0001752724-20-102655.txt : 20200526 0001752724-20-102655.hdr.sgml : 20200526 20200526122709 ACCESSION NUMBER: 0001752724-20-102655 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200526 PERIOD START: 20200930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 20908950 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 NPORT-P 1 primary_doc.xml NPORT-P false 0000793040 XXXXXXXX Ellsworth Growth & Income Fund Ltd 811-04656 0000793040 549300GYFOXHCDQTI772 One Corporate Center Rye 10580-1422 1-800-422-3554 Ellsworth Growth & Income Fund Ltd 549300GYFOXHCDQTI772 2020-09-30 2020-03-31 N 161374082.53 30266201.11 131107881.42 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 30000000.00000000 56432.41000000 USD N DISH NETWORK CORP 529900U350CWHH15G169 25470MAB5 2000000.00000000 PA USD 1628703.00000000 1.242261702622 Long DBT CORP US N 2 2026-08-15 Fixed 3.37500000 N N N N Y DISH Network Corp USD XXXX N N N REPLIGEN CORP 54930006QJ0T5AUO1E71 759916AB5 350000.00000000 PA USD 370445.60000000 0.282550214363 Long DBT CORP US N 2 2024-07-15 Fixed 0.37500000 N N N N Y Repligen Corp USD XXXX N N N NY COMMUNITY CAP TRUST V N/A 64944P307 24000.00000000 NS USD 991440.00000000 0.756201678542 Long EP CORP US N 1 N N N NANOSTRING TECHNOLOGIES 549300G4CK0Y3WRDMY89 63009RAC3 50000.00000000 PA USD 43113.54000000 0.032884018514 Long DBT CORP US Y 2 2025-03-01 Fixed 2.62500000 N N N N Y NanoString Technologies Inc USD XXXX N N N KBR INC 254900OFQDXZRKRCV808 48242WAB2 1000000.00000000 PA USD 1038763.30000000 0.792296610050 Long DBT CORP US N 2 2023-11-01 Fixed 2.50000000 N N N N Y KBR Inc USD XXXX N N N THERAVANCE BIOPHARMA INC 5493007VTSXP4Z6MIW52 88339KAA0 1500000.00000000 PA USD 1447500.00000000 1.104052620118 Long DBT CORP KY N 2 2023-11-01 Fixed 3.25000000 N N N N N Theravance Biopharma Inc USD XXXX N N N AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT N/A 000000000 809253.00000000 NS USD 436035.23000000 0.332577435679 Long EP CORP US N 3 N N N INTERCEPT PHARMAS N/A 45845PAB4 1250000.00000000 PA USD 1082237.29000000 0.825455554828 Long DBT CORP US N 2 2026-05-15 Fixed 2.00000000 N N N N Y Intercept Pharmaceuticals Inc USD XXXX N N N LENDINGTREE INC 549300ISY5YHUJZTON08 52603BAA5 641000.00000000 PA USD 703401.50000000 0.536505885368 Long DBT CORP US N 2 2022-06-01 Fixed 0.62500000 N N N N Y LendingTree Inc USD XXXX N N N INTEGRA LIFESCIENCES HLD WB7IJCYY8YFTENS4O147 457985AL3 1000000.00000000 PA USD 888582.07000000 0.677748782434 Long DBT CORP US Y 2 2025-08-15 Fixed 0.50000000 N N N N Y Integra LifeSciences Holdings USD XXXX N N N 2017 MANDATORY EXCH TR 549300F7GP3Z397S8578 90214R103 10000.00000000 NS USD 1549000.00000000 1.181469781391 Long EP CORP US N 2 N N N EXACT SCIENCES CORP 549300VM3X1FYD4N9Z14 