0001752724-25-129538.txt : 20250530
0001752724-25-129538.hdr.sgml : 20250530
20250530091132
ACCESSION NUMBER: 0001752724-25-129538
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20250331
FILED AS OF DATE: 20250530
DATE AS OF CHANGE: 20250530
PERIOD START: 20250930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD
CENTRAL INDEX KEY: 0000793040
ORGANIZATION NAME:
EIN: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 251006910
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580-1434
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH FUND LTD
DATE OF NAME CHANGE: 20060330
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
NPORT-P
1
primary_doc.xml
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Ellsworth Growth & Income Fund Ltd
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549300GYFOXHCDQTI772
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Rye
10580-1422
1-800-422-3554
Ellsworth Growth & Income Fund Ltd
549300GYFOXHCDQTI772
2025-09-30
2025-03-31
N
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36300275.00000000
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Enovix Corp
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750000.00000000
PA
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DBT
CORP
US
Y
2
2028-05-01
Fixed
3.00000000
N
N
N
N
N
Enovix Corp
ENOVIX CORP
USD
XXXX
N
N
N
DIGITAL REALTY TRUST LP
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Digital Realty Trust LP
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2978400.00000000
2.097328831163
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DBT
CORP
US
Y
2
2029-11-15
Fixed
1.87500000
N
N
N
N
N
Digital Realty Trust Inc
DIGITAL REALTY TRUST INC
USD
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAD7
1950000.00000000
PA
USD
1833000.00000000
1.290761397905
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DBT
CORP
US
N
2
2030-03-01
Fixed
2.00000000
N
N
N
N
Y
Exact Sciences Corp
EXACT SCIENCES CORP
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XXXX
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N
N
VERTEX INC
549300QMYW171MP1PL50
Vertex Inc
92538JAA4
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USD
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0.588122086750
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DBT
CORP
US
Y
2
2029-05-01
Fixed
0.75000000
N
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N
N
Y
VERTEX INC
VERTEX INC
USD
XXXX
N
N
N
Equinix Inc
549300EVUN2BTLJ3GT74
Equinix Inc
29444U700
4000.00000000
NS
USD
3261400.00000000
2.296611687468
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EC
CORP
US
N
1
N
N
N
ANI PHARMACEUTICALS INC
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ANI Pharmaceuticals Inc
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2246000.00000000
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DBT
CORP
US
Y
2
2029-09-01
Fixed
2.25000000
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N
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Y
ANI PHARMACEUTICALS INC
