04/15/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Accounts and Reports Mgmt For For For
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Allocation of Mgmt For For For
Profits/Dividends
16 Board Size Mgmt For For For
17 Number of Auditors Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Authority to Set Mgmt For For For
Auditor's
Fees
20 Election of Directors Mgmt For For For
21 Appointment of Auditor Mgmt For For For
22 Compensation Guidelines Mgmt For For For
23 Long-Term Incentive Plan Mgmt For For For
24 Authority to Repurchase Mgmt For For For
Shares
25 Issuance of Treasury Mgmt For For For
Shares Pursuant to
Long Term Incentive
Plan
26 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Japan Tobacco Incorporated
Ticker Security ID: Meeting Date Meeting Status
2914 CINS J27869106 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Masamichi Mgmt For For For
Terahatake
4 Elect Tomotaka Kojima Mgmt For For For
as Statutory
Auditor
5 Shareholder Proposal ShrHldr Against Against For
Regarding Distribution
of
Dividends
6 Shareholder Proposal ShrHldr Against Against For
Regarding Share
Repurchases
7 Shareholder Proposal ShrHldr Against Against For
Regarding Shareholder
Authority to Cancel
Treasury
Shares
8 Shareholder Proposal ShrHldr Against Against For
Regarding Cancellation
of Treasury
Shares
________________________________________________________________________________
JC Decaux SA
Ticker Security ID: Meeting Date Meeting Status
DEC CINS F5333N100 05/15/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports; Mgmt For For For
Ratification of Board
Acts
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Losses/Dividends
8 Approval of Non Mgmt For For For
Tax-Deductible
Expenses
9 Elect Pierre-Alain Mgmt For For For
Pariente
10 Elect Michel Bleitrach Mgmt For For For
11 Elect Alexia Mgmt For For For
Decaux-Lefort
12 Elect Gerard Degonse Mgmt For For For
13 Supervisory Board Mgmt For For For
Members'
Fees
14 Related Party Mgmt For For For
Transactions
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
Through Private
Placement
19 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
20 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
21 Greenshoe Mgmt For For For
22 Employee Stock Purchase Mgmt For For For
Plan
23 Authority to Grant Mgmt For For For
Stock
Options
24 Authority to Issue Mgmt For For For
Restricted
Shares
25 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
26 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Komatsu Limited
Ticker Security ID: Meeting Date Meeting Status
6301 CINS J35759125 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kunio Noji Mgmt For For For
4 Elect Tetsuji Ohhashi Mgmt For For For
5 Elect Mikio Fujitsuka Mgmt For For For
6 Elect Fujitoshi Takamura Mgmt For For For
7 Elect Kensuke Hotta Mgmt For For For
8 Elect Noriaki Kanoh Mgmt For For For
9 Elect Kohichi Ikeda Mgmt For For For
10 Elect Hisashi Shinozuka Mgmt For For For
11 Elect Kazunori Kuromoto Mgmt For For For
12 Elect Masanao Mori Mgmt For For For
13 Elect Kunihiro Matsuo Mgmt For For For
14 Elect Kohji Yamada Mgmt For For For
15 Bonus Mgmt For For For
16 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
L'Oreal
Ticker Security ID: Meeting Date Meeting Status
OR CINS F58149133 04/26/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Virginie Morgon Mgmt For For For
8 Elect Francoise Mgmt For For For
Bettencourt
Meyers
9 Elect Peter Mgmt For For For
Brabeck-Letmathe
10 Elect Louis Schweitzer Mgmt For For For
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights; Authority to
Increase Capital
Through
Capitalizations
13 Authority to Issue Mgmt For For For
Restricted
Shares
14 Employee Stock Purchase Mgmt For For For
Plan
15 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Legrand
Ticker Security ID: Meeting Date Meeting Status
LGR CINS F56196185 05/24/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Ratification of the Mgmt For For For
Co-option of LI
Dongsheng
8 Elect Annalisa Loustau Mgmt For For For
Elia
9 Authority to Repurchase Mgmt For For For
Shares
10 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
11 Authority to Grant Mgmt For For For
Stock
Options
12 Authority to Issue Mgmt For For For
Restricted
Shares
13 Employee Stock Purchase Mgmt For For For
Plan
14 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Linde AG
Ticker Security ID: Meeting Date Meeting Status
LIN CINS D50348107 05/29/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Increase in Authorized Mgmt For For For
Capital
10 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
11 Cancellation of Mgmt For For For
Conditional Capital
2002
12 Elect Ann-Kristin Mgmt For For For
Achleitner
13 Elect Clemens Borsig Mgmt For For For
14 Elect Michael Diekmann Mgmt For For For
15 Elect Franz Fehrenbach Mgmt For For For
16 Elect Klaus-Peter Muller Mgmt For For For
17 Elect Manfred Schneider Mgmt For For For
18 Elect Mathias Otto as Mgmt For For For
Alternate
Member
19 Elect Gunter Hugger as Mgmt For For For
Alternate
Member
20 Amendment to Corporate Mgmt For For For
Purpose
21 Amendments to Articles Mgmt For For For
Regarding Supervisory
Board
Composition
22 Supervisory Board Mgmt For For For
Members'
Fees
23 Amendments to Articles Mgmt For For For
Regarding Company
Announcements
________________________________________________________________________________
Lloyds Banking Group plc
Ticker Security ID: Meeting Date Meeting Status
LLOY CINS G5533W248 05/16/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Lord Blackwell Mgmt For For For
4 Elect Carolyn Fairbairn Mgmt For For For
5 Elect Nicholas Luff Mgmt For For For
6 Elect Sir Winfried Mgmt For For For
Bischoff
7 Elect George Culmer Mgmt For For For
8 Elect Anita Frew Mgmt For For For
9 Elect Antonio Mgmt For For For
Horta-Osorio
10 Elect David L. Roberts Mgmt For For For
11 Elect Anthony Watson Mgmt For For For
12 Elect Sara Weller Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Ordinary
Shares
19 Authority to Repurchase Mgmt For For For
Preference
Shares
20 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Lloyds Banking Group plc
Ticker Security ID: Meeting Date Meeting Status
LLOY CINS G5533W248 05/16/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Regulatory Capital
Convertible
Instruments
2 Disapply Preemption Mgmt For For For
Rights (Regulatory
Capital
Instruments)
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/11/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Elect Peter Mgmt For TNA N/A
Brabeck-Letmathe
8 Elect Steven Hoch Mgmt For TNA N/A
9 Elect Titia de Lange Mgmt For TNA N/A
10 Elect Jean-Pierre Roth Mgmt For TNA N/A
11 Elect Eva Cheng Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Vote in accordance with Mgmt For TNA N/A
the proposal of the
Board of
Directors
15 Vote against the Mgmt For TNA N/A
proposal of the Board
of
Directors
16 Abstain Mgmt For TNA N/A
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Compensation Policy Mgmt For TNA N/A
7 Elect Verena Briner Mgmt For TNA N/A
8 Elect Jorg Reinhardt Mgmt For TNA N/A
9 Elect Charles Sawyers Mgmt For TNA N/A
10 Elect William Winters Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Miscellaneous ShrHldr N/A TNA N/A
Shareholder Proposals
or
Countermotions
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVO-B CINS K7314N152 03/20/2013 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Report of the Auditor Mgmt For For For
5 Directors' Fees (Fiscal Mgmt For For For
Year
2012)
6 Directors' Fees (Fiscal Mgmt For For For
Year
2013)
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Goran A. Ando Mgmt For For For
9 Elect Jeppe Christiansen Mgmt For For For
10 Elect Henrik Gurtler Mgmt For For For
11 Elect Bruno Angelici Mgmt For For For
12 Elect Hannu Ryopponen Mgmt For For For
13 Elect Liz Hewitt Mgmt For For For
14 Elect Thomas P Koestler Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Issue Mgmt For For For
Shares w/ or w/out
Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Compensation Guidelines Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pearson plc
Ticker Security ID: Meeting Date Meeting Status
PSON CINS G69651100 04/26/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect David Arculus Mgmt For For For
4 Elect Vivienne Cox Mgmt For For For
5 Elect Will Ethridge Mgmt For For For
6 Elect Robin Freestone Mgmt For For For
7 Elect Susan Fuhrman Mgmt For For For
8 Elect Kenneth Hydon Mgmt For For For
9 Elect S. Joshua Lewis Mgmt For For For
10 Elect John Makinson Mgmt For For For
11 Elect Glen R. Moreno Mgmt For For For
12 Elect John Fallon Mgmt For For For
13 Directors' Remuneration Mgmt For For For
Report
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Non-Voting Agenda Item N/A N/A N/A N/A
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Repurchase Mgmt For For For
Shares
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Authority to Set Mgmt For For For
General Notice Period
at 14
Days
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pernod Ricard SA
Ticker Security ID: Meeting Date Meeting Status
RI CINS F72027109 11/09/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Compensation Elements Mgmt For For For
(Pierre
Pringuet)
9 Compensation Elements Mgmt For For For
(Alexandre
Ricard)
10 Ratification of the Mgmt For For For
Co-option of Martina
Gonzalez-Gallarza
11 Ratification of the Mgmt For For For
Co-option of Alexandre
Ricard
12 Elect Alexandre Ricard Mgmt For For For
13 Elect Pierre Pringuet Mgmt For For For
14 Elect Wolfgang Colberg Mgmt For For For
15 Elect Cesar Giron Mgmt For For For
16 Elect Martina Mgmt For For For
Gonzalez-Gallarza
17 Elect Ian Gallienne Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Issue Mgmt For For For
Restricted
Shares
21 Authority to Grant Mgmt For For For
Stock
Options
22 Authority to Increase Mgmt For For For
Capital Under Employee
Savings
Plan
23 Amendments to Articles Mgmt For For For
24 Amendment Regarding Age Mgmt For For For
Limit for
Chairman
25 Amendments to Articles Mgmt For For For
Regarding Related
Party
Transactions
26 Amendments to Articles Mgmt For For For
Regarding Convening
Shareholders'
Meetings
27 Amendments to Articles Mgmt For For For
Regarding Conduct of
Shareholders'
Meetings
28 Authorization of Legal Mgmt For For For
Formalities
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Petrochina Company Limited
Ticker Security ID: Meeting Date Meeting Status
857 CINS Y6883Q104 05/23/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Authority to Declare Mgmt For For For
Interim
Dividend
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect LI Qingyi Mgmt For For For
10 Elect FAN Fuchun Mgmt For For For
11 Amendments to Articles Mgmt For For For
of
Association
12 Authority to Issue Debt Mgmt For For For
Financing
Instrument
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
________________________________________________________________________________
Petroleo Brasileiro S.A. - Petrobras
Ticker Security ID: Meeting Date Meeting Status
PETR3 CINS P78331140 04/29/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Election of Board Mgmt For For For
Members Representative
of Minority and
Preferred
Shareholders
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Election of Supervisory Mgmt For For For
Council Members
Representative of
Minority and Preferred
Shareholders
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Potash Corp. Of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/16/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect Daniel Clauw Mgmt For For For
1.4 Elect William J. Doyle Mgmt For For For
1.5 Elect John W. Estey Mgmt For For For
1.6 Elect Gerald W. Grandey Mgmt For For For
1.7 Elect Charles S. Hoffman Mgmt For For For
1.8 Elect Dallas J. Howe Mgmt For For For
1.9 Elect Alice D. Laberge Mgmt For For For
1.10 Elect Keith G. Martell Mgmt For For For
1.11 Elect Jeffrey J. McCaig Mgmt For For For
1.12 Elect Mary A. Mogford Mgmt For For For
1.13 Elect Elena Viyella de Mgmt For For For
Paliza
2 Appointment of Auditor Mgmt For For For
3 2013 Performance Option Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Potash Corp. Of Saskatchewan Inc.
Ticker Security ID: Meeting Date Meeting Status
POT CUSIP 73755L107 05/16/2013 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher M. Mgmt For For For
Burley
1.2 Elect Donald G. Mgmt For For For
Chynoweth
1.3 Elect Daniel Clauw Mgmt For For For
1.4 Elect William J. Doyle Mgmt For For For
1.5 Elect John W. Estey Mgmt For For For
1.6 Elect Gerald W. Grandey Mgmt For For For
1.7 Elect Charles S. Hoffman Mgmt For For For
1.8 Elect Dallas J. Howe Mgmt For For For
1.9 Elect Alice D. Laberge Mgmt For For For
1.10 Elect Keith G. Martell Mgmt For For For
1.11 Elect Jeffrey J. McCaig Mgmt For For For
1.12 Elect Mary A. Mogford Mgmt For For For
1.13 Elect Elena Viyella de Mgmt For For For
Paliza
2 Appointment of Auditor Mgmt For For For
3 2013 Performance Option Mgmt For For For
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jasmin Staiblin Mgmt For For For
5 Elect John Rishton Mgmt For For For
6 Elect Helen Alexander Mgmt For For For
7 Elect Lewis W.K. Booth Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Iain C. Conn Mgmt For For For
10 Elect James M. Guyette Mgmt For For For
11 Elect John McAdam Mgmt For For For
12 Elect Mark Morris Mgmt For For For
13 Elect John Neill Mgmt For For For
14 Elect Colin P. Smith Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Redeemable Dividend (C Mgmt For For For
Shares)
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authorisation of Mgmt For For For
Political
Donations
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Repurchase Mgmt For For For
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Adoption of New Mgmt For For For
Articles
(Citizenship)
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CUSIP 780259206 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Josef Ackermann Mgmt For For For
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday,
Jr.
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For For For
Political
Donations
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Josef Ackermann Mgmt For For For
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday,
Jr.
