0001752724-20-241507.txt : 20201123 0001752724-20-241507.hdr.sgml : 20201123 20201123153125 ACCESSION NUMBER: 0001752724-20-241507 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201123 PERIOD START: 20200930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 201336969 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 NPORT-P 1 primary_doc.xml NPORT-P false 0000793040 XXXXXXXX Ellsworth Growth & Income Fund Ltd 811-04656 0000793040 549300GYFOXHCDQTI772 One Corporate Center Rye 10580-1422 1-800-422-3554 Ellsworth Growth & Income Fund Ltd 549300GYFOXHCDQTI772 2020-09-30 2020-09-30 N 203960425.37 30317590.77 173642834.60 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 30000000.00000000 297.55000000 USD N STANLEY BLACK & DECKER I 549300DJ09SMTO561131 854502846 7250.00000000 NS USD 731525.00000000 0.421281420385 Long EP CORP US N 1 N N N TELADOC HEALTH INC 549300I2PVFBC9MFAC61 87918AAE5 1870000.00000000 PA USD 2347876.63000000 1.352129867845 Long DBT CORP US Y 2 2027-06-01 Fixed 1.25000000 N N N N N Teladoc Health Inc USD XXXX N N N NATIONAL VISION HOLDINGS 549300JHURCBLI5ROA42 63845RAA5 1045000.00000000 PA USD 1489125.00000000 0.857579296853 Long DBT CORP US Y 2 2025-05-15 Fixed 2.50000000 N N N N Y National Vision Holdings Inc USD XXXX N N N Goodrich Pete Corp N/A 000000000 1131.00000000 NS USD 0.00000000 0.000000 Long EC CORP US N 3 N N N American Tower Corp 5493006ORUSIL88JOE18 03027X100 10000.00000000 NS USD 2417300.00000000 1.392110423426 Long EC CORP US N 1 N N N CHIMERA INVESTMENT CORP 2JBBQFJOL123LOUBE657 16934QAA7 875000.00000000 PA USD 1083470.46000000 0.623964969528 Long DBT CORP US N 2 2023-04-01 Fixed 7.00000000 N N N N N Chimera Investment Corp USD XXXX N N N SQUARE INC 549300OHIIUWSTIZME52 852234AD5 1500000.00000000 PA USD 3253216.13000000 1.873510149436 Long DBT CORP US N 2 2023-05-15 Fixed 0.50000000 N N N N Y Square Inc USD XXXX N N N COUPA SOFTWARE INC 549300Q95ICR2GFL2K37 22266LAC0 870000.00000000 PA USD 1589381.25000000 0.915316346718 Long DBT CORP US N 2 2025-06-15 Fixed 0.12500000 N N N N Y Coupa Software Inc USD XXXX N N N NCL CORPORATION LTD UNZWILHE4KMRP9K2L524 62886HAS0 695000.00000000 PA USD 1020095.12000000 0.587467442782 Long DBT CORP BM Y 2 2024-05-15 Fixed 6.00000000 N N N N N Norwegian Cruise Line Holdings USD XXXX N N N DTE ENERGY CO 549300IX8SD6XXD71I78 233331842 29000.00000000 NS USD 1309640.00000000 0.754214824364 Long EP CORP US N 1 N N N PLURALSIGHT INC 254900B3VHPCKNREOX50 72941BAB2 2125000.00000000 PA USD 1887000.00000000 1.086713427793 Long DBT CORP US N 2 2024-03-01 Fixed 0.37500000 N N N N Y Pluralsight Inc USD XXXX N N N SHOPIFY INC 549300HGQ43STJLLP808 82509LAA5 685000.00000000 PA USD 767928.16000000 0.442245809779 Long DBT CORP CA N 2 2025-11-01 Fixed 0.12500000 N N N N Y Shopify Inc USD XXXX N N N AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT N/A 000000000 809253.00000000 NS USD 436035.23000000 0.251110407754 Long EP CORP US N 3 N N N INFINERA CORP 549300ZOF66WPV3H0H17 45667GAD5 1500000.00000000 PA USD 