0001209191-18-018792.txt : 20180312
0001209191-18-018792.hdr.sgml : 20180312
20180312152025
ACCESSION NUMBER: 0001209191-18-018792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bach Carl L III
CENTRAL INDEX KEY: 0001666622
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15886
FILM NUMBER: 18683184
MAIL ADDRESS:
STREET 1: C/O THE NAVIGATORS GROUP, INC.
STREET 2: 400 ATLANTIC STREET, 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NAVIGATORS GROUP INC
CENTRAL INDEX KEY: 0000793547
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133138397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-6090
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-08
0
0000793547
NAVIGATORS GROUP INC
NAVG
0001666622
Bach Carl L III
C/O THE NAVIGATORS GROUP, INC.
400 ATLANTIC STREET, 8TH FLOOR
STAMFORD
CT
06901
0
1
0
0
Managing Director NUAL (sub)
Common Stock
2018-03-08
4
S
0
2000
56.51
D
15541
D
Performance Units
2018-03-08
4
A
0
3000
0.00
A
Common Stock
3000
3000
D
The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $56.505 to $56.55, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control.
Each performance unit represents a contingent right to receive the closing price of one share of NAVG common stock as of the date of vesting.
Performance units vesting on March 2, 2021, subject to the Reporting Person's continued employment. The number of performance units that will vest, which can range from 50% to 150% of the performance units reported on this Form 4, depends on the attainment of certain performance targets over a three-year period ending December 31, 2020.
Deepa R. Nayini, attorney-in-fact
2018-03-12