30063PAB1 1960000.00000000 PA USD 1656637.63000000 1.263568301201 Long DBT CORP US N 2 2027-03-15 Fixed 0.37500000 N N N N Y Exact Sciences Corp USD XXXX N N N SUNPOWER CORP 549300TXO070764WUH65 867652AL3 2850000.00000000 PA USD 2421314.83000000 1.846811041239 Long DBT CORP US N 2 2023-01-15 Fixed 4.00000000 N N N N N SunPower Corp USD XXXX N N N SOUTHERN CO 549300FC3G3YU2FBZD92 842587602 29100.00000000 NS USD 1292040.00000000 0.985478512814 Long EP CORP US N 1 N N N BROADCOM INC 549300WV6GIDOZJTV909 11135F200 1945.00000000 NS USD 1817330.20000000 1.386133450038 Long EP CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 912796TJ8 635000.00000000 PA USD 634702.82000000 0.484107296316 Long DBT UST US N 2 2020-09-10 None 0.00000000 N N N N N N AT&T Inc 549300Z40J86GGSTL398 00206R102 30000.00000000 NS USD 874500.00000000 0.667007955988 Long EC CORP US N 1 N N N NEUROCRINE BIOSCIENCES 549300FECER0XBN49756 64125CAD1 1171000.00000000 PA USD 1506515.83000000 1.149065802668 Long DBT CORP US N 2 2024-05-15 Fixed 2.25000000 N N N N Y Neurocrine Biosciences Inc USD XXXX N N N NEXTERA ENERGY INC N/A 65339F796 49025.00000000 NS USD 2320843.50000000 1.770178478107 Long EP CORP US N 1 N N N Microsoft Corp INR2EJN1ERAN0W5ZP974 594918104 14300.00000000 NS USD 2255253.00000000 1.720150593216 Long EC CORP US N 1 N N N ATLAS AIR WORLDWIDE HLDG 549300R0A2TUVCYZB465 049164BJ4 1700000.00000000 PA USD 1406750.00000000 1.072971346012 Long DBT CORP US N 2 2024-06-01 Fixed 1.87500000 N N N N Y Atlas Air Worldwide Holdings I USD XXXX N N N Merck & Co Inc 4YV9Y5M8S0BRK1RP0397 58933Y105 22651.00000000 NS USD 1742767.94000000 1.329262528785 Long EC CORP US N 1 N N N TWILIO INC 5493004W8TRGD63APX93 90138FAB8 1450000.00000000 PA USD 2030385.64000000 1.548637364900 Long DBT CORP US N 2 2023-06-01 Fixed 0.25000000 N N N N Y Twilio Inc USD XXXX N N N AMERICAN ELECTRIC POWER 1B4S6S7G0TW5EE83BO58 025537127 23262.00000000 NS USD 1122391.50000000 0.856082401640 Long EP CORP US N 1 N N N T-Mobile US Inc 549300QHIJYOHPACPG31 872590104 16119.00000000 NS USD 1352384.10000000 1.031504807607 Long EC CORP US N 1 N N N American Tower Corp 5493006ORUSIL88JOE18 03027X100 10000.00000000 NS USD 2177500.00000000 1.660845996759 Long EC CORP US N 1 N N N Equinix Inc 549300EVUN2BTLJ3GT74 29444U700 6000.00000000 NS USD 3747420.00000000 2.858272103410 Long EC CORP US N 1 N N N INOVIO PHARMACEUTICALS 529900B9W875XDZXTM97 45773HAB8 500000.00000000 PA USD 748437.50000000 0.570856223053 Long DBT CORP US N 2 2024-03-01 Fixed 6.50000000 N N N N Y Inovio Pharmaceuticals Inc USD XXXX N N N INVACARE CORP 549300NNUTG7HCZICS76 461203AH4 500000.00000000 PA USD 454772.35000000 0.346868811450 Long DBT CORP US N 2 2022-06-01 Fixed 4.50000000 N N N N Y