0001752724-22-274202.txt : 20221129
0001752724-22-274202.hdr.sgml : 20221129
20221129131623
ACCESSION NUMBER: 0001752724-22-274202
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221129
DATE AS OF CHANGE: 20221129
PERIOD START: 20220930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD
CENTRAL INDEX KEY: 0000793040
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 221430835
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH FUND LTD
DATE OF NAME CHANGE: 20060330
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
NPORT-P
1
primary_doc.xml
NPORT-P
false
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Ellsworth Growth & Income Fund Ltd
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0000793040
549300GYFOXHCDQTI772
One Corporate Center
Rye
10580-1422
1-800-422-3554
Ellsworth Growth & Income Fund Ltd
549300GYFOXHCDQTI772
2022-09-30
2022-09-30
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182265749.65
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0.00000000
0.00000000
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0.00000000
54990700.00000000
0.00000000
USD
N
DANIMER SCIENTIFIC INC
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Danimer Scientific Inc
236272AA8
345000.00000000
PA
USD
182850.00000000
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Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
3.25000000
N
N
N
N
Y
Danimer Scientific Inc
Danimer Scientific Inc
USD
XXXX
N
N
N
REDWOOD TRUST INC
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
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1000000.00000000
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USD
807208.96000000
0.635693673928
Long
DBT
CORP
US
Y
2
2027-06-15
Fixed
7.75000000
N
N
N
N
Y
Redwood Trust Inc
Redwood Trust Inc
USD
XXXX
N
N
N
LIBERTY MEDIA CORP
N/A
Liberty Media Corp-Liberty Formula One
531229AL6
315000.00000000
PA
USD
293107.50000000
0.230828190424
Long
DBT
CORP
US
Y
2
2027-08-15
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2.25000000
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N
N
N
N
Liberty Media Corp-Liberty For
Liberty Media Corp-Liberty Formula One
USD
XXXX
N
N
N
NEXTERA ENERGY INC
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NextEra Energy Inc
65339F713
30000.00000000
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USD
1380000.00000000
1.086778409919
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EP
CORP
US
N
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N
N
N
TREASURY BILL
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USD
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DBT
UST
US
N
2
2022-12-29
None
0.00000000
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N
N
N
N
N
TOPGOLF CALL BRAN CORP
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Topgolf Callaway Brands Corp
131193AE4
1050000.00000000
PA
USD
1359750.00000000
1.070831118035
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DBT
CORP
US
N
2
2026-05-01
Fixed
2.75000000
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N
N
N
Y
Callaway Golf Co
Callaway Golf Co
USD
XXXX
N
N
N
ARRAY TECHNOLOGIES INC
549300JM5FECYJQ85V37
Array Technologies Inc
04271TAA8
2026000.00000000
PA
USD
1807231.71000000
