0001271163-17-000034.txt : 20170919
0001271163-17-000034.hdr.sgml : 20170919
20170919143246
ACCESSION NUMBER: 0001271163-17-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170918
FILED AS OF DATE: 20170919
DATE AS OF CHANGE: 20170919
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nakamura Kuni
CENTRAL INDEX KEY: 0001396000
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 171091778
MAIL ADDRESS:
STREET 1: 1 MARTIN BUTLER COURT
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD
CENTRAL INDEX KEY: 0000793040
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH FUND LTD
DATE OF NAME CHANGE: 20060330
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-18
0
0000793040
ELLSWORTH GROWTH & INCOME FUND LTD
ECF.A
0001396000
Nakamura Kuni
C/O GAMCO INVESTORS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
1
0
0
0
Series A Cumulative Preferred Shares
2017-09-18
4
P
0
250
25
A
250
D
Agnes Mullady as Attorney-in-Fact for Kuni Nakamura
2017-09-19