1580816.07000000 0.910383704367 Long DBT CORP US Y 2 2027-03-01 Fixed 2.50000000 N N N N Y Infinera Corp USD XXXX N N N ESSENTIAL UTILITIES INC 549300ILTEOF3E3QY357 29670G201 3645.00000000 NS USD 195007.50000000 0.112303799030 Long EP CORP US N 1 N N N Eli Lilly and Co FRDRIPF3EKNDJ2CQJL29 532457108 12960.00000000 NS USD 1918339.20000000 1.104761509116 Long EC CORP US N 1 N N N VARONIS SYSTEM INC 549300SHIVNRRH7STS26 922280AA0 1045000.00000000 PA USD 1491539.63000000 0.858969869638 Long DBT CORP US Y 2 2025-08-15 Fixed 1.25000000 N N N N Y Varonis Systems Inc USD XXXX N N N Verizon Communications Inc 2S72QS2UO2OESLG6Y829 92343V104 25000.00000000 NS USD 1487250.00000000 0.856499494163 Long EC CORP US N 1 N N N TABULA RASA HLTHCR INC 549300K6KY242XRMEF28 873379AB7 1500000.00000000 PA USD 1399053.24000000 0.805707441497 Long DBT CORP US Y 2 2026-02-15 Fixed 1.75000000 N N N N Y Tabula Rasa HealthCare Inc USD XXXX N N N RETROPHIN INC N/A 761299AB2 500000.00000000 PA USD 427476.76000000 0.246181629656 Long DBT CORP US N 2 2025-09-15 Fixed 2.50000000 N N N N Y Retrophin Inc USD XXXX N N N Goodrich Petroleum Corp 5493000G2GU65EVWSF15 382410843 132.00000000 NS USD 1015.08000000 0.000584579261 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 9127963L1 1510000.00000000 PA USD 1509682.90000000 0.869418483911 Long DBT UST US N 2 2020-12-24 None 0.00000000 N N N N N N 1LIFE HEALTHCARE INC N/A 68269GAA5 1545000.00000000 PA USD 1542975.54000000 0.888591541110 Long DBT CORP US Y 2 2025-06-15 Fixed 3.00000000 N N N N Y 1Life Healthcare Inc USD XXXX N N N MEDALLIA INC 5493009P6W6C5BK60J60 584021AA7 515000.00000000 PA USD 519267.97000000 0.299043707271 Long DBT CORP US Y 2 2025-09-15 Fixed 0.12500000 N N N N N Medallia Inc USD XXXX N N N EXACT SCIENCES CORP 549300VM3X1FYD4N9Z14 30063PAB1 1960000.00000000 PA USD 2303763.32000000 1.326725243403 Long DBT CORP US N 2 2027-03-15 Fixed 0.37500000 N N N N Y Exact Sciences Corp USD XXXX N N N INSULET CORPORATION 549300TZTYD2PYN92D43 45784PAJ0 1500000.00000000 PA USD 1917661.50000000 1.104371225232 Long DBT CORP US Y 2 2026-09-01 Fixed 0.37500000 N N N N Y Insulet Corp USD XXXX N N N BLACKLINE INC 529900P9N7PK9LV5EK56 09239BAB5 1000000.00000000 PA USD 1380481.59000000 0.795012125424 Long DBT CORP US N 2 2024-08-01 Fixed 0.12500000 N N N N N Blackline Inc USD XXXX N N N SPLUNK INC 549300XGDSGBP6UEI867 848637AD6 1500000.00000000 PA USD 2168594.27000000 1.248882094671 Long DBT CORP US N 2 2025-09-15 Fixed 1.12500000 N N N N N Splunk Inc USD XXXX N N N PACIRA BIOSCIENCES INC N/A 695127AD2 1500000.00000000 PA USD 1727218.89000000 0.994696322470 Long DBT CORP US N 2 2022-04-01 Fixed 2.37500000 N N N N Y Pacira BioSciences Inc USD XXXX N N N I3 VERTICALS LLC 549300VET627YPCK1T69 44933TAA4 2000000.00000000 PA USD 1752454.74000000 1.009229516459 Long DBT CORP US Y 2 2025-02-15 Fixed 1.00000000 N N N N Y I3 Verticals Inc USD XXXX N N N AMERICAN ELECTRIC POWER 1B4S6S7G0TW5EE83BO58 025537127 11102.00000000 NS USD 538558.02000000 0.310152746147 Long EP CORP US N 