1.423232176920
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DBT
CORP
US
Y
2
2028-12-01
Fixed
1.00000000
N
N
N
N
Y
Array Technologies Inc
Array Technologies Inc
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAE3
1250000.00000000
PA
USD
1146520.83000000
0.902908756933
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
2.50000000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796W70
4520000.00000000
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USD
4501295.47000000
3.544862850338
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DBT
UST
US
N
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2022-11-25
None
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N
N
N
N
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TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796W62
1260000.00000000
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USD
1255561.65000000
0.988780647495
Long
DBT
UST
US
N
2
2022-11-17
None
0.00000000
N
N
N
N
N
N
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
N/A
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
000000000
272728.00000000
NS
USD
2.73000000
0.000002149931
Long
EP
CORP
US
N
3
N
N
N
POST HOLDINGS INC
JM1I5YUAURL6DC8N1468
Post Holdings Inc
737446AS3
650000.00000000
PA
USD
645125.00000000
0.508049218622
Long
DBT
CORP
US
Y
2
2027-08-15
Fixed
2.50000000
N
N
N
N
N
Post Holdings Inc
Post Holdings Inc
USD
XXXX
N
N
N
PERFICIENT INC
549300HTBXKL2755T650
Perficient Inc
71375UAE1
2000000.00000000
PA
USD
1490000.00000000
1.173405674478
Long
DBT
CORP
US
Y
2
2026-11-15
Fixed
0.12500000
N
N
N
N
Y
Perficient Inc
Perficient Inc
USD
XXXX
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
1500000.00000000
PA
USD
1775250.00000000
1.398045921891
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
Kaleyra Inc
549300Q16CZ1PDK9BL93
Kaleyra Inc
483379103
40000.00000000
NS
USD
38800.00000000
0.030555798771
Long
EC
CORP
IT
N
1
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAB9
735000.00000000
PA
USD
581568.75000000
0.457997363321
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
SUMMIT HOTEL PROPERTIES
254900OBQWJK6X20LS71
Summit Hotel Properties Inc
866082AA8
1180000.00000000
PA
USD
984120.00000000
0.775014759978
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.50000000
N
N
N
N
N
Summit Hotel Properties Inc
Summit Hotel Properties Inc
USD
XXXX
N
N
N
Eli Lilly & Co
FRDRIPF3EKNDJ2CQJL29
Eli Lilly & Co
532457108
12000.00000000
NS
USD
3880200.00000000
3.055737381283
Long
EC
CORP
US
N
1
N
N
N
VERINT SYSTEMS INC
549300KEQJS5FRVUCO94
Verint Systems Inc
92343XAC4
2990000.00000000
PA
USD
2495155.00000000
1.964985930002
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
0.25000000
N
N
N
N
Y
Verint Systems Inc
Verint Systems Inc
USD
XXXX
N
N
N
Enovis Corp
635400OP2DYYYMOIYL17
Enovis Corp
194014502
20000.00000000
NS
USD
921400.00000000
0.725621468768
Long
EC
CORP
US
N
1
N
N
N
PEBBLEBROOK HOTEL TRUST
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509VAA8
1000000.00000000
PA
USD
858000.00000000
0.675692663558
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
1.75000000
N
N
N
N
Y
Pebblebrook Hotel Trust
Pebblebrook Hotel Trust
USD
XXXX
N
N
N
IIP OPERATING PARTNER
N/A
IIP Operating Partnership LP
