-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OfSz3k5hx3K0DNDz49q2sdHagIdjPO2hvo8V3PHBJf8RtFF6TxhRvVOCHzcZAJg8 ks+/JODYDv56SqX7v5ZdFA== 0000793524-08-000001.txt : 20080102 0000793524-08-000001.hdr.sgml : 20080101 20080102090925 ACCESSION NUMBER: 0000793524-08-000001 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080102 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers FILED AS OF DATE: 20080102 DATE AS OF CHANGE: 20080102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RESEARCH FRONTIERS INC CENTRAL INDEX KEY: 0000793524 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 112103466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09399 FILM NUMBER: 08500165 BUSINESS ADDRESS: STREET 1: 240 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797-2033 BUSINESS PHONE: 5163641902 MAIL ADDRESS: STREET 1: 240 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797-2033 8-K 1 form8krfi01022008.txt RESEARCH FRONTIERS CURRENT REPORT ON FORM 8-K DATED JANUARY 2, 2008 ===================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 8-K ---------------------- CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): January 2, 2008 ---------------------- RESEARCH FRONTIERS INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 1-9399 11-2103466 (STATE OR OTHER JURISDICTION (COMMISSION FILE NUMBER) (IRS EMPLOYER OF INCORPORATION) IDENTIFICATION NO.) 240 CROSSWAYS PARK DRIVE WOODBURY, NEW YORK 11797-2033 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES AND ZIP CODE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (516) 364-1902 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ===================================================================== Item 5.02 Steven M. Slovak Promoted to Vice President-Technology On January 2, 2008 Research Frontiers Inc. (Nasdaq: REFR), the developer and licensor of SPD-Smart(tm) light-control technology, announced that it has promoted Steven M. Slovak to the newly created position of Vice President-Technology. Robert L. Saxe, Chairman of Research Frontiers, commented: "Steve Slovak begins his 20th year with Research Frontiers this week. He started out as a chemist, was promoted to various positions, and two years ago became Research Frontiers' Director of Film Development. Since then we have expanded our technical staff and Steve has supervised them and worked very well with the growing teams of people at our key production licensees. Steve is a creative and focused scientist, and is an inventor on numerous patents and patent applications held by Research Frontiers worldwide on SPD-Smart light-control technology. His new position further strengthens the resources that Research Frontiers is devoting to improving SPD technology and helping our licensees continue to successfully build their businesses in this emerging industry." Research Frontiers' press release (which is included herewith as an exhibit), is available on various web sites including Research Frontiers' website at http://www.SmartGlass.com. The press release may include statements that may constitute "forward-looking" statements as referenced in the Private Securities Litigation Reform Act of 1995. Those statements usually contain words such as "believe", "estimate", "project", "intend", "expect", or similar expressions. Any forward-looking statements are made by the Company in good faith, pursuant to the safe-harbor provisions of the Act. These forward-looking statements reflect management's current views and projections regarding economic conditions, industry environments and Company performance. Factors, which could significantly change results, include but are not limited to: sales performance, expense levels, competitive activity, interest rates, changes in the Company's financial condition and several business factors. Additional information regarding these and other factors may be included in the Company's quarterly 10-Q and 10K filings and other public documents, copies of which are available from the Company on request. By making these forward-looking statements, the Company undertakes no obligation to update these statements for revisions or changes after the date of the press release. The information in this Form 8-K shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. 99.1 Research Frontiers Press Release dated January 2, 2008. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RESEARCH FRONTIERS INCORPORATED Dated: January 2, 2008 /s/ Joseph M. Harary --------------------------- By: Joseph M. Harary Title: President EX-99 2 ex99.txt RESEARCH FRONTIERS PRESS RELEASE DATED JANUARY 2, 2008 SMART GLASS COMPANY RESEARCH FRONTIERS NAMES STEVEN M. SLOVAK VICE PRESIDENT-TECHNOLOGY WOODBURY, NY, January 2, 2008 - Research Frontiers Inc. (Nasdaq: REFR), the developer and licensor of SPD-Smart(tm) light-control technology, announced that it has promoted Steven M. Slovak to the newly created position of Vice President-Technology. Robert L. Saxe, Chairman of Research Frontiers, commented: "Steve Slovak begins his 20th year with Research Frontiers this week. He started out as a chemist, was promoted to various positions, and two years ago became Research Frontiers' Director of Film Development. Since then we have expanded our technical staff and Steve has supervised them and worked very well with the growing teams of people at our key production licensees. Steve is a creative and focused scientist, and is an inventor on numerous patents and patent applications held by Research Frontiers worldwide on SPD-Smart light-control technology. His new position further strengthens the resources that Research Frontiers is devoting to improving SPD technology and helping our licensees continue to successfully build their businesses in this emerging industry." About SPD Technology and Research Frontiers Incorporated Research Frontiers Incorporated (Nasdaq: REFR) develops and licenses suspended particle device (SPD) technology used in VaryFast SPD-Smart controllable glass and plastic products. Other benefits include noise reduction, greater security for both privacy and structural integrity, and the protection of interiors and occupants from heat and harmful ultraviolet radiation. SPD technology, made possible by a flexible light-control film invented by Research Frontiers, allows the user to instantly, precisely and uniformly control the shading of glass or plastic, either manually or automatically. This film can be used to transform into "smart" products a variety of products used every day in homes, buildings, cars, aircraft, boats, trains and motorcoaches. SPD technology product applications include: SPD-Smart windows, sunshades, skylights and interior partitions for homes and buildings; automotive windows, sunroofs, sunvisors, sunshades, and mirrors; aircraft and marine windows and window shades; eyewear products; and flat panel displays for electronic products. SPD-Smart film technology was awarded a "Best of What's New Award" from Popular Science magazine for home technology, received the 2007 North American Frost & Sullivan Award for Excellence in Technology for glass, and was also recognized as one of the top technologies by the Society of Automotive Engineers' Aerospace Engineering magazine. SPD technology is covered by over 500 patents and patent applications held by Research Frontiers worldwide. Currently 34 companies are licensed to use Research Frontiers' patented SPD light-control technology in emulsions, films, or end-products. Further information about SPD-Smart technology, Research Frontiers and its licensees can be found at www.SmartGlass.com. Note: From time to time Research Frontiers may issue forward-looking statements which involve risks and uncertainties. This press release contains forward looking statements. Actual results could differ and are not guaranteed. Any forward-looking statements should be considered accordingly. SPD-Smart(tm), SPD-SmartGlass(tm), SmartGlass(tm), VaryFast(tm), Powered by SPD(tm), The View of the Future - Everywhere You Look(tm) and Visit SmartGlass.com - to change your view of the world(tm) are trademarks of Research Frontiers Incorporated. For further information, please contact: Research Frontiers Incorporated Joseph M. Harary, President Patricia A. Bryant, Manager of Investor Relations (516) 364-1902 info@SmartGlass.com -----END PRIVACY-ENHANCED MESSAGE-----