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For For For
Political
Donations
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sandvik AB
Ticker Security ID: Meeting Date Meeting Status
SAND CINS W74857165 04/25/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Ratification of Board Mgmt For For For
and Management
Acts
14 Allocation of Mgmt For For For
Profits/Dividends
15 Board Size Mgmt For For For
16 Directors Fees Mgmt For For For
17 Election of Directors Mgmt For For For
18 Compensation Guidelines Mgmt For For For
19 Long-Term Incentive Plan Mgmt For For For
20 Shareholder Proposals ShrHldr N/A Against N/A
Regarding Corporate
Operations
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/03/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Fabienne Mgmt For For For
Lecorvaisier
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
11 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
12 Greenshoe Mgmt For For For
13 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
14 Employee Stock Purchase Mgmt For For For
Plan
15 Authority to Issue Mgmt For For For
Restricted
Shares
16 Authority to Grant Mgmt For For For
Stock
Options
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sap AG
Ticker Security ID: Meeting Date Meeting Status
SAP CINS D66992104 06/04/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Authority to Repurchase Mgmt For For For
Shares
9 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
Schneider Electric SA
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supplementary Mgmt For For For
Retirement Benefits
for Management Board
Members
8 Severance Agreement for Mgmt For For For
Jean-Paul
Tricoire
9 Election Gerard de La Mgmt For For For
Martiniere
10 Authority to Repurchase Mgmt For For For
Shares
11 Adoption of a New Mgmt For For For
Governance
Structure
12 Authorization of Legal Mgmt For For For
Formalities Concerning
the Employee Stock
Purchase
Plans
13 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
14 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
15 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
16 Greenshoe Mgmt For For For
17 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
Through Private
Placement
19 Authority to Issue Mgmt For For For
Restricted
Shares
20 Authority to Grant Mgmt For For For
Stock
Options
21 Employee Stock Purchase Mgmt For For For
Plan
22 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
24 Elect Jean-Pascal Mgmt For For For
Tricoire
25 Elect Henri Lachmann Mgmt For For For
26 Elect Leo Apotheker Mgmt For For For
27 Elect Betsy S. Atkins Mgmt For For For
28 Elect Gerard de La Mgmt For For For
Martiniere
29 Elect Xavier Fontanet Mgmt For For For
30 Elect Noel Forgeard Mgmt For For For
31 Elect Antoine Mgmt For For For
Gosset-Grainville
32 Elect Willy R. Kissling Mgmt For For For
33 Elect Catherine Kopp Mgmt For For For
34 Elect Dominique Mgmt For For For
Senequier
35 Elect G. Richard Thoman Mgmt For For For
36 Elect Serge Weinberg Mgmt For For For
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Elect Claude Briquet Mgmt Abstain Abstain For
39 Elect Magali Herbaut Mgmt For For For
40 Elect Thierry Jacquet Mgmt Abstain Abstain For
41 Elect Jean-Michel Mgmt Abstain Abstain For
Vedrine
42 Directors' Fees Mgmt For For For
43 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Sime Darby Berhad
Ticker Security ID: Meeting Date Meeting Status
SIME CINS Y7962G108 11/08/2012 Voted
Meeting Type Country of Trade
Annual Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Elect Musa Hitam Mgmt For For For
5 Elect Mohd Zahid Mohd Mgmt For For For
Noordin
6 Elect Amar Tommy Bugo @ Mgmt For For For
Hamid
Bugo
7 Elect LIM Haw Kuang Mgmt For For For
8 Elect Sreesanthan Mgmt For For For
Eliathamby
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Related Party Mgmt For For For
Transactions
12 Amendments to Mgmt For For For
Memorandum of
Association
13 Amendments to Articles Mgmt For For For
of
Association
________________________________________________________________________________
Sime Darby Berhad
Ticker Security ID: Meeting Date Meeting Status
SIME CINS Y7962G108 11/08/2012 Voted
Meeting Type Country of Trade
Special Malaysia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Grant Mgmt For For For
Awards and Issue
Shares under Sime
Darby
Performance-Based
Employee Share
Scheme
2 Equity Grant to Mohd Mgmt For For For
Bakke
Salleh
3 Equity Grant to Nur Mgmt For For For
Tania
Yusof
________________________________________________________________________________
SMC Corporation
Ticker Security ID: Meeting Date Meeting Status
6273 CINS J75734103 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Yoshiyuki Takada Mgmt For For For
4 Elect Katsunori Maruyama Mgmt For For For
5 Elect Ikuji Usui Mgmt For For For
6 Elect Yoshiki Takada Mgmt For For For
7 Elect Katsunori Tomita Mgmt For For For
8 Elect Seiji Kosugi Mgmt For For For
9 Elect Eiji Ohhashi Mgmt For For For
10 Elect Masahiko Satake Mgmt For For For
11 Elect Iwao Mogi Mgmt For For For
12 Elect Kohichi Shikakura Mgmt For For For
13 Elect Osamu Kuwahara Mgmt For For For
14 Elect Kohji Ogura Mgmt For For For
15 Elect Motoichi Kawada Mgmt For For For
16 Elect German Berakoetxea Mgmt For For For
17 Elect Daniel Langmeier Mgmt For For For
18 Elect CHAN Lup Yin Mgmt For For For
19 Elect Susumu Takada Mgmt For For For
20 Retirement Allowances Mgmt For For For
for
Directors
________________________________________________________________________________
Syngenta AG
Ticker Security ID: Meeting Date Meeting Status
SYNN CINS H84140112 04/23/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Remuneration Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Elect Michael Mack Mgmt For TNA N/A
8 Elect Jacques Vincent Mgmt For TNA N/A
9 Elect Eleni Gabre-Madhin Mgmt For TNA N/A
10 Elect Eveline Saupper Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Additional and/or ShrHldr For TNA N/A
counter proposals; no
additional and/or
counter proposals have
been submitted at this
time
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/14/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeshi Uchiyamada Mgmt For For For
4 Elect Akio Toyoda Mgmt For For For
5 Elect Satoshi Ozawa Mgmt For For For
6 Elect Nobuyori Kodaira Mgmt For For For
7 Elect Mitsuhisa Katoh Mgmt For For For
8 Elect Masamoto Maekawa Mgmt For For For
9 Elect Mamoru Furuhashi Mgmt For For For
10 Elect Yasumori Ihara Mgmt For For For
11 Elect Seiichi Sudoh Mgmt For For For
12 Elect Kohei Saga Mgmt For For For
13 Elect Kiyotaka Ise Mgmt For For For
14 Elect Shigeki Terashi Mgmt For For For
15 Elect Yoshimasa Ishii Mgmt For For For
16 Elect Ikuo Uno Mgmt For For For
17 Elect Haruhiko Katoh Mgmt For For For
18 Elect Mark T. Hogan Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Bonus Mgmt For For For
________________________________________________________________________________
UBS AG
Ticker Security ID: Meeting Date Meeting Status
UBSN CINS H89231338 05/02/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Dividend from Reserves Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Elect Axel A Weber Mgmt For TNA N/A
8 Elect Michel Demare Mgmt For TNA N/A
9 Elect David Sidwell Mgmt For TNA N/A
10 Elect Rainer-Marc Frey Mgmt For TNA N/A
11 Elect Ann Godbehere Mgmt For TNA N/A
12 Elect Axel Lehmann Mgmt For TNA N/A
13 Elect Helmut Panke Mgmt For TNA N/A
14 Elect William Parrett Mgmt For TNA N/A
15 Elect Isabelle Romy Mgmt For TNA N/A
16 Elect Beatrice Weder di Mgmt For TNA N/A
Mauro
17 Elect Joseph YAM Chi Mgmt For TNA N/A
Kwong
18 Elect Reto Francioni Mgmt For TNA N/A
19 Appointment of Auditor Mgmt For TNA N/A
20 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Unibail-Rodamco
Ticker Security ID: Meeting Date Meeting Status
UL CINS F95094110 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Elect Francois Jaclot Mgmt For For For
10 Elect Frans Jozef G.M. Mgmt For For For
Cremers
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Increase Mgmt For For For
Share Issuance
Limit
16 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
17 Employee Stock Purchase Mgmt For For For
Plan
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
United Overseas Bank Limited
Ticker Security ID: Meeting Date Meeting Status
U11 CINS V96194127 04/25/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Fees Mgmt For For For
4 Fees To WEE Cho Yaw Mgmt For For For
5 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
6 Elect WEE Ee Cheong Mgmt For For For
7 Elect Franklin Leo Lavin Mgmt For For For
8 Elect James KOH Cher Mgmt For For For
Siang
9 Elect ONG Yew Huat Mgmt For For For
10 Elect WEE Cho Yaw Mgmt For For For
11 Elect CHAM Tao Soon Mgmt For For For
12 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Scrip Dividend Mgmt For For For
17 Authority to Issue Mgmt For For For
Preferred
Shares
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Authority to Repurchase Mgmt For For For
Shares
20 Non-Voting Agenda Item N/A N/A N/A N/A
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Non-Voting Agenda Item N/A N/A N/A N/A
23 Non-Voting Agenda Item N/A N/A N/A N/A
24 Non-Voting Agenda Item N/A N/A N/A N/A
25 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Volvo AB
Ticker Security ID: Meeting Date Meeting Status
VOLV.A CINS 928856301 04/04/2013 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Allocation of Mgmt For For For
Profits/Dividends
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Board Size Mgmt For For For
16 Directors' Fees Mgmt For For For
17 Election of Directors Mgmt For For For
18 Nomination Committee Mgmt For For For
19 Compensation Guidelines Mgmt For For For
20 Amendments to Articles Mgmt For For For
21 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Board Gender
Representation
22 Shareholder Proposal ShrHldr N/A Against N/A
Regarding Expansion of
Internship
Program
23 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 09/07/2012 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger Mgmt For Against Against
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 09/07/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Revised Management Mgmt For Against Against
Incentive
Arrangements
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 11/20/2012 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of New Scheme Mgmt For For For
subject to the Revised
Management Incentive
Arrangements being
Approved at the
Further Xstrata
General
Meeting
3 Approval of New Scheme Mgmt Against For Against
subject to the Revised
Management Incentive
Arrangements NOT being
Approved at the
Further Xstrata
General
Meeting
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 11/20/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorize Directors to Mgmt For For For
Implement New
Scheme
2 Approve the Revised Mgmt For For For
Management Incentive
Arrangements
________________________________________________________________________________
Fund Name : Harbor International Growth Fund
________________________________________________________________________________
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect William Kimsey Mgmt For For For
3 Elect Robert Lipp Mgmt For For For
4 Elect Pierre Nanterme Mgmt For For For
5 Elect Gilles Pelisson Mgmt For For For
6 Elect Wulf von Mgmt For For For
Schimmelmann
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the Share Mgmt For For For
Incentive
Plan
10 Authority to Hold Mgmt For For For
Annual Meeting Outside
of
Ireland
11 Authority to Repurchase Mgmt For For For
Shares
12 Price Range for Mgmt For For For
Issuance of Treasury
Shares
13 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Adidas AG
Ticker Security ID: Meeting Date Meeting Status
ADS CINS D0066B185 05/08/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Allocation of Mgmt For For For
Profits/Dividends
8 Ratification of Mgmt For For For
Management Board
Acts
9 Ratification of Mgmt For For For
Supervisory Board
Acts
10 Amendments to Mgmt For For For
Intra-company
Contracts
11 Increase in Authorized Mgmt For For For
Capital
2013/I
12 Increase in Authorized Mgmt For For For
Capital
2013/II
13 Increase in Authorized Mgmt For For For
Capital
2013/III
14 Appointment of Auditor Mgmt For For For
15 Appointment of Auditor Mgmt For For For
for Interim
Statements
________________________________________________________________________________
AIA Group Limited
Ticker Security ID: Meeting Date Meeting Status
1299 CINS Y002A1105 05/10/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Barry CHEUNG Mgmt For For For
Chun-yuen
6 Elect YEO George Mgmt For For For
Yong-Boon
7 Elect Narongchai Mgmt For For For
Akrasanee
8 Elect QIN Xiao Mgmt For For For
9 Elect Mark E. Tucker Mgmt For For For
10 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Repurchase Mgmt For For For
Shares
13 Amendment to Restricted Mgmt For For For
Share
Plan
14 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/24/2013 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Disapplication of Mgmt For For For
Preemptive Rights for
Stock Option
Grants
6 Authority to Grant Mgmt For For For
Stock
Options
7 Authority to Increase Mgmt For For For
Capital for Stock
Options
8 Authority to Grant Mgmt For For For
Stock Options to
Non-Executive
Directors
9 Authorization of Legal Mgmt For For For
Formalities
10 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/24/2013 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
8 Ratification of Board Mgmt For For For
Acts
9 Ratification of Mgmt For For For
Auditor's
Acts
10 Elect Kees J. Storm Mgmt For For For
11 Appointment of Mgmt For For For
PricewaterhouseCoopers
and Authority to Set
Fees
12 Remuneration Report Mgmt For For For
13 Stock Option Plan for Mgmt For For For
US
Employees
14 Directors' Fees Mgmt For For For
15 Change of Control Mgmt For For For
Clause Regarding the
EMNT
Program
16 Change of Control Mgmt For For For
Clause Regarding the
Senior Facilities
Agreement
17 Authorization of Legal Mgmt For For For
Formalities
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ARM Holdings plc
Ticker Security ID: Meeting Date Meeting Status
ARM CINS G0483X122 05/02/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Sir John Buchanan Mgmt For For For
5 Elect Warren A. East Mgmt For For For
6 Elect Andy Green Mgmt For For For
7 Elect Larry Hirst Mgmt For For For
8 Elect Mike Muller Mgmt For For For
9 Elect Kathleen O'Donovan Mgmt For For For
10 Elect Janice Roberts Mgmt For For For
11 Elect Philip Rowley Mgmt For For For
12 Elect Tim Score Mgmt For For For
13 Elect Simon Segars Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Long Term Incentive Plan Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
ASML Holding N.V.
Ticker Security ID: Meeting Date Meeting Status
ASML CINS N07059178 09/07/2012 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
4 Authority to Suppress Mgmt For For For
Preemptive
Rights
5 Creation of New Share Mgmt For For For
Class
6 Amendment to Par Value Mgmt For For For
7 Authority to Reduce Mgmt For For For
Issued Share
Capital
8 Reverse Stock Split Mgmt For For For
9 Cancellation of Shares Mgmt For For For
10 Authorization of Legal Mgmt For For For
Formalities
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Authority to Suppress Mgmt For For For
Preemptive
Rights
13 Authority to Issue Mgmt For For For
Shares in Case of
Merger/Acquisition
14 Authority to Suppress Mgmt For For For
Preemptive Rights in
Case of
Merger/Acquisition
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Non-Voting Agenda Item N/A N/A N/A N/A
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Barclays plc
Ticker Security ID: Meeting Date Meeting Status
BARC CINS G08036124 04/25/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Sir David Walker Mgmt For For For
4 Elect Tim Breedon Mgmt For For For
5 Elect Antony Jenkins Mgmt For For For
6 Elect Diane de Saint Mgmt For For For
Victor
7 Elect David Booth Mgmt For For For
8 Elect Fulvio Conti Mgmt For Against Against
9 Elect Simon J. Fraser Mgmt For For For
10 Elect Reuben Jeffery III Mgmt For For For
11 Elect Christopher Lucas Mgmt For For For
12 Elect Dambisa Moyo Mgmt For For For
13 Elect Sir Michael Rake Mgmt For For For
14 Elect Sir John Mgmt For For For
Sunderland
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Equity Conversion
Notes w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Equity Conversion
Notes w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
24 Scrip Dividend Mgmt For For For
25 Amendments to Articles Mgmt For For For
________________________________________________________________________________
Bayerische Motoren Werke AG (BMW)
Ticker Security ID: Meeting Date Meeting Status
BMW CINS D12096109 05/14/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Reinhard Huttl Mgmt For For For
10 Elect Karl-Ludwig Kley Mgmt For For For
11 Elect Renate Kocher Mgmt For For For
12 Elect Joachim Milberg Mgmt For For For
13 Supervisory Board Mgmt For For For
Members'
Fees
________________________________________________________________________________
BR Malls Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BRML3 CINS P1908S102 04/30/2013 Voted
Meeting Type Country of Trade
Annual Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Allocation of Mgmt For For For
Profits/Dividends
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
BR Malls Participacoes SA
Ticker Security ID: Meeting Date Meeting Status
BRML3 CINS P1908S102 04/30/2013 Voted
Meeting Type Country of Trade
Special Brazil
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Remuneration Policy Mgmt For For For
4 Capitalization of Mgmt For For For
Reserves w/o Share
Issuance
5 Amendments to Articles Mgmt For For For
Regarding
Reconciliation of
Share
Capital
6 Amendments to Articles Mgmt For For For
Regarding
Guarantees
________________________________________________________________________________
British Sky Broadcasting Group plc
Ticker Security ID: Meeting Date Meeting Status
BSY CINS G15632105 11/01/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tracy Clarke Mgmt For For For
4 Elect Jeremy Darroch Mgmt For For For
5 Elect David DeVoe Mgmt For For For
6 Elect Nicholas Ferguson Mgmt For For For
7 Elect Martin Gilbert Mgmt For For For
8 Elect Andrew Griffith Mgmt For For For
9 Elect Andrew Higginson Mgmt For For For
10 Elect Thomas Mockridge Mgmt For For For
11 Elect James Murdoch Mgmt For For For
12 Elect Matthieu Pigasse Mgmt For For For
13 Elect Daniel Rimer Mgmt For For For
14 Elect Arthur Siskind Mgmt For For For
15 Elect Lord Wilson of Mgmt For For For
Dinton
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Directors' Remuneration Mgmt For For For
Report
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
22 Authority to Repurchase Mgmt For For For
Shares
23 Off-Market Repurchase Mgmt For For For
of
Shares
24 Related Party Mgmt For For For
Transaction
(Off-Market
Repurchases)
________________________________________________________________________________
Canadian National Railway Company
Ticker Security ID: Meeting Date Meeting Status
CNR CUSIP 136375102 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael R. Mgmt For For For
Armellino
1.2 Elect A. Charles Baillie Mgmt For For For
1.3 Elect Hugh J. Bolton Mgmt For For For
1.4 Elect Donald J. Carty Mgmt For For For
1.5 Elect Gordon D. Giffin Mgmt For For For
1.6 Elect Edith E. Holiday Mgmt For For For
1.7 Elect V. Maureen Mgmt For For For
Kempston
Darkes
1.8 Elect Denis Losier Mgmt For For For
1.9 Elect Edward C. Lumley Mgmt For For For
1.10 Elect David G.A. McLean Mgmt For For For
1.11 Elect Claude Mongeau Mgmt For For For
1.12 Elect James E. O'Connor Mgmt For For For
1.13 Elect Robert Pace Mgmt For For For
2 Appointment of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Canon Incorporated
Ticker Security ID: Meeting Date Meeting Status
7751 CINS J05124144 03/28/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Fujio Mitarai Mgmt For For For
4 Elect Toshizoh Tanaka Mgmt For For For
5 Elect Toshiaki Ikoma Mgmt For For For
6 Elect Kunio Watanabe Mgmt For For For
7 Elect Yohroku Adachi Mgmt For For For
8 Elect Yasuo Mitsuhashi Mgmt For For For
9 Elect Shigeyuki Mgmt For For For
Matsumoto
10 Elect Toshio Homma Mgmt For For For
11 Elect Masaki Nakaoka Mgmt For For For
12 Elect Haruhisa Honda Mgmt For For For
13 Elect Hideki Ozawa Mgmt For For For
14 Elect Masaya Maeda Mgmt For For For
15 Elect Yasuhiro Tani Mgmt For For For
16 Elect Makoto Araki Mgmt For For For
17 Elect Hiroyuki Suematsu Mgmt For For For
18 Elect Shigeyuki Uzawa Mgmt For For For
19 Elect Kenichi Nagasawa Mgmt For For For
20 Elect Naoji Ohtsuka Mgmt For For For
21 Elect Masanori Yamada Mgmt For For For
22 Elect Aitake Wakiya Mgmt For For For
23 Elect Kazuto Ohno Mgmt For For For
24 Special Allowances for Mgmt For For For
Directors
25 Directors' Fees Mgmt For For For
26 Bonus Mgmt For For For
________________________________________________________________________________
China Unicom Ltd.