44988FAA8
1000000.00000000
PA
USD
1406900.00000000
1.107962713707
Long
DBT
CORP
US
Y
2
2024-02-21
Fixed
3.75000000
N
N
N
N
N
Innovative Industrial Properti
Innovative Industrial Properties Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F739
27465.00000000
NS
USD
1333700.40000000
1.050316521754
Long
EP
CORP
US
N
1
N
N
N
CARDLYTICS INC
549300JETJBH94EIPC66
Cardlytics Inc
14161WAB1
1625000.00000000
PA
USD
961187.50000000
0.756954944119
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.00000000
N
N
N
N
Y
Cardlytics Inc
Cardlytics Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796W54
110000.00000000
PA
USD
109685.40000000
0.086379510582
Long
DBT
UST
US
N
2
2022-11-10
None
0.00000000
N
N
N
N
N
N
2U INC
5493008RVTXVR43PYF84
2U Inc
90214JAB7
3000000.00000000
PA
USD
2058821.04000000
1.621363953739
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
2.25000000
N
N
N
N
Y
2U Inc
2U Inc
USD
XXXX
N
N
N
EDGIO INC
529900BNCMDQGEKW5M59
Edgio Inc
53261MAB0
2665000.00000000
PA
USD
2409160.00000000
1.897263097132
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
3.50000000
N
N
N
N
Y
Limelight Networks Inc
Limelight Networks Inc
USD
XXXX
N
N
N
BLOOM ENERGY CORP
549300XB5J9BFW5JXV97
Bloom Energy Corp
093712AH0
1155000.00000000
PA
USD
1611802.50000000
1.269327650764
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
2.50000000
N
N
N
N
Y
Bloom Energy Corp
Bloom Energy Corp
USD
XXXX
N
N
N
INVACARE CORP
549300NNUTG7HCZICS76
Invacare Corp
461203AQ4
1015000.00000000
PA
USD
475163.01000000
0.374200652507
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
4.25000000
N
N
N
N
Y
Invacare Corp
Invacare Corp
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796X61
110000.00000000
PA
USD
109399.74000000
0.086154547451
Long
DBT
UST
US
N
2
2022-12-08
None
0.00000000
N
N
N
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAC9
500000.00000000
PA
USD
318750.00000000
0.251022187073
Long
DBT
CORP
US
N
2
2028-03-01
Fixed
0.37500000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
I3 VERTICALS LLC
549300VET627YPCK1T69
i3 Verticals LLC
44933TAB2
3090000.00000000
PA
USD
2663193.75000000
2.097319905024
Long
DBT
CORP
US
N
2
2025-02-15
Fixed
1.00000000
N
N
N
N
Y
I3 Verticals Inc
I3 Verticals Inc
USD
XXXX
N
N
N
Equinix Inc
549300EVUN2BTLJ3GT74
Equinix Inc
29444U700
5000.00000000
NS
USD
2844200.00000000
2.239866053256
Long
EC
CORP
US
N
1
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
Verizon Communications Inc
92343V104
50000.00000000
NS
USD
1898500.00000000
1.495107834226
Long
EC
CORP
US
N
1
N
N
N
MERCADOLIBRE INC
549300DKPDN9M5S8GB14
MercadoLibre Inc
58733RAD4
1000000.00000000
PA
USD
1973500.00000000
1.554171878244
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
2.00000000
N
N
N
N
Y
MercadoLibre Inc
MercadoLibre Inc
USD
XXXX
N
N
N
ROYAL CARIBBEAN CRUISES
K2NEH8QNVW44JIWK7Z55
Royal Caribbean Cruises Ltd
780153BP6
1200000.00000000
PA
USD
1270200.00000000
1.000308649478
Long
DBT
CORP
LR
Y
2
2025-08-15
Fixed
6.00000000
N
N
N
N
N
Royal Caribbean Cruises Ltd
Royal Caribbean Cruises Ltd
USD
XXXX
N
N
N
BRAEMAR HOTELS & RESORTS
549300JDUUEBN868C776
Braemar Hotels & Resorts Inc
10482BAB7
375000.00000000
PA
USD
359716.83000000
0.283284409078