Invacare Corp USD XXXX N N N KNOWLES CORP 5493003EO323TDZQU148 49926DAB5 2000000.00000000 PA USD 2063750.00000000 1.574085384988 Long DBT CORP US N 2 2021-11-01 Fixed 3.25000000 N N N N Y Knowles Corp USD XXXX N N N EVERBRIDGE INC 549300WCY0UMR64ATW81 29978AAB0 2030000.00000000 PA USD 2307856.25000000 1.760272704435 Long DBT CORP US Y 2 2024-12-15 Fixed 0.12500000 N N N N Y Everbridge Inc USD XXXX N N N ASSURANT INC H3F39CAXWQRVWURFXL38 04621X207 14938.00000000 NS USD 1590598.24000000 1.213198034147 Long EP CORP US N 1 N N N COUPA SOFTWARE INC 549300Q95ICR2GFL2K37 22266LAD8 1870000.00000000 PA USD 2070792.32000000 1.579456778320 Long DBT CORP US Y 2 2025-06-15 Fixed 0.12500000 N N N N Y Coupa Software Inc USD XXXX N N N AEROJET ROCKETDYNE HLDG 549300VULNLWHE8QWI76 007800AB1 1000000.00000000 PA USD 1653841.54000000 1.261435637650 Long DBT CORP US N 2 2023-12-15 Fixed 2.25000000 N N N N Y Aerojet Rocketdyne Holdings In USD XXXX N N N DANAHER CORP S4BKK9OTCEWQ3YHPFM11 235851300 1000.00000000 NS USD 1033150.00000000 0.788015174076 Long EP CORP US N 1 N N N SBA Communications Corp 5299001HX8ZN8Y8QIT49 78410G104 8000.00000000 NS USD 2159760.00000000 1.647315154976 Long EC CORP US N 1 N N N CHART INDUSTRIES INC EM7QGKC1GYOF3LSZSL80 16115QAD2 750000.00000000 PA USD 589892.75000000 0.449929282367 Long DBT CORP US Y 2 2024-11-15 Fixed 1.00000000 N N N N Y Chart Industries Inc USD XXXX N N N RETROPHIN INC N/A 761299AB2 500000.00000000 PA USD 394698.70000000 0.301048797162 Long DBT CORP US N 2 2025-09-15 Fixed 2.50000000 N N N N Y Retrophin Inc USD XXXX N N N GDS HOLDINGS LIMITED 391200MGV8DDCHTN2R77 36165LAB4 500000.00000000 PA USD 649907.94000000 0.495704707421 Long DBT CORP CN N 2 2025-06-01 Fixed 2.00000000 N N N N N GDS Holdings Ltd USD XXXX N N N Q2 HOLDINGS INC 549300M9RKR9DZXWS696 74736LAC3 1735000.00000000 PA USD 1554295.31000000 1.185508676645 Long DBT CORP US Y 2 2026-06-01 Fixed 0.75000000 N N N N Y Q2 Holdings Inc USD XXXX N N N SUPERNUS PHARMACEUTICALS 549300GRM36VBKISYJ58 868459AD0 1254000.00000000 PA USD 1013206.26000000 0.772803472244 Long DBT CORP US N 2 2023-04-01 Fixed 0.62500000 N N N N Y Supernus Pharmaceuticals Inc USD XXXX N N N CENTERPOINT ENERGY INC 21TPXMRRHFKOBHDC8J74 15189T503 37800.00000000 NS USD 1088640.00000000 0.830339098007 Long EP CORP US N 1 N N N SEMPRA ENERGY PBBKGKLRK5S5C0Y4T545 816851406 5383.00000000 NS USD 498035.16000000 0.379866682769 Long EP CORP US N 1 N N N EVOLENT HEALTH INC 549300CZOCFHQ2BBTR11 30050BAD3 1500000.00000000 PA USD 945900.00000000 0.721466924608 Long DBT CORP US N 2 2025-10-15 Fixed 1.50000000 N N N N Y Evolent Health Inc USD XXXX N N N CHEFS' WAREHOUSE THE 549300JYEDC8C547E980 163086AA9 1555000.00000000 PA USD 967015.63000000 0.737572462865 