1 N N N SPLUNK INC 549300XGDSGBP6UEI867 848637AE4 685000.00000000 PA USD 740441.41000000 0.426416334256 Long DBT CORP US Y 2 2027-06-15 Fixed 1.12500000 N N N N Y Splunk Inc USD XXXX N N N Unilever NV 549300TK7G7NZTVM1Z30 904784709 24000.00000000 NS USD 1449600.00000000 0.834817056136 Long EC CORP GB N 1 N N N SOUTHWEST AIRLINES CO UDTZ87G0STFETI6HGH41 844741BG2 930000.00000000 PA USD 1218300.00000000 0.701612596227 Long DBT CORP US N 2 2025-05-01 Fixed 1.25000000 N N N N Y Southwest Airlines Co USD XXXX N N N NEXTERA ENERGY INC N/A 65339F739 27465.00000000 NS USD 1311453.75000000 0.755259353500 Long EP CORP US N 1 N N N PROOFPOINT INC 529900C5FODDK0WSR085 743424AF0 2040000.00000000 PA USD 2041275.00000000 1.175559593174 Long DBT CORP US N 2 2024-08-15 Fixed 0.25000000 N N N N Y Proofpoint Inc USD XXXX N N N PayPal Holdings Inc 5493005X2GO78EFZ3E94 70450Y103 13000.00000000 NS USD 2561390.00000000 1.475091100591 Long EC CORP US N 1 N N N PAR TECHNOLOGY CORP 549300HYPTHBJQINVG57 698884AB9 2000000.00000000 PA USD 2402640.70000000 1.383668209249 Long DBT CORP US Y 2 2026-04-15 Fixed 2.87500000 N N N N Y PAR Technology Corp USD XXXX N N N APTIV PLC N/A 000000000 19100.00000000 NS USD 2166322.00000000 1.247573506266 Long EP CORP JE N 1 N N N AEROJET ROCKETDYNE HLDG 549300VULNLWHE8QWI76 007800AB1 1000000.00000000 PA USD 1590625.00000000 0.916032615837 Long DBT CORP US N 2 2023-12-15 Fixed 2.25000000 N N N N Y Aerojet Rocketdyne Holdings In USD XXXX N N N ENCORE CAPITAL GROUP INC 5493000UVC6H49CIH830 292554AK8 1000000.00000000 PA USD 1089237.21000000 0.627286010683 Long DBT CORP US N 2 2022-03-15 Fixed 3.25000000 N N N N Y Encore Capital Group Inc USD XXXX N N N QTS REALTY TRUST INC 5493006PA4CJK4OG2J54 74736A301 15000.00000000 NS USD 2121600.00000000 1.221818340438 Long EP CORP US N 1 N N N SBA Communications Corp 5299001HX8ZN8Y8QIT49 78410G104 7000.00000000 NS USD 2229360.00000000 1.283876760671 Long EC CORP US N 1 N N N CSG SYSTEMS INTERNATIONA 549300D7FJZUOHHXUA81 126349AF6 2500000.00000000 PA USD 2600273.10000000 1.497483674457 Long DBT CORP US N 2 2036-03-15 Fixed 4.25000000 N N N N Y CSG Systems International Inc USD XXXX N N N BROADCOM INC 549300WV6GIDOZJTV909 11135F200 1945.00000000 NS USD 2424928.75000000 1.396503780640 Long EP CORP US N 1 N N N SEA LTD 529900OM6JLLW44YKI15 81141RAE0 175000.00000000 PA USD 328028.17000000 0.188909706960 Long DBT CORP KY Y 2 2025-12-01 Fixed 2.37500000 N N N N Y Sea Ltd USD XXXX N N N DATADOG INC 549300F6JNO0KRPO1K63 23804LAA1 1035000.00000000 PA USD 1371375.00000000 0.789767687885 Long DBT CORP US Y 2 2025-06-15 Fixed 0.12500000 N N N N Y Datadog Inc USD XXXX N N N BLOOM ENERGY CORP 549300XB5J9BFW5JXV97 093712AG2 1030000.00000000 PA USD 1313857.05000000 0.756643401397 Long DBT CORP US Y 2 2025-08-15 Fixed 2.50000000 N N N N N Bloom Energy Corp USD XXXX N N N KAMAN CORP 5493003YK076OLTEQF95 483548AF0 1638000.00000000 PA USD 1631007.61000000 0.939288749666 Long DBT CORP US N 2 2024-05-01 Fixed 3.25000000 N N N N Y Kaman Corp USD XXXX N N N AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT N/A 000000000 272728.00000000 NS USD 16363.68000000 0.009423757702 Long EP CORP US N 3 N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 060505682 1000.00000000 NS USD 1488000.00000000 0.856931415239 Long EP CORP US N 1 N N N NCL CORPORATION LTD UNZWILHE4KMRP9K2L524 62886HAW1 720000.00000000 PA USD 846485.96000000 0.487486835808 Long DBT CORP BM Y 2 2025-08-01 Fixed 5.37500000 N N N N N Norwegian Cruise Line Holdings USD XXXX N N N PAGERDUTY INC. 549300U1SB749EDAGH21 69553PAA8 1345000.00000000 PA USD 1366948.22000000 0.787218328443 Long DBT CORP US Y 2 2025-07-01 Fixed 1.25000000 N N N N Y PagerDuty Inc USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912796TY5 4035000.00000000 PA USD 4034107.54000000 2.323221427070 Long DBT UST US N 2 2020-12-31 None 0.00000000 N N N N N N IAC FINANCECO 3 INC 5493003IEL8HSZKWUI17 44932KAA4 2000000.00000000 PA USD 3044886.96000000 1.753534470347 Long DBT CORP US Y 2 2030-01-15 Fixed 2.00000000 N N N N N IAC/InterActiveCorp USD XXXX N N N Merck & Co Inc 4YV9Y5M8S0BRK1RP0397 58933Y105 22651.00000000 NS USD 1878900.45000000 1.082048939323 Long EC CORP US N 1 N N N NICE SYSTEMS INC 254900T6KBE4O3728267 65366HAB9 782000.00000000 PA USD 2127764.91000000 1.225368679854 Long DBT CORP US N 2 2024-01-15 Fixed 1.25000000 N N N N Y Nice Ltd USD XXXX N N N COHERUS BIOSCIENCES INC 5493007IL8W5MV932D26 19249HAA1 735000.00000000 PA USD 865017.56000000 0.498159087297 Long DBT CORP US Y 2 2026-04-15 Fixed 1.50000000 N N N N N Coherus Biosciences Inc USD XXXX N N N COLONY CAPITAL OPERATING 5493003D7P9HVU22YM89 19626LAA5 775000.00000000 PA USD 1146402.06000000 0.660206948729 Long DBT CORP US Y 2 2025-07-15 Fixed 5.75000000 N N N N N Colony Capital Inc USD XXXX N N N WAYFAIR INC 54930027N9ZAVYFDHK53 94419LAL5 1030000.00000000 PA USD 1052852.60000000 0.606332304137 Long DBT CORP US Y 2 2025-10-01 Fixed 0.62500000 N N N N N Wayfair Inc USD XXXX N N N INOVIO PHARMACEUTICALS 529900B9W875XDZXTM97 45773HAB8 250000.00000000 PA USD 536049.38000000 0.308708033495 Long DBT CORP US N 2 2024-03-01 Fixed 6.50000000 N N N N Y Inovio Pharmaceuticals Inc USD XXXX N N N CALLAWAY GOLF CO 5493005UB0KFRKBPCU72 131193AD6 525000.00000000 PA USD 715488.53000000 0.412046101210 Long DBT CORP US Y 2 2026-05-01 Fixed 2.75000000 N N N N Y Callaway Golf Co USD XXXX N N N 8X8 INC 254900XWSOC5U1BRW939 282914AB6 1560000.00000000 PA USD 1459312.28000000 0.840410307377 Long DBT CORP US N 2 2024-02-01 Fixed 0.50000000 N N N N Y 8x8 Inc USD XXXX N N N ZSCALER INC. 529900MZ0RTK1BWRNF46 98980GAA0 1515000.00000000 PA USD 1795427.73000000 1.033977436578 Long DBT CORP US Y 2 2025-07-01 Fixed 0.12500000 N N N N Y Zscaler Inc USD XXXX N N N SUNPOWER CORP 549300TXO070764WUH65 867652AL3 2850000.00000000 PA USD 2731882.23000000 1.573276683885 Long DBT CORP US N 2 2023-01-15 Fixed 4.00000000 N N N N N SunPower Corp USD XXXX N N N CHENIERE ENERGY INC MIHC87W9WTYSYZWV1J40 16411RAG4 1700000.00000000 PA USD 1232948.53000000 0.710048608017 Long DBT