-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LPPB80RgeFpNg+79m0S2cgLzPfUWtE4bGbeNG1STDpfB9Ukyk8xxSOuFUBWo032X A7fJsiQkhnxwSbmjfBFUaw== 0000793040-03-000046.txt : 20031202 0000793040-03-000046.hdr.sgml : 20031202 20031202160227 ACCESSION NUMBER: 0000793040-03-000046 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031128 FILED AS OF DATE: 20031202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 031032800 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 4/A 2003-11-28 2003-12-02 0 0000793040 ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC ECF 0001014776 DAVIS DINSMORE MANAGEMENT CO/NJ 65 MADISON AVE SUITE 550 MORRISTOWN NJ 07960 0 0 0 1 Investment Adviser Common Stock 2003-11-28 4 A 0 1160 7.53 A 17699 D The previous Form 4 filed on Dec. 2, 2003 inadvertently reported "P" as the transaction code. These shares were acquired in the Fund's 2003 Rights Offering pursuant to the Over-Subscription Privilege. Only shareholders who subscribed for all shares allocated to them in the Primary Subscription were able to participate in the Over-Subscription Privilege. The 2003 Rights Offering was approved by the Fund's Board of Directors. Based on the subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the American Stock Exchange ("AMEX") on November 20, 2003 and the four preceding trading days. Includes 182 shares acquired on November 26, 2003 under the ECF dividend reinvestment plan. /s/ Gary I. Levine 2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----