N-MFP1 0000793769 XXXXXXXX 2016-09-30 0000793769 S000000684 2 N N 033-05852 Harbor Capital Advisors, Inc. 801-60367 Fischer Francis Trees & Watts, Inc. 801-10577 Ernst & Young LLP Chicago IL None Harbor Services Group, Inc. 0001139578 084-05901 N N N Government/Agency N 44 44 16807416.58 26472359.62 40734019.34 38763761.80 18129271.84 138595739.94 152862319.99 145830718.27 132467779.97 83336382.07 0.1105 0.1575 0.2495 0.2354 0.1503 0.9112 0.9095 0.8933 0.8044 0.6907 922.99 120624080.45 120612849.95 48856.96 297836.48 120364793.42 120334577.09 1.0000 0.0039 1.0003 1.0002 1.0002 1.0003 1.0003 C000001980 1000.00 118094072.27 118064218.58 1.0003 1.0002 1.0002 1.0003 1.0003 47156427.73 52606845.21 164788.09 621519.26 80784.36 4730575.20 1622679.11 18494307.50 231900.09 26607333.74 48238888.80 80478787.10 0.0039 Y Harbor Capital Advisors, Inc., Expenses Reimbursed, 213269.30; Harbor Capital Advisors, Inc., Management Fee Waiver, 293277.96; C000001981 50000.00 2270721.15 2270358.51 1.0003 1.0003 1.0003 1.0002 1.0003 14527.47 1735.98 97508.68 163.06 10774.43 84908.45 541882.19 282.55 4191.27 6442.01 668314.91 93156.41 0.0039 Y Harbor Capital Advisors, Inc., Expenses Reimbursed, 6346.27; Harbor Capital Advisors, Inc., Management Fee Waiver, 3210.23; Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384L56 US313384L566 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-21 2016-10-21 2016-10-21 N N N 0.0001 4999525.00 4999525.00 0.0415 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384K65 US313384K659 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-14 2016-10-14 2016-10-14 N N N 0.0001 999942.00 999942.00 0.0083 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384K57 US313384K576 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-13 2016-10-13 2016-10-13 N N N 0.0001 8199565.40 8199565.40 0.0681 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384P52 US313384P526 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-14 2016-11-14 2016-11-14 N N N 0.0001 999743.00 999743.00 0.0083 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384M97 US313384M978 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-02 2016-11-02 2016-11-02 N N N 0.0001 10498078.50 10498078.50 0.0872 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384M22 US313384M226 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-26 2016-10-26 2016-10-26 N N N 0.0001 1474821.53 1474821.53 0.0123 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384J42 US313384J420 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-04 2016-10-04 2016-10-04 N N N 0.0001 5499972.50 5499972.50 0.0457 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384J67 US313384J677 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-06 2016-10-06 2016-10-06 N N N 0.0001 999984.00 999984.00 0.0083 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384J59 US313384J594 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-05 2016-10-05 2016-10-05 N N N 0.0001 199997.80 199997.80 0.0017 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384K40 US313384K402 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-12 2016-10-12 2016-10-12 N N N 0.0001 9999520.00 9999520.00 0.0831 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384K32 US313384K329 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-11 2016-10-11 2016-10-11 N N N 0.0001 6999706.00 6999706.00 0.0582 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384J75 US313384J750 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-07 2016-10-07 2016-10-07 N N N 0.0001 4639902.56 4639902.56 0.0385 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384Q69 US313384Q698 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-23 2016-11-23 2016-11-23 N N N 0.0001 2699157.60 2699157.60 0.0224 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384U23 US313384U237 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-21 2016-12-21 2016-12-21 N N N 0.0001 15990864.00 15990864.00 0.1329 N N N N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384L80 US313384L806 U.S. Government Agency Debt First Tier Security N/A N/A 2016-10-24 2016-10-24 2016-10-24 N N N 0.0001 2899678.10 2899678.10 0.0241 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384S67 US313384S678 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-09 2016-12-09 2016-12-09 N N N 0.0001 999516.00 999516.00 0.0083 N N N N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384U98 US313384U989 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-28 2016-12-28 2016-12-28 N N N 0.0001 6995653.00 6995653.00 0.0581 N N N N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384P94 US313384P948 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-18 2016-11-18 2016-11-18 N N N 0.0001 2202380.96 2202380.96 0.0183 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384S42 US313384S421 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-07 2016-12-07 2016-12-07 N N N 0.0001 1299390.30 1299390.30 0.0108 N N N N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384R35 US313384R357 U.S. Government Agency Debt First Tier Security N/A N/A 2016-11-28 2016-11-28 2016-11-28 N N N 0.0001 1899350.20 1899350.20 0.0158 N N Y N Federal Home Loan Bank Federal Home Loan Bank Discount Notes 313384R76 US313384R761 U.S. Government Agency Debt First Tier Security N/A N/A 2016-12-02 2016-12-02 2016-12-02 N N N 0.0001 11994804.00 11994804.00 0.0996 N N N N State Street Bank Repurchase Agreement with State Street Corp. 85748R009 U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash N N U.S. Treasury 2020-02-15 8.500000 115000.00 145205.44 U.S. Treasuries (including strips) First Tier Security N/A N/A 2016-10-03 2016-10-03 2016-10-03 N N N 0.0003 138000.00 138000.00 0.0011 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 912796JV2 US912796JV24 U.S. Treasury Debt First Tier Security N/A N/A 2016-11-25 2016-11-25 2016-11-25 N N N 0.0001 5998536.00 5998536.00 0.0498 N Y Y N U.S. Treasury Bills U.S. Treasury Bills 912796HU6 US912796HU68 U.S. Treasury Debt First Tier Security N/A N/A 2016-12-08 2016-12-08 2016-12-08 N N N 0.0001 11995992.00 11995992.00 0.0996 N Y Y N Harbor Funds 2016-10-07 John Paral John Paral Assistant Treasurer