0001209191-18-007377.txt : 20180205 0001209191-18-007377.hdr.sgml : 20180205 20180205150618 ACCESSION NUMBER: 0001209191-18-007377 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180202 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEKS TERENCE N CENTRAL INDEX KEY: 0001170862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 18573976 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP INC STREET 2: ONE PENN PLZ CITY: NEW YORK STATE: NY ZIP: 10119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-6090 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-02 0 0000793547 NAVIGATORS GROUP INC NAVG 0001170862 DEEKS TERENCE N C/O THE NAVIGATORS GROUP, INC. 400 ATLANTIC STREET, 8TH FLOOR STAMFORD CT 06901 1 0 1 0 Common Stock 2018-02-02 4 A 0 1541 0.00 A 3185961 D Restricted stock granted to director for service on Issuer's Board. Includes 1,927,294 shares held by the Terence N. Deeks 2015 Qualified Three Year Annuity Trust, Terence N. Deeks 2016 Qualified Three Year Annuity Trust and Terence N. Deeks 2017 Qualified Three Year Annuity Trust (collectively the "Trusts"), as of December 31, 2017, of which the Reporting Person is the settler, 56,400 shares owned jointly with the Reporting Person's wife, 1,151,267 shares held directly and 51,000 shares held by the Deeks Family Foundation (the "Foundation"). The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein. Deepa R. Nayini, attorney -in-fact 2018-02-05