-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KHUiCs7kx9RiLwcOX/Qagf3FPyV/b4LeJQdOLbL+bTf14ZrebYrONg2kFCOkVClO lO7bSV5dSXKwQR9Pq/7yOw== 0001014776-09-000014.txt : 20090921 0001014776-09-000014.hdr.sgml : 20090921 20090921144827 ACCESSION NUMBER: 0001014776-09-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090917 FILED AS OF DATE: 20090921 DATE AS OF CHANGE: 20090921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOGAN ELIZABETH C CENTRAL INDEX KEY: 0001200357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 091078643 MAIL ADDRESS: STREET 1: C/O DINSMORE CAPITAL MANAGEMENT CO. STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-09-17 0 0000793040 ELLSWORTH FUND LTD ECF 0001200357 BOGAN ELIZABETH C C/O DINSMORE CAPITAL MANAGEMENT CO. 65 MADISON AVENUE MORRISTOWN NJ 07960 1 0 0 0 Shares of Beneficial Interest 2009-09-17 4 S 0 7169 6.1227 D 16380 D These sold shares were owned by the spouse of the reporting person, which shares the reporting person disclaims beneficial pwnership of. This report shall not be deemed an admission that the reporting person was the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Gary I. Levine, attorney-in-fact 2009-09-21 -----END PRIVACY-ENHANCED MESSAGE-----