-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HbOtHCemgVpHrsMil44WPakfrLC8C5X+ydJeugorK9q9M0axcpLtgi6sJlpWiGIy EiwibUqY57smcyfTSez1Vw== 0001014776-08-000018.txt : 20081002 0001014776-08-000018.hdr.sgml : 20081002 20081002104859 ACCESSION NUMBER: 0001014776-08-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081002 DATE AS OF CHANGE: 20081002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINSMORE THOMAS H CENTRAL INDEX KEY: 0001190030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 081101754 MAIL ADDRESS: STREET 1: C/O DAVIS-DINSMORE MANAGEMENT STREET 2: 65 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-09-30 0 0000793040 ELLSWORTH FUND LTD ECF 0001190030 DINSMORE THOMAS H C/O DINSMORE CAPITAL MANAGEMENT 65 MADISON AVE MORRISTOWN NJ 07960 1 1 0 0 Chairman and CEO Shares of Beneficial Interest 2008-09-30 4 P 0 100 5.331 A 43510.893 D Shares of Beneficial Interest 2008-09-30 4 P 0 200 5.385 A 43710.893 D Shares of Beneficial Interest 2008-09-30 4 P 0 200 5.493 A 43910.893 D Shares of Beneficial Interest 2008-09-30 4 P 0 200 5.605 A 44110.893 D Shares of Beneficial Interest 2008-09-30 4 P 0 200 5.725 A 44310.893 D Shares of Beneficial Interest 2008-09-30 4 P 0 200 5.845 A 44510.893 D Shares of Beneficial Interest 2008-09-30 4 P 0 2900 5.965 A 47410.893 D Includes 12,063.893 shares acquired on various dates in fiscal years 2004 through 2008 under the ECF dividend reinvestment plan. In addition, the reporting person is the indirect beneficial owner of 4,815.458 additional shares. These additional shares consist of: (i) 4,194.576 shares owned by his wife, which the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Includes 1,172.576 shares acquired on various dates in fiscal years 2004 through 2008 under the ECF dividend reinvestment plan, and (ii) 620.882 shares held by an UTMA trust for his daughter's benefit. Includes 173.882 shares acquired on various dates in fiscal years 2004 through 2008 under the ECF dividend reinvestment plan. /s/ Gary I. Levine, attorney-in-fact 2008-10-02 -----END PRIVACY-ENHANCED MESSAGE-----