Long DBT CORP US Y 2 2024-12-01 Fixed 1.87500000 N N N N N Chefs' Warehouse Inc/The USD XXXX N N N BANDWIDTH INC 549300QC70JB7MUGXM66 05988JAA1 1500000.00000000 PA USD 1453547.60000000 1.108665310015 Long DBT CORP US Y 2 2026-03-01 Fixed 0.25000000 N N N N N Bandwidth Inc USD XXXX N N N DTE ENERGY CO 549300IX8SD6XXD71I78 233331842 17000.00000000 NS USD 640220.00000000 0.488315418620 Long EP CORP US N 1 N N N DEXCOM INC 549300YSK3QDSFR5EU59 252131AH0 575000.00000000 PA USD 1006623.55000000 0.767782637548 Long DBT CORP US N 2 2023-12-01 Fixed 0.75000000 N N N N Y DexCom Inc USD XXXX N N N ELANCO ANIMAL HEALTH INC 549300SHPNDCE059M934 28414H202 30900.00000000 NS USD 1271226.00000000 0.969603037004 Long EP CORP US N 1 N N N BOINGO WIRELESS 54930058LPWPZZCRMC04 09739CAB8 985000.00000000 PA USD 880102.45000000 0.671281116335 Long DBT CORP US N 2 2023-10-01 None 1.00000000 N N N N N Boingo Wireless Inc USD XXXX N N N NICE SYSTEMS INC 254900T6KBE4O3728267 65366HAB9 1032000.00000000 PA USD 1823415.00000000 1.390774513515 Long DBT CORP US N 2 2024-01-15 Fixed 1.25000000 N N N N Y Nice Ltd USD XXXX N N N BANK OF AMERICA CORP 9DJT3UXIJIZJI4WXO774 060505682 1000.00000000 NS USD 1266020.00000000 0.965632261224 Long EP CORP US N 1 N N N PLURALSIGHT INC 254900B3VHPCKNREOX50 72941BAA4 2125000.00000000 PA USD 1573031.25000000 1.199799152394 Long DBT CORP US Y 2 2024-03-01 Fixed 0.37500000 N N N N Y Pluralsight Inc USD XXXX N N N TERADYNE INC C3X4YJ278QNZHRJULN75 880770AG7 750000.00000000 PA USD 1344375.00000000 1.025396021535 Long DBT CORP US N 2 2023-12-15 Fixed 1.25000000 N N N N Y Teradyne Inc USD XXXX N N N ESSENTIAL UTILITIES INC 549300ILTEOF3E3QY357 29670G201 3645.00000000 NS USD 195226.20000000 0.148905006995 Long EP CORP US N 1 N N N RAMBUS INC 2549000211GDCQSLV833 750917AG1 1000000.00000000 PA USD 970034.00000000 0.739874666186 Long DBT CORP US N 2 2023-02-01 Fixed 1.37500000 N N N N Y Rambus Inc USD XXXX N N N Intel Corp KNX4USFCNGPY45LOCE31 458140100 20000.00000000 NS USD 1082400.00000000 0.825579658733 Long EC CORP US N 1 N N N TABULA RASA HLTHCR INC 549300K6KY242XRMEF28 873379AB7 1500000.00000000 PA USD 1470937.50000000 1.121929119797 Long DBT CORP US Y 2 2026-02-15 Fixed 1.75000000 N N N N Y Tabula Rasa HealthCare Inc USD XXXX N N N PEGASYSTEMS INC 549300FMCOKPL06FYN26 705573AA1 334000.00000000 PA USD 293554.85000000 0.223903282411 Long DBT CORP US Y 2 2025-03-01 Fixed 0.75000000 N N N N Y Pegasystems Inc USD XXXX N N N COLLEGIUM PHARMA INC 54930049FXZMTLW8D496 19459JAA2 1000000.00000000 PA USD 915528.43000000 0.698301597191 Long DBT CORP US N 2 2026-02-15 Fixed 2.62500000 N N N N Y Collegium Pharmaceutical Inc USD XXXX N N N CONMED CORP Z6C0YCECH9DCU5ZIQW84 207410AF8 1000000.00000000 PA USD 