ANI Pharmaceuticals Inc
USD
XXXX
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CLEANSPARK INC
254900VO7KBRJQDGY810
Cleanspark Inc
18452BAA8
3000000.00000000
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USD
2176697.58000000
1.532786258144
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DBT
CORP
US
Y
2
2030-06-15
None
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N
N
N
N
Cleanspark Inc
CLEANSPARK INC
USD
XXXX
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MP MATERIALS CORP
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MP Materials Corp
553368AC5
2150000.00000000
PA
USD
2972450.31000000
2.093139180218
Long
DBT
CORP
US
Y
2
2030-03-01
Fixed
3.00000000
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N
N
N
N
MP MATERIALS CORP
MP MATERIALS CORP
USD
XXXX
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
60000.00000000
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USD
1696800.00000000
1.194852122185
Long
EC
CORP
US
N
1
N
N
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RIOT PLATFORMS INC
5299005LKZAJQDQZDF73
Riot Platforms Inc
767292AA3
1150000.00000000
PA
USD
892248.63000000
0.628303376398
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
0.75000000
N
N
N
N
Y
Riot Platforms Inc
RIOT PLATFORMS INC
USD
XXXX
N
N
N
PPL CAPITAL FUNDING INC
549300MROK5WY0D2NU17
PPL Capital Funding Inc
69352PAS2
3000000.00000000
PA
USD
3364500.00000000
2.369212614977
Long
DBT
CORP
US
N
2
2028-03-15
Fixed
2.87500000
N
N
N
N
Y
PPL CORP
PPL CORP
USD
XXXX
N
N
N
EVOLENT HEALTH INC
549300CZOCFHQ2BBTR11
Evolent Health Inc
30050BAH4
1625000.00000000
PA
USD
1328973.95000000
0.935836483078
Long
DBT
CORP
US
N
2
2029-12-01
Fixed
3.50000000
N
N
N
N
N
Evolent Health Inc
EVOLENT HEALTH INC
USD
XXXX
N
N
N
MICROCHIP TECHNOLOGY INC
5493007PTFULNYZJ1R12
Microchip Technology Inc
595017302
19500.00000000
NS
USD
981435.00000000
0.691106608048
Long
EP
CORP
US
N
1
N
N
N
PACIRA BIOSCIENCES INC
N/A
Pacira BioSciences Inc
695127AG5
1250000.00000000
PA
USD
1222077.08000000
0.860561876775
Long
DBT
CORP
US
Y
2
2029-05-15
Fixed
2.12500000
N
N
N
N
Y
PACIRA BIOSCIENCES INC
PACIRA BIOSCIENCES INC
USD
XXXX
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AG8
890000.00000000
PA
USD
841495.00000000
0.592563700234
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
1.00000000
N
N
N
N
Y
PAR TECHNOLOGY CORP
PAR TECHNOLOGY CORP
USD
XXXX
N
N
N
NUTANIX INC
549300X7J6E8TKVIXW09
Nutanix Inc
67059NAJ7
1500000.00000000
PA
USD
1588543.41000000
1.118620028655
Long
DBT
CORP
US
Y
2
2029-12-15
Fixed
0.50000000
N
N
N
N
N
Nutanix Inc
NUTANIX INC
USD
XXXX
N
N
N
CARDLYTICS INC
549300JETJBH94EIPC66
Cardlytics Inc
14161WAC9
3850000.00000000
PA
USD
1936053.50000000
1.363329581058
Long
DBT
CORP
US
Y
2
2029-04-01
Fixed
4.25000000
N
N
N
N
Y
CARDLYTICS INC
CARDLYTICS INC
USD
XXXX
N
N
N
BRIGHTSPRING HEALTH SERV
N/A
BrightSpring Health Services Inc
10950A205
30000.00000000
NS
USD
1950000.00000000
1.373150423303
Long
EP
CORP
US
N
1
N
N
N
GALAXY DIGITAL HOLDIN LP
N/A
Galaxy Digital Holdings LP
36317GAB2
