-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I9kfIeUHqf+fMUIibVB1VIOPsTTlGVOl9fvGsV48K4uPCe5Sotxw2sF4quroUdvO MUhBljePVaPyVQhoxAe+Qw== 0000793524-05-000013.txt : 20050812 0000793524-05-000013.hdr.sgml : 20050812 20050812170157 ACCESSION NUMBER: 0000793524-05-000013 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050808 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20050812 DATE AS OF CHANGE: 20050812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RESEARCH FRONTIERS INC CENTRAL INDEX KEY: 0000793524 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 112103466 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09399 FILM NUMBER: 051022479 BUSINESS ADDRESS: STREET 1: 240 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797-2033 BUSINESS PHONE: 5163641902 MAIL ADDRESS: STREET 1: 240 CROSSWAYS PARK DR CITY: WOODBURY STATE: NY ZIP: 11797-2033 8-K 1 form8krfi3.txt RESEARCH FRONTIERS FORM 8-K DATED AUGUST 12, 2005 ===================================================================== SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 8-K ---------------------- CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): AUGUST 8, 2005 ---------------------- RESEARCH FRONTIERS INCORPORATED (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 1-9399 11-2103466 (STATE OR OTHER JURISDICTION (COMMISSION FILE NUMBER) (IRS EMPLOYER OF INCORPORATION) IDENTIFICATION NO.) 240 CROSSWAYS PARK DRIVE WOODBURY, NEW YORK 11797-2033 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES AND ZIP CODE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (201) 934-5000 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ===================================================================== Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. Research Frontiers Incorporated received a letter from The NASDAQ Stock Market on July 5, 2005, indicating that the Company's market value of listed securities is below the minimum $50 million requirement for continued listing on the NASDAQ National Market System. The letter states that if the Company's market value of listed securities does not exceed $50 million for a minimum of 10 consecutive business days prior to August 4, 2005, NASDAQ will notify the Company that the Company's securities will be delisted from the NASDAQ National Market. Research Frontiers received a Staff Determination Letter on August 8, 2005 indicating that Research Frontiers common stock is no longer eligible for continued listing on the Nasdaq National Market System because the market value of the Company's listed securities was below the minimum $50 million requirement for continued listing on the NASDAQ National Market System under Nasdaq Marketplace Rule 4450(b)(1)(A) . Research Frontiers is filing a request for a hearing before the Nasdaq Listing Qualifications Panel to appeal the Staff Determination Letter. There can be no assurance that the Panel will grant the Company's request for continued listing. While the appeals process is underway, the delisting process will be stayed, and the Company's common stock will continue to trade on the Nasdaq National Market under the symbol "REFR" until the panel makes a final decision. If the appeal by Research Frontiers is unsuccessful, the Company will apply to transfer the listing of its common stock to the Nasdaq SmallCap Market where it previously traded. Research Frontiers currently meets the requirements for listing on the Nasdaq SmallCap Market. Item 9.01. Financial Statements and Exhibits. (c) Exhibits. 99.1 Research Frontiers Press Release Dated August 12, 2005 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RESEARCH FRONTIERS INCORPORATED Dated: August 12, 2005 /s/ Joseph M. Harary --------------------------- By: Joseph M. Harary Title: President EX-99 2 pr081205.txt RESEARCH FRONTIERS PRESS RELEASE DATED AUGUST 12, 2005 Research Frontiers Incorporated to Appeal Staff Determination Letter from Nasdaq Regarding its Listing on the Nasdaq National Market System Woodbury, NY - August 12, 2005 - Research Frontiers Incorporated (Nasdaq/NMS:REFR) today announced that it has received and is appealing, a Staff Determination Letter from Nasdaq regarding its eligibility for continued listing on the Nasdaq National Market System. The Staff Determination Letter, received on August 8, 2005 indicates that Research Frontiers common stock is no longer eligible for continued listing on the Nasdaq National Market System because the market value of the Company's listed securities was below the minimum $50 million requirement for continued listing on the NASDAQ National Market System under Nasdaq Marketplace Rule 4450(b)(1)(A) . Research Frontiers is filing a request for a hearing before the Nasdaq Listing Qualifications Panel to appeal the Staff Determination Letter. There can be no assurance that the Panel will grant the Company's request for continued listing. While the appeals process is underway, the delisting process will be stayed, and the Company's common stock will continue to trade on the Nasdaq National Market under the symbol "REFR" until the panel makes a final decision. If the appeal by Research Frontiers is unsuccessful, the Company will apply to transfer the listing of its common stock to the Nasdaq SmallCap Market where it previously traded. Research Frontiers currently meets the requirements for listing on the Nasdaq SmallCap Market. About SPD Technology and Research Frontiers Incorporated Research Frontiers Incorporated develops and licenses suspended particle device (SPD) technology used in VaryFast SPD- Smart light-control glass and plastic products. SPD technology, made possible by a flexible light-control film invented by Research Frontiers, allows the user to instantly and precisely control the amount of light transmitted through glass or plastic, either manually or automatically. SPD technology has numerous product applications, including: SPD-Smart windows, skylights and interior partitions for homes and buildings; automotive windows, sunroofs, sunvisors, sunshades, rear-view mirrors, instrument panels and navigation systems; aircraft windows; eyewear products; and flat panel displays for electronic products. SPD-Smart film technology was awarded a "Best of What's New Award" from Popular Science magazine for home technology and was also named by the Society of Automotive Engineers' Aerospace Engineering magazine as one of the top new technologies. SPD technology is covered by over 400 patents and patent applications held by Research Frontiers worldwide. Currently 33 companies are licensed to use Research Frontiers' patented SPD light-control technology for SPD emulsions, film, and end products. Information about Research Frontiers and its licensees can be found at www.SmartGlass.com. Note: From time to time Research Frontiers may issue forward- looking statements which involve risks and uncertainties. This press release contains forward looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Actual results could differ and are not guaranteed. Any forward-looking statements should be considered accordingly. SPD-SmartTM, VaryFastTM, Powered by SPDTM, The View of the Future Everywhere You LookTM and Visit SmartGlass.com - to change your view of the world are trademarks of Research Frontiers Incorporated. For further information, please contact: Joseph M. Harary, President or Patricia A. Bryant, Manager of Investor Relations 516-364-1902 or via email at info@SmartGlass.com -----END PRIVACY-ENHANCED MESSAGE-----