Ticker Security ID: Meeting Date Meeting Status
0762 CINS Y1519S111 12/21/2012 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition of Unicom Mgmt For For For
New
Horizon
4 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 08/21/2012 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 The Coalbed Methane Mgmt For For For
Resources Exploration
and Development
Cooperation
Agreement
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 11/21/2012 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Caps of Mgmt For For For
Framework
Agreement
________________________________________________________________________________
DeNA Company Limited
Ticker Security ID: Meeting Date Meeting Status
2432 CINS J1257N107 06/22/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Makoto Haruta Mgmt For For For
5 Elect Isao Moriyasu Mgmt For For For
6 Elect Shuhei Kawasaki Mgmt For For For
7 Elect Kenji Kobayashi Mgmt For For For
8 Elect Tomoko Namba Mgmt For For For
9 Elect Rehito Hatoyama Mgmt For For For
10 Directors' Fees Mgmt For For For
11 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Diageo plc
Ticker Security ID: Meeting Date Meeting Status
DGE CINS G42089113 10/17/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Peggy Bruzelius Mgmt For For For
5 Elect Laurence Danon Mgmt For For For
6 Elect Lord Mervyn Davies Mgmt For For For
7 Elect Betsey Holden Mgmt For For For
8 Elect Franz Humer Mgmt For For For
9 Elect Deirdre Mahlan Mgmt For For For
10 Elect Philip Scott Mgmt For For For
11 Elect H. Todd Stitzer Mgmt For For For
12 Elect Paul Walsh Mgmt For For For
13 Elect HO Kwon Ping Mgmt For For For
14 Elect Ivan Menezes Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Dufry AG
Ticker Security ID: Meeting Date Meeting Status
DUFN CINS H2082J107 04/30/2013 Take No Action
Meeting Type Country of Trade
Special Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Allocation of Mgmt For TNA N/A
Profits/Dividends
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Board Size Mgmt For TNA N/A
7 Elect Jorge Born, Jr. Mgmt For TNA N/A
8 Elect Luis Andres Mgmt For TNA N/A
Holzer
Neumann
9 Elect Jose Lucas Mgmt For TNA N/A
Ferreira de
Melo
10 Elect Joaquin Mgmt For TNA N/A
Moya-Angeler
Cabrera
11 Elect Julian Diaz Mgmt For TNA N/A
Gonzalez
12 Appointment of Auditor Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Exercise the voting Mgmt For TNA N/A
rights in accordance
with the proposals of
the Board of
Directors
15 Abstain from voting Mgmt For TNA N/A
________________________________________________________________________________
EEN Energy Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
2688 CINS G3066L101 05/21/2013 Voted
Meeting Type Country of Trade
Annual Cayman Islands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect ZHANG Gang Mgmt For For For
6 Elect HAN Jishen Mgmt For For For
7 Elect LIM Haw Kuang Mgmt For For For
8 Elect ZHAO Baoju Mgmt For For For
9 Elect JIN Yongsheng Mgmt For For For
10 Elect CHEUNG Yip Sang Mgmt For For For
11 Elect ZHAO Shengli Mgmt For For For
12 Elect WANG Dongzhi Mgmt For For For
13 Directors' Fees Mgmt For For For
14 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Issue Mgmt For For For
Repurchased
Shares
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Elekta AB
Ticker Security ID: Meeting Date Meeting Status
EKTA CINS W2479G107 09/04/2012 Voted
Meeting Type Country of Trade
Annual Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Accounts and Reports Mgmt For For For
13 Allocation of Profits Mgmt For For For
14 Ratification of Board Mgmt For For For
and Management
Acts
15 Non-Voting Agenda Item N/A N/A N/A N/A
16 Board Size Mgmt For For For
17 Directors and Auditors' Mgmt For For For
Fees
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Election of Directors Mgmt For For For
20 Appointment of Auditor Mgmt For For For
21 Compensation Guidelines Mgmt For For For
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Issue Mgmt For For For
Treasury
Shares
24 Transfer of Shares Mgmt For For For
Pursuant to LTIP
2012
25 Transfer of Shares Mgmt For For For
Pursuant to LTIP 2009,
2010 and
2011
26 2012 Long-Term Mgmt For For For
Incentive
Plan
27 Stock Split Mgmt For For For
28 Amendments to Articles Mgmt For For For
Regarding
Auditor
29 Nomination Committee Mgmt For For For
30 Non-Voting Agenda Item N/A N/A N/A N/A
31 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Fanuc Ltd
Ticker Security ID: Meeting Date Meeting Status
6954 CINS J13440102 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Yoshiharu Inaba Mgmt For For For
5 Elect Kenji Yamaguchi Mgmt For For For
6 Elect Yoshihiro Gonda Mgmt For For For
7 Elect Richard E. Mgmt For For For
Schneider
8 Elect Hiroyuki Uchida Mgmt For For For
9 Elect Testuya Kosaka Mgmt For For For
10 Elect Shunsuke Matsubara Mgmt For For For
11 Elect Katsuo Kohari Mgmt For For For
12 Elect Toshiya Okada Mgmt For For For
13 Elect Kazuyuki Hiramoto Mgmt For For For
14 Elect Olaf C. Gehrels Mgmt For For For
15 Elect Kazunari Aoyama Mgmt For For For
16 Elect Takayuki Itoh Mgmt For For For
17 Elect Yuusaku Yamada Mgmt For For For
18 Elect Tetsuo Hishikawa Mgmt For For For
19 Elect Hiroshi Noda Mgmt For For For
20 Elect Kiyonori Inaba Mgmt For For For
21 Elect Masato Ono Mgmt For For For
________________________________________________________________________________
Fresenius SE & Co. KGaA
Ticker Security ID: Meeting Date Meeting Status
FREG CINS D27348123 05/17/2013 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of General Mgmt For For For
Partner
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Compensation Policy Mgmt For For For
10 Increase in Authorized Mgmt For For For
Capital
11 Increase in Conditional Mgmt For For For
Capital; Stock Option
Plan
________________________________________________________________________________
Honda Motor Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
7267 CINS J22302111 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Fumihiko Ike Mgmt For For For
5 Elect Takanobu Itoh Mgmt For For For
6 Elect Tetsuo Iwamura Mgmt For For For
7 Elect Takashi Yamamoto Mgmt For For For
8 Elect Yoshiharu Yamamoto Mgmt For For For
9 Elect Masahiro Yoshida Mgmt For For For
10 Elect Kensaku Hohgen Mgmt For For For
11 Elect Nobuo Kuroyanagi Mgmt For For For
12 Elect Takeo Fukui Mgmt For For For
13 Elect Yuji Shiga Mgmt For For For
14 Elect Kohhei Takeuchi Mgmt For For For
15 Elect Shinji Aoyama Mgmt For For For
16 Elect Noriya Kaihara Mgmt For For For
17 Elect Kunio Endoh as Mgmt For For For
Statutory
Auditor
________________________________________________________________________________
IMAX Corporation
Ticker Security ID: Meeting Date Meeting Status
IMAX CUSIP 45245E109 06/11/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard L. Gelfond Mgmt For For For
1.2 Elect Michael MacMillan Mgmt For For For
1.3 Elect I. Martin Pompadur Mgmt For For For
1.4 Elect Bradley J. Mgmt For For For
Wechsler
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Technical Amendments to Mgmt For For For
the Company's
Bylaws
5 Approval of Long Term Mgmt For For For
Incentive
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Industria De Diseno Textil SA
Ticker Security ID: Meeting Date Meeting Status
ITX CINS E6282J109 07/17/2012 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
(Individual)
4 Accounts and Reports Mgmt For For For
(Consolidated);
Ratification of Board
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Gartler, S.L. Mgmt For For For
(Flora Perez
Marcote)
7 Elect Jose Arnau Sierra Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
Regarding Corporate
Enterprises Act and EU
Directive
10 Amendments to General Mgmt For For For
Meeting
Regulations
11 Authority to Repurchase Mgmt For For For
Shares
12 Approval of Corporate Mgmt For For For
Website
13 Remuneration Report Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
InterContinental Hotels Group plc
Ticker Security ID: Meeting Date Meeting Status
IHG CINS G4804L130 05/24/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Patrick Cescau Mgmt For For For
5 Elect David Kappler Mgmt For For For
6 Elect Kirk Kinsell Mgmt For For For
7 Elect Jennifer Laing Mgmt For For For
8 Elect Jonathan S. Linen Mgmt For For For
9 Elect Luke Mayhew Mgmt For For For
10 Elect Dale Morrison Mgmt For For For
11 Elect Tracy Robbins Mgmt For For For
12 Elect Thomas Singer Mgmt For For For
13 Elect Richard Solomons Mgmt For For For
14 Elect Ying Yeh Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Repurchase Mgmt For For For
Shares
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Intercontinental Hotels Group PLC
Ticker Security ID: Meeting Date Meeting Status
IHG CINS G4804L122 10/08/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Share Consolidation Mgmt For For For
2 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Investment AB Kinnevik
Ticker Security ID: Meeting Date Meeting Status
KINV'B CINS W4832D110 06/18/2013 Voted
Meeting Type Country of Trade
Special Sweden
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Conversion of Share Mgmt For For For
Class
11 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 12/19/2012 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Balance Sheet Mgmt For For For
3 Special Dividend Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kabel Deutschland Holding AG
Ticker Security ID: Meeting Date Meeting Status
KD8 CINS D6424C104 10/11/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Antoinette Aris Mgmt For For For
10 Elect Catherine Mgmt For For For
Muhlemann
11 Elect Paul Stodden Mgmt For For For
12 Elect Torsten Winkler Mgmt For For For
13 Profit-and-Loss Mgmt For For For
Transfer Agreement
with Kabel Deutschland
Vertrieb und Service
GmbH
________________________________________________________________________________
Komatsu Limited
Ticker Security ID: Meeting Date Meeting Status
6301 CINS J35759125 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Kunio Noji Mgmt For For For
4 Elect Tetsuji Ohhashi Mgmt For For For
5 Elect Mikio Fujitsuka Mgmt For For For
6 Elect Fujitoshi Takamura Mgmt For For For
7 Elect Kensuke Hotta Mgmt For For For
8 Elect Noriaki Kanoh Mgmt For For For
9 Elect Kohichi Ikeda Mgmt For For For
10 Elect Hisashi Shinozuka Mgmt For For For
11 Elect Kazunori Kuromoto Mgmt For For For
12 Elect Masanao Mori Mgmt For For For
13 Elect Kunihiro Matsuo Mgmt For For For
14 Elect Kohji Yamada Mgmt For For For
15 Bonus Mgmt For For For
16 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
LyondellBasell Industries NV
Ticker Security ID: Meeting Date Meeting Status
LYB CUSIP N53745100 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jacques Aigrain Mgmt For For For
1.2 Elect Scott M. Kleinman Mgmt For For For
1.3 Elect Bruce A. Smith Mgmt For For For
2 ADOPTION OF ANNUAL Mgmt For For For
ACCOUNTS FOR
2012
3 DISCHARGE FROM Mgmt For For For
LIABILITY OF SOLE
MEMBER OF THE
MANAGEMENT
BOARD
4 Discharge From Mgmt For For For
Liability Of Members
Of The
Supervisory
Board
5 Appointment of Auditor Mgmt For For For
6 Appointment Of Mgmt For For For
PricewaterhouseCoopers
Accountants N.V. as
the Auditor for the
Dutch Annual
Accounts
7 Approval of Mgmt For For For
Compensation of the
Members of the
Supervisory
Board
8 Ratification and Mgmt For For For
Approval of Dividends
in Respect of the
2012
Fiscal Year
9 ADVISORY VOTE APPROVING Mgmt For For For
EXECUTIVE
COMPENSATION
10 Authority to Repurchase Mgmt For For For
Shares
11 APPROVAL TO CANCEL UP Mgmt For For For
TO 10% OF SHARE
CAPITAL HELD IN
TREASURY
12 Amend Articles of Mgmt For For For
Association to Set
Maximum Director Fees
and Make Technical
Changes
________________________________________________________________________________
Marubeni Corporation
Ticker Security ID: Meeting Date Meeting Status
8002 CINS J39788138 06/21/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Teruo Asada Mgmt For For For
3 Elect Fumiya Kokubu Mgmt For For For
4 Elect Shigeru Yamazoe Mgmt For For For
5 Elect Mitsuru Akiyoshi Mgmt For For For
6 Elect Yutaka Nomura Mgmt For For For
7 Elect Daisuke Okada Mgmt For For For
8 Elect Shohji Kuwayama Mgmt For For For
9 Elect Kazuaki Tanaka Mgmt For For For
10 Elect Yukihiko Matsumura Mgmt For For For
11 Elect Masumi Kakinoki Mgmt For For For
12 Elect Takao Kitabata Mgmt For For For
13 Elect Yukiko Kuroda @ Mgmt For For For
Yukiko
Matsumoto
14 Elect Masahiro Enoki Mgmt For For For
15 Elect Takashi Suetsuna Mgmt For For For
16 Elect Yoshizumi Nezu Mgmt For For For
________________________________________________________________________________
MercadoLibre, Inc.
Ticker Security ID: Meeting Date Meeting Status
MELI CUSIP 58733R102 06/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emiliano Calemzuk Mgmt For For For
1.2 Elect Marcos Galperin Mgmt For For For
1.3 Elect Veronica Allende Mgmt For For For
Serra
1.4 Elect Meyer Malka Mgmt For For For
1.5 Elect Javier Olivan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Millicom International Cellular SA
Ticker Security ID: Meeting Date Meeting Status
MICSDB CINS L6388F128 12/05/2012 Voted
Meeting Type Country of Trade
Special Luxembourg
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Election of Presiding Mgmt For For For
Chairman
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Elect Anders Kronborg Mgmt For For For
7 Special Dividend Mgmt For For For
8 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Mizuho Financial Group Inc
Ticker Security ID: Meeting Date Meeting Status
8411 CINS J4599L102 06/25/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividend
3 Authority to Repurchase Mgmt For For For
Preferred
Shares
4 Amendments to Articles Mgmt For For For
5 Elect Yasuhiro Satoh Mgmt For For For
6 Elect Yasunori Tsujita Mgmt For For For
7 Elect Toshitsugu Okabe Mgmt For For For
8 Elect Nobuhide Hayashi Mgmt For For For
9 Elect Tadashi Kanki Mgmt For For For
10 Elect Masakane Koike Mgmt For For For
11 Elect Akihiko Nomiyama Mgmt For For For
12 Elect Mitsuo Ohhashi Mgmt For For For
13 Elect Kanemitsu Anraku Mgmt For For For
14 Elect Nobukatsu Funaki Mgmt For For For
as Statutory
Auditor
15 Shareholder Proposal ShrHldr Against Against For
Regarding Maximum
Aggregate
Compensation
16 Shareholder Proposal ShrHldr Against Against For
Regarding Financing of
Security Cameras
Inside
Trains
17 Shareholder Proposal ShrHldr Against Against For
Regarding Exercise of
Voting
Rights
18 Shareholder Proposal ShrHldr Against Against For
Regarding Officer
Training
19 Shareholder Proposal ShrHldr Against Against For
Regarding Distribution
of
Dividends
20 Shareholder Proposal ShrHldr Against Against For
Regarding Disclosure
of Actions Seeking
Revocation of a
Resolution
21 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
Disclosure
22 Shareholder Proposal ShrHldr Against Against For
Regarding IPO
Valuations
23 Shareholder Proposal ShrHldr Against Against For
Regarding Investor
Seminars
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/11/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Elect Peter Mgmt For TNA N/A
Brabeck-Letmathe
8 Elect Steven Hoch Mgmt For TNA N/A
9 Elect Titia de Lange Mgmt For TNA N/A
10 Elect Jean-Pierre Roth Mgmt For TNA N/A
11 Elect Eva Cheng Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Vote in accordance with Mgmt For TNA N/A
the proposal of the
Board of
Directors
15 Vote against the Mgmt For TNA N/A
proposal of the Board
of
Directors
16 Abstain Mgmt For TNA N/A
________________________________________________________________________________
Next plc
Ticker Security ID: Meeting Date Meeting Status
NXT CINS G6500M106 05/16/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Mgmt For For For
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect John Barton Mgmt For For For
6 Elect Christos Angelides Mgmt For For For
7 Elect Steve Barber Mgmt For For For
8 Elect Christine Cross Mgmt For For For
9 Elect Jonathan Dawson Mgmt For For For
10 Elect David Keens Mgmt For For For
11 Elect Caroline Goodall Mgmt For For For
12 Elect Francis Salway Mgmt For For For
13 Elect Andrew Varley Mgmt For For For
14 Elect Simon Wolfson Mgmt For For For
15 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Repurchase Mgmt For For For
Shares
Off-Market
20 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Novo Nordisk A/S
Ticker Security ID: Meeting Date Meeting Status
NOVO-B CINS K7314N152 03/20/2013 Voted
Meeting Type Country of Trade
Annual Denmark
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Report of the Auditor Mgmt For For For
5 Directors' Fees (Fiscal Mgmt For For For
Year
2012)
6 Directors' Fees (Fiscal Mgmt For For For
Year
2013)
7 Allocation of Mgmt For For For
Profits/Dividends
8 Elect Goran A. Ando Mgmt For For For
9 Elect Jeppe Christiansen Mgmt For For For
10 Elect Henrik Gurtler Mgmt For For For
11 Elect Bruno Angelici Mgmt For For For
12 Elect Hannu Ryopponen Mgmt For For For
13 Elect Liz Hewitt Mgmt For For For
14 Elect Thomas P Koestler Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Issue Mgmt For For For
Shares w/ or w/out
Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Compensation Guidelines Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Pernod Ricard SA
Ticker Security ID: Meeting Date Meeting Status
RI CINS F72027109 11/09/2012 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Compensation Elements Mgmt For For For
(Pierre
Pringuet)
9 Compensation Elements Mgmt For For For
(Alexandre
Ricard)
10 Ratification of the Mgmt For For For
Co-option of Martina
Gonzalez-Gallarza
11 Ratification of the Mgmt For For For
Co-option of Alexandre
Ricard
12 Elect Alexandre Ricard Mgmt For For For
13 Elect Pierre Pringuet Mgmt For For For
14 Elect Wolfgang Colberg Mgmt For For For
15 Elect Cesar Giron Mgmt For For For
16 Elect Martina Mgmt For For For
Gonzalez-Gallarza
17 Elect Ian Gallienne Mgmt For For For
18 Directors' Fees Mgmt For For For
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Issue Mgmt For For For
Restricted
Shares
21 Authority to Grant Mgmt For For For
Stock
Options
22 Authority to Increase Mgmt For For For
Capital Under Employee
Savings
Plan
23 Amendments to Articles Mgmt For For For
24 Amendment Regarding Age Mgmt For For For
Limit for
Chairman
25 Amendments to Articles Mgmt For For For
Regarding Related
Party
Transactions
26 Amendments to Articles Mgmt For For For
Regarding Convening
Shareholders'
Meetings
27 Amendments to Articles Mgmt For For For
Regarding Conduct of
Shareholders'