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.50000000
N
N
N
N
N
Braemar Hotels & Resorts Inc
Braemar Hotels & Resorts Inc
USD
XXXX
N
N
N
SBA Communications Corp
5299001HX8ZN8Y8QIT49
SBA Communications Corp
78410G104
7000.00000000
NS
USD
1992550.00000000
1.569174145424
Long
EC
CORP
US
N
1
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AF8
1000000.00000000
PA
USD
1101000.00000000
0.867060166175
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
2.62500000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796X79
885000.00000000
PA
USD
879985.48000000
0.693006681671
Long
DBT
UST
US
N
2
2022-12-15
None
0.00000000
N
N
N
N
N
N
PETIQ INC
549300GROACFGKVYOX14
PetIQ Inc
71639TAB2
2390000.00000000
PA
USD
1962190.00000000
1.545265020406
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
4.00000000
N
N
N
N
Y
PetIQ Inc
PetIQ Inc
USD
XXXX
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co Inc
58933Y105
22651.00000000
NS
USD
1950704.12000000
1.536219653447
Long
EC
CORP
US
N
1
N
N
N
Match Group Financeco 3 Inc
5493003IEL8HSZKWUI17
Match Group Financeco 3 Inc
44932KAA4
1500000.00000000
PA
USD
1323750.00000000
1.042480376906
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
2.00000000
N
N
N
N
N
Match Group Inc
Match Group Inc
USD
XXXX
N
N
N
DESKTOP METAL INC
254900C3ZY0EFO5PGJ27
Desktop Metal Inc
25058XAC9
1250000.00000000
PA
USD
2038750.00000000
1.605557596539
Long
DBT
CORP
US
Y
2
2027-05-15
Fixed
6.00000000
N
N
N
N
Y
Desktop Metal Inc
Desktop Metal Inc
USD
XXXX
N
N
N
ATLAS AIR WORLDWIDE HLDG
549300R0A2TUVCYZB465
Atlas Air Worldwide Holdings Inc
049164BJ4
1700000.00000000
PA
USD
2726800.00000000
2.147411136354
Long
DBT
CORP
US
N
2
2024-06-01
Fixed
1.87500000
N
N
N
N
Y
Atlas Air Worldwide Holdings I
Atlas Air Worldwide Holdings Inc
USD
XXXX
N
N
N
NATIONAL VISION HOLDINGS
549300JHURCBLI5ROA42
National Vision Holdings Inc
63845RAB3
1045000.00000000
PA
USD
1297158.50000000
1.021539023220
Long
DBT
CORP
US
N
2
2025-05-15
Fixed
2.50000000
N
N
N
N
Y
National Vision Holdings Inc
National Vision Holdings Inc
USD
XXXX
N
N
N
WORKIVA INC
529900RTOQ8GRWHY1O58
Workiva Inc
98139AAB1
1650000.00000000
PA
USD
1941225.00000000
1.528754651302
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
1.12500000
N
N
N
N
Y
Workiva Inc
Workiva Inc
USD
XXXX
N
N
N
Unilever PLC
549300MKFYEKVRWML317
Unilever PLC
904767704
24000.00000000
NS
USD
1052160.00000000
0.828597660711
Long
EC
CORP
GB
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796X87
2935000.00000000
PA
USD
2914335.43000000
2.295099148252
Long
DBT
UST
US
N
2
2022-12-22
None
0.00000000
N
N
N
N
N
N
RADIUS GBL INFASTRUCTURE
213800NT341MQ5USBX63
Radius Global Infrastructure Inc
750481AA1
2500000.00000000
PA
USD
2030998.95000000
1.599453485094
Long
DBT
CORP
US
Y
2
2026-09-15
Fixed
2.50000000
N
N
N
N
Y
Radius Global Infrastructure I
Radius Global Infrastructure Inc
USD
XXXX
N
N
N
ORMAT TECHNOLOGIES INC
5493000TSHHWY24VHM09
Ormat Technologies Inc
686688AA0
1375000.00000000
PA
USD
1582625.00000000
1.246349768840
Long
DBT
CORP
US
Y
2
2027-07-15
Fixed
2.50000000
N
N
N
N
Y
Ormat Technologies Inc
Ormat Technologies Inc
USD
XXXX
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
2000000.00000000
PA
USD
2290500.00000000
1.803815904291
