-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J6uWLLWpFYYxKcWiiA8Iji3NZRtS738TjW/Pm9jbZTtXQ4P7WlrDQZ5nDLkt1opz v+LBDwrLGqhVfkVLEbj18g== 0000793040-05-000014.txt : 20051128 0000793040-05-000014.hdr.sgml : 20051128 20051128141205 ACCESSION NUMBER: 0000793040-05-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050208 FILED AS OF DATE: 20051128 DATE AS OF CHANGE: 20051128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AHALT GORDON F CENTRAL INDEX KEY: 0001041813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 051228048 MAIL ADDRESS: STREET 1: 13430 NW FRWY STREET 2: STE 350 CITY: HOUSTON STATE: TX ZIP: 77040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-02-08 0 0000793040 ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC ECF 0001041813 AHALT GORDON F C/O DAVIS-DINSMORE MANAGEMENT 65 MADISON AVENUE. SUITE 550 MORRISTOWN NJ 07960 1 0 0 0 Common Stock 2005-02-08 4 S 0 1200 7.99 D 0 I Spouse Common Stock 2400 D The reporting person's spouse sold assets in a brokerage account, including the reported shares of the issuer, in a private transaction. The reporting person disclaimed beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person was the beneficial owner of the securities for purposes of Section 16 or for any other purpose. /s/ Gary I. Levine, attorney-in-fact 2005-11-28 -----END PRIVACY-ENHANCED MESSAGE-----