-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MR/S/QRDmODRYXc86ij7TmsydPj4itVkKNFT5Ak2s+AbQvAlTtqWG3fOO+aKkO0E 0e5tCnnVFZcsGSx91nURZg== 0000793040-08-000006.txt : 20080528 0000793040-08-000006.hdr.sgml : 20080528 20080528160850 ACCESSION NUMBER: 0000793040-08-000006 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080528 DATE AS OF CHANGE: 20080528 EFFECTIVENESS DATE: 20080528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 08863671 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 NSAR-A 1 answer.fil PAGE 1 000 A000000 03/31/2008 000 C000000 0000793040 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ELLSWORTH FUND LTD. 001 B000000 811-04656 001 C000000 9736311177 002 A000000 65 MADISON AVENUE, SUITE 550 002 B000000 MORRISTOWN 002 C000000 NJ 002 D010000 07960 002 D020000 7308 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 DAVIS-DINSMORE MANAGEMENT COMPANY 008 B000001 A 008 C000001 801-08123 008 D010001 MORRISTOWN 008 D020001 NJ 008 D030001 07960 008 D040001 7308 010 A000001 DAVIS-DINSMORE MANAGEMENT COMPANY 010 B000001 801-08123 010 C010001 MORRISTOWN 010 C020001 NJ 010 C030001 07960 010 C040001 7308 012 A000001 AMERICAN STOCK TRANSFER & TRUST COMPANY 012 B000001 84-416 012 C010001 BROOKLYN 012 C020001 NY 012 C030001 11219 PAGE 2 013 A000001 TAIT, WELLER & BAKER LLP 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 015 A000001 BROWN BROTHERS HARRIMAN & CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 C040001 3661 015 E010001 X 018 000000 Y 019 A000000 N 019 B000000 0 020 A000001 J GIORDANO SECURITIES 020 B000001 06-1569801 020 C000001 6 020 A000002 GOLDMAN, SACHS, & CO., INC. 020 B000002 13-5108880 020 C000002 3 020 A000003 NATIXIS SECURITIES 020 B000003 13-3995170 020 C000003 1 020 A000004 CITIGROUP GLOBAL MARKETS 020 B000004 11-2418191 020 C000004 1 020 A000005 MORGAN STANLEY & CO., INC. 020 B000005 13-2655998 020 C000005 1 020 A000006 CREDIT SUISSE FIRST BOSTON CORP. 020 B000006 13-5659485 020 C000006 1 020 A000007 MERRIL LYNCH, PIERCE, FENNER & SMITH 020 B000007 13-5674085 020 C000007 0 020 A000008 JEFFERIES & CO., INC. 020 B000008 95-2622900 020 C000008 0 020 A000009 DEUTSCHE BANK ALEX. 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B000000 N 088 C000000 N 088 D000000 N SIGNATURE GARY LEVINE TITLE EXEC. VP EX-99.77Q3 OTHR EXHB 2 ex77q3.txt Sub-Item 77Q3: Other exhibits DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CUSTODIANS, THIS EXHIBIT PROVIDES ADDITIONAL INFORMATION FOR ITEMS 15A, 15B, 15C, 15D AND 15E. FOR PERIOD ENDING 03/31/2008 FILE NUMBER 811-04656 CUSTODIAN/SUB-CUSTODIAN filed for series 0. 15.A) Custodian/Sub-custodian: JPMorgan Chase Bank, N.A. B) Is this a Custodian or Sub-custodian? (C/S): C C) City: NEW YORK State: NY Zip Code: 10005 Zip Ext.: 1918 D) Foreign Country: Foreign Postal Code: E) Mark ONE of the following with an 'X': TYPE OF CUSTODY Member Nat'l Foreign Insurance Co. Bank Sec. Exchg. Self Custodian Sponsor Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other ------------ ------------ ---------- ---------- ------------- ----- X -----END PRIVACY-ENHANCED MESSAGE-----