CORP US N 2 2045-03-15 Fixed 4.25000000 N N N N Y Cheniere Energy Inc USD XXXX N N N SUPERNUS PHARMACEUTICALS 549300GRM36VBKISYJ58 868459AD0 1254000.00000000 PA USD 1161303.34000000 0.668788517922 Long DBT CORP US N 2 2023-04-01 Fixed 0.62500000 N N N N Y Supernus Pharmaceuticals Inc USD XXXX N N N COUPA SOFTWARE INC 549300Q95ICR2GFL2K37 22266LAE6 1375000.00000000 PA USD 1626796.88000000 0.936863812288 Long DBT CORP US Y 2 2026-06-15 Fixed 0.37500000 N N N N Y Coupa Software Inc USD XXXX N N N EVERBRIDGE INC 549300WCY0UMR64ATW81 29978AAB0 2030000.00000000 PA USD 2700436.41000000 1.555167200662 Long DBT CORP US Y 2 2024-12-15 Fixed 0.12500000 N N N N Y Everbridge Inc USD XXXX N N N INTERDIGITAL INC N/A 45867GAB7 1870000.00000000 PA USD 1935843.06000000 1.114841890515 Long DBT CORP US N 2 2024-06-01 Fixed 2.00000000 N N N N Y InterDigital Inc USD XXXX N N N INVACARE CORP 549300NNUTG7HCZICS76 461203AH4 500000.00000000 PA USD 455736.73000000 0.262456398531 Long DBT CORP US N 2 2022-06-01 Fixed 4.50000000 N N N N Y Invacare Corp USD XXXX N N N UNDER ARMOUR INC 549300D4549QKWETZ406 904311AB3 695000.00000000 PA USD 871988.01000000 0.502173332984 Long DBT CORP US Y 2 2024-06-01 Fixed 1.50000000 N N N N Y Under Armour Inc USD XXXX N N N LIMELIGHT NETWORKS INC 529900BNCMDQGEKW5M59 53261MAA2 585000.00000000 PA USD 592792.19000000 0.341385920913 Long DBT CORP US Y 2 2025-08-01 Fixed 3.50000000 N N N N Y Limelight Networks Inc USD XXXX N N N NEXTERA ENERGY INC N/A 65339F770 27900.00000000 NS USD 1302372.00000000 0.750029221188 Long EP CORP US N 1 N N N BANDWIDTH INC 549300QC70JB7MUGXM66 05988JAA1 1500000.00000000 PA USD 3003053.82000000 1.729442983879 Long DBT CORP US Y 2 2026-03-01 Fixed 0.25000000 N N N N N Bandwidth Inc USD XXXX N N N K12 INC 254900BRWS3AFONWU277 48273UAA0 855000.00000000 PA USD 717283.46000000 0.413079792006 Long DBT CORP US Y 2 2027-09-01 Fixed 1.12500000 N N N N N K12 Inc USD XXXX N N N ELANCO ANIMAL HEALTH INC 549300SHPNDCE059M934 28414H202 30900.00000000 NS USD 1370724.00000000 0.789392780391 Long EP CORP US N 1 N N N PERFICIENT INC 549300HTBXKL2755T650 71375UAC5 2000000.00000000 PA USD 2133106.00000000 1.228444585642 Long DBT CORP US Y 2 2025-08-01 Fixed 1.25000000 N N N N Y Perficient Inc USD XXXX N N N CHART INDUSTRIES INC EM7QGKC1GYOF3LSZSL80 16115QAD2 750000.00000000 PA USD 1043231.93000000 0.600791810616 Long DBT CORP US Y 2 2024-11-15 Fixed 1.00000000 N N N N Y Chart Industries Inc USD XXXX N N N DEXCOM INC 549300YSK3QDSFR5EU59 252131AH0 575000.00000000 PA USD 1454031.25000000 0.837368989828 Long DBT CORP US N 2 2023-12-01 Fixed 0.75000000 N N N N Y DexCom Inc USD XXXX N N N TWILIO INC 5493004W8TRGD63APX93 90138FAB8 1000000.00000000 PA USD 3487922.70000000 2.008676435186 Long DBT CORP US N 2 2023-06-01 Fixed 0.25000000 N N N N Y Twilio Inc USD XXXX N N N CONMED CORP Z6C0YCECH9DCU5ZIQW84 207410AF8 1000000.00000000 PA USD 1124543.13000000 0.647618505301 Long DBT CORP US N 2 2024-02-01 Fixed 2.62500000 N N N N Y CONMED Corp USD XXXX N N N ATLAS AIR WORLDWIDE