0001271163-19-000020.txt : 20190712 0001271163-19-000020.hdr.sgml : 20190712 20190712155719 ACCESSION NUMBER: 0001271163-19-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190710 FILED AS OF DATE: 20190712 DATE AS OF CHANGE: 20190712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nakamura Kuni CENTRAL INDEX KEY: 0001396000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 19953062 MAIL ADDRESS: STREET 1: 1 MARTIN BUTLER COURT CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-07-10 0 0000793040 ELLSWORTH GROWTH & INCOME FUND LTD ECF 0001396000 Nakamura Kuni C/O GAMCO INVESTORS, INC. RYE NY 10580 1 0 0 0 Common Shares 2019-07-10 4 P 0 1700 10.36 A 1700 I Foundation Common Shares 2019-07-11 4 P 0 105 10.32 A 1805 I Foundation Common Shares 3729.273 D Mr. Nakamura serves as a trustee to this non-profit foundation. Total includes shares acquired through dividend reinvestment subsequent to the initial purchase. Agnes Mullady as Attorney-in-Fact for Kuni Nakamura 2019-07-12