2000000.00000000
PA
USD
1685000.00000000
1.186542801675
Long
DBT
CORP
KY
Y
2
2029-12-01
Fixed
2.50000000
N
N
N
N
N
Galaxy Digital Holdings Ltd
GALAXY DIGITAL HOLDINGS LTD
CAD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
Akamai Technologies Inc
00971TAN1
2500000.00000000
PA
USD
2387500.00000000
1.681229043916
Long
DBT
CORP
US
N
2
2029-02-15
Fixed
1.12500000
N
N
N
N
Y
AKAMAI TECHNOLOGIES INC
Akamai Technologies Inc
USD
XXXX
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
12500.00000000
NS
USD
1233750.00000000
0.868781710128
Long
EC
CORP
US
N
1
N
N
N
ASTRONICS CORP
549300NNXCF8H4MSMK17
Astronics Corp
046433AC2
750000.00000000
PA
USD
1020750.00000000
0.718791433121
Long
DBT
CORP
US
Y
2
2030-03-15
Fixed
5.50000000
N
N
N
N
Y
Astronics Corp
ASTRONICS CORP
USD
XXXX
N
N
N
BLOOM ENERGY CORP
549300XB5J9BFW5JXV97
Bloom Energy Corp
093712AK3
2000000.00000000
PA
USD
2618000.00000000
1.843542465748
Long
DBT
CORP
US
N
2
2028-06-01
Fixed
3.00000000
N
N
N
N
Y
BLOOM ENERGY CORP
BLOOM ENERGY CORP
USD
XXXX
N
N
N
FLUENCE ENERGY INC
25490043LHZ97BT5PP29
Fluence Energy Inc
34379VAA1
350000.00000000
PA
USD
206847.84000000
0.145658050797
Long
DBT
CORP
US
Y
2
2030-06-15
Fixed
2.25000000
N
N
N
N
Y
Fluence Energy Inc
FLUENCE ENERGY INC
USD
XXXX
N
N
N
INVACARE CORP
N/A
INVACARE CORP
000000000
1015000.00000000
PA
USD
0.10000000
0.000000070417
Long
DBT
CORP
US
N
3
2028-05-08
None
0.00000000
N
N
N
N
N
N
LIVE NATION ENTERTAINMEN
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034BB4
2000000.00000000
PA
USD
2075000.00000000
1.461172886336
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
2.87500000
N
N
N
N
Y
Live Nation Entertainment Inc
LIVE NATION ENTERTAINMENT INC
USD
XXXX
N
N
N
SOFI TECHNOLOGIES INC
549300SW81JCMVZDDY09
SoFi Technologies Inc
83406FAC6
1500000.00000000
PA
USD
2153250.00000000
1.516274948194
Long
DBT
CORP
US
N
2
2029-03-15
Fixed
1.25000000
N
N
N
N
N
SOFI TECHNOLOGIES INC
SOFI TECHNOLOGIES INC
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797NV5
6305000.00000000
PA
USD
6246269.62000000
4.398496293730
Long
DBT
UST
US
N
2
2025-06-20
None
0.00000000
N
N
N
N
N
N
LIBERTY MEDIA CORP
N/A
Liberty Media Corp-Liberty Formula One
531229AQ5
1500000.00000000
PA
USD
1826250.00000000
1.286008184901
Long
DBT
CORP
US
N
2
2027-08-15
Fixed
2.25000000
N
N
N
N
N
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
LIBERTY MEDIA CORP-LIBERTY FORMULA ONE
USD
XXXX
N
N
N
HCI GROUP INC
549300CZF7EZJH0MPH74
HCI Group Inc
40416EAF0
2000000.00000000
PA
USD
3723000.00000000
2.621661038954
Long
DBT
CORP
US
N
2
2042-06-01
Fixed
4.75000000
N
N
N
N
Y
HCI GROUP INC
HCI GROUP INC
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AD1
500000.00000000
PA
USD
569500.00000000
0.401030341575
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
1.12500000
N
N
N
N
Y
IMPINJ INC
IMPINJ INC
USD
XXXX
N
N
N
REDFIN CORP
549300HXWD3JEMZU3O57
Redfin Corp
75737FAE8
3000000.00000000
PA
USD
2635697.79000000
1.856004890276
Long
DBT
CORP
US
N
2
2027-04-01
Fixed
0.50000000
N
N
N
N
Y
REDFIN CORP
REDFIN CORP
USD
XXXX
N
N
N