930663.02000000 0.709845212904 Long DBT CORP US N 2 2024-02-01 Fixed 2.62500000 N N N N Y CONMED Corp USD XXXX N N N TREASURY BILL 254900HROIFWPRGM1V77 912796TT6 600000.00000000 PA USD 599967.75000000 0.457613793695 Long DBT UST US N 2 2020-05-07 None 0.00000000 N N N N N N GLOBAL EAGLE ENTERTMNT 5493000LLKPEGV8XVG26 37951DAB8 1525000.00000000 PA USD 127976.60000000 0.097611675678 Long DBT CORP US N 2 2035-02-15 Variable 2.75000000 N N N N Y Global Eagle Entertainment Inc USD XXXX N N N OKTA INC 549300N8J06I8MRHU620 679295AC9 1500000.00000000 PA USD 1439062.50000000 1.097617080234 Long DBT CORP US Y 2 2025-09-01 Fixed 0.12500000 N N N N Y Okta Inc CHF XXXX N N N Synchrony Financial 549300RS7EWPM9MA6C78 87165B103 36434.00000000 NS USD 586223.06000000 0.447130297317 Long EC CORP US N 1 N N N SQUARE INC 549300OHIIUWSTIZME52 852234AD5 1500000.00000000 PA USD 1554010.14000000 1.185291168745 Long DBT CORP US N 2 2023-05-15 Fixed 0.50000000 N N N N Y Square Inc USD XXXX N N N BLACKLINE INC 529900P9N7PK9LV5EK56 09239BAA7 1000000.00000000 PA USD 980927.00000000 0.748183091188 Long DBT CORP US Y 2 2024-08-01 Fixed 0.12500000 N N N N N Blackline Inc USD XXXX N N N PACIRA BIOSCIENCES INC N/A 695127AD2 1500000.00000000 PA USD 1449324.00000000 1.105443840829 Long DBT CORP US N 2 2022-04-01 Fixed 2.37500000 N N N N Y Pacira BioSciences Inc USD XXXX N N N IAC FINANCECO 3 INC 5493003IEL8HSZKWUI17 44932KAA4 2500000.00000000 PA USD 2290544.78000000 1.747068715619 Long DBT CORP US Y 2 2030-01-15 Fixed 2.00000000 N N N N N IAC/InterActiveCorp USD XXXX N N N Chevron Corp N/A 166764100 8000.00000000 NS USD 579680.00000000 0.442139704891 Long EC CORP US N 1 N N N PAR TECHNOLOGY CORP 549300HYPTHBJQINVG57 698884AB9 1700000.00000000 PA USD 1249547.19000000 0.953067944097 Long DBT CORP US Y 2 2026-04-15 Fixed 2.87500000 N N N N Y PAR Technology Corp USD XXXX N N N Invesco Mortgage Capital Inc PV3BDP2HFZL2FNXQBL39 46131B100 58700.00000000 NS USD 200167.00000000 0.152673506605 Long EC CORP US N 1 N N N INSULET CORPORATION 549300TZTYD2PYN92D43 45784PAJ0 1500000.00000000 PA USD 1523044.43000000 1.161672672538 Long DBT CORP US Y 2 2026-09-01 Fixed 0.37500000 N N N N Y Insulet Corp CHF XXXX N N N I3 VERTICALS LLC 549300VET627YPCK1T69 44933TAA4 1500000.00000000 PA USD 1199164.92000000 0.914639842404 Long DBT CORP US Y 2 2025-02-15 Fixed 1.00000000 N N N N N I3 Verticals Inc USD XXXX N N N INFINERA CORP 549300ZOF66WPV3H0H17 45667GAD5 345000.00000000 PA USD 315627.74000000 0.240738952213 Long DBT CORP US Y 2 2027-03-01 Fixed 2.50000000 N N N N Y Infinera Corp USD XXXX N N N Conagra Brands Inc 54930035UDEIH090K650 205887102 30000.00000000 NS USD 880200.00000000 0.671355520710 Long EC CORP US N 1 N N N PROS HOLDINGS INC 549300LPE1KNL5RWKQ48 