0001014776-13-000005.txt : 20130115 0001014776-13-000005.hdr.sgml : 20130115 20130115204239 ACCESSION NUMBER: 0001014776-13-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130111 FILED AS OF DATE: 20130115 DATE AS OF CHANGE: 20130115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OKEEFFE JANE D CENTRAL INDEX KEY: 0001190029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 13531456 MAIL ADDRESS: STREET 1: C/O DINSMORE CAPITAL MANAGEMENT CO. STREET 2: 65 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-11 0 0000793040 ELLSWORTH FUND LTD ECF 0001190029 OKEEFFE JANE D C/O DINSMORE CAPITAL MANAGEMENT CO. 65 MADISON AVE MORRISTOWN NJ 07960 1 1 0 0 President Shares of Beneficial Interest 2013-01-11 4 G 0 1000 0 A 1087.58 I By daughter's trust Shares of Beneficial Interest 2013-01-11 4 G 0 1000 0 A 2087.58 I By son's trust This report is filed to report gifts to the reporting person's son and daughter. Includes 171.58 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan. New Jersey Uniform Transfers to Minors Act. Includes 171.58 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan. In addition, the reporting person is the direct beneficial owner of 14,528.30 additional shares, which shares include 862.30 shares acquired on various dates in fiscal years 2008 through 2012 under the ECF dividend reinvestment plan. Exhibit List: Exhibit 24 (Power of Attorney) /s/ Gary I. Levine, attorney-in-fact 2013-01-15