SBA Communications Corp
5299001HX8ZN8Y8QIT49
SBA Communications Corp
78410G104
7000.00000000
NS
USD
1540070.00000000
1.084486037137
Long
EC
CORP
US
N
1
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAH2
2200000.00000000
PA
USD
2590500.00000000
1.824177523881
Long
DBT
CORP
US
N
2
2029-12-15
Fixed
1.50000000
N
N
N
N
Y
LUMENTUM HOLDINGS INC
LUMENTUM HOLDINGS INC
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797NN3
995000.00000000
PA
USD
988214.80000000
0.695880805607
Long
DBT
UST
US
N
2
2025-05-29
None
0.00000000
N
N
N
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797LN5
1630000.00000000
PA
USD
1616338.97000000
1.138193097875
Long
DBT
UST
US
N
2
2025-06-12
None
0.00000000
N
N
N
N
N
N
ENOVIS CORP
635400OP2DYYYMOIYL17
Enovis Corp
194014AB2
2000000.00000000
PA
USD
2052000.00000000
1.444976753138
Long
DBT
CORP
US
N
2
2028-10-15
Fixed
3.87500000
N
N
N
N
Y
Enovis Corp
ENOVIS CORP
USD
XXXX
N
N
N
JAZZ INVESTMENTS I LTD
N/A
Jazz Investments I Ltd
472145AG6
2150000.00000000
PA
USD
2394025.00000000
1.685823816487
Long
DBT
CORP
BM
Y
2
2030-09-15
Fixed
3.12500000
N
N
N
N
Y
Jazz Pharmaceuticals PLC
JAZZ PHARMACEUTICALS PLC
USD
XXXX
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
13000.00000000
NS
USD
848250.00000000
0.597320434137
Long
EC
CORP
US
N
1
N
N
N
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
N/A
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
000000000
809253.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
3
N
N
N
NABORS INDUSTRIES INC
549300VFQWRKICUFNU92
Nabors Industries Inc
62957HAL9
3950000.00000000
PA
USD
2660325.00000000
1.873346871731
Long
DBT
CORP
US
N
2
2029-06-15
Fixed
1.75000000
N
N
N
N
Y
NABORS INDUSTRIES LTD
NABORS INDUSTRIES LTD
USD
XXXX
N
N
N
COINBASE GLOBAL INC
5493004G3J2SC154DU06
Coinbase Global Inc
19260QAE7
2000000.00000000
PA
USD
1896000.00000000
1.335124719273
Long
DBT
CORP
US
Y
2
2030-04-01
Fixed
0.25000000
N
N
N
N
Y
COINBASE GLOBAL INC
COINBASE GLOBAL INC
USD
XXXX
N
N
N
INVACARE CORP SR GLBL COCO 26
N/A
INVACARE CORP SR GLBL COCO 26
000000000
13970.00000000
NS
USD
0.14000000
0.000000098585
Long
EC
CORP
US
N
3
N
N
N
T-Mobile US Inc
549300QHIJYOHPACPG31
T-Mobile US Inc
872590104
14619.00000000
NS
USD
3899033.49000000
2.745620249881
Long
EC
CORP
US
N
1
N
N
N
CHEESECAKE FACTORY (THE)
529900872XMLK10SY247
Cheesecake Factory Inc/The
163072AB7
35000.00000000
PA
USD
33556.25000000
0.023629630201
Long
DBT
CORP
US
Y
2
2030-03-15
Fixed
2.00000000
N
N
N
N
N
CHEESECAKE FACTORY INC/THE
CHEESECAKE FACTORY INC/THE
USD
XXXX
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
8000.00000000
NS
USD
3003120.00000000
2.114736153452
Long
EC
CORP
US
N
1
N
N
N
INVACARE HOLDINGS CORP
N/A
Invacare Holdings Corp
46124A309
31218.00000000
NS
USD
686796.00000000
0.483627804165
Long
EP
CORP
US
N
2
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F101
19080.00000000
NS
USD
3194564.40000000
2.249547414426
Long
EC
CORP
US
N
1
N
N
N
CSG SYSTEMS INTERNATIONA
549300D7FJZUOHHXUA81
CSG Systems International Inc
126349AH2
2500000.00000000
PA
USD
2707500.00000000