74346YAE3 1700000.00000000 PA USD 1454346.87000000 1.109274937744 Long DBT CORP US Y 2 2024-05-15 Fixed 1.00000000 N N N N Y PROS Holdings Inc USD XXXX N N N Crown Castle International Cor 54930012H97VSM0I2R19 22822V101 16100.00000000 NS USD 2324840.00000000 1.773226731162 Long EC CORP US N 1 N N N ENCORE CAPITAL GROUP INC 5493000UVC6H49CIH830 292554AK8 1000000.00000000 PA USD 862236.55000000 0.657654246763 Long DBT CORP US N 2 2022-03-15 Fixed 3.25000000 N N N N Y Encore Capital Group Inc USD XXXX N N N HARMONIC INC 549300LRGRD8XC9BTL66 413160AC6 1500000.00000000 PA USD 1476801.98000000 1.126402138456 Long DBT CORP US Y 2 2024-09-01 Fixed 2.00000000 N N N N N Harmonic Inc USD XXXX N N N COLFAX CORP 635400OP2DYYYMOIYL17 194014205 15000.00000000 NS USD 1377600.00000000 1.050737747479 Long EP CORP US N 1 N N N Verizon Communications Inc 2S72QS2UO2OESLG6Y829 92343V104 25000.00000000 NS USD 1343250.00000000 1.024537949550 Long EC CORP US N 1 N N N LIBERTY LATIN AMERICA 213800YWQHEAX7CAVO83 53069QAA7 1000000.00000000 PA USD 800625.00000000 0.610661229003 Long DBT CORP US Y 2 2024-07-15 Fixed 2.00000000 N N N N Y Liberty Latin America Ltd USD XXXX N N N QTS REALTY TRUST INC 5493006PA4CJK4OG2J54 74736A301 15000.00000000 NS USD 1928400.00000000 1.470849791113 Long EP CORP US N 1 N N N KAMAN CORP 5493003YK076OLTEQF95 483548AF0 2038000.00000000 PA USD 1994304.18000000 1.521116929356 Long DBT CORP US N 2 2024-05-01 Fixed 3.25000000 N N N N Y Kaman Corp USD XXXX N N N SPLUNK INC 549300XGDSGBP6UEI867 848637AD6 1500000.00000000 PA USD 1661250.00000000 1.267086297183 Long DBT CORP US N 2 2025-09-15 Fixed 1.12500000 N N N N N Splunk Inc USD XXXX N N N SAILPOINT TECH HOLDINGS 529900809B15HNZH5H79 78781PAA3 1225000.00000000 PA USD 1047375.00000000 0.798865017614 Long DBT CORP US Y 2 2024-09-15 Fixed 0.12500000 N N N N Y SailPoint Technologies Holding USD XXXX N N N NEXTERA ENERGY INC N/A 65339F770 27900.00000000 NS USD 1230111.00000000 0.938243366208 Long EP CORP US N 1 N N N VOCERA COMMUNICATIONS 5493006D2J6NPNZ60K83 92857FAB3 1500000.00000000 PA USD 1489687.50000000 1.136230319539 Long DBT CORP US N 2 2023-05-15 Fixed 1.50000000 N N N N Y Vocera Communications Inc USD XXXX N N N PayPal Holdings Inc 5493005X2GO78EFZ3E94 70450Y103 15000.00000000 NS USD 1436100.00000000 1.095357490675 Long EC CORP US N 1 N N N CHENIERE ENERGY INC MIHC87W9WTYSYZWV1J40 16411RAG4 1900000.00000000 PA USD 940789.54000000 0.717569020115 Long DBT CORP US N 2 2045-03-15 Fixed 4.25000000 N N N N Y Cheniere Energy Inc USD XXXX N N N AERIE PHARMACEUTICALS 529900SFXHDHUO324R09 00771VAA6 365000.00000000 PA USD 328305.65000000 0.250408782785 Long DBT CORP US Y 2 2024-10-01 Fixed 1.50000000 N N N N Y Aerie Pharmaceuticals Inc USD XXXX N