-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B4hQO4yGwkxgB0ST/v8nW8Swz6nAhmxwMv451gF7/wysH8VluZmArHNvKN5UBd0s 5tbxW0nYbWixjL8yKY320g== 0000793040-03-000048.txt : 20031203 0000793040-03-000048.hdr.sgml : 20031203 20031203112634 ACCESSION NUMBER: 0000793040-03-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORTIZ GERMAINE M CENTRAL INDEX KEY: 0001190027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 031034356 MAIL ADDRESS: STREET 1: C/O DAVIS-DINSMORE MANAGEMENT STREET 2: 65 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-01 0 0000793040 ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC ECF 0001190027 ORTIZ GERMAINE M C/O DAVIS-DINSMORE MANAGEMENT 65 MADISON AVE MORRISTOWN NJ 07960 0 1 0 0 Vice President Common Stock 2003-12-01 4 A 0 133 7.97 A 1575 D These shares were acquired in the Fund's 2003 Rights Offering pursuant to the Over-Subscription Privilege. Only shareholders who subscribed for all shares allocated to them in the Primary Subscription were able to participate in the Over-Subscription Privilege. The 2003 Rights Offering was approved by the Fund's Board of Directors. Based on the subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the American Stock Exchange ("AMEX") on November 20, 2003 and the four preceding trading days. Includes 16 shares acquired on November 26, 2003 under the ECF dividend reinvestment plan. /s/ Gary I. Levine, attorney-in-fact 2003-12-03 -----END PRIVACY-ENHANCED MESSAGE-----