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
Pfizer Inc
765LHXWGK1KXCLTFYQ30
Pfizer Inc
717081103
40000.00000000
NS
USD
1750400.00000000
1.378476035307
Long
EC
CORP
US
N
1
N
N
N
TECHTARGET INC
529900YQA5JL2H2VMB84
TechTarget Inc
87874RAC4
2100000.00000000
PA
USD
1632735.66000000
1.285812945213
Long
DBT
CORP
US
Y
2
2026-12-15
None
0.00000000
N
N
N
N
Y
TechTarget Inc
TechTarget Inc
USD
XXXX
N
N
N
SOFI TECHNOLOGIES INC
549300SW81JCMVZDDY09
SoFi Technologies Inc
83406FAA0
2100000.00000000
PA
USD
1437398.24000000
1.131980705571
Long
DBT
CORP
US
Y
2
2026-10-15
None
0.00000000
N
N
N
N
Y
SoFi Technologies Inc
SoFi Technologies Inc
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAE9
1117000.00000000
PA
USD
895834.00000000
0.705487717443
Long
DBT
CORP
US
Y
2
2028-06-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AC2
1750000.00000000
PA
USD
1911000.00000000
1.504951841563
Long
DBT
CORP
US
Y
2
2028-06-01
Fixed
2.25000000
N
N
N
N
N
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
DANAHER CORP
S4BKK9OTCEWQ3YHPFM11
Danaher Corp
235851409
1000.00000000
NS
USD
1347490.00000000
1.061176115639
Long
EP
CORP
US
N
1
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAD1
2000000.00000000
PA
USD
1875000.00000000
1.476601100434
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
0.50000000
N
N
N
N
Y
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
FUBOTV INC
N/A
fuboTV Inc
35953DAB0
1415000.00000000
PA
USD
686982.50000000
0.541012861589
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
3.25000000
N
N
N
N
Y
fuboTV Inc
fuboTV Inc
USD
XXXX
N
N
N
3D SYSTEMS CORP
5493003HHDOCCW4OP744
3D Systems Corp
88554DAC0
2000000.00000000
PA
USD
1393000.00000000
1.097016177549
Long
DBT
CORP
US
Y
2
2026-11-15
None
0.00000000
N
N
N
N
Y
3D Systems Corp
3D Systems Corp
USD
XXXX
N
N
N
VARONIS SYSTEM INC
549300SHIVNRRH7STS26
Varonis Systems Inc
922280AB8
1045000.00000000
PA
USD
1159427.50000000
0.913073025266
Long
DBT
CORP
US
N
2
2025-08-15
Fixed
1.25000000
N
N
N
N
Y
Varonis Systems Inc
Varonis Systems Inc
USD
XXXX
N
N
N
HCI GROUP INC
549300CZF7EZJH0MPH74
HCI Group Inc
40416EAE3
1250000.00000000
PA
USD
973125.00000000
0.766355971125
Long
DBT
CORP
US
Y
2
2042-06-01
Fixed
4.75000000
N
N
N
N
Y
HCI Group Inc
HCI Group Inc
USD
XXXX
N
N
N
ZSCALER INC.
529900MZ0RTK1BWRNF46
Zscaler Inc
98980GAB8
1515000.00000000
PA
USD
1936927.50000000
1.525370281579
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
0.12500000
N
N
N
N
Y
Zscaler Inc
Zscaler Inc
USD
XXXX
N
N
N
KALEYRA INC
549300Q16CZ1PDK9BL93
Kaleyra Inc
483379AA1
1700000.00000000
PA
USD
1356529.81000000
1.068295152116
Long
DBT
CORP
US
Y
2
2026-06-01
Fixed
6.12500000
N
N
N
N
N
Kaleyra Inc
Kaleyra Inc
USD
XXXX
N
N
N
STRIDE INC
254900BRWS3AFONWU277
Stride Inc
86333MAA6
2505000.00000000
PA
USD
2553847.50000000
2.011207482049
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
1.12500000
N
N
N
N
Y
Stride Inc
Stride Inc
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AC3
2000000.00000000
PA
USD
1980537.94000000
1.559714400883
Long
DBT
CORP
US
Y
2
2027-05-15
Fixed
1.12500000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
13000.00000000
NS
USD
1118910.00000000
0.881164659886
Long
EC
CORP
US
N
1
N
N
N
APTIV PLC
N/A
Aptiv PLC
