-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HDshr/eHFalVGbLo4G0WCwGy1SoFDKeV65u3RE7p+whcjB6GWvkGFUKnSH5Og5T1 p6XEKMYX2QQfLCmhz876kA== 0001014776-09-000009.txt : 20090902 0001014776-09-000009.hdr.sgml : 20090902 20090902163114 ACCESSION NUMBER: 0001014776-09-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090831 FILED AS OF DATE: 20090902 DATE AS OF CHANGE: 20090902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOGAN ELIZABETH C CENTRAL INDEX KEY: 0001200357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 091051242 MAIL ADDRESS: STREET 1: C/O DAVIS DINSMORE MANAGEMENT STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-31 0 0000793040 ELLSWORTH FUND LTD ECF 0001200357 BOGAN ELIZABETH C C/O DINSMORE CAPITAL MANAGEMENT CO. 65 MADISON AVENUE MORRISTOWN NJ 07960 1 0 0 0 Shares of Beneficial Interest 2009-08-31 4 S 0 4000 5.8685 D 35010 D Includes 28,010 shares of which 1,427 shares were acquired in fiscal year 2009 under the ECF dividend reinvestment plan. The reporting person is the direct beneficial owner of these 28,010 shares. In addition, the reporting person is the indirect beneficial owner of 7,000 additional shares owned by her spouse, which the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Gary I. Levine, attorney-in-fact 2009-09-02 -----END PRIVACY-ENHANCED MESSAGE-----