0001209191-18-018792.txt : 20180312 0001209191-18-018792.hdr.sgml : 20180312 20180312152025 ACCESSION NUMBER: 0001209191-18-018792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bach Carl L III CENTRAL INDEX KEY: 0001666622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 18683184 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP, INC. STREET 2: 400 ATLANTIC STREET, 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-6090 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-08 0 0000793547 NAVIGATORS GROUP INC NAVG 0001666622 Bach Carl L III C/O THE NAVIGATORS GROUP, INC. 400 ATLANTIC STREET, 8TH FLOOR STAMFORD CT 06901 0 1 0 0 Managing Director NUAL (sub) Common Stock 2018-03-08 4 S 0 2000 56.51 D 15541 D Performance Units 2018-03-08 4 A 0 3000 0.00 A Common Stock 3000 3000 D The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at prices ranging from $56.505 to $56.55, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control. Each performance unit represents a contingent right to receive the closing price of one share of NAVG common stock as of the date of vesting. Performance units vesting on March 2, 2021, subject to the Reporting Person's continued employment. The number of performance units that will vest, which can range from 50% to 150% of the performance units reported on this Form 4, depends on the attainment of certain performance targets over a three-year period ending December 31, 2020. Deepa R. Nayini, attorney-in-fact 2018-03-12