Meetings
28 Authorization of Legal Mgmt For For For
Formalities
29 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Perrigo Company
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary Cohen Mgmt For For For
1.2 Elect David Gibbons Mgmt For For For
1.3 Elect Ran Gottfried Mgmt For For For
1.4 Elect Ellen Hoffing Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rakuten Inc.
Ticker Security ID: Meeting Date Meeting Status
4755 CINS J64264104 03/28/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Hiroshi Mikitani Mgmt For For For
2 Elect Atsushi Kunishige Mgmt For For For
3 Elect Masatada Kobayashi Mgmt For For For
4 Elect Tohru Shimada Mgmt For For For
5 Elect Akio Sugihara Mgmt For For For
6 Elect Kazunori Takeda Mgmt For For For
7 Elect Hiroaki Yasutake Mgmt For For For
8 Elect Yoshihisa Yamada Mgmt For For For
9 Elect Charles B. Baxter Mgmt For For For
10 Elect Kohichi Kusano Mgmt For For For
11 Elect Ken Kutaragi Mgmt For For For
12 Elect Joshua G. James Mgmt For For For
13 Elect Hiroshi Fukino Mgmt For For For
14 Elect Jun Murai Mgmt For For For
15 Elect Kentaroh Hyakuno Mgmt For For For
16 Elect Tanekiyo Kunitake Mgmt For For For
as Statutory
Auditor
17 Equity Compensation Plan Mgmt For For For
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jasmin Staiblin Mgmt For For For
5 Elect John Rishton Mgmt For For For
6 Elect Helen Alexander Mgmt For For For
7 Elect Lewis W.K. Booth Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Iain C. Conn Mgmt For For For
10 Elect James M. Guyette Mgmt For For For
11 Elect John McAdam Mgmt For For For
12 Elect Mark Morris Mgmt For For For
13 Elect John Neill Mgmt For For For
14 Elect Colin P. Smith Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Redeemable Dividend (C Mgmt For For For
Shares)
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authorisation of Mgmt For For For
Political
Donations
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Repurchase Mgmt For For For
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Adoption of New Mgmt For For For
Articles
(Citizenship)
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Samsung Electronics Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
005930 CINS Y74718100 03/15/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Elect LEE In Ho Mgmt For For For
3 Elect SONG Kwang Soo Mgmt For For For
4 Elect KIM Eun Mee Mgmt For For For
5 Elect YOON Boo Keun Mgmt For For For
6 Elect SHIN Jong Kyun Mgmt For For For
7 Elect LEE Sang Hoon Mgmt For For For
8 Election of Audit Mgmt For For For
Committee Members: LEE
In
Ho
9 Election of Audit Mgmt For For For
Committee Members:
SONG Kwang
Soo
10 Directors' Fees Mgmt For For For
11 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Schneider Electric SA
Ticker Security ID: Meeting Date Meeting Status
SU CINS F86921107 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Supplementary Mgmt For For For
Retirement Benefits
for Management Board
Members
8 Severance Agreement for Mgmt For For For
Jean-Paul
Tricoire
9 Election Gerard de La Mgmt For For For
Martiniere
10 Authority to Repurchase Mgmt For For For
Shares
11 Adoption of a New Mgmt For For For
Governance
Structure
12 Authorization of Legal Mgmt For For For
Formalities Concerning
the Employee Stock
Purchase
Plans
13 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
14 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
15 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
16 Greenshoe Mgmt For For For
17 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
Through Private
Placement
19 Authority to Issue Mgmt For For For
Restricted
Shares
20 Authority to Grant Mgmt For For For
Stock
Options
21 Employee Stock Purchase Mgmt For For For
Plan
22 Employee Stock Purchase Mgmt For For For
Plan for Overseas
Employees
23 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
24 Elect Jean-Pascal Mgmt For For For
Tricoire
25 Elect Henri Lachmann Mgmt For For For
26 Elect Leo Apotheker Mgmt For For For
27 Elect Betsy S. Atkins Mgmt For For For
28 Elect Gerard de La Mgmt For For For
Martiniere
29 Elect Xavier Fontanet Mgmt For For For
30 Elect Noel Forgeard Mgmt For For For
31 Elect Antoine Mgmt For For For
Gosset-Grainville
32 Elect Willy R. Kissling Mgmt For For For
33 Elect Catherine Kopp Mgmt For For For
34 Elect Dominique Mgmt For For For
Senequier
35 Elect G. Richard Thoman Mgmt For For For
36 Elect Serge Weinberg Mgmt For For For
37 Non-Voting Agenda Item N/A N/A N/A N/A
38 Elect Claude Briquet Mgmt Abstain Abstain For
39 Elect Magali Herbaut Mgmt For For For
40 Elect Thierry Jacquet Mgmt Abstain Abstain For
41 Elect Jean-Michel Mgmt Abstain Abstain For
Vedrine
42 Directors' Fees Mgmt For For For
43 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Seagate Technology
Ticker Security ID: Meeting Date Meeting Status
STX CUSIP G7945M107 10/24/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stephen Luczo Mgmt For For For
2 Elect Frank Biondi, Jr. Mgmt For For For
3 Elect Michael Cannon Mgmt For For For
4 Elect Mei-Wei Cheng Mgmt For For For
5 Elect William Coleman Mgmt For For For
6 Elect Jay Geldmacher Mgmt For For For
7 Elect Seh-Woong Jeong Mgmt For For For
8 Elect Lydia Marshall Mgmt For For For
9 Elect Kristen Onken Mgmt For For For
10 Elect Chong Sup Park Mgmt For For For
11 Elect Gregorio Reyes Mgmt For For For
12 Elect Edward Zander Mgmt For For For
13 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
14 Authority to Issue Mgmt For For For
Treasury
Shares
15 Location of 2013 Annual Mgmt For For For
Meeting
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shire plc
Ticker Security ID: Meeting Date Meeting Status
SHP CINS G8124V108 04/30/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect William M. Burns Mgmt For For For
4 Elect Matthew W. Emmens Mgmt For For For
5 Elect David Ginsburg Mgmt For For For
6 Elect Graham Mgmt For For For
Hetherington
7 Elect David Kappler Mgmt For For For
8 Elect Susan Kilsby Mgmt For For For
9 Elect Anne Minto Mgmt For For For
10 Elect David M. Stout Mgmt For For For
11 Elect Steven Gillis Mgmt For For For
12 Elect Flemming Ornskov Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
16 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
17 Authority to Repurchase Mgmt For For For
Shares
18 Authority to Set Mgmt For For For
General Meeting
Notice
Period at 14 Days
19 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Standard Chartered plc
Ticker Security ID: Meeting Date Meeting Status
STAN CINS G84228157 05/08/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Om Prakash Bhatt Mgmt For For For
5 Elect Louis CHEUNG Chi Mgmt For For For
Yan
6 Elect Margaret Ewing Mgmt For For For
7 Elect Lars H. Thunell Mgmt For For For
8 Elect Steve P. Bertamini Mgmt For For For
9 Elect Jaspal S. Bindra Mgmt For For For
10 Elect Jamie F.T. Dundas Mgmt For For For
11 Elect HAN Seung-Soo Mgmt For For For
12 Elect Simon J. Lowth Mgmt For For For
13 Elect Rudy H.P. Markham Mgmt For For For
14 Elect Ruth Markland Mgmt For For For
15 Elect Richard H. Mgmt For For For
Meddings
16 Elect John G.H. Paynter Mgmt For For For
17 Elect John Peace Mgmt For For For
18 Elect A. Michael G. Rees Mgmt For For For
19 Elect Peter A. Sands Mgmt For For For
20 Elect Viswanathan Mgmt For For For
Shankar
21 Elect Paul D. Skinner Mgmt For For For
22 Elect Oliver Stocken Mgmt For For For
23 Appointment of Auditor Mgmt For For For
24 Authority to Set Mgmt For For For
Auditor's
Fees
25 Authorisation of Mgmt For For For
Political
Donations
26 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
27 Authority to Issue Mgmt For For For
Repurchased Shares w/
Preemptive
rights
28 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
29 Authority to Repurchase Mgmt For For For
Shares
30 Authority to Repurchase Mgmt For For For
Preference
Shares
31 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
32 2013 Sharesave Plan Mgmt For For For
33 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Swatch Group Ltd. (The)
Ticker Security ID: Meeting Date Meeting Status
UHR CINS H83949141 05/29/2013 Voted
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Board Mgmt For For For
Acts
3 Allocation of Mgmt For For For
Profits/Dividends
4 Election of Directors Mgmt For For For
5 Appointment of Auditor Mgmt For For For
6 In the case of ad-hoc ShrHldr For For For
shareholder motions
proposed during the
general meeting, I
authorize my proxy to
act as follows in
accordance with the
board of
directors
7 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Taiwan Semiconductor Manufacturing Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
2330 CUSIP 874039100 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Mgmt For For For
Procedural
Rules
________________________________________________________________________________
Telecity Group plc
Ticker Security ID: Meeting Date Meeting Status
TCY CINS G87403112 04/16/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect John Hughes Mgmt For For For
5 Elect Michael Tobin Mgmt For For For
6 Elect Brian Mgmt For For For
McArthur-Muscroft
7 Elect Simon Batey Mgmt For For For
8 Elect Maurizio Carli Mgmt For For For
9 Elect John O'Reilly Mgmt For For For
10 Elect Claudia Arney Mgmt For For For
11 Elect Nancy Cruickshank Mgmt For For For
12 Appointment of Auditor Mgmt For For For
13 Authority to Set Mgmt For For For
Auditor's
Fees
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Tsingtao Brewery Company Limited
Ticker Security ID: Meeting Date Meeting Status
00168 CINS Y8997D102 06/25/2013 Voted
Meeting Type Country of Trade
Annual China
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Directors' Report Mgmt For For For
4 Supervisors' Report Mgmt For For For
5 Financial Statements Mgmt For For For
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Elect Huang Ke Xing Mgmt For For For
10 Elect SUGIURA Yasutaka Mgmt For For For
11 Elect KODATO Toshio as Mgmt For For For
Supervisor
12 Change in Use of Mgmt For For For
Proceeds
13 Amendments to Articles Mgmt For For For
________________________________________________________________________________
UBS AG
Ticker Security ID: Meeting Date Meeting Status
UBSN CINS H89231338 05/02/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Dividend from Reserves Mgmt For TNA N/A
6 Ratification of Board Mgmt For TNA N/A
and Management
Acts
7 Elect Axel A Weber Mgmt For TNA N/A
8 Elect Michel Demare Mgmt For TNA N/A
9 Elect David Sidwell Mgmt For TNA N/A
10 Elect Rainer-Marc Frey Mgmt For TNA N/A
11 Elect Ann Godbehere Mgmt For TNA N/A
12 Elect Axel Lehmann Mgmt For TNA N/A
13 Elect Helmut Panke Mgmt For TNA N/A
14 Elect William Parrett Mgmt For TNA N/A
15 Elect Isabelle Romy Mgmt For TNA N/A
16 Elect Beatrice Weder di Mgmt For TNA N/A
Mauro
17 Elect Joseph YAM Chi Mgmt For TNA N/A
Kwong
18 Elect Reto Francioni Mgmt For TNA N/A
19 Appointment of Auditor Mgmt For TNA N/A
20 Transaction of Other Mgmt For TNA N/A
Business
________________________________________________________________________________
Unibail-Rodamco
Ticker Security ID: Meeting Date Meeting Status
UL CINS F95094110 04/25/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Scrip Dividend Mgmt For For For
8 Related Party Mgmt For For For
Transactions
9 Elect Francois Jaclot Mgmt For For For
10 Elect Frans Jozef G.M. Mgmt For For For
Cremers
11 Authority to Repurchase Mgmt For For For
Shares
12 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Increase Mgmt For For For
Share Issuance
Limit
16 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
17 Employee Stock Purchase Mgmt For For For
Plan
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 02/22/2013 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Removal of Director Mgmt For For For
Kazuo
Okada
2 Right to Adjourn Meeting Mgmt For For For
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ray R. Irani Mgmt For For For
1.2 Elect Alvin V. Shoemaker Mgmt For For For
1.3 Elect D. Boone Wayson Mgmt For For For
1.4 Elect Stephen A. Wynn Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wynn Resorts, Limited
Ticker Security ID: Meeting Date Meeting Status
WYNN CUSIP 983134107 11/02/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda Chen Mgmt For For For
1.2 Elect Marc Schorr Mgmt For For For
1.3 Elect J. Edward Virtue Mgmt For For For
1.4 Elect Elaine Wynn Mgmt For For For
2 Amendment to the Annual Mgmt For For For
Performance Based
Incentive Plan for
Executive
Officers
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 11/20/2012 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Approval of New Scheme Mgmt For For For
subject to the Revised
Management Incentive
Arrangements being
Approved at the
Further Xstrata
General
Meeting
3 Approval of New Scheme Mgmt Against For Against
subject to the Revised
Management Incentive
Arrangements NOT being
Approved at the
Further Xstrata
General
Meeting
________________________________________________________________________________
Xstrata Plc
Ticker Security ID: Meeting Date Meeting Status
XTA CINS G9826T102 11/20/2012 Voted
Meeting Type Country of Trade
Special United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authorize Directors to Mgmt For For For
Implement New
Scheme
2 Approve the Revised Mgmt For For For
Management Incentive
Arrangements
________________________________________________________________________________
Yandex N.V.
Ticker Security ID: Meeting Date Meeting Status
YNDX CUSIP N97284108 05/21/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Ratification of Board Mgmt For For For
Acts
4 Elect Rogier Rijnja Mgmt For For For
5 Elect Ilya Segalovich Mgmt For For For
6 Elect Charles Ryan Mgmt For For For
7 Elect Alexander S. Mgmt For For For
Voloshin
8 Cancellation of Shares Mgmt For For For
9 Amendment to Articles Mgmt For For For
10 Appointment of Auditor Mgmt For For For
11 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
12 Suppress Preemptive Mgmt For Against Against
Rights
13 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Ziggo NV
Ticker Security ID: Meeting Date Meeting Status
ZIGGO CINS N9837R105 04/18/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Pamela G. Mgmt For For For
Boumeester
14 Appointment of Auditor Mgmt For For For
15 Authority to Repurchase Mgmt For For For
Shares
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Suppress Mgmt For For For
Preemptive
Rights
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Fund Name : Harbor Global Value Fund
________________________________________________________________________________
Agilent Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
A CUSIP 00846U101 03/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Paul N. Clark Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Tadataka Yamada Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Air Products and Chemicals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APD CUSIP 009158106 01/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Davis, III Mgmt For For For
2 Elect W. Douglas Ford Mgmt For For For
3 Elect Evert Henkes Mgmt For For For
4 Elect Margaret McGlynn Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
8 Shareholder Proposal ShrHldr Against For Against
Regarding
Declassification of
the
Board
________________________________________________________________________________
Akzo Nobel N.V.
