0001654954-23-011062.txt : 20230821 0001654954-23-011062.hdr.sgml : 20230821 20230821071512 ACCESSION NUMBER: 0001654954-23-011062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230817 FILED AS OF DATE: 20230821 DATE AS OF CHANGE: 20230821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARROLL JONATHAN P CENTRAL INDEX KEY: 0001284154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15905 FILM NUMBER: 231187319 MAIL ADDRESS: STREET 1: 4265 SAN FELIPE STREET 2: 8TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLUE DOLPHIN ENERGY CO CENTRAL INDEX KEY: 0000793306 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731268729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 TRAVIS SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002-5729 BUSINESS PHONE: 7132-568-4725 MAIL ADDRESS: STREET 1: 801 TRAVIS SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002-5729 FORMER COMPANY: FORMER CONFORMED NAME: MUSTANG RESOURCES CORP DATE OF NAME CHANGE: 19900122 FORMER COMPANY: FORMER CONFORMED NAME: ZIM ENERGY CORP DATE OF NAME CHANGE: 19870921 4 1 section16.xml PRIMARY DOCUMENT X0508 4 2023-08-17 false 0000793306 BLUE DOLPHIN ENERGY CO BDCO 0001284154 CARROLL JONATHAN P C/O BLUE DOLPHIN ENERGY COMPANY 801 TRAVIS STREET, SUITE 2100 HOUSTON TX 77002 true true true false CEO & President false Common Stock 2023-08-17 4 P false 5000 3.970 A 3950000 D Common Stock 2023-08-17 4 P false 5000 4.000 A 3955000 D Common Stock 2023-08-17 4 P false 4300 3.900 A 3959300 D Common Stock 2023-08-17 4 P false 700 3.950 A 3960000 D Common Stock 2023-08-18 4 P false 10352 3.850 A 3970352 D Common Stock 2023-08-18 4 P false 1000 3.750 A 3971352 D Common Stock 2023-08-18 4 P false 1000 3.830 A 3972352 D Common Stock 2023-08-18 4 P false 998 3.760 A 3973350 D Common Stock 2023-08-18 4 P false 800 3.750 A 3974150 D Common Stock 2023-08-18 4 P false 200 3.700 A 3974350 D Common Stock 2023-08-18 4 P false 200 3.750 A 3974550 D Common Stock 2023-08-18 4 P false 200 3.840 A 3974750 D Common Stock 2023-08-18 4 P false 150 3.840 A 3974900 D Common Stock 2023-08-18 4 P false 100 3.820 A 3975000 D Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. /s/ Jonathan Carroll 2023-08-21