0001271163-19-000020.txt : 20190712
0001271163-19-000020.hdr.sgml : 20190712
20190712155719
ACCESSION NUMBER: 0001271163-19-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190710
FILED AS OF DATE: 20190712
DATE AS OF CHANGE: 20190712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nakamura Kuni
CENTRAL INDEX KEY: 0001396000
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 19953062
MAIL ADDRESS:
STREET 1: 1 MARTIN BUTLER COURT
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD
CENTRAL INDEX KEY: 0000793040
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH FUND LTD
DATE OF NAME CHANGE: 20060330
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-07-10
0
0000793040
ELLSWORTH GROWTH & INCOME FUND LTD
ECF
0001396000
Nakamura Kuni
C/O GAMCO INVESTORS, INC.
RYE
NY
10580
1
0
0
0
Common Shares
2019-07-10
4
P
0
1700
10.36
A
1700
I
Foundation
Common Shares
2019-07-11
4
P
0
105
10.32
A
1805
I
Foundation
Common Shares
3729.273
D
Mr. Nakamura serves as a trustee to this non-profit foundation.
Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
Agnes Mullady as Attorney-in-Fact for Kuni Nakamura
2019-07-12