000000000
17100.00000000
NS
USD
1627920.00000000
1.282020513823
Long
EP
CORP
IE
N
1
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
14300.00000000
NS
USD
3330470.00000000
2.622813689047
Long
EC
CORP
US
N
1
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AB4
1000000.00000000
PA
USD
1542447.25000000
1.214708963580
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
2.25000000
N
N
N
N
Y
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
SPIRE INC
549300NXSY15DRY2R511
Spire Inc
84857L606
16290.00000000
NS
USD
763759.91000000
0.601476652572
Long
EP
CORP
US
N
1
N
N
N
WI TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill- When Issued
912796N96
1095000.00000000
PA
USD
1092498.13000000
0.860364768523
Long
DBT
UST
US
N
2
2022-11-03
None
0.00000000
N
N
N
N
N
N
SUNNOVA ENERGY INTL INC
549300JK1Y1VVC3JU540
Sunnova Energy International Inc
86745KAG9
990000.00000000
PA
USD
885060.00000000
0.697002970640
Long
DBT
CORP
US
Y
2
2028-02-15
Fixed
2.62500000
N
N
N
N
Y
Shift4 Payments Inc
Shift4 Payments Inc
USD
XXXX
N
N
N
2020 CASH EXCH TRUST
N/A
2020 Cash Mandatory Exchangeable Trust
901375105
1730.00000000
NS
USD
1950402.00000000
1.535981727728
Long
EP
CORP
US
N
2
N
N
N
T-Mobile US Inc
549300QHIJYOHPACPG31
T-Mobile US Inc
872590104
16119.00000000
NS
USD
2162686.23000000
1.703159929127
Long
EC
CORP
US
N
1
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAD9
750000.00000000
PA
USD
538425.00000000
0.424020772000
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
0.50000000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
FORD MOTOR COMPANY
20S05OYHG0MQM4VUIC57
Ford Motor Co
345370CZ1
3000000.00000000
PA
USD
2758500.00000000
2.172375538959
Long
DBT
CORP
US
N
2
2026-03-15
None
0.00000000
N
N
N
N
Y
Ford Motor Co
Ford Motor Co
USD
XXXX
N
N
N
BIGBEAR.AI HOLDINGS INC
549300XGCF2ELN28CS63
BigBear.ai Holdings Inc
08975BAA7
2000000.00000000
PA
USD
1356487.58000000
1.068261895122
Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
6.00000000
N
N
N
N
N
BigBear.ai Holdings Inc
BIGBEAR.AI HOLDINGS INC
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAX9
1470000.00000000
PA
USD
1450155.00000000
1.142026916693
Long
DBT
CORP
BM
N
2
2025-08-01
Fixed
5.37500000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
USD
XXXX
N
N
N
NICE LTD
254900YTY4EF5Z4W0A51
Nice Ltd
653656AB4
515000.00000000
PA
USD
477147.50000000
0.375763479237
Long
DBT
CORP
IL
N
2
2025-09-15
None
0.00000000
N
N
N
N
N
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
8X8 INC
254900XWSOC5U1BRW939
8x8 Inc
282914AB6
2060000.00000000
PA
USD
1760901.78000000
1.386746403256
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
0.50000000
N
N
N
N
Y
8x8 Inc
8x8 Inc
USD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
Akamai Technologies Inc
00971TAL5
1500000.00000000
PA
USD
1403250.00000000
1.105088263565
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
0.37500000
N
N
N
N
Y
Akamai Technologies Inc
Akamai Technologies Inc
USD
XXXX
N
N
N
American Tower Corp
5493006ORUSIL88JOE18
American Tower Corp
03027X100
10000.00000000
NS
USD
2147000.00000000
1.690806700071
Long
EC
CORP
US
N
1
N
N
N
INTERDIGITAL INC
N/A
InterDigital Inc
45867GAC5
2000000.00000000
PA
USD
1748000.00000000
1.376585985898