HLDG 549300R0A2TUVCYZB465 049164BJ4 1700000.00000000 PA USD 2053812.50000000 1.182779873831 Long DBT CORP US N 2 2024-06-01 Fixed 1.87500000 N N N N Y Atlas Air Worldwide Holdings I USD XXXX N N N 2020 CASH EXCH TRUST N/A 901375105 1730.00000000 NS USD 1865424.40000000 1.074288152630 Long EP CORP US N 2 N N N PROS HOLDINGS INC 549300LPE1KNL5RWKQ48 74346YAF0 1330000.00000000 PA USD 1357141.86000000 0.781570897023 Long DBT CORP US Y 2 2027-09-15 Fixed 2.25000000 N N N N N PROS Holdings Inc USD XXXX N N N LENDINGTREE INC 549300ISY5YHUJZTON08 52603BAC1 1210000.00000000 PA USD 1183575.44000000 0.681614903791 Long DBT CORP US Y 2 2025-07-15 Fixed 0.50000000 N N N N Y LendingTree Inc USD XXXX N N N CYBERARK SOFTWARE LTD 529900YEXNDM894PWS93 23248VAA3 1500000.00000000 PA USD 1471590.60000000 0.847481327628 Long DBT CORP IL Y 2 2024-11-15 None 0.00000000 N N N N Y CyberArk Software Ltd USD XXXX N N N MERCADOLIBRE INC 549300DKPDN9M5S8GB14 58733RAD4 1250000.00000000 PA USD 3150313.19000000 1.814248884647 Long DBT CORP US N 2 2028-08-15 Fixed 2.00000000 N N N N Y MercadoLibre Inc USD XXXX N N N Walt Disney Co/The 549300GZKULIZ0WOW665 254687106 12500.00000000 NS USD 1551000.00000000 0.893212785642 Long EC CORP US N 1 N N N LIVEPERSON INC 549300IN2P1JZ20G7N40 538146AB7 1250000.00000000 PA USD 1895312.50000000 1.091500553055 Long DBT CORP US N 2 2024-03-01 Fixed 0.75000000 N N N N Y LivePerson Inc USD XXXX N N N INPHI CORP 549300DCMERAAZFGT726 45772FAE7 175000.00000000 PA USD 210342.27000000 0.121135012846 Long DBT CORP US Y 2 2025-04-15 Fixed 0.75000000 N N N N Y Inphi Corp USD XXXX N N N LUMENTUM HOLDINGS INC 549300JLWRRC38DWEF52 55024UAC3 1250000.00000000 PA USD 1333509.95000000 0.767961403689 Long DBT CORP US Y 2 2026-12-15 Fixed 0.50000000 N N N N Y Lumentum Holdings Inc USD XXXX N N N REALPAGE INC 5493001RSFZX4122A604 75606NAC3 1000000.00000000 PA USD 1033750.00000000 0.595331216736 Long DBT CORP US N 2 2025-05-15 Fixed 1.50000000 N N N N Y RealPage Inc USD XXXX N N N DISH NETWORK CORP 529900U350CWHH15G169 25470MAB5 2000000.00000000 PA USD 1840993.06000000 1.060218271742 Long DBT CORP US N 2 2026-08-15 Fixed 3.37500000 N N N N Y DISH Network Corp USD XXXX N N N COLFAX CORP 635400OP2DYYYMOIYL17 194014205 15000.00000000 NS USD 2013150.00000000 1.159362552815 Long EP CORP US N 1 N N N VOCERA COMMUNICATIONS 5493006D2J6NPNZ60K83 92857FAB3 1500000.00000000 PA USD 1679062.50000000 0.966963309409 Long DBT CORP US N 2 2023-05-15 Fixed 1.50000000 N N N N Y Vocera Communications Inc USD XXXX N N N NICE LTD 254900YTY4EF5Z4W0A51 653656AA6 515000.00000000 PA USD 521746.50000000 0.300471079732 Long DBT CORP IL Y 2 2025-09-15 None 0.00000000 N N N N N Nice Ltd USD XXXX N N N OKTA INC 549300N8J06I8MRHU620 679295AD7 1000000.00000000 PA USD 1321847.00000000 0.761244771801 Long DBT CORP US N 2 2025-09-01 Fixed 0.12500000 N N N N Y Okta Inc USD XXXX N N N Pfizer Inc 765LHXWGK1KXCLTFYQ30 717081103 40000.00000000 NS USD 1468000.00000000 0.845413519873 Long EC CORP US N 1 N N N LIVONGO HEALTH 54930061HKCVF1H2O156 