-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TyIAWRMP0nNpjs2zhyHkUBh83xYpjRa9dpT7rbhtz4KEAMXQJHCRMHg203tTdUgo E3peFpFCdZyVf5JcAfSwmQ== 0000793040-03-000050.txt : 20031205 0000793040-03-000050.hdr.sgml : 20031205 20031205135523 ACCESSION NUMBER: 0000793040-03-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971031 FILED AS OF DATE: 20031205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINNICAN SALLY J CENTRAL INDEX KEY: 0001269051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 031039920 BUSINESS ADDRESS: STREET 1: C/O DAVIS DINSMORE MANAGEMENT STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: C/O DAVIS DINSMORE MANAGEMENT STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 1997-10-31 0 0000793040 ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC ECF 0001269051 FINNICAN SALLY J C/O DAVIS DINSMORE MANAGEMENT 65 MADISON AVENUE MORRISTOWN NJ 07960 0 0 0 1 Director of Investment Adviser Common Stock 1997-10-31 4 G 0 400 0 A 7063 D In addition, the reporting person is the indirect beneficial owner of 944 shares held by an UTMA trust for her son's benefit. This report is filed to report an acquisition of 400 shars gifted to the reporting person's son. /s/ Gary I. Levine, attorney-in-fact 2003-12-05 -----END PRIVACY-ENHANCED MESSAGE-----