1.906566549279
Long
DBT
CORP
US
N
2
2028-09-15
Fixed
3.87500000
N
N
N
N
Y
CSG Systems International Inc
CSG SYSTEMS INTERNATIONAL INC
USD
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115Q407
29606.00000000
NS
USD
1621520.62000000
1.141841910640
Long
EP
CORP
US
N
1
N
N
N
PG&E CORP
8YQ2GSDWYZXO2EDN3511
PG&E Corp
69331C306
47800.00000000
NS
USD
2138572.00000000
1.505938998495
Long
EP
CORP
US
N
1
N
N
N
OSI SYSTEMS INC
DDX3MPX1Y8YD30050X33
OSI Systems Inc
671044AE5
1750000.00000000
PA
USD
2134399.44000000
1.503000766428
Long
DBT
CORP
US
Y
2
2029-08-01
Fixed
2.25000000
N
N
N
N
Y
OSI SYSTEMS INC
OSI SYSTEMS INC
USD
XXXX
N
N
N
REDWOOD TRUST INC
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
758075AF2
1000000.00000000
PA
USD
987000.00000000
0.695025368103
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
7.75000000
N
N
N
N
Y
REDWOOD TRUST INC
REDWOOD TRUST INC
USD
XXXX
N
N
N
PARSONS CORP
549300ZXH0VRBSEPX752
Parsons Corp
70202LAD4
3500000.00000000
PA
USD
3505250.00000000
2.468325908351
Long
DBT
CORP
US
N
2
2029-03-01
Fixed
2.62500000
N
N
N
N
Y
PARSONS CORP
PARSONS CORP
USD
XXXX
N
N
N
TXNM ENERGY INC
5493003JOBJGLZSDDQ28
TXNM Energy Inc
69349HAE7
2500000.00000000
PA
USD
3131637.50000000
2.205235568594
Long
DBT
CORP
US
Y
2
2054-06-01
Fixed
5.75000000
N
N
N
N
Y
TXNM ENERGY INC
TXNM ENERGY INC
USD
XXXX
N
N
N
ALNYLAM PHARMACEUTICALS
529900S3ZI14OWRJII50
Alnylam Pharmaceuticals Inc
02043QAB3
1000000.00000000
PA
USD
1154000.00000000
0.812623378714
Long
DBT
CORP
US
N
2
2027-09-15
Fixed
1.00000000
N
N
N
N
Y
ALNYLAM PHARMACEUTICALS INC
ALNYLAM PHARMACEUTICALS INC
USD
XXXX
N
N
N
RIVIAN AUTO INC
25490004LNKJ84MFYY24
Rivian Automotive Inc
76954AAB9
1000000.00000000
PA
USD
978125.00000000
0.688775773227
Long
DBT
CORP
US
N
2
2029-03-15
Fixed
4.62500000
N
N
N
N
Y
RIVIAN AUTOMOTIVE INC
RIVIAN AUTOMOTIVE INC
USD
XXXX
N
N
N
ARRAY TECHNOLOGIES INC
549300JM5FECYJQ85V37
Array Technologies Inc
04271TAB6
4026000.00000000
PA
USD
2967401.27000000
2.089583748724
Long
DBT
CORP
US
N
2
2028-12-01
Fixed
1.00000000
N
N
N
N
Y
ARRAY TECHNOLOGIES INC
ARRAY TECHNOLOGIES INC
USD
XXXX
N
N
N
PAGAYA TECHNOLOGIES LTD
N/A
Pagaya Technologies Ltd
69549FAA7
1100000.00000000
PA
USD
1221000.00000000
0.859803418899
Long
DBT
CORP
IL
Y
2
2029-10-01
Fixed
6.12500000
N
N
N
N
N
Pagaya Technologies Ltd
PAGAYA TECHNOLOGIES LTD
USD
XXXX
N
N
N
HALOZYME THERAPEUTICS IN
529900242I3SV9AGM753
Halozyme Therapeutics Inc
40637HAF6
1800000.00000000
PA
USD
2306391.05000000
1.624113767493
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
1.00000000
N
N
N
N
N
HALOZYME THERAPEUTICS INC
HALOZYME THERAPEUTICS INC
USD
XXXX
N
N
N
ARES MANAGEMENT CORP
529900JUV61FH7B8VW38
Ares Management Corp
03990B309
47000.00000000
NS
USD
2265870.00000000
1.595579666488
Long
EP
CORP
US
N
1
N
N
N
BOEING CO/THE
RVHJWBXLJ1RFUBSY1F30
Boeing Co/The
097023204
25050.00000000
NS
USD
1498741.50000000
1.055383346229
Long
EP
CORP
US
N
1
N
N
N
NORTHERN OIL & GAS INC
OKFF0PIZDDMNH4UCYE51
Northern Oil & Gas Inc
665531AJ8
3600000.00000000
PA
USD
3807180.00000000
