-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VXTQnpS2CBxE1kDeBMY9OLYI9sQxjAhLQWbLng4sdONo7+wZQHx2qB4zZwy/2bpd Z0Fk8tqNlmgAiRtmo5oXxQ== 0001014776-06-000008.txt : 20060919 0001014776-06-000008.hdr.sgml : 20060919 20060919124452 ACCESSION NUMBER: 0001014776-06-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060915 FILED AS OF DATE: 20060919 DATE AS OF CHANGE: 20060919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLATT NICOLAS W CENTRAL INDEX KEY: 0001200361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 061097479 BUSINESS ADDRESS: BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: C/O DAVIS DINSMORE MANAGEMENT STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-09-15 0 0000793040 ELLSWORTH FUND LTD ECF 0001200361 PLATT NICOLAS W C/O DAVIS DINSMORE MANAGEMENT 65 MADISON AVENUE MORRISTOWN NJ 07960 1 0 0 0 Shares of Beneficial Interest 2006-09-15 4 P 0 500 8.0698 A 500 D On February 17, 2006, Ellsworth Fund, Inc., formerly known as Ellsworth Convertible Growth and Income Fund, Inc. (the "Fund"), a Maryland corporation, reorganized as Ellsworth Fund Ltd., a Delaware statutory trust, pursuant to a merger. The merger had the effect of changing the Fund's domicile and form of organization, but did not alter the proportionate interests of security holders. /s/ Gary I. Levine, attorney-in-fact 2006-09-19 -----END PRIVACY-ENHANCED MESSAGE-----