Ticker Security ID: Meeting Date Meeting Status
AKZA CINS N01803100 04/26/2013 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Loss Mgmt For For For
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Allocation of Dividends Mgmt For For For
7 Ratification of Mgmt For For For
Management Board
Acts
8 Ratification of Mgmt For For For
Supervisory Board
Acts
9 Amendment to Short Term Mgmt For For For
Remuneration
Policy
10 Amendment to Long Term Mgmt For For For
Remuneration
Policy
11 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
12 Suppression of Mgmt For For For
Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Altria Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MO CUSIP 02209S103 05/16/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Gerald L. Baliles Mgmt For For For
2 Elect Martin J. Mgmt For For For
Barrington
3 Elect John T. Casteen Mgmt For For For
III
4 Elect Dinyar S. Devitre Mgmt For For For
5 Elect Thomas F. Farrell Mgmt For For For
II
6 Elect Thomas W. Jones Mgmt For For For
7 Elect Debra J. Mgmt For For For
Kelly-Ennis
8 Elect W. Leo Kiely III Mgmt For For For
9 Elect Kathryn B. McQuade Mgmt For For For
10 Elect George Munoz Mgmt For For For
11 Elect Nabil Y. Sakkab Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Anadarko Petroleum Corporation
Ticker Security ID: Meeting Date Meeting Status
APC CUSIP 032511107 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kevin P. Chilton Mgmt For For For
2 Elect Luke R. Corbett Mgmt For For For
3 Elect H. Paulett Mgmt For For For
Eberhart
4 Elect Peter J. Fluor Mgmt For For For
5 Elect Richard L. George Mgmt For For For
6 Elect Preston M. Geren, Mgmt For For For
III
7 Elect Charles W. Mgmt For For For
Goodyear
8 Elect John R. Gordon Mgmt For For For
9 Elect Eric D. Mullins Mgmt For For For
10 Elect Paula Rosput Mgmt For For For
Reynolds
11 Elect R. A. Walker Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Report on
Political
Spending
________________________________________________________________________________
Aviva Plc
Ticker Security ID: Meeting Date Meeting Status
AV CINS G0683Q109 05/09/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Advisory Vote on Mgmt For For For
Corporate
Responsibility
Report
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect Mark Wilson Mgmt For For For
6 Elect Sir Adrian Mgmt For For For
Montague
7 Elect Robert W. Stein Mgmt For For For
8 Elect Glyn Barker Mgmt For For For
9 Elect Michael Hawker Mgmt For For For
10 Elect Gay Huey Evans Mgmt For For For
11 Elect John McFarlane Mgmt For For For
12 Elect Patrick Regan Mgmt For For For
13 Elect Scott Wheway Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Repurchase Mgmt For For For
8 3/4% Preference
Shares
20 Authority to Repurchase Mgmt For For For
8 3/8% Preference
Shares
21 Scrip Dividend Mgmt For For For
22 Authorisation of Mgmt For For For
Political
Donations
23 Authority to Set Mgmt For For For
General Meeting
Notice
Period at 14 Days
24 Authority to Issue Mgmt For For For
Preferred
Shares
________________________________________________________________________________
Babcock & Wilcox Co.
Ticker Security ID: Meeting Date Meeting Status
BWC CUSIP 05615F102 05/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John A. Fees Mgmt For For For
1.2 Elect Richard W. Mies Mgmt For For For
1.3 Elect Larry L. Weyers Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Balfour Beatty plc
Ticker Security ID: Meeting Date Meeting Status
BBY CINS G3224V108 05/16/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Steven Marshall Mgmt For For For
5 Elect Robert M. Amen Mgmt For For For
6 Elect Mike Donovan Mgmt For For For
7 Elect Iain Ferguson Mgmt For For For
8 Elect Maureen Kempston Mgmt For For For
Darkes
9 Elect Duncan Magrath Mgmt For For For
10 Elect Andrew McNaughton Mgmt For For For
11 Elect Graham Roberts Mgmt For For For
12 Elect Peter Zinkin Mgmt For For For
13 Appointment of Auditor Mgmt For For For
14 Authority to Set Mgmt For For For
Auditor's
Fees
15 Authorisation of Mgmt For For For
Political
Donations
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
Barclays plc
Ticker Security ID: Meeting Date Meeting Status
BARC CINS G08036124 04/25/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Sir David Walker Mgmt For For For
4 Elect Tim Breedon Mgmt For For For
5 Elect Antony Jenkins Mgmt For For For
6 Elect Diane de Saint Mgmt For For For
Victor
7 Elect David Booth Mgmt For For For
8 Elect Fulvio Conti Mgmt For Against Against
9 Elect Simon J. Fraser Mgmt For For For
10 Elect Reuben Jeffery III Mgmt For For For
11 Elect Christopher Lucas Mgmt For For For
12 Elect Dambisa Moyo Mgmt For For For
13 Elect Sir Michael Rake Mgmt For For For
14 Elect Sir John Mgmt For For For
Sunderland
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Issue Mgmt For For For
Equity Conversion
Notes w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Equity Conversion
Notes w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
24 Scrip Dividend Mgmt For For For
25 Amendments to Articles Mgmt For For For
________________________________________________________________________________
BG Group plc
Ticker Security ID: Meeting Date Meeting Status
BG CINS G1245Z108 05/23/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Den Jones Mgmt For For For
5 Elect LIM Haw Kuang Mgmt For For For
6 Elect Peter Backhouse Mgmt For For For
7 Elect Vivienne Cox Mgmt For For For
8 Elect Chris Finlayson Mgmt For For For
9 Elect Andrew Gould Mgmt For For For
10 Elect Baroness Hogg Mgmt For For For
11 Elect John Hood Mgmt For For For
12 Elect Martin Houston Mgmt For For For
13 Elect Caio Koch-Weser Mgmt For For For
14 Elect Sir David Manning Mgmt For For For
15 Elect Mark Seligman Mgmt For For For
16 Elect Patrick W. Thomas Mgmt For For For
17 Appointment of Auditor Mgmt For For For
18 Authority to Set Mgmt For For For
Auditor's
Fees
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
21 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
BNP Paribas
Ticker Security ID: Meeting Date Meeting Status
BNP CINS F1058Q238 05/15/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Related Party Mgmt For For For
Transactions
8 Severance Agreement Mgmt For For For
(Jean-Laurent
Bonnafe)
9 Authority to Repurchase Mgmt For For For
Shares
10 Elect Jean-Laurent Mgmt For For For
Bonnafe
11 Elect Michel J. Tilmant Mgmt For For For
12 Elect Emiel Van Mgmt For For For
Broekhoven
13 Elect Christophe de Mgmt For For For
Margerie
14 Elect Marion Guillou Mgmt For For For
15 Authorization of Legal Mgmt For For For
Formalities for
Statutory
Auditors
16 Amendments to Articles Mgmt For For For
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David L. Calhoun Mgmt For For For
2 Elect Arthur D. Mgmt For For For
Collins,
Jr.
3 Elect Linda Z. Cook Mgmt For For For
4 Elect Kenneth M. Mgmt For For For
Duberstein
5 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
6 Elect Lawrence W. Mgmt For For For
Kellner
7 Elect Edward M. Liddy Mgmt For For For
8 Elect W. James Mgmt For For For
McNerney,
Jr.
9 Elect Susan C. Schwab Mgmt For For For
10 Elect Ronald A. Williams Mgmt For For For
11 Elect Mike S. Zafirovski Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Supplemental
Executive Retirement
Benefits
15 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
16 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
17 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
British American Tobacco plc
Ticker Security ID: Meeting Date Meeting Status
BATS CINS G1510J102 04/25/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Elect Richard Burrows Mgmt For For For
7 Elect John P. Daly Mgmt For For For
8 Elect Karen de Segundo Mgmt For For For
9 Elect Nicandro Durante Mgmt For For For
10 Elect Ann Godbehere Mgmt For For For
11 Elect Christine Mgmt For For For
Morin-Postel
12 Elect Gerard Murphy Mgmt For For For
13 Elect Kieran Poynter Mgmt For For For
14 Elect Anthony Ruys Mgmt For For For
15 Elect Ben Stevens Mgmt For For For
16 Elect Richard Tubb Mgmt For For For
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authorisation of Mgmt For For For
Political
Donations
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
C.R. Bard, Inc.
Ticker Security ID: Meeting Date Meeting Status
BCR CUSIP 067383109 04/17/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Barrett Mgmt For For For
2 Elect Anthony Welters Mgmt For For For
3 Elect Tony L. White Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Approval of the 2012 Mgmt For For For
Long Term Incentive
Plan as Amended and
Restated
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Shareholder Proposal ShrHldr Against Against For
Regarding
Sustainability
Report
8 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
China Merchants Holdings (International) Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
144 CINS Y1489Q103 02/21/2013 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Termination Agreement Mgmt For For For
________________________________________________________________________________
China Merchants Holdings (International) Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
144 CINS Y1489Q103 06/18/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect LI Jianhong Mgmt For For For
6 Elect HU Zheng Mgmt For For For
7 Elect HU Jianhua Mgmt For For For
8 Elect WANG Hong Mgmt For For For
9 Elect Francis BONG Shu Mgmt For For For
Ying
10 Directors' Fees Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
13 Authority to Repurchase Mgmt For For For
Shares
14 Authority to Issue Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Franz B. Humer Mgmt For For For
3 Elect Robert L. Joss Mgmt For For For
4 Elect Michael E. O'Neill Mgmt For For For
5 Elect Judith Rodin Mgmt For For For
6 Elect Robert L. Ryan Mgmt For For For
7 Elect Anthony M. Mgmt For For For
Santomero
8 Elect Joan E. Spero Mgmt For For For
9 Elect Diana L. Taylor Mgmt For For For
10 Elect William S. Mgmt For For For
Thompson,
Jr.
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
16 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Director
Indemnification
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 05/24/2013 Voted
Meeting Type Country of Trade
Annual Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect YANG Hua Mgmt For For For
6 Elect ZHOU Shouwei Mgmt For For For
7 Elect CHIU Sung Hong Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Repurchase Mgmt For For For
Shares
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
12 Authority to Issue Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 08/21/2012 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 The Coalbed Methane Mgmt For For For
Resources Exploration
and Development
Cooperation
Agreement
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Cnooc Ltd.
Ticker Security ID: Meeting Date Meeting Status
0883 CINS Y1662W117 11/21/2012 Voted
Meeting Type Country of Trade
Special Hong Kong
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Revised Annual Caps of Mgmt For For For
Framework
Agreement
________________________________________________________________________________
Daimler AG
Ticker Security ID: Meeting Date Meeting Status
DAI CINS D1668R123 04/10/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Non-Voting Agenda Item N/A N/A TNA N/A
7 Allocation of Mgmt For TNA N/A
Profits/Dividends
8 Ratification of Mgmt For TNA N/A
Management Board
Acts
9 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
10 Appointment of Auditor Mgmt For TNA N/A
11 Elect Sari Baldauf Mgmt For TNA N/A
12 Elect Jurgen Hambrecht Mgmt For TNA N/A
13 Elect Andrea Jung Mgmt For TNA N/A
________________________________________________________________________________
Devry Inc.
Ticker Security ID: Meeting Date Meeting Status
DV CUSIP 251893103 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darren Huston Mgmt For For For
1.2 Elect William Keevan Mgmt For For For
1.3 Elect Lyle Logan Mgmt For For For
1.4 Elect Alan Merten Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Repeal of Classified Mgmt For For For
Board
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fairfax Financial Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
FFH CUSIP 303901102 04/11/2013 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Anthony Griffiths Mgmt For For For
1.2 Elect Robert Gunn Mgmt For For For
1.3 Elect Alan Horn Mgmt For For For
1.4 Elect John Palmer Mgmt For For For
1.5 Elect Timothy Price Mgmt For For For
1.6 Elect Brandon Sweitzer Mgmt For For For
1.7 Elect V. Prem Watsa Mgmt For For For
2 Appointment of Auditor Mgmt For For For
________________________________________________________________________________
HSBC Holdings plc
Ticker Security ID: Meeting Date Meeting Status
HSBA CINS G4634U169 05/24/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Accounts and Reports Mgmt For For For
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Safra A. Catz Mgmt For For For
5 Elect Laura CHA May Lung Mgmt For For For
6 Elect Marvin CHEUNG Kin Mgmt For For For
Tung
7 Elect James B. Comey Mgmt For For For
8 Elect John Coombe Mgmt For For For
9 Elect Joachim Faber Mgmt For For For
10 Elect Rona Fairhead Mgmt For For For
11 Elect Renato Fassbind Mgmt For For For
12 Elect Douglas J. Flint Mgmt For For For
13 Elect Stuart T. Gulliver Mgmt For For For
14 Elect James W.J. Mgmt For For For
Hughes-Hallett
15 Elect Sam H. Laidlaw Mgmt For For For
16 Elect John P Lipsky Mgmt For For For
17 Elect J. Rachel Lomax Mgmt For For For
18 Elect Iain J. Mackay Mgmt For For For
19 Elect Sir Simon M. Mgmt For For For
Robertson
20 Elect John L. Thornton Mgmt For Against Against
21 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Repurchase Mgmt For For For
Shares
25 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
26 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
JGC Corporation
Ticker Security ID: Meeting Date Meeting Status
1963 CINS J26945105 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Keisuke Takeuchi Mgmt For For For
4 Elect Kohichi Kawana Mgmt For For For
5 Elect Tadashi Ishizuka Mgmt For For For
6 Elect Masayuki Satoh Mgmt For For For
7 Elect Yutaka Yamazaki Mgmt For For For
8 Elect Tsutomu Akabane Mgmt For For For
9 Elect Hideaki Miura Mgmt For For For
10 Elect Satoshi Satoh Mgmt For For For
11 Elect Yasumasa Isetani Mgmt For For For
12 Elect Hiroyasu Fukuyama Mgmt For For For
13 Elect Hitoshi Kitagawa Mgmt For For For
14 Elect Yasushi Momose Mgmt For For For
15 Elect Takehito Hidaka Mgmt For For For
16 Elect Hiroyuki Miyoshi Mgmt For For For
17 Elect Shigeru Endoh Mgmt For For For
18 Elect Toyohiko Shimada Mgmt For For For
as Statutory
Auditor
________________________________________________________________________________
Johnson & Johnson
Ticker Security ID: Meeting Date Meeting Status
JNJ CUSIP 478160104 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Sue Coleman Mgmt For For For
2 Elect James G. Cullen Mgmt For For For
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Alex Gorsky Mgmt For For For
5 Elect Michael M. E. Mgmt For For For
Johns
6 Elect Susan L. Lindquist Mgmt For For For
7 Elect Anne M. Mulcahy Mgmt For For For
8 Elect Leo F. Mullin Mgmt For For For
9 Elect William D. Perez Mgmt For For For
10 Elect Charles Prince Mgmt For For For
11 Elect A. Eugene Mgmt For For For
Washington
12 Elect Ronald A. Williams Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
16 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Corporate Values
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
KDDI Corp.
Ticker Security ID: Meeting Date Meeting Status
9433 CINS J31843105 06/19/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Amendments to Articles Mgmt For For For
4 Elect Tadashi Onodera Mgmt For For For
5 Elect Takashi Tanaka Mgmt For For For
6 Elect Hirofumi Morozumi Mgmt For For For
7 Elect Makoto Takahashi Mgmt For For For
8 Elect Yoshiharu Mgmt For For For
Shimatani
9 Elect Yuzoh Ishikawa Mgmt For For For
10 Elect Masahiro Inoue Mgmt For For For
11 Elect Hideo Yuasa Mgmt For For For
12 Elect Tsutomu Fukuzaki Mgmt For For For
13 Elect Hidehiko Tajima Mgmt For For For
14 Elect Tetsuo Kuba Mgmt For For For
15 Elect Nobuyori Kodaira Mgmt For For For
________________________________________________________________________________
KT&G Corporation
Ticker Security ID: Meeting Date Meeting Status
033780 CINS Y49904108 02/28/2013 Voted
Meeting Type Country of Trade
Annual Korea, Republic of
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Allocation Mgmt For For For
of
Profits/Dividends
2 Amendments to Articles Mgmt For For For
3 Election of CEO: MIN Mgmt For For For
Young
Jin
4 Election of Directors Mgmt For For For
(Slate)
5 Election of Audit Mgmt For For For
Committee Member: JO
Kyu
Ha
6 Directors' Fees Mgmt For For For
________________________________________________________________________________
Michael Page International plc
Ticker Security ID: Meeting Date Meeting Status
MPI CINS G68694119 06/06/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Robin Buchanan Mgmt For For For
4 Elect Stephen Ingham Mgmt For For For
5 Elect Andrew Bracey Mgmt For For For
6 Elect Ruby Mgmt For For For
McGregor-Smith
7 Elect Tim Miller Mgmt For For For
8 Elect Simon Boddie Mgmt For For For
9 Elect David S. Lowden Mgmt For For For
10 Directors' Remuneration Mgmt For For For
Report
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authorisation of Mgmt For For For
Political
Donations
14 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
16 Authority to Repurchase Mgmt For For For
Shares
17 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
18 Long Term Incentive Plan Mgmt For For For
19 Deferred Bonus Plan Mgmt For For For
________________________________________________________________________________
Microsoft Corporation
Ticker Security ID: Meeting Date Meeting Status
MSFT CUSIP 594918104 11/28/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven Ballmer Mgmt For For For
2 Elect Dina Dublon Mgmt For For For
3 Elect William Gates III Mgmt For For For
4 Elect Maria Klawe Mgmt For For For
5 Elect Stephen Luczo Mgmt For For For
6 Elect David Marquardt Mgmt For For For
7 Elect Charles Noski Mgmt For For For
8 Elect Helmut Panke Mgmt For For For
9 Elect John Thompson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Mgmt For For For
Employee Stock
Purchase
Plan
12 Ratification of Auditor Mgmt For For For
13 Shareholder Proposal ShrHldr Against Against For
Regarding Cumulative
Voting
________________________________________________________________________________
Molina Healthcare, Inc.