N N INTL FLAVOR & FRAGRANCES BZLRL03D3GPGMOGFO832 459506309 31316.00000000 NS USD 1195331.72000000 0.911716143265 Long EP CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 912796XG9 915000.00000000 PA USD 914698.12000000 0.697668294303 Long DBT UST US N 2 2020-08-27 None 0.00000000 N N N N N N Unilever NV 549300TK7G7NZTVM1Z30 904784709 24000.00000000 NS USD 1170960.00000000 0.893127085357 Long EC CORP GB N 1 N N N AVANTOR INC 5493003VM0XB4U8YD238 05352A209 25445.00000000 NS USD 1103295.20000000 0.841517068272 Long EP CORP US N 1 N N N TELADOC HEALTH INC 549300I2PVFBC9MFAC61 87918AAC9 1500000.00000000 PA USD 4367004.17000000 3.330847941940 Long DBT CORP US N 2 2025-05-15 Fixed 1.37500000 N N N N Y Teladoc Health Inc USD XXXX N N N Alibaba Group Holding Ltd 5493001NTNQJDH60PM02 01609W102 22194.00000000 NS USD 4316289.12000000 3.292166018740 Long EC CORP CN N 1 N N N TEAM INC 549300DEKHQ3OEQJWU96 878155AE0 1695000.00000000 PA USD 1292437.50000000 0.985781698248 Long DBT CORP US N 2 2023-08-01 Fixed 5.00000000 N N N N Y Team Inc USD XXXX N N N WORKIVA INC 529900RTOQ8GRWHY1O58 98139AAA3 1500000.00000000 PA USD 1201767.92000000 0.916625230294 Long DBT CORP US Y 2 2026-08-15 Fixed 1.12500000 N N N N Y Workiva Inc USD XXXX N N N SEMPRA ENERGY PBBKGKLRK5S5C0Y4T545 816851505 5000.00000000 NS USD 469650.00000000 0.358216451149 Long EP CORP US N 1 N N N INTERDIGITAL INC N/A 45867GAA9 2870000.00000000 PA USD 2642265.50000000 2.015336890034 Long DBT CORP US Y 2 2024-06-01 Fixed 2.00000000 N N N N Y InterDigital Inc USD XXXX N N N PERFICIENT INC 549300HTBXKL2755T650 71375UAB7 2000000.00000000 PA USD 1915694.24000000 1.461158718493 Long DBT CORP US N 2 2023-09-15 Fixed 2.37500000 N N N N Y Perficient Inc USD XXXX N N N PROOFPOINT INC 529900C5FODDK0WSR085 743424AE3 2040000.00000000 PA USD 1920150.00000000 1.464557263227 Long DBT CORP US Y 2 2024-08-15 Fixed 0.25000000 N N N N Y Proofpoint Inc USD XXXX N N N Pfizer Inc 765LHXWGK1KXCLTFYQ30 717081103 40000.00000000 NS USD 1305600.00000000 0.995821140467 Long EC CORP US N 1 N N N CSG SYSTEMS INTERNATIONA 549300D7FJZUOHHXUA81 126349AF6 2500000.00000000 PA USD 2552290.38000000 1.946710108009 Long DBT CORP US N 2 2036-03-15 Fixed 4.25000000 N N N N Y CSG Systems International Inc USD XXXX N N N MERCADOLIBRE INC 549300DKPDN9M5S8GB14 58733RAD4 1500000.00000000 PA USD 1959375.00000000 1.494475373088 Long DBT CORP AR N 2 2028-08-15 Fixed 2.00000000 N N N N Y MercadoLibre Inc USD XXXX N N N LUMENTUM HOLDINGS INC 549300JLWRRC38DWEF52 55024UAC3 2500000.00000000 PA USD 2550000.00000000 1.944963164976 Long DBT CORP US Y 2 2026-12-15 Fixed 0.50000000 N N N N N Lumentum Holdings Inc USD XXXX N N N BUNGE LTD 5493007M0RIN8HY3MM77 EP0237628 7500.00000000 NS USD 697500.00000000 