539183AB9 1045000.00000000 PA USD 2052118.75000000 1.181804452068 Long DBT CORP US Y 2 2025-06-01 Fixed 0.87500000 N N N N N Livongo Health Inc USD XXXX N N N Crown Castle International Cor 54930012H97VSM0I2R19 22822V101 16100.00000000 NS USD 2680650.00000000 1.543772310660 Long EC CORP US N 1 N N N FARFETCH LTD 549300QFQ74Z0F96NS78 30744WAC1 1050000.00000000 PA USD 1923927.42000000 1.107979735778 Long DBT CORP KY Y 2 2027-05-01 Fixed 3.75000000 N N N N N Farfetch Ltd USD XXXX N N N SEMPRA ENERGY PBBKGKLRK5S5C0Y4T545 816851505 5000.00000000 NS USD 490050.00000000 0.282217231208 Long EP CORP US N 1 N N N Intel Corp KNX4USFCNGPY45LOCE31 458140100 20000.00000000 NS USD 1035600.00000000 0.596396622057 Long EC CORP US N 1 N N N LENDINGTREE INC 549300ISY5YHUJZTON08 52603BAA5 641000.00000000 PA USD 1005621.36000000 0.579132080120 Long DBT CORP US N 2 2022-06-01 Fixed 0.62500000 N N N N Y LendingTree Inc USD XXXX N N N Conagra Brands Inc 54930035UDEIH090K650 205887102 30000.00000000 NS USD 1071300.00000000 0.616956065286 Long EC CORP US N 1 N N N Equinix Inc 549300EVUN2BTLJ3GT74 29444U700 5000.00000000 NS USD 3800650.00000000 2.188774451162 Long EC CORP US N 1 N N N AVANTOR INC N/A 05352A209 25445.00000000 NS USD 1850869.30000000 1.065905946688 Long EP CORP US N 1 N N N HARMONIC INC 549300LRGRD8XC9BTL66 413160AD4 750000.00000000 PA USD 702667.50000000 0.404662537108 Long DBT CORP US N 2 2024-09-01 Fixed 2.00000000 N N N N N Harmonic Inc USD XXXX N N N CARDLYTICS INC 549300JETJBH94EIPC66 14161WAA3 1375000.00000000 PA USD 1507312.94000000 0.868053636346 Long DBT CORP US Y 2 2025-09-15 Fixed 1.00000000 N N N N Y Cardlytics Inc USD XXXX N N N Q2 HOLDINGS INC 549300M9RKR9DZXWS696 74736LAD1 1735000.00000000 PA USD 2133808.18000000 1.228848967430 Long DBT CORP US N 2 2026-06-01 Fixed 0.75000000 N N N N Y Q2 Holdings Inc USD XXXX N N N 2020 MANDATORY EXCHANGE N/A 901376202 690.00000000 NS USD 920180.34000000 0.529927043704 Long EP CORP US N 2 N N N AT&T Inc 549300Z40J86GGSTL398 00206R102 30000.00000000 NS USD 855300.00000000 0.492562795332 Long EC CORP US N 1 N N N T-Mobile US Inc 549300QHIJYOHPACPG31 872590104 16119.00000000 NS USD 1843368.84000000 1.061586471014 Long EC CORP US N 1 N N N THERAVANCE BIOPHARMA INC 5493007VTSXP4Z6MIW52 88339KAA0 1500000.00000000 PA USD 1320322.79000000 0.760366987236 Long DBT CORP KY N 2 2023-11-01 Fixed 3.25000000 N N N N N Theravance Biopharma Inc USD XXXX N N N HUBSPOT INC 529900BLNVEW0MVKJB37 443573AC4 515000.00000000 PA USD 655411.07000000 0.377447806302 Long DBT CORP US Y 2 2025-06-01 Fixed 0.37500000 N N N N N HubSpot Inc USD XXXX N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 594918104 14300.00000000 NS USD 3007719.00000000 1.732129636635 Long EC CORP US N 1 N N N 2U INC 5493008RVTXVR43PYF84 90214JAA9 1395000.00000000 PA USD 2009172.94000000 1.157072184768 Long DBT CORP US Y 2 2025-05-01 Fixed 2.25000000 N N N N N 2U Inc USD XXXX N N N DANAHER CORP S4BKK9OTCEWQ3YHPFM11 235851300 1000.00000000 NS USD 1475850.00000000 0.849934293804 Long EP