Ticker Security ID: Meeting Date Meeting Status
MOH CUSIP 60855R100 05/01/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles Z. Fedak Mgmt For For For
1.2 Elect Steven James Mgmt For For For
1.3 Elect John C. Molina Mgmt For For For
1.4 Elect Daniel Cooperman Mgmt For For For
1.5 Elect Dale Wolf Mgmt For For For
2 Increase of Authorized Mgmt For For For
Common
Stock
3 Issuance of Common Stock Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Novartis AG
Ticker Security ID: Meeting Date Meeting Status
NOVN CINS H5820Q150 02/22/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Ratification of Board Mgmt For TNA N/A
and Management
Acts
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Compensation Policy Mgmt For TNA N/A
7 Elect Verena Briner Mgmt For TNA N/A
8 Elect Jorg Reinhardt Mgmt For TNA N/A
9 Elect Charles Sawyers Mgmt For TNA N/A
10 Elect William Winters Mgmt For TNA N/A
11 Appointment of Auditor Mgmt For TNA N/A
12 Miscellaneous ShrHldr N/A TNA N/A
Shareholder Proposals
or
Countermotions
13 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
Oracle Corporation
Ticker Security ID: Meeting Date Meeting Status
ORCL CUSIP 68389X105 11/07/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jeffrey Berg Mgmt For For For
1.2 Elect H. Raymond Bingham Mgmt For For For
1.3 Elect Michael Boskin Mgmt For For For
1.4 Elect Safra Catz Mgmt For For For
1.5 Elect Bruce Chizen Mgmt For For For
1.6 Elect George Conrades Mgmt For For For
1.7 Elect Lawrence Ellison Mgmt For For For
1.8 Elect Hector Mgmt For For For
Garcia-Molina
1.9 Elect Jeffrey Henley Mgmt For For For
1.10 Elect Mark Hurd Mgmt For For For
1.11 Elect Donald Lucas Mgmt For For For
1.12 Elect Naomi Seligman Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 1993 Mgmt For For For
Directors' Stock
Plan
4 Ratification of Auditor Mgmt For For For
5 Shareholder Proposal ShrHldr Against Against For
Regarding the Use of
Multiple Metrics for
Executive Performance
Measures
6 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
8 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
________________________________________________________________________________
Petrofac Limited
Ticker Security ID: Meeting Date Meeting Status
PFC CINS G7052T101 05/17/2013 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Directors' Remuneration Mgmt For For For
Report
4 Elect Norman Murray Mgmt For For For
5 Elect Thomas Thune Mgmt For For For
Andersen
6 Elect Stefano Cao Mgmt For For For
7 Elect Roxanne Decyk Mgmt For For For
8 Elect Rene Medori Mgmt For For For
9 Elect Rijnhard van Tets Mgmt For For For
10 Elect Ayman Asfari Mgmt For For For
11 Elect Maroun Semaan Mgmt For For For
12 Elect Marwan Chedid Mgmt For For For
13 Elect Andrew G. Inglis Mgmt For For For
14 Elect Tim Weller Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
18 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
19 Authority to Repurchase Mgmt For For For
Shares
20 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
PostNL NV
Ticker Security ID: Meeting Date Meeting Status
PNL CINS N7203C108 04/16/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Ratification of Mgmt For For For
Management Board
Acts
3 Ratification of Mgmt For For For
Supervisory Board
Acts
4 Amendments to Articles Mgmt For For For
5 Elect A.M. Jongerius Mgmt For For For
6 Elect J.W.M. Engel Mgmt For For For
7 Remuneration Policy Mgmt For For For
8 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
9 Authority to Suppress Mgmt For For For
Preemptive
Rights
10 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Reed Elsevier NV
Ticker Security ID: Meeting Date Meeting Status
REN CINS N73430113 04/24/2013 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Ratification of Mgmt For For For
Management Board
Acts
5 Ratification of Mgmt For For For
Supervisory Board
Acts
6 Allocation of Mgmt For For For
Profits/Dividends
7 Appointment of Auditor Mgmt For For For
8 Elect Wolfhart Hauser Mgmt For For For
9 Elect Anthony Habgood Mgmt For For For
10 Elect Adrian Hennah Mgmt For For For
11 Elect Lisa Hook Mgmt For For For
12 Elect Marike van Lier Mgmt For For For
Lels
13 Elect Robert Polet Mgmt For For For
14 Elect Linda S. Sanford Mgmt For For For
15 Elect Ben van der Veer Mgmt For For For
16 Election of Management Mgmt For For For
Board
Members
17 Elect Duncan J. Palmer Mgmt For For For
18 Amendment to Governance Mgmt For For For
Structure
19 Amendment to Mgmt For For For
Remuneration
Policy
20 Long-Term Incentive Plan Mgmt For For For
21 Executive Share Option Mgmt For For For
Scheme
22 Authority to Repurchase Mgmt For For For
Shares
23 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
24 Authority to Suppress Mgmt For For For
Preemptive
Rights
25 Any other business Mgmt For For For
26 Non-Voting Agenda Item N/A N/A N/A N/A
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Reed Elsevier NV
Ticker Security ID: Meeting Date Meeting Status
REN CINS N73430113 11/06/2012 Voted
Meeting Type Country of Trade
Special Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Agenda Item N/A N/A N/A N/A
2 Elect Linda Sanford Mgmt For For For
3 Elect Duncan Palmer to Mgmt For For For
Management
Board
4 Equity Grant to Mr. Mgmt For For For
Palmer
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Royal Dutch Shell Plc
Ticker Security ID: Meeting Date Meeting Status
RDSB CINS G7690A100 05/21/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Josef Ackermann Mgmt For For For
4 Elect Guy Elliott Mgmt For For For
5 Elect Simon Henry Mgmt For For For
6 Elect Charles O. Mgmt For For For
Holliday,
Jr.
7 Elect Gerard Kleisterlee Mgmt For For For
8 Elect Jorma Ollila Mgmt For For For
9 Elect Sir Nigel Mgmt For For For
Sheinwald
10 Elect Linda G. Stuntz Mgmt For For For
11 Elect Peter Voser Mgmt For For For
12 Elect Hans Wijers Mgmt For For For
13 Elect Gerrit Zalm Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For For For
Political
Donations
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Sanofi
Ticker Security ID: Meeting Date Meeting Status
SAN CINS F5548N101 05/03/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports Mgmt For For For
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Allocation of Mgmt For For For
Profits/Dividends
7 Elect Fabienne Mgmt For For For
Lecorvaisier
8 Authority to Repurchase Mgmt For For For
Shares
9 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
11 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions in
Kind
12 Greenshoe Mgmt For For For
13 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
14 Employee Stock Purchase Mgmt For For For
Plan
15 Authority to Issue Mgmt For For For
Restricted
Shares
16 Authority to Grant Mgmt For For For
Stock
Options
17 Authority to Cancel Mgmt For For For
Shares and Reduce
Share
Capital
18 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
SembCorp Industries Limited
Ticker Security ID: Meeting Date Meeting Status
U96 CINS Y79711159 04/25/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect ANG Kong Hua Mgmt For For For
4 Elect TANG Kin Fei Mgmt For For For
5 Elect Margaret Lui Mgmt For Against Against
6 Elect TEH Kok Peng Mgmt For For For
7 Elect GOH Geok Ling Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Authority to Grant Mgmt For For For
Awards and Issue
Shares under Equity
Incentive
Plans
15 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
SembCorp Industries Limited
Ticker Security ID: Meeting Date Meeting Status
U96 CINS Y79711159 04/25/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transactions
2 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
SembCorp Marine Ltd.
Ticker Security ID: Meeting Date Meeting Status
S51 CINS Y8231K102 04/19/2013 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Ajaib Hari Dass Mgmt For For For
4 Elect TANG Kin Fei Mgmt For For For
5 Elect Ron FOO Siang Guan Mgmt For For For
6 Elect GOH Geok Ling Mgmt For For For
7 Directors' Fees Mgmt For For For
8 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
9 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 Non-Voting Agenda Item N/A N/A N/A N/A
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Authority to Grant Mgmt For For For
Awards under the
Sembcorp Marine
Performance Share Plan
2010
14 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
SembCorp Marine Ltd.
Ticker Security ID: Meeting Date Meeting Status
S51 CINS Y8231K102 04/19/2013 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Related Party Mgmt For For For
Transaction
2 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Shin-Etsu Chemical Co Limited
Ticker Security ID: Meeting Date Meeting Status
4063 CINS J72810120 06/27/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Elect Yasuhiko Saitoh Mgmt For For For
3 Elect Kohji Takasugi Mgmt For For For
4 Elect Toshinobu Mgmt For For For
Ishihara
5 Elect Frank Peter Popoff Mgmt For Against Against
6 Elect Tsuyoshi Miyazaki Mgmt For For For
7 Elect Toshihiko Fukui Mgmt For For For
8 Elect Masaki Miyajima Mgmt For For For
9 Elect Toshiyuki Mgmt For For For
Kasahara
10 Elect Hidenori Onezawa Mgmt For For For
11 Elect Ken Nakamura Mgmt For For For
12 Elect Yukihiro Matsui Mgmt For For For
13 Elect Hiroaki Okamoto Mgmt For For For
14 Elect Susumu Ueno Mgmt For For For
15 Elect Kazumasa Maruyama Mgmt For For For
16 Elect Taku Fukui as Mgmt For For For
Statutory
Auditor
17 Renewal of Takeover Mgmt For Against Against
Defense
Plan
________________________________________________________________________________
Siemens AG
Ticker Security ID: Meeting Date Meeting Status
SIE CINS D69671218 01/23/2013 Take No Action
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Agenda Item N/A N/A TNA N/A
5 Allocation of Mgmt For TNA N/A
Profits/Dividends
6 Ratification of Mgmt For TNA N/A
Management Board
Acts
7 Ratification of Mgmt For TNA N/A
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For TNA N/A
9 Elect Josef Ackermann Mgmt For TNA N/A
10 Elect Gerd von Mgmt For TNA N/A
Brandenstein
11 Elect Gerhard Cromme Mgmt For TNA N/A
12 Elect Michael Diekmann Mgmt For TNA N/A
13 Elect Hans Gaul Mgmt For TNA N/A
14 Elect Peter Gruss Mgmt For TNA N/A
15 Elect Nicola Mgmt For TNA N/A
Leibinger-Kammuller
16 Elect Gerard Mestrallet Mgmt For TNA N/A
17 Elect Guler Sabanci Mgmt For TNA N/A
18 Elect Werner Wenning Mgmt For TNA N/A
19 Approval of Settlement Mgmt For TNA N/A
Agreement with Thomas
Ganswindt
20 Spin-Off of Osram Licht Mgmt For TNA N/A
AG
21 Non-Voting Meeting Note N/A N/A TNA N/A
22 Non-Voting Meeting Note N/A N/A TNA N/A
23 Non-Voting Meeting Note N/A N/A TNA N/A
________________________________________________________________________________
St. Jude Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
STJ CUSIP 790849103 05/02/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Stuart M. Essig Mgmt For For For
2 Elect Barbara B. Hill Mgmt For For For
3 Elect Michael A. Rocca Mgmt For For For
4 Repeal of Classified Mgmt For For For
Board
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
State Street Corporation
Ticker Security ID: Meeting Date Meeting Status
STT CUSIP 857477103 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Kennett F. Burnes Mgmt For For For
2 Elect Peter Coym Mgmt For For For
3 Elect Patrick de Mgmt For For For
Saint-Aignan
4 Elect Amelia C. Fawcett Mgmt For For For
5 Elect Linda A. Hill Mgmt For For For
6 Elect Joseph L. Hooley Mgmt For For For
7 Elect Robert S. Kaplan Mgmt For For For
8 Elect Richard P. Sergel Mgmt For For For
9 Elect Ronald L. Skates Mgmt For For For
10 Elect Gregory L. Summe Mgmt For For For
11 Elect Thomas J. Wilson Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tesco plc
Ticker Security ID: Meeting Date Meeting Status
TSCO CINS G87621101 06/28/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Allocation of Mgmt For For For
Profits/Dividends
4 Elect Olivia Garfield Mgmt For For For
5 Elect Sir Richard Mgmt For For For
Broadbent
6 Elect Philip Clarke Mgmt For For For
7 Elect Gareth Bullock Mgmt For For For
8 Elect Patrick Cescau Mgmt For For For
9 Elect Stuart Chambers Mgmt For For For
10 Elect Ken Hanna Mgmt For For For
11 Elect Laurie McIlwee Mgmt For For For
12 Elect Deanna W. Mgmt For For For
Oppenheimer
13 Elect Jacqueline Mgmt For For For
Tammenoms
Bakker
14 Appointment of Auditor Mgmt For For For
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Repurchase Mgmt For For For
Shares
19 Authorisation of Mgmt For For For
Political
Donations
20 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
________________________________________________________________________________
The NASDAQ OMX Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
NDAQ CUSIP 631103108 05/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steven D. Black Mgmt For For For
2 Elect Borje Ekholm Mgmt For For For
3 Elect Robert Greifeld Mgmt For For For
4 Elect Glenn H. Hutchins Mgmt For For For
5 Elect Essa Kazim Mgmt For For For
6 Elect John D. Markese Mgmt For For For
7 Elect Ellyn A. McColgan Mgmt For For For
8 Elect Thomas F. O'Neill Mgmt For For For
9 Elect James S. Riepe Mgmt For For For
10 Elect Michael R. Mgmt For For For
Splinter
11 Elect Lars Wedenborn Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Elimination of Mgmt For For For
Supermajority
Requirement
15 Amendments to the Mgmt For For For
Certificate of
Incorporation to Make
Non-substantive
Changes
________________________________________________________________________________
The Walt Disney Company
Ticker Security ID: Meeting Date Meeting Status
DIS CUSIP 254687106 03/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Susan E. Arnold Mgmt For For For
2 Elect John S. Chen Mgmt For For For
3 Elect Judith L. Estrin Mgmt For For For
4 Elect Robert A. Iger Mgmt For For For
5 Elect Fred H. Langhammer Mgmt For For For
6 Elect Aylwin B. Lewis Mgmt For For For
7 Elect Monica C. Lozano Mgmt For For For
8 Elect Robert W. Mgmt For For For
Matschullat
9 Elect Sheryl Sandberg Mgmt For For For
10 Elect Orin C. Smith Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Amendment to the 2002 Mgmt For For For
Executive Performance
Plan
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHldr Against Against For
Regarding Proxy
Access
15 Shareholder Proposal ShrHldr Against Against For
Regarding Separation
of Chairman and
CEO
________________________________________________________________________________
The Western Union Company
Ticker Security ID: Meeting Date Meeting Status
WU CUSIP 959802109 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dinyar S. Devitre Mgmt For For For
2 Elect Betsy D. Holden Mgmt For For For
3 Elect Wulf von Mgmt For For For
Schimmelmann
4 Elect Solomon D. Mgmt For For For
Trujillo
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
7 Right to Call Special Mgmt For For For
Meetings
8 Shareholder Proposal ShrHldr Against Against For
Regarding
Incorporation of
Values in Political
Spending
________________________________________________________________________________
Total SA
Ticker Security ID: Meeting Date Meeting Status
FP CINS F92124100 05/17/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Mgmt For For For
Profits/Dividends
8 Authority to Repurchase Mgmt For For For
Shares
9 Elect Thierry Desmarest Mgmt For Against Against
10 Elect Gunnar Brock Mgmt For For For
11 Elect Gerard Lamarche Mgmt For For For
12 Non-Voting Agenda Item N/A N/A N/A N/A
13 Elect Charles Keller Mgmt For For For
14 Elect Philippe Mgmt Against Against For
Marchandise
15 Directors' Fees Mgmt For For For
16 Authority to Grant Mgmt For For For
Stock
Options
17 Employee Stock Purchase Mgmt For For For
Plan
18 Shareholder Proposal ShrHldr Against Against For
Regarding Creation of
an Independent Ethics
Committee
19 Shareholder Proposal ShrHldr Against Against For
Regarding Linking
Executive Pay to
Industrial
Safety
20 Shareholder Proposal ShrHldr Against Against For
Regarding Diversity
Label
21 Shareholder Proposal ShrHldr Against Against For
Regarding Employee
Representation on
Compensation
Committee
22 Shareholder Proposal ShrHldr Against Against For
Regarding Loyalty
Dividend
________________________________________________________________________________
Total System Services, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSS CUSIP 891906109 04/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. Blanchard Mgmt For For For
2 Elect Richard Y. Bradley Mgmt For For For
3 Elect Kriss Cloninger Mgmt For For For
III
4 Elect Walter W. Driver, Mgmt For For For
Jr.