Long
DBT
CORP
US
Y
2
2027-06-01
Fixed
3.50000000
N
N
N
N
N
InterDigital Inc
InterDigital Inc
USD
XXXX
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAB5
2000000.00000000
PA
USD
1381000.00000000
1.087565930506
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.37500000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115QAD2
750000.00000000
PA
USD
2360850.00000000
1.859217977579
Long
DBT
CORP
US
Y
2
2024-11-15
Fixed
1.00000000
N
N
N
N
Y
Chart Industries Inc
Chart Industries Inc
USD
XXXX
N
N
N
SHIFT4 PAYMENTS INC
N/A
Shift4 Payments Inc
82452JAB5
3500000.00000000
PA
USD
3106250.00000000
2.446235823053
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
Sempra Energy
Sempra Energy
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HBC4
682000.00000000
PA
USD
430527.57000000
0.339049324602
Long
DBT
CORP
BM
Y
2
2027-02-15
Fixed
1.12500000
N
N
N
N
Y
NCL CORPORATION LTD
NCL Corp Ltd
USD
XXXX
N
N
N
UPSTART HOLDINGS INC
549300WNB47JRNENIC75
Upstart Holdings Inc
91680MAB3
2100000.00000000
PA
USD
1169437.50000000
0.920956106341
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
0.25000000
N
N
N
N
N
Upstart Holdings Inc
Upstart Holdings Inc
USD
XXXX
N
N
N
WOLFSPEED INC
549300OGU88P3AW3TO93
Wolfspeed Inc
977852AA0
1841000.00000000
PA
USD
1934891.00000000
1.523766495904
Long
DBT
CORP
US
Y
2
2028-02-15
Fixed
0.25000000
N
N
N
N
Y
Wolfspeed Inc
Wolfspeed Inc
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAF0
325000.00000000
PA
USD
322887.50000000
0.254280553502
Long
DBT
CORP
US
Y
2
2028-08-01
Fixed
3.75000000
N
N
N
N
N
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAG8
1330000.00000000
PA
USD
1172395.00000000
0.923285198476
Long
DBT
CORP
US
N
2
2027-09-15
Fixed
2.25000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
Bunge Ltd
5493007M0RIN8HY3MM77
Bunge Ltd
000000000
21561.00000000
NS
USD
1780291.77000000
1.402016419561
Long
EC
CORP
US
N
1
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
60000.00000000
NS
USD
920400.00000000
0.724833948181
Long
EC
CORP
US
N
1
N
N
N
Crown Castle Inc
54930012H97VSM0I2R19
Crown Castle Inc
22822V101
16100.00000000
NS
USD
2327255.00000000
1.832761223462
Long
EC
CORP
US
N
1
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAF6
2100000.00000000
PA
USD
1388100.00000000
1.093157326673
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
BLOCK INC
549300OHIIUWSTIZME52
Block Inc
852234AD5
500000.00000000
PA
USD
513875.00000000
0.404687141592
Long
DBT
CORP
US
N
2
2023-05-15
Fixed
0.50000000
N
N
N
N
Y
Square Inc
Square Inc
USD
XXXX
N
N
N
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
N/A
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
000000000
809253.00000000
NS
USD
40462.65000000
0.031865169875
Long
EP
CORP
US
N
3
N
N
N
BLACKLINE INC
529900P9N7PK9LV5EK56
Blackline Inc
09239BAB5
700000.00000000
PA
USD
727580.00000000
0.572984228615
Long
DBT
CORP
US
N
2
2024-08-01
Fixed
0.12500000
N
N
N
N
Y
Blackline Inc
Blackline Inc
USD
XXXX
N
N
N
NICE SYSTEMS INC
254900T6KBE4O3728267
Nice Systems Inc
65366HAB9
532000.00000000
PA
USD
1200325.00000000
0.945280648468
Long
DBT
CORP
US
N
2
2024-01-15
Fixed
1.25000000
N
N
N
N
Y
Nice Ltd
Nice Ltd
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796V71
5910000.00000000