0.532004630420 Long EP CORP US N 1 N N N Walt Disney Co/The 549300GZKULIZ0WOW665 254687106 12500.00000000 NS USD 1207500.00000000 0.920997263415 Long EC CORP US N 1 N N N LIVEPERSON INC 549300IN2P1JZ20G7N40 538146AA9 1250000.00000000 PA USD 1152070.66000000 0.878719606725 Long DBT CORP US Y 2 2024-03-01 Fixed 0.75000000 N N N N Y LivePerson Inc USD XXXX N N N DOMINION ENERGY INC ILUL7B6Z54MRYCF6H308 25746U133 16330.00000000 NS USD 1502523.30000000 1.146020577654 Long EP CORP US N 1 N N N 8X8 INC 254900XWSOC5U1BRW939 282914AB6 1560000.00000000 PA USD 1366576.57000000 1.042329839517 Long DBT CORP US N 2 2024-02-01 Fixed 0.50000000 N N N N Y 8x8 Inc USD XXXX N N N GOL EQUITY FINANCE SA 222100H9BH197YU7RY14 36256KAA8 1040000.00000000 PA USD 388050.00000000 0.295977629870 Long DBT CORP LU Y 2 2024-07-15 Fixed 3.75000000 N N N N Y Gol Linhas Aereas Inteligentes USD XXXX N N N Goodrich Pete Corp N/A 000000000 1131.00000000 NS USD 0.00000000 0.000000 Long EC CORP US N 3 N N N Eli Lilly & Co FRDRIPF3EKNDJ2CQJL29 532457108 12960.00000000 NS USD 1797811.20000000 1.371245710424 Long EC CORP US N 1 N N N BRIDGEBIO PHARMA INC 54930028YG89VTY2J114 10806XAA0 345000.00000000 PA USD 330803.84000000 0.252314228875 Long DBT CORP US Y 2 2027-03-15 Fixed 2.50000000 N N N N Y Bridgebio Pharma Inc USD XXXX N N N Goodrich Petroleum Corp 5493000G2GU65EVWSF15 382410843 132.00000000 NS USD 562.32000000 0.000428898700 Long EC CORP US N 1 N N N STANLEY BLACK & DECKER I 549300DJ09SMTO561131 854502846 7250.00000000 NS USD 507210.00000000 0.386864614473 Long EP CORP US N 1 N N N EXTRA SPACE STORAGE LP 549300YNKSKNZFR8UC42 30225VAD9 1500000.00000000 PA USD 1661250.00000000 1.267086297183 Long DBT CORP US Y 2 2035-10-01 Fixed 3.12500000 N N N N N Extra Space Storage Inc USD XXXX N N N INFINERA CORP 549300ZOF66WPV3H0H17 45667GAC7 2500000.00000000 PA USD 2107655.45000000 1.607573417534 Long DBT CORP US N 2 2024-09-01 Fixed 2.12500000 N N N N Y Infinera Corp USD XXXX N N N AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT N/A 000000000 272728.00000000 NS USD 16363.68000000 0.012481080330 Long EP CORP US N 3 N N N IIP OPERATING PARTNER N/A 44988FAA8 1000000.00000000 PA USD 1263264.83000000 0.963530808611 Long DBT CORP US Y 2 2024-02-21 Fixed 3.75000000 N N N N N Innovative Industrial Properti USD XXXX N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 172967424 9546.00000000 NS USD 402077.52000000 0.306676849358 Long EC CORP US N 1 N N N CYBERARK SOFTWARE LTD 529900YEXNDM894PWS93 23248VAA3 1500000.00000000 PA USD 1307056.73000000 0.996932233091 Long DBT CORP IL Y 2 2024-11-15 None 0.00000000 N N N N Y CyberArk Software Ltd USD XXXX N N N 2020-05-21 Ellsworth Growth & Income Fund Ltd John C. Ball John C. Ball Treasurer