2.680938886458
Long
DBT
CORP
US
N
2
2029-04-15
Fixed
3.62500000
N
N
N
N
Y
NORTHERN OIL & GAS INC
NORTHERN OIL & GAS INC
USD
XXXX
N
N
N
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
N/A
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
000000000
272728.00000000
NS
USD
2.73000000
0.000001922410
Long
EP
CORP
US
N
3
N
N
N
HP ENTERPRISE CO
549300BX44RGX6ANDV88
Hewlett Packard Enterprise Co
42824C208
57000.00000000
NS
USD
2721180.00000000
1.916199727633
Long
EP
CORP
US
N
1
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
Verizon Communications Inc
92343V104
50000.00000000
NS
USD
2268000.00000000
1.597079569258
Long
EC
CORP
US
N
1
N
N
N
TRANSMEDICS GROUP INC
549300060GVOSMWARH50
TransMedics Group Inc
89377MAB5
1000000.00000000
PA
USD
1075550.00000000
0.757380480915
Long
DBT
CORP
US
N
2
2028-06-01
Fixed
1.50000000
N
N
N
N
Y
TRANSMEDICS GROUP INC
TRANSMEDICS GROUP INC
USD
XXXX
N
N
N
ALBEMARLE CORP
HDBLS2Q6GV1LSKQPBS54
Albemarle Corp
012653200
60000.00000000
NS
USD
2139000.00000000
1.506240387408
Long
EP
CORP
US
N
1
N
N
N
ORMAT TECHNOLOGIES INC
5493000TSHHWY24VHM09
Ormat Technologies Inc
686688AB8
2000000.00000000
PA
USD
2065000.00000000
1.454131089293
Long
DBT
CORP
US
N
2
2027-07-15
Fixed
2.50000000
N
N
N
N
Y
ORMAT TECHNOLOGIES INC
ORMAT TECHNOLOGIES INC
USD
XXXX
N
N
N
KKR & CO INC
54930013V5I303TF9571
KKR & Co Inc
48251W500
18000.00000000
NS
USD
889200.00000000
0.626156593026
Long
EP
CORP
US
N
1
N
N
N
Crown Castle Inc
54930012H97VSM0I2R19
Crown Castle Inc
22822V101
16100.00000000
NS
USD
1678103.00000000
1.181686074255
Long
EC
CORP
US
N
1
N
N
N
FLUOR CORP
CQ7WZ4NOFWT7FAE6Q943
Fluor Corp
343412AJ1
2000000.00000000
PA
USD
2127500.00000000
1.498142320809
Long
DBT
CORP
US
N
2
2029-08-15
Fixed
1.12500000
N
N
N
N
N
FLUOR CORP
Fluor Corp
USD
XXXX
N
N
N
ALIBABA GROUP HOLDING
5493001NTNQJDH60PM02
Alibaba Group Holding Ltd
01609WBF8
2300000.00000000
PA
USD
3287275.00000000
2.314832337316
Long
DBT
CORP
KY
Y
2
2031-06-01
Fixed
0.50000000
N
N
N
N
N
ALIBABA GROUP HOLDING LTD
ALIBABA GROUP HOLDING LTD
USD
XXXX
N
N
N
CMS ENERGY CORP
549300IA9XFBAGNIBW29
CMS Energy Corp
125896BX7
2000000.00000000
PA
USD
2217000.00000000
1.561166404340
Long
DBT
CORP
US
N
2
2028-05-01
Fixed
3.37500000
N
N
N
N
Y
CMS ENERGY CORP
CMS ENERGY CORP
USD
XXXX
N
N
N
INDIE SEMICONDUCTOR INC
254900L1MFXFYGB1PV53
indie Semiconductor Inc
45569UAC5
2500000.00000000
PA
USD
1832812.50000000
1.290629364211
Long
DBT
CORP
US
Y
2
2029-12-15
Fixed
3.50000000
N
N
N
N
Y
indie Semiconductor Inc
INDIE SEMICONDUCTOR INC
USD
XXXX
N
N
N
BRIDGEBIO PHARMA INC
54930028YG89VTY2J114
Bridgebio Pharma Inc
10806XAH5
250000.00000000
PA
USD
258250.00000000
0.181854408624
Long
DBT
CORP
US
Y
2
2031-03-01
Fixed
1.75000000
N
N
N
N
Y
BRIDGEBIO PHARMA INC
BRIDGEBIO PHARMA INC
USD
XXXX
N
N
N
MKS INSTRUMENTS INC
549300KEQATBHAGVF505
MKS Instruments Inc
55306NAA2
2500000.00000000
PA
USD
2255000.00000000
1.587925233102
Long
DBT
CORP
US
Y
2
2030-06-01
Fixed
1.25000000
N
N
N
N
Y
MKS INSTRUMENTS INC
MKS INSTRUMENTS INC
USD
XXXX
N
N
N
APPLIED DIGITAL CORP