5 Elect Gardiner W. Mgmt For For For
Garrard,
Jr.
6 Elect Sidney E. Harris Mgmt For For For
7 Elect Mason H. Lampton Mgmt For For For
8 Elect H. Lynn Page Mgmt For For For
9 Elect Philip W. Mgmt For For For
Tomlinson
10 Elect John T. Turner Mgmt For For For
11 Elect Richard W. Ussery Mgmt For For For
12 Elect M. Troy Woods Mgmt For For For
13 Elect James D. Yancey Mgmt For For For
14 Ratification of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Toyota Motor Corporation
Ticker Security ID: Meeting Date Meeting Status
7203 CINS J92676113 06/14/2013 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Takeshi Uchiyamada Mgmt For For For
4 Elect Akio Toyoda Mgmt For For For
5 Elect Satoshi Ozawa Mgmt For For For
6 Elect Nobuyori Kodaira Mgmt For For For
7 Elect Mitsuhisa Katoh Mgmt For For For
8 Elect Masamoto Maekawa Mgmt For For For
9 Elect Mamoru Furuhashi Mgmt For For For
10 Elect Yasumori Ihara Mgmt For For For
11 Elect Seiichi Sudoh Mgmt For For For
12 Elect Kohei Saga Mgmt For For For
13 Elect Kiyotaka Ise Mgmt For For For
14 Elect Shigeki Terashi Mgmt For For For
15 Elect Yoshimasa Ishii Mgmt For For For
16 Elect Ikuo Uno Mgmt For For For
17 Elect Haruhiko Katoh Mgmt For For For
18 Elect Mark T. Hogan Mgmt For For For
19 Amendments to Articles Mgmt For For For
20 Bonus Mgmt For For For
________________________________________________________________________________
UnitedHealth Group Incorporated
Ticker Security ID: Meeting Date Meeting Status
UNH CUSIP 91324P102 06/03/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William C. Mgmt For For For
Ballard,
Jr.
2 Elect Edson Bueno Mgmt For For For
3 Elect Richard T. Burke Mgmt For For For
4 Elect Robert J. Darretta Mgmt For For For
5 Elect Stephen J. Hemsley Mgmt For For For
6 Elect Michele J. Hooper Mgmt For For For
7 Elect Rodger A. Lawson Mgmt For For For
8 Elect Douglas W. Mgmt For For For
Leatherdale
9 Elect Glenn M. Renwick Mgmt For For For
10 Elect Kenneth I. Shine Mgmt For For For
11 Elect Gail R. Wilensky Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Susan E. Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald M. James Mgmt For For For
8 Elect Cynthia H. Mgmt For For For
Milligan
9 Elect Federico F. Pena Mgmt For For For
10 Elect Howard V. Mgmt For For For
Richardson
11 Elect Judith M. Runstad Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approve the Company's Mgmt For For For
Amended and Restated
Long-Term Incentive
Compensation
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHldr Against Against For
Regarding
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
________________________________________________________________________________
Yue Yuen Industrial (Holdings) Ltd.
Ticker Security ID: Meeting Date Meeting Status
0551 CINS G98803144 05/31/2013 Voted
Meeting Type Country of Trade
Annual Bermuda
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Elect KUO Tai Yu Mgmt For Against Against
6 Elect CHAN Lu Min Mgmt For For For
7 Elect Patty TSAI Pei Mgmt For For For
Chun
8 Elect KUO Li Lien Mgmt For Abstain Against
9 Elect HUANG Ming Fu Mgmt For For For
10 Elect Teresa YEN Mgmt For For For
11 Directors' Fees Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
14 Authority to Repurchase Mgmt For For For
Shares
15 Authority to Issue Mgmt For For For
Repurchased
Shares
________________________________________________________________________________
Fund Name : Harbor Global Growth Fund
________________________________________________________________________________
Accenture PLC
Ticker Security ID: Meeting Date Meeting Status
ACN CUSIP G1151C101 02/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Elect William Kimsey Mgmt For For For
3 Elect Robert Lipp Mgmt For For For
4 Elect Pierre Nanterme Mgmt For For For
5 Elect Gilles Pelisson Mgmt For For For
6 Elect Wulf von Mgmt For For For
Schimmelmann
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Amendment to the Share Mgmt For For For
Incentive
Plan
10 Authority to Hold Mgmt For For For
Annual Meeting Outside
of
Ireland
11 Authority to Repurchase Mgmt For For For
Shares
12 Price Range for Mgmt For For For
Issuance of Treasury
Shares
13 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/24/2013 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Disapplication of Mgmt For For For
Preemptive Rights for
Stock Option
Grants
6 Authority to Grant Mgmt For For For
Stock
Options
7 Authority to Increase Mgmt For For For
Capital for Stock
Options
8 Authority to Grant Mgmt For For For
Stock Options to
Non-Executive
Directors
9 Authorization of Legal Mgmt For For For
Formalities
10 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Anheuser-Busch Inbev SA/NV
Ticker Security ID: Meeting Date Meeting Status
ABI CINS B6399C107 04/24/2013 Voted
Meeting Type Country of Trade
Special Belgium
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports; Mgmt For For For
Allocation of
Profits/Dividends
8 Ratification of Board Mgmt For For For
Acts
9 Ratification of Mgmt For For For
Auditor's
Acts
10 Elect Kees J. Storm Mgmt For For For
11 Appointment of Mgmt For For For
PricewaterhouseCoopers
and Authority to Set
Fees
12 Remuneration Report Mgmt For For For
13 Stock Option Plan for Mgmt For For For
US
Employees
14 Directors' Fees Mgmt For For For
15 Change of Control Mgmt For For For
Clause Regarding the
EMNT
Program
16 Change of Control Mgmt For For For
Clause Regarding the
Senior Facilities
Agreement
17 Authorization of Legal Mgmt For For For
Formalities
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
AutoZone, Inc.
Ticker Security ID: Meeting Date Meeting Status
AZO CUSIP 053332102 12/12/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sue Gove Mgmt For For For
2 Elect Earl Graves, Jr. Mgmt For For For
3 Elect Enderson Guimaraes Mgmt For For For
4 Elect J.R. Hyde III Mgmt For For For
5 Elect W. Andrew McKenna Mgmt For For For
6 Elect George Mrkonic Mgmt For For For
7 Elect Luis Nieto Mgmt For For For
8 Elect William Rhodes Mgmt For For For
III
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Biogen Idec, Inc.
Ticker Security ID: Meeting Date Meeting Status
BIIB CUSIP 09062X103 06/12/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Dorsa Mgmt For For For
2 Elect Stelios Mgmt For For For
Papadopoulos
3 Elect George A. Scangos Mgmt For For For
4 Elect Lynn Schenk Mgmt For For For
5 Elect Alexander J. Mgmt For For For
Denner
6 Elect Nancy L. Leaming Mgmt For For For
7 Elect Richard C. Mgmt For For For
Mulligan
8 Elect Robert W. Pangia Mgmt For For For
9 Elect Brian S. Posner Mgmt For For For
10 Elect Eric K. Rowinsky Mgmt For For For
11 Elect Stephen A. Sherwin Mgmt For For For
12 Elect William D. Young Mgmt For For For
13 Ratification of Auditor Mgmt For For For
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Amendment to the 2008 Mgmt For For For
Performance-Based
Management Incentive
Plan
16 Amendment to the 2008 Mgmt For For For
Omnibus Incentive
Plan
17 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
________________________________________________________________________________
Bristol-Myers Squibb Company
Ticker Security ID: Meeting Date Meeting Status
BMY CUSIP 110122108 05/07/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Lamberto Mgmt For For For
Andreotti
2 Elect Lewis B. Campbell Mgmt For For For
3 Elect James M. Cornelius Mgmt For For For
4 Elect Laurie H. Glimcher Mgmt For For For
5 Elect Michael Grobstein Mgmt For For For
6 Elect Alan J. Lacy Mgmt For For For
7 Elect Vicki L. Sato Mgmt For For For
8 Elect Elliott Sigal Mgmt For For For
9 Elect Gerald L. Storch Mgmt For For For
10 Elect Togo D. West, Jr. Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
British Sky Broadcasting Group plc
Ticker Security ID: Meeting Date Meeting Status
BSY CINS G15632105 11/01/2012 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect Tracy Clarke Mgmt For For For
4 Elect Jeremy Darroch Mgmt For For For
5 Elect David DeVoe Mgmt For For For
6 Elect Nicholas Ferguson Mgmt For For For
7 Elect Martin Gilbert Mgmt For For For
8 Elect Andrew Griffith Mgmt For For For
9 Elect Andrew Higginson Mgmt For For For
10 Elect Thomas Mockridge Mgmt For For For
11 Elect James Murdoch Mgmt For For For
12 Elect Matthieu Pigasse Mgmt For For For
13 Elect Daniel Rimer Mgmt For For For
14 Elect Arthur Siskind Mgmt For For For
15 Elect Lord Wilson of Mgmt For For For
Dinton
16 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
17 Directors' Remuneration Mgmt For For For
Report
18 Authorisation of Mgmt For For For
Political
Donations
19 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
20 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
21 Authority to Set Mgmt For For For
General Meeting Notice
Period at 14
Days
22 Authority to Repurchase Mgmt For For For
Shares
23 Off-Market Repurchase Mgmt For For For
of
Shares
24 Related Party Mgmt For For For
Transaction
(Off-Market
Repurchases)
________________________________________________________________________________
Citigroup Inc.
Ticker Security ID: Meeting Date Meeting Status
C CUSIP 172967424 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael L. Corbat Mgmt For For For
2 Elect Franz B. Humer Mgmt For For For
3 Elect Robert L. Joss Mgmt For For For
4 Elect Michael E. O'Neill Mgmt For For For
5 Elect Judith Rodin Mgmt For For For
6 Elect Robert L. Ryan Mgmt For For For
7 Elect Anthony M. Mgmt For For For
Santomero
8 Elect Joan E. Spero Mgmt For For For
9 Elect Diana L. Taylor Mgmt For For For
10 Elect William S. Mgmt For For For
Thompson,
Jr.
11 Elect Ernesto Zedillo Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2009 Mgmt For For For
Stock Incentive
Plan
15 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
16 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
17 Shareholder Proposal ShrHldr Against Against For
Regarding Director
Indemnification
________________________________________________________________________________
Comcast Corporation
Ticker Security ID: Meeting Date Meeting Status
CMCSA CUSIP 20030N101 05/15/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Kenneth J. Bacon Mgmt For For For
1.2 Elect Sheldon M. Mgmt For For For
Bonovitz
1.3 Elect Joseph J. Collins Mgmt For For For
1.4 Elect J. Michael Cook Mgmt For For For
1.5 Elect Gerald L. Hassell Mgmt For For For
1.6 Elect Jeffrey A. Mgmt For For For
Honickman
1.7 Elect Eduardo G. Mestre Mgmt For For For
1.8 Elect Brian L. Roberts Mgmt For For For
1.9 Elect Ralph J. Roberts Mgmt For For For
1.10 Elect Johnathan A. Mgmt For For For
Rodgers
1.11 Elect Judith Rodin Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHldr Against Against For
Regarding Compensation
in the Event of a
Change in
Control
4 Sharheolder Proposal ShrHldr Against For Against
Regarding
Recapitalization
________________________________________________________________________________
Cummins Inc.
Ticker Security ID: Meeting Date Meeting Status
CMI CUSIP 231021106 05/14/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect N. Thomas Mgmt For For For
Linebarger
2 Elect William I. Miller Mgmt For For For
3 Elect Alexis M. Herman Mgmt For For For
4 Elect Georgia R. Nelson Mgmt For For For
5 Elect Carl Ware Mgmt For For For
6 Elect Robert K. Herdman Mgmt For For For
7 Elect Robert J. Bernhard Mgmt For For For
8 Elect Franklin R. Mgmt For For For
Chang-Diaz
9 Elect Stephen B. Dobbs Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
________________________________________________________________________________
Eaton Corporation plc
Ticker Security ID: Meeting Date Meeting Status
ETN CUSIP G29183103 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George S. Barrett Mgmt For For For
2 Elect Todd M. Bluedorn Mgmt For For For
3 Elect Christopher M. Mgmt For For For
Connor
4 Elect Michael J. Mgmt For For For
Critelli
5 Elect Alexander M. Mgmt For For For
Cutler
6 Elect Charles E. Golden Mgmt For For For
7 Elect Linda A. Hill Mgmt For For For
8 Elect Arthur E. Johnson Mgmt For For For
9 Elect Ned C. Lautenbach Mgmt For For For
10 Elect Deborah L. McCoy Mgmt For For For
11 Elect Gregory R. Page Mgmt For For For
12 Elect Gerald B. Smith Mgmt For For For
13 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
14 Senior Executive Mgmt For For For
Incentive Compensation
Plan
15 Executive Strategic Mgmt For For For
Incentive
Plan
16 Advisory Vote on Mgmt For For For
Executive
Compensation
17 Authority to Repurchase Mgmt For For For
Shares
18 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
EBay Inc.
Ticker Security ID: Meeting Date Meeting Status
EBAY CUSIP 278642103 04/18/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David M. Moffett Mgmt For For For
2 Elect Richard T. Mgmt For For For
Schlosberg,
III
3 Elect Thomas J. Tierney Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
6 Shareholder Proposal ShrHldr Against Against For
Regarding Privacy and
Data
Security
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fusion-IO Inc.
Ticker Security ID: Meeting Date Meeting Status
FIO CUSIP 36112J107 11/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Forest Baskett Mgmt For For For
1.2 Elect Dana Evan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Gilead Sciences, Inc.
Ticker Security ID: Meeting Date Meeting Status
GILD CUSIP 375558103 05/08/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John F. Cogan Mgmt For For For
1.2 Elect Etienne F. Mgmt For For For
Davignon
1.3 Elect Carla A. Hills Mgmt For For For
1.4 Elect Kevin E. Lofton Mgmt For For For
1.5 Elect John W. Madigan Mgmt For For For
1.6 Elect John C. Martin Mgmt For For For
1.7 Elect Nicholas G. Moore Mgmt For For For
1.8 Elect Richard J. Whitley Mgmt For For For
1.9 Elect Gayle E. Wilson Mgmt For For For
1.10 Elect Per Wold-Olsen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 2004 Mgmt For For For
Equity Incentive
Plan
4 Increase of Authorized Mgmt For For For
Common
Shares
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
7 Shareholder Proposal ShrHldr Against Against For
Regarding Right to Act
by Written
Consent
________________________________________________________________________________
Google Inc.
Ticker Security ID: Meeting Date Meeting Status
GOOG CUSIP 38259P508 06/06/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Larry Page Mgmt For For For
1.2 Elect Sergey Brin Mgmt For For For
1.3 Elect Eric E. Schmidt Mgmt For For For
1.4 Elect L. John Doerr Mgmt For For For
1.5 Elect Diane B. Greene Mgmt For For For
1.6 Elect John L. Hennessy Mgmt For For For
1.7 Elect Ann Mather Mgmt For For For
1.8 Elect Paul S. Otellini Mgmt For For For
1.9 Elect K. Ram Shriram Mgmt For For For
1.10 Elect Shirley M. Mgmt For For For
Tilghman
2 Ratification of Auditor Mgmt For For For
3 Shareholder Proposal ShrHldr Against Against For
Regarding Lead
Batteries
4 Shareholder Proposal ShrHldr Against Against For
Regarding
Recapitalization
5 Shareholder Proposal ShrHldr Against Against For
Regarding Retention of
Shares Until
Retirement
6 Shareholder Proposal ShrHldr Against Against For
Regarding CEO
Succession
Planning
________________________________________________________________________________
Hermes International
Ticker Security ID: Meeting Date Meeting Status
RMS CINS F48051100 06/04/2013 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Accounts and Reports; Mgmt For For For
Approval of Non
Tax-Deductible
Expenses
5 Consolidated Accounts Mgmt For For For
and
Reports
6 Ratification of Mgmt For For For
Management
Acts
7 Allocation of Mgmt For For For
Profits/Dividends
8 Related Party Mgmt For For For
Transactions
9 Elect Julie Guerrand Mgmt For For For
10 Elect Florence Woerth Mgmt For For For
11 Elect Charles-Eric Mgmt For For For
Bauer
12 Elect Dominique Mgmt For For For
Senequier
13 Supervisory Board Mgmt For For For
Members'
Fees
14 Authority to Repurchase Mgmt For Against Against
Shares
15 Authorization of Legal Mgmt For For For
Formalities
16 Authority to Cancel Mgmt For For For
Shares and Reduce
Capital
17 Authority to Increase Mgmt For For For
Capital Through
Capitalizations
18 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares and/or
Convertible Securities
w/o Preemptive
Rights
20 Employee Stock Purchase Mgmt For For For
Plan
21 Authority to Grant Mgmt For For For
Stock
Options
22 Authority to Issue Mgmt For For For
Restricted
Shares
23 Amendment to Article Mgmt For For For
Regarding Corporate
Management
24 Authorization of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Industria De Diseno Textil SA
Ticker Security ID: Meeting Date Meeting Status
ITX CINS E6282J109 07/17/2012 Voted
Meeting Type Country of Trade
Annual Spain
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
(Individual)
4 Accounts and Reports Mgmt For For For
(Consolidated);
Ratification of Board
Acts
5 Allocation of Mgmt For For For
Profits/Dividends
6 Elect Gartler, S.L. Mgmt For For For
(Flora Perez
Marcote)
7 Elect Jose Arnau Sierra Mgmt For For For
8 Appointment of Auditor Mgmt For For For
9 Amendments to Articles Mgmt For For For
Regarding Corporate
Enterprises Act and EU
Directive
10 Amendments to General Mgmt For For For
Meeting
Regulations
11 Authority to Repurchase Mgmt For For For
Shares
12 Approval of Corporate Mgmt For For For
Website
13 Remuneration Report Mgmt For For For
14 Non-Voting Agenda Item N/A N/A N/A N/A
15 Authority to Carry Out Mgmt For For For
Formalities
________________________________________________________________________________
Intuitive Surgical, Inc.
