-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HY8zcneUBJJtRGDXyMMPeEe2rlOI80zNcByu6Gyv0y3uI2BgodfQYMmecwC4aHvp 92/a3XkVxXjwIOeaGJllbQ== 0000793040-96-000006.txt : 19960522 0000793040-96-000006.hdr.sgml : 19960522 ACCESSION NUMBER: 0000793040-96-000006 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19960331 FILED AS OF DATE: 19960521 SROS: AMEX FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 96570675 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE 4TH FL CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 2122699236 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: 4TH FLOOR CITY: MORRISTOWN STATE: NJ ZIP: 07960 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 03/31/96 000 C000000 0000793040 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND, I 001 B000000 811-4656 001 C000000 2016311177 002 A000000 65 MADISON AVENUE, 5TH FLOOR 002 B000000 MORRISTOWN 002 C000000 NJ 002 D010000 07960 002 D020000 7308 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 DAVIS/DINSMORE MANAGEMENT COMPANY 008 B000001 A 008 C000001 801-08123 008 D010001 MORRISTOWN 008 D020001 NJ 008 D030001 07960 008 D040001 7308 012 A000001 THE BANK OF NEW YORK 012 B000001 85-5006 012 C010001 NEW YORK 012 C020001 NY 012 C030001 10286 012 C040001 1258 013 A000001 COOPERS AND LYBRAND L.L.P. 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10019 013 B040001 6013 PAGE 2 015 A000001 THE BANK OF NEW YORK 015 B000001 C 015 C010001 NEW YORK 015 C020001 NY 015 C030001 10286 015 C040001 1258 015 E010001 X 018 000000 Y 019 A000000 N 019 B000000 0 020 A000001 GEORGE K. BAUM & CO. 020 B000001 44-0522232 020 C000001 3 020 A000002 BEAR, STEARNS & CO. INC. 020 B000002 13-3299429 020 C000002 2 020 A000003 PARALLAX GROUP, INC. 020 B000003 52-1718377 020 C000003 2 020 A000004 SMITH BARNEY INC. 020 B000004 13-1912900 020 C000004 2 020 A000005 SCHRODER, WERTHEIM & CO., INC. 020 B000005 13-2697272 020 C000005 2 020 A000006 GOLDMAN, SACHS & CO., INC. 020 B000006 13-5108880 020 C000006 1 020 A000007 WECHSLER & CO., INC. 020 B000007 13-1944376 020 C000007 1 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 13 022 A000001 GE CAPITAL SERVICES, INC. 022 B000001 13-1500700 022 C000001 75999 022 D000001 0 022 A000002 SEARS ROEBUCK ACCEPTANCE CORP. 022 B000002 51-0080535 022 C000002 32389 022 D000002 0 022 A000003 BAIRD, PATRICK & CO., INC. 022 B000003 13-2766571 022 C000003 3134 022 D000003 2604 022 A000004 DONALDSON, LUFKIN & JENRETTE CORP. 022 B000004 13-2741729 022 C000004 1649 022 D000004 1725 PAGE 3 022 A000005 GOLDMAN, SACHS & CO. 022 B000005 13-5108880 022 C000005 526 022 D000005 2143 022 A000006 WECHSLER & CO., INC. 022 B000006 13-1944376 022 C000006 974 022 D000006 794 022 A000007 SMITH BARNEY INC. 022 B000007 13-1912900 022 C000007 85 022 D000007 1433 022 A000008 BEAR, STEARNS & CO., INC. 022 B000008 13-3299429 022 C000008 1378 022 D000008 0 022 A000009 SALOMON BROTHERS INC. 022 B000009 13-3082694 022 C000009 1320 022 D000009 0 022 A000010 ROBERTSON, STEPHENS & CO. 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M000000 11 074 N000000 74750 074 O000000 128 074 P000000 48 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 6 074 S000000 0 074 T000000 74568 074 U010000 6644 074 U020000 0 074 V010000 11.22 074 V020000 0.00 074 W000000 0.0000 074 X000000 1373 074 Y000000 0 075 A000000 0 075 B000000 71679 076 000000 9.63 PAGE 9 077 A000000 Y 077 B000000 N 077 C000000 Y 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 C000000 800 081 A000000 Y 081 B000000 2 082 A000000 Y 082 B000000 50 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 28-9074106 087 A030000 ECF 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE GARY LEVINE TITLE TREASURER EX-99.1 2 May 13, 1996 Form N-SAR For Six months ending 03-31-96 File Number 811-4656 Item 77C At Registrant's Annual Meeting of Shareholders held on January 18, 1996, a proposal to amend the Articles of Incorporation, to require the Board of Directors to consider giving the shareholders the right to tender their shares during the current year, was voted upon. There were 727,361 affirmative votes and 2,066,069 negative votes cast for this proposal. EX-99.2 3 Form N-SAR For period ended 03/31/96 File Number 811-4656 This report is signed on behalf of the Registrant in the City of Morristown and State of New Jersey on the 13th day of May, 1996 Ellsworth Convertible Growth and Income Fund, Inc. Name of Registrant By: /s/ Gary I. Levine Gary I. Levine Treasurer Witness:/s/ Thomas H. Dinsmore Thomas H. Dinsmore President -----END PRIVACY-ENHANCED MESSAGE-----