X0407 4 2023-06-26 0 0000793040 ELLSWORTH GROWTH & INCOME FUND LTD ECF.B 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC ONE CORPORATE CENTER RYE NY 10580 1 0 0 1 Control Person of Adviser 0 Series B Cumulative Preferred Shares 2023-06-26 4 J 0 25000 10 D 125000 I Associated Capital Group, Inc. Series B Cumulative Preferred Shares 2023-06-26 4 J 0 150000 10 A 0 I GGCP, Inc. Series B Cumulative Preferred Shares 2023-06-26 4 J 0 50000 10 D 150000 I GPJ Retirement Partners Series B Cumulative Preferred Shares 2023-06-26 4 J 0 100000 10 D 0 I MJG Associates Series B Cumulative Preferred Shares 290000 D Shares were surrendered in accordance with Right to Put to the Fund up to 100% of Outstanding Series B Cumulative Preferred Shares The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest. The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. Mr. Gabelli disclaims beneficial ownership of the shares held which are in excess of his indirect pecuniary interest. Douglas R. Jamieson as Attorney-in-Fact for Mario J. Gabelli 2023-06-29