-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXZKY1HVfeF+yM+FwuYJ8DmjW3oZvDYXsBnpOnG2umPw39hqrtrFpKSyxFrbOtKW PRnn7MAHzKDQnwo6FAb9/Q== 0001014776-10-000007.txt : 20100423 0001014776-10-000007.hdr.sgml : 20100423 20100423154706 ACCESSION NUMBER: 0001014776-10-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100423 DATE AS OF CHANGE: 20100423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AHALT GORDON F CENTRAL INDEX KEY: 0001041813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 10767284 MAIL ADDRESS: STREET 1: 13430 NW FRWY STREET 2: STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-12-31 1 0000793040 ELLSWORTH FUND LTD ECF 0001041813 AHALT GORDON F 13430 NW FRWY STE 350 HOUSTON TX 77040 1 0 0 0 Reporting Person ceased to be a director of the Issuer as of December 31, 2009. /s/ Gary I. Levine, attorney-in-fact 2010-04-23 -----END PRIVACY-ENHANCED MESSAGE-----