0001209191-22-042238.txt : 20220715 0001209191-22-042238.hdr.sgml : 20220715 20220715160135 ACCESSION NUMBER: 0001209191-22-042238 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20220715 DATE AS OF CHANGE: 20220715 EFFECTIVENESS DATE: 20220715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-452652 FILM NUMBER: 221086292 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 D 1 primary_doc.xml X0708 D LIVE 0000793040 ELLSWORTH GROWTH & INCOME FUND LTD One Corporate Center Rye NY NEW YORK 10580 (914) 921-5100 DELAWARE None ELLSWORTH FUND LTD ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC Business Trust true Mario J. Gabelli One Corporate Center Rye NY NEW YORK 10580 Executive Officer Director Chairman and Chief Investment Officer Kinchen Bizzell One Corporate Center Rye NY NEW YORK 10580 Director Elizabeth C. Bogan One Corporate Center Rye NY NEW YORK 10580 Director James A. Dinsmore One Corporate Center Rye NY NEW YORK 10580 Executive Officer Director President, Portfolio Manager, Trustee James P. Conn One Corporate Center Rye NY NEW YORK 10580 Director Frank J. Fahrenkopf, Jr. One Corporate Center Rye NY NEW YORK 10580 Director Michael J. Melarkey One Corporate Center Rye NY NEW YORK 10580 Director Daniel D. Harding One Corporate Center Rye NY NEW YORK 10580 Director Bethany A. Uhlein One Corporate Center Rye NY NEW YORK 10580 Executive Officer Vice President John C. Ball One Corporate Center Rye NY NEW YORK 10580 Executive Officer Treasurer Peter Goldstein One Corporate Center Rye NY NEW YORK 10580 Executive Officer Secretary and Vice President Richard J. Walz One Corporate Center Rye NY NEW YORK 10580 Executive Officer Chief Compliance Officer Laurissa M. Martire One Corporate Center Rye NY NEW YORK 10580 Executive Officer Vice President and Ombudsman Kuni Nakamura One Corporate Center Rye NY NEW YORK 10580 Director Daniel Plourde One Corporate Center Rye NY NEW YORK 10580 Executive Officer Vice President Nicolas W. Platt One Corporate Center Rye NY NEW YORK 10580 Director Anthonie C. Van Ekris One Corporate Center Rye NY NEW YORK 10580 Director Pooled Investment Fund Other Investment Fund true Over $100,000,000 06b false 2022-07-01 false true false 10 30000000 25030000 4970000 false 23 0 0 0 false Ellsworth Growth & Income Fund Ltd /s/ John C. Ball John C. Ball Treasurer 2022-07-14