-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BiZn4741OMS4ENe1kJOiw31At3pbXBALSK6NjDFD+0jdD6p/rMNO6vhRolyPKLLd 4z8QlnnpjPuuFwt+ldv+1w== 0001014776-08-000017.txt : 20080926 0001014776-08-000017.hdr.sgml : 20080926 20080926114714 ACCESSION NUMBER: 0001014776-08-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080926 FILED AS OF DATE: 20080926 DATE AS OF CHANGE: 20080926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OKEEFFE JANE D CENTRAL INDEX KEY: 0001190029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 081090417 MAIL ADDRESS: STREET 1: C/O DAVIS-DINSMORE MANAGEMENT STREET 2: 65 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-09-26 0 0000793040 ELLSWORTH FUND LTD ECF 0001190029 OKEEFFE JANE D C/O DINSMORE CAPITAL MANAGEMENT 65 MADISON AVE MORRISTOWN NJ 07960 1 1 0 0 PRESIDENT Shares of Beneficial Interest 2008-09-26 4 P 0 100 5.977 A 13598.05 D Shares of Beneficial Interest 2008-09-26 4 P 0 1000 6.05 A 14598.05 D Shares of Beneficial Interest 2008-09-26 4 P 0 900 6.04 A 15498.05 D Includes 1,322 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan. In addition, the reporting person is the indirect beneficial owner of 1,832 additional shares. These additional shares consist of: (i) 916 shares held by an UTMA trust for her daughter's benefit. Includes 118 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan, and (ii) 916 shares held by an UTMA trust for her son's benefit. Includes 118 shares acquired on various dates in fiscal year 2008 under the ECF dividend reinvestment plan. /s/ Gary I. Levine, attorney-in-fact 2008-09-26 -----END PRIVACY-ENHANCED MESSAGE-----