PA
USD
5899893.90000000
4.646287906767
Long
DBT
UST
US
N
2
2022-10-27
None
0.00000000
N
N
N
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
12500.00000000
NS
USD
1179125.00000000
0.928585212026
Long
EC
CORP
US
N
1
N
N
N
DROPBOX INC
549300JCDF7UAR6TJR51
Dropbox Inc
26210CAD6
2000000.00000000
PA
USD
1710000.00000000
1.346660203596
Long
DBT
CORP
US
N
2
2028-03-01
None
0.00000000
N
N
N
N
Y
Dropbox Inc
Dropbox Inc
USD
XXXX
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F101
6058.48050000
NS
USD
2690025.93000000
2.118450799165
Long
EC
CORP
US
N
1
N
N
N
SAREPTA THERAPEUTICS INC
549300IKDPIED8J8IG21
Sarepta Therapeutics Inc
803607AC4
1140000.00000000
PA
USD
1179330.00000000
0.928746653747
Long
DBT
CORP
US
Y
2
2027-09-15
Fixed
1.25000000
N
N
N
N
N
Sarepta Therapeutics Inc
Sarepta Therapeutics Inc
USD
XXXX
N
N
N
PROGRESS SOFTWARE CORP
549300R65B3JG6972S24
Progress Software Corp
743312AB6
2000000.00000000
PA
USD
1886000.00000000
1.485263826890
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.00000000
N
N
N
N
Y
Progress Software Corp
Progress Software Corp
USD
XXXX
N
N
N
HALOZYME THERAPEUTICS IN
529900242I3SV9AGM753
Halozyme Therapeutics Inc
40637HAE9
1300000.00000000
PA
USD
1220375.00000000
0.961070436236
Long
DBT
CORP
US
Y
2
2028-08-15
Fixed
1.00000000
N
N
N
N
N
Halozyme Therapeutics Inc
Halozyme Therapeutics Inc
USD
XXXX
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAB9
3000000.00000000
PA
USD
1956000.00000000
1.540390267973
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
0.25000000
N
N
N
N
Y
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
DIGITALBRIDGE OPERATE
5493003D7P9HVU22YM89
Digitalbridge Operating Co LLC
19626LAA5
1025000.00000000
PA
USD
1556052.50000000
1.225423378044
Long
DBT
CORP
US
Y
2
2025-07-15
Fixed
5.75000000
N
N
N
N
N
DigitalBridge Group Inc
DigitalBridge Group Inc
USD
XXXX
N
N
N
Q2 HOLDINGS INC
549300M9RKR9DZXWS696
Q2 Holdings Inc
74736LAD1
1735000.00000000
PA
USD
1380192.50000000
1.086930007632
Long
DBT
CORP
US
N
2
2026-06-01
Fixed
0.75000000
N
N
N
N
Y
Q2 Holdings Inc
Q2 Holdings Inc
USD
XXXX
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
17326.00000000
NS
USD
1358531.66000000
1.069871650203
Long
EC
CORP
US
N
1
N
N
N
VERITONE INC
549300XTAS2FCSL4EL89
Veritone Inc
92347MAA8
2170000.00000000
PA
USD
1308510.00000000
1.030478563162
Long
DBT
CORP
US
Y
2
2026-11-15
Fixed
1.75000000
N
N
N
N
Y
VERITONE INC
Veritone Inc
USD
XXXX
N
N
N
XOMETRY INC
5493006JFRGU7YRRXE44
Xometry Inc
98423FAA7
1508000.00000000
PA
USD
1794369.20000000
1.413102685496
Long
DBT
CORP
US
Y
2
2027-02-01
Fixed
1.00000000
N
N
N
N
N
Xometry Inc
Xometry Inc
USD
XXXX
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AC7
1750000.00000000
PA
USD
1737750.00000000
1.368513899882
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
2.87500000
N
N
N
N
Y
PAR Technology Corp
PAR Technology Corp
USD
XXXX
N
N
N
ALNYLAM PHARMACEUTICALS
529900S3ZI14OWRJII50
Alnylam Pharmaceuticals Inc
02043QAA5
220000.00000000
PA
USD
214720.00000000
0.169096420418
Long
DBT
CORP
US
Y
2
2027-09-15
Fixed
1.00000000
N
N
N
N
N
Alnylam Pharmaceuticals Inc
Alnylam Pharmaceuticals Inc
USD
XXXX
N
N
N
2022-11-18
Ellsworth Growth & Income Fund Ltd
John C. Ball
John C. Ball
Treasurer