CORP US N 1 N N N PETIQ INC 549300GROACFGKVYOX14 71639TAA4 1390000.00000000 PA USD 1872461.26000000 1.078340643490 Long DBT CORP US Y 2 2026-06-01 Fixed 4.00000000 N N N N N PetIQ Inc USD XXXX N N N EVOLENT HEALTH INC 549300CZOCFHQ2BBTR11 30050BAD3 1000000.00000000 PA USD 771875.00000000 0.444518774286 Long DBT CORP US N 2 2025-10-15 Fixed 1.50000000 N N N N Y Evolent Health Inc USD XXXX N N N ROYAL CARIBBEAN CRUISES K2NEH8QNVW44JIWK7Z55 780153BA9 430000.00000000 PA USD 503931.85000000 0.290211715997 Long DBT CORP LR Y 2 2023-06-15 Fixed 4.25000000 N N N N Y Royal Caribbean Cruises Ltd USD XXXX N N N WORKIVA INC 529900RTOQ8GRWHY1O58 98139AAB1 1500000.00000000 PA USD 1501595.00000000 0.864760704614 Long DBT CORP US N 2 2026-08-15 Fixed 1.12500000 N N N N Y Workiva Inc USD XXXX N N N CLOUDFLARE INC 5493007DY18BGNLDWU14 18915MAA5 695000.00000000 PA USD 939190.25000000 0.540874751419 Long DBT CORP US Y 2 2025-05-15 Fixed 0.75000000 N N N N Y Cloudflare Inc USD XXXX N N N Alibaba Group Holding Ltd 5493001NTNQJDH60PM02 01609W102 12194.00000000 NS USD 3584792.12000000 2.064463027373 Long EC CORP CN N 1 N N N NEUROCRINE BIOSCIENCES 549300FECER0XBN49756 64125CAD1 1171000.00000000 PA USD 1621835.00000000 0.934006291555 Long DBT CORP US N 2 2024-05-15 Fixed 2.25000000 N N N N Y Neurocrine Biosciences Inc USD XXXX N N N INTERCEPT PHARMAS N/A 45845PAB4 1250000.00000000 PA USD 871748.56000000 0.502035434982 Long DBT CORP US N 2 2026-05-15 Fixed 2.00000000 N N N N Y Intercept Pharmaceuticals Inc USD XXXX N N N CHEGG INC 549300AKX7O8JG0O3G77 163092AE9 680000.00000000 PA USD 681020.00000000 0.392195855111 Long DBT CORP US Y 2 2026-09-01 None 0.00000000 N N N N Y Chegg Inc USD XXXX N N N GOL EQUITY FINANCE SA 222100H9BH197YU7RY14 36256KAA8 750000.00000000 PA USD 471888.26000000 0.271757980159 Long DBT CORP LU Y 2 2024-07-15 Fixed 3.75000000 N N N N Y Gol Linhas Aereas Inteligentes USD XXXX N N N IIP OPERATING PARTNER N/A 44988FAA8 1000000.00000000 PA USD 1973258.58000000 1.136389292737 Long DBT CORP US Y 2 2024-02-21 Fixed 3.75000000 N N N N N Innovative Industrial Properti USD XXXX N N N GLOBAL EAGLE ENTERTMNT 5493000LLKPEGV8XVG26 37951DAB8 1525000.00000000 PA USD 130924.06000000 0.075398481199 Long DBT CORP US N 2 2035-02-15 Variable 2.75000000 Y N N N Y Global Eagle Entertainment Inc USD XXXX N N N DEXCOM INC 549300YSK3QDSFR5EU59 252131AJ6 520000.00000000 PA USD 550875.00000000 0.317246030490 Long DBT CORP US Y 2 2025-11-15 Fixed 0.25000000 N N N N Y DexCom Inc USD XXXX N N N NY COMMUNITY CAP TRUST V N/A 64944P307 24000.00000000 NS USD 1061040.00000000 0.611047384963 Long EP CORP US N 1 N N N NEXTERA ENERGY INC N/A 65339F796 49025.00000000 NS USD 2655194.00000000 1.529112333438 Long EP CORP US N 1 N N N COLLEGIUM PHARMA INC 54930049FXZMTLW8D496 19459JAA2 1000000.00000000 PA USD 995000.00000000 0.573015294464 Long DBT CORP US N 2 2026-02-15 Fixed 2.62500000 N N N N Y Collegium Pharmaceutical Inc USD XXXX N N N 2020-11-20 Ellsworth Growth & Income Fund Ltd John C. Ball John C. Ball Treasurer