2549004NE2B6RYXINZ02
Applied Digital Corp
038169AA6
2500000.00000000
PA
USD
2181250.00000000
1.535991979913
Long
DBT
CORP
US
Y
2
2030-06-01
Fixed
2.75000000
N
N
N
N
Y
Applied Digital Corp
APPLIED DIGITAL CORP
USD
XXXX
N
N
N
PROGRESS SOFTWARE CORP
549300R65B3JG6972S24
Progress Software Corp
743312AD2
3200000.00000000
PA
USD
3376000.00000000
2.377310681576
Long
DBT
CORP
US
N
2
2030-03-01
Fixed
3.50000000
N
N
N
N
Y
PROGRESS SOFTWARE CORP
PROGRESS SOFTWARE CORP
USD
XXXX
N
N
N
GLOBAL PAYMENTS INC
549300NOMHGVQBX6S778
Global Payments Inc
37940XAU6
3000000.00000000
PA
USD
2841000.00000000
2.000574539798
Long
DBT
CORP
US
N
2
2031-03-01
Fixed
1.50000000
N
N
N
N
Y
Global Payments Inc
GLOBAL PAYMENTS INC
USD
XXXX
N
N
N
CENTRUS ENERGY CORP
549300G6VDK9G8276661
Centrus Energy Corp
15643UAD6
1100000.00000000
PA
USD
1034721.07000000
0.728629577062
Long
DBT
CORP
US
Y
2
2030-11-01
Fixed
2.25000000
N
N
N
N
N
Centrus Energy Corp
CENTRUS ENERGY CORP
USD
XXXX
N
N
N
UBER TECHNOLOGIES INC
549300B2FTG34FILDR98
Uber Technologies Inc
90353TAM2
2140000.00000000
PA
USD
2615080.00000000
1.841486261012
Long
DBT
CORP
US
N
2
2028-12-01
Fixed
0.87500000
N
N
N
N
Y
Uber Technologies Inc
UBER TECHNOLOGIES INC
USD
XXXX
N
N
N
BOX INC
549300KQUCPD8687YS68
Box Inc
10316TAC8
2000000.00000000
PA
USD
1932000.00000000
1.360475188627
Long
DBT
CORP
US
Y
2
2029-09-15
Fixed
1.50000000
N
N
N
N
Y
Box Inc
BOX INC
USD
XXXX
N
N
N
WEC ENERGY GROUP INC
549300IGLYTZUK3PVP70
WEC Energy Group Inc
92939UAQ9
2450000.00000000
PA
USD
2937870.61000000
2.068788857299
Long
DBT
CORP
US
Y
2
2029-06-01
Fixed
4.37500000
N
N
N
N
Y
WEC ENERGY GROUP INC
WEC ENERGY GROUP INC
USD
XXXX
N
N
N
American Tower Corp
5493006ORUSIL88JOE18
American Tower Corp
03027X100
10000.00000000
NS
USD
2176000.00000000
1.532295036466
Long
EC
CORP
US
N
1
N
N
N
SNOWFLAKE INC
254900CJNSY1K7T53Z16
Snowflake Inc
833445AC3
900000.00000000
PA
USD
1054237.50000000
0.742372650968
Long
DBT
CORP
US
Y
2
2029-10-01
None
0.00000000
N
N
N
N
Y
Snowflake Inc
SNOWFLAKE INC
USD
XXXX
N
N
N
VERITONE INC
549300XTAS2FCSL4EL89
Veritone Inc
92347MAB6
3170000.00000000
PA
USD
1331391.50000000
0.937538872722
Long
DBT
CORP
US
N
2
2026-11-15
Fixed
1.75000000
N
N
N
N
Y
VERITONE INC
VERITONE INC
USD
XXXX
N
N
N
NEXTERA ENERGY INC
254900RHL9MEUS5NKX63
NextEra Energy Inc
65339F119
50000.00000000
NS
USD
2277500.00000000
1.603769276448
Long
EP
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797NW3
2780000.00000000
PA
USD
2752173.76000000
1.938024904384
Long
DBT
UST
US
N
2
2025-06-26
None
0.00000000
N
N
N
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797NP8
2370000.00000000
PA
USD
2352034.64000000
1.656255057200
Long
DBT
UST
US
N
2
2025-06-05
None
0.00000000
N
N
N
N
N
N
SAREPTA THERAPEUTICS INC
549300IKDPIED8J8IG21
Sarepta Therapeutics Inc
803607AD2
3400000.00000000
PA
USD
3165400.00000000
2.229010435859
Long
DBT
CORP
US
N
2
2027-09-15
Fixed
1.25000000
N
N
N
N
N
SAREPTA THERAPEUTICS INC
SAREPTA THERAPEUTICS INC
USD
XXXX
N
N
N
2025-05-29
Ellsworth Growth & Income Fund Ltd
John C. Ball
John C. Ball
Treasurer