Ticker Security ID: Meeting Date Meeting Status
ISRG CUSIP 46120E602 04/25/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Amal M. Johnson Mgmt For For For
2 Elect Eric H. Halvorson Mgmt For For For
3 Elect Alan J. Levy Mgmt For For For
4 Amendment to the 2010 Mgmt For For For
Incentive Award
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Jeronimo Martins, SGPS S.A.
Ticker Security ID: Meeting Date Meeting Status
JMT CINS X40338109 12/19/2012 Voted
Meeting Type Country of Trade
Special Portugal
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Interim Balance Sheet Mgmt For For For
3 Special Dividend Mgmt For For For
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Kabel Deutschland Holding AG
Ticker Security ID: Meeting Date Meeting Status
KD8 CINS D6424C104 10/11/2012 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Allocation of Mgmt For For For
Profits/Dividends
6 Ratification of Mgmt For For For
Management Board
Acts
7 Ratification of Mgmt For For For
Supervisory Board
Acts
8 Appointment of Auditor Mgmt For For For
9 Elect Antoinette Aris Mgmt For For For
10 Elect Catherine Mgmt For For For
Muhlemann
11 Elect Paul Stodden Mgmt For For For
12 Elect Torsten Winkler Mgmt For For For
13 Profit-and-Loss Mgmt For For For
Transfer Agreement
with Kabel Deutschland
Vertrieb und Service
GmbH
________________________________________________________________________________
Lululemon Athletica inc.
Ticker Security ID: Meeting Date Meeting Status
LULU CUSIP 550021109 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert Bensoussan Mgmt For For For
1.2 Elect William H. Glenn Mgmt For For For
1.3 Elect Thomas G. Stemberg Mgmt For For For
1.4 Elect Dennis J. Wilson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Luxottica Group S.p.A.
Ticker Security ID: Meeting Date Meeting Status
LUX CUSIP 55068R202 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Allocation of Mgmt For For For
Profits/Dividends
2 Long-Term Incentive Plan Mgmt For For For
3 Remuneration Report Mgmt For For For
________________________________________________________________________________
Nestle S.A.
Ticker Security ID: Meeting Date Meeting Status
NESN CINS H57312649 04/11/2013 Take No Action
Meeting Type Country of Trade
Annual Switzerland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Accounts and Reports Mgmt For TNA N/A
4 Compensation Report Mgmt For TNA N/A
5 Ratification of Board Mgmt For TNA N/A
and Management
Acts
6 Allocation of Mgmt For TNA N/A
Profits/Dividends
7 Elect Peter Mgmt For TNA N/A
Brabeck-Letmathe
8 Elect Steven Hoch Mgmt For TNA N/A
9 Elect Titia de Lange Mgmt For TNA N/A
10 Elect Jean-Pierre Roth Mgmt For TNA N/A
11 Elect Eva Cheng Mgmt For TNA N/A
12 Appointment of Auditor Mgmt For TNA N/A
13 Non-Voting Agenda Item N/A N/A TNA N/A
14 Vote in accordance with Mgmt For TNA N/A
the proposal of the
Board of
Directors
15 Vote against the Mgmt For TNA N/A
proposal of the Board
of
Directors
16 Abstain Mgmt For TNA N/A
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Graf, Jr. Mgmt For For For
1.2 Elect John Lechleiter Mgmt For For For
1.3 Elect Phyllis Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
________________________________________________________________________________
Pentair Ltd.
Ticker Security ID: Meeting Date Meeting Status
PNR CUSIP H6169Q108 04/29/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect T. Michael Glenn Mgmt For For For
2 Elect David H. Y. Ho Mgmt For For For
3 Elect Ronald L. Merriman Mgmt For For For
4 Accounts and Reports Mgmt For For For
5 Ratification of Board Mgmt For For For
Acts
6 Appointment of Mgmt For For For
Statutory
Auditor
7 Appointment of Auditor Mgmt For For For
8 Appointment of Special Mgmt For For For
Auditor
9 Allocation of Net Loss Mgmt For For For
10 Approval of Ordinary Mgmt For For For
Cash
Dividend
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of Performance Mgmt For For For
Goals and Related
Matters under the 2012
Stock and Incentive
Plan
________________________________________________________________________________
Perrigo Company
Ticker Security ID: Meeting Date Meeting Status
PRGO CUSIP 714290103 11/06/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gary Cohen Mgmt For For For
1.2 Elect David Gibbons Mgmt For For For
1.3 Elect Ran Gottfried Mgmt For For For
1.4 Elect Ellen Hoffing Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Precision Castparts Corp.
Ticker Security ID: Meeting Date Meeting Status
PCP CUSIP 740189105 08/14/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Donegan Mgmt For For For
1.2 Elect Vernon Oechsle Mgmt For For For
1.3 Elect Rick Schmidt Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the Mgmt For For For
Executive Performance
Incentive
Plan
________________________________________________________________________________
PriceSmart, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSMT CUSIP 741511109 01/22/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sherry Mgmt For For For
Bahrambeygui
1.2 Elect Gonzalo Barrutieta Mgmt For For For
1.3 Elect Katherine Hensley Mgmt For For For
1.4 Elect Leon Janks Mgmt For For For
1.5 Elect Jose Laparte Mgmt For For For
1.6 Elect Mitchell Lynn Mgmt For For For
1.7 Elect Robert Price Mgmt For For For
1.8 Elect Edgar Zurcher Mgmt For Withhold Against
2 2013 Equity Incentive Mgmt For For For
Award
Plan
________________________________________________________________________________
Rolls-Royce Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RR CINS G76225104 05/02/2013 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Directors' Remuneration Mgmt For For For
Report
3 Elect Ian E.L. Davis Mgmt For For For
4 Elect Jasmin Staiblin Mgmt For For For
5 Elect John Rishton Mgmt For For For
6 Elect Helen Alexander Mgmt For For For
7 Elect Lewis W.K. Booth Mgmt For For For
8 Elect Frank Chapman Mgmt For For For
9 Elect Iain C. Conn Mgmt For For For
10 Elect James M. Guyette Mgmt For For For
11 Elect John McAdam Mgmt For For For
12 Elect Mark Morris Mgmt For For For
13 Elect John Neill Mgmt For For For
14 Elect Colin P. Smith Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Redeemable Dividend (C Mgmt For For For
Shares)
18 Non-Voting Agenda Item N/A N/A N/A N/A
19 Non-Voting Agenda Item N/A N/A N/A N/A
20 Authorisation of Mgmt For For For
Political
Donations
21 Non-Voting Agenda Item N/A N/A N/A N/A
22 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
24 Authority to Repurchase Mgmt For For For
Shares
25 Non-Voting Agenda Item N/A N/A N/A N/A
26 Adoption of New Mgmt For For For
Articles
(Citizenship)
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Schlumberger N.V. (Schlumberger Limited)
Ticker Security ID: Meeting Date Meeting Status
SLB CUSIP 806857108 04/10/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter L.S. Currie Mgmt For For For
2 Elect Anthony Isaac Mgmt For For For
3 Elect K.V. Kamath Mgmt For For For
4 Elect Paal Kibsgaard Mgmt For For For
5 Elect Nikolay Mgmt For For For
Kudryavtsev
6 Elect Adrian Lajous Mgmt For For For
7 Elect Michael E. Marks Mgmt For For For
8 Elect Lubna Olayan Mgmt For For For
9 Elect Leo Rafael Reif Mgmt For For For
10 Elect Tore I. Sandvold Mgmt For For For
11 Elect Henri Seydoux Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of Financial Mgmt For For For
Statements/Dividends
14 Ratification of Auditor Mgmt For For For
15 2013 Omnibus Incentive Mgmt For For For
Plan
16 Amendment to the Mgmt For For For
Discounted Stock
Purchase
Plan
________________________________________________________________________________
Starbucks Corporation
Ticker Security ID: Meeting Date Meeting Status
SBUX CUSIP 855244109 03/20/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Howard Schultz Mgmt For For For
2 Elect William W. Bradley Mgmt For For For
3 Elect Robert M. Gates Mgmt For For For
4 Elect Mellody Hobson Mgmt For For For
5 Elect Kevin R. Johnson Mgmt For For For
6 Elect Olden Lee Mgmt For For For
7 Elect Joshua C. Ramo Mgmt For For For
8 Elect James G. Shennan, Mgmt For For For
Jr.
9 Elect Clara Shih Mgmt For For For
10 Elect Javier G. Teruel Mgmt For For For
11 Elect Myron E. Ullman Mgmt For For For
III
12 Elect Craig E. Weatherup Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Amendment to the 2005 Mgmt For For For
Long-Term Equity
Incentive
Plan
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHldr Against Against For
Regarding Prohibition
on Political
Spending
________________________________________________________________________________
Starwood Hotels & Resorts Worldwide, Inc.
Ticker Security ID: Meeting Date Meeting Status
HOT CUSIP 85590A401 05/30/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Frits van Mgmt For For For
Paasschen
1.2 Elect Bruce W. Duncan Mgmt For For For
1.3 Elect Adam M. Aron Mgmt For For For
1.4 Elect Charlene Mgmt For For For
Barshefsky
1.5 Elect Thomas E. Clarke Mgmt For For For
1.6 Elect Clayton C. Daley, Mgmt For For For
Jr.
1.7 Elect Lizanne Galbreath Mgmt For For For
1.8 Elect Eric Hippeau Mgmt For For For
1.9 Elect Aylwin B. Lewis Mgmt For For For
1.10 Elect Stephen R. Quazzo Mgmt For For For
1.11 Elect Thomas O. Ryder Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 2013 Long-Term Mgmt For For For
Incentive Compensation
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tesla Motors Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 06/04/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brad W. Buss Mgmt For For For
1.2 Elect Ira Ehrenpreis Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Home Depot, Inc.
Ticker Security ID: Meeting Date Meeting Status
HD CUSIP 437076102 05/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Duane Ackerman Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ari Bousbib Mgmt For For For
4 Elect Gregory D. Mgmt For For For
Brenneman
5 Elect J. Frank Brown Mgmt For For For
6 Elect Albert P. Carey Mgmt For For For
7 Elect Armando M. Codina Mgmt For For For
8 Elect Bonnie G. Hill Mgmt For For For
9 Elect Karen Katen Mgmt For For For
10 Elect Mark Vadon Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Approval of the Mgmt For For For
Material Terms under
the Management
Incentive
Plan
14 Amendment to the 2005 Mgmt For For For
Omnibus Stock
Incentive
Plan
15 SHAREHOLDER PROPOSAL ShrHldr Against Against For
REGARDING EMPLOYMENT
DIVERSITY
REPORT
16 SHAREHOLDER PROPOSAL ShrHldr Against Against For
REGARDING STORMWATER
MANAGEMENT
POLICY
________________________________________________________________________________
The TJX Companies, Inc.
Ticker Security ID: Meeting Date Meeting Status
TJX CUSIP 872540109 06/11/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Zein Abdalla Mgmt For For For
2 Elect Jose B. Alvarez Mgmt For For For
3 Elect Alan M. Bennett Mgmt For For For
4 Elect Bernard Cammarata Mgmt For For For
5 Elect David T. Ching Mgmt For For For
6 Elect Michael F. Hines Mgmt For For For
7 Elect Amy B. Lane Mgmt For For For
8 Elect Dawn G. Lepore Mgmt For For For
9 Elect Carol Meyrowitz Mgmt For For For
10 Elect John F. O'Brien Mgmt For For For
11 Elect Willow B. Shire Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Amendment to the Stock Mgmt For For For
Incentive
Plan
14 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
W.W. Grainger, Inc.
Ticker Security ID: Meeting Date Meeting Status
GWW CUSIP 384802104 04/24/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian P. Anderson Mgmt For For For
1.2 Elect V. Ann Hailey Mgmt For For For
1.3 Elect William K. Hall Mgmt For For For
1.4 Elect Stuart L. Levenick Mgmt For For For
1.5 Elect John W. McCarter, Mgmt For For For
Jr.
1.6 Elect Neil S. Novich Mgmt For For For
1.7 Elect Michael J. Roberts Mgmt For For For
1.8 Elect Gary L. Rogers Mgmt For For For
1.9 Elect James T. Ryan Mgmt For For For
1.10 Elect E. Scott Santi Mgmt For For For
1.11 Elect James D. Slavik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wells Fargo & Company
Ticker Security ID: Meeting Date Meeting Status
WFC CUSIP 949746101 04/23/2013 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect John D. Baker II Mgmt For For For
2 Elect Elaine L. Chao Mgmt For For For
3 Elect John S. Chen Mgmt For For For
4 Elect Lloyd H. Dean Mgmt For For For
5 Elect Susan E. Engel Mgmt For For For
6 Elect Enrique Mgmt For For For
Hernandez,
Jr.
7 Elect Donald M. James Mgmt For For For
8 Elect Cynthia H. Mgmt For For For
Milligan
9 Elect Federico F. Pena Mgmt For For For
10 Elect Howard V. Mgmt For For For
Richardson
11 Elect Judith M. Runstad Mgmt For For For
12 Elect Stephen W. Sanger Mgmt For For For
13 Elect John G. Stumpf Mgmt For For For
14 Elect Susan G. Swenson Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Approve the Company's Mgmt For For For
Amended and Restated
Long-Term Incentive
Compensation
Plan
17 Ratification of Auditor Mgmt For For For
18 Shareholder Proposal ShrHldr Against Against For
Regarding Independent
Board
Chairman
19 Shareholder Proposal ShrHldr Against Against For
Regarding Lobbying
Report
20 Shareholder Proposal ShrHldr Against Against For
Regarding
Discriminitory
Mortgage Servicing and
Foreclosure
Practices
_______________________________________________________________________________
Fund Name : Harbor Commodity Real Return Strategy Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Unconstrained Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Flexible Capital Fund
________________________________________________________________________________
Global Logistic Properties Limited
Ticker Security ID: Meeting Date Meeting Status
MC0 CINS Y27187106 07/19/2012 Voted
Meeting Type Country of Trade
Annual Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Elect SEEK Ngee Huat Mgmt For For For
4 Elect THAM Kui Seng Mgmt For For For
5 Elect MING Zhi Mei Mgmt For For For
6 Elect Paul CHENG Ming Mgmt For For For
Fun
7 Elect Yohichiroh Furuse Mgmt For For For
8 Directors' Fees Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
11 Authority to Grant Mgmt For For For
Awards and Issue
Shares under Equity
Incentive
Plan(s)
________________________________________________________________________________
Global Logistic Properties Limited
Ticker Security ID: Meeting Date Meeting Status
MC0 CINS Y27187106 07/19/2012 Voted
Meeting Type Country of Trade
Special Singapore
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Repurchase Mgmt For For For
Shares
________________________________________________________________________________
Liberty Interactive Corp.
Ticker Security ID: Meeting Date Meeting Status
LINTA CUSIP 53071M104 08/08/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Creation of Tracking Mgmt For For For
Stock
2 Right to Adjourn Meeting Mgmt For For For
3.1 Elect Michael George Mgmt For For For
3.2 Elect Gregory Maffei Mgmt For For For
3.3 Elect M. LaVoy Robison Mgmt For For For
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nike, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKE CUSIP 654106103 09/20/2012 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan Graf, Jr. Mgmt For For For
1.2 Elect John Lechleiter Mgmt For For For
1.3 Elect Phyllis Wise Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Increase of Authorized Mgmt For For For
Common
Stock
4 Amendment to the Mgmt For For For
Long-Term Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHldr Against Against For
Regarding Political
Contributions and
Expenditures
__________________________________________________________________________
Fund Name : Harbor Convertible Securities Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Emerging Markets Debt Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor High-Yield Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Bond Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Real Return Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Money Market Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement Income Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2010 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2015 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2020 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2025 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2030 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2035 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2040 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2045 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
Fund Name : Harbor Target Retirement 2050 Fund
The fund did not vote proxies relating to portfolio securities during the
period covered by this report.
__________________________________________________________________________
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) Harbor Funds | ||
| By (Signature and Title)* | /s/ David G. Van Hooser | |
| David G. Van Hooser, Chairman of the Board and President | ||
| Date: August 26, 2013 | ||
| * | Print the name and title of each signing officer under his or her signature. |