-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tbedh1YoJi4dRZgezlXd2rdOv8QAegb5ySkVEyPKfEMd5fBSQR8gyTNCdsnpJRyz vSls4Ur/sKnQzwy1OZlaIw== 0000793040-03-000036.txt : 20031121 0000793040-03-000036.hdr.sgml : 20031121 20031121132749 ACCESSION NUMBER: 0000793040-03-000036 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031105 FILED AS OF DATE: 20031121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALSTED DONALD M JR CENTRAL INDEX KEY: 0001200358 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 031017489 BUSINESS ADDRESS: STREET 1: C/O DAVIS DINSMORE MANAGEMENT STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: C/O DAVIS DINSMORE MANAGEMENT STREET 2: 65 MADISON AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 4/A 2003-11-05 2003-11-05 0 0000793040 ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC ECF 0001200358 HALSTED DONALD M JR C/O DAVIS DINSMORE MANAGEMENT 65 MADISON AVENUE MORRISTOWN NJ 07960 1 0 0 0 Common Stock 2003-11-05 4 X 0 142 7.76 A 2489 D Subscription Rights (Right to buy) 7.76 2003-11-05 4 X 0 852 0 D 2003-10-17 2003-11-19 Common Stock 142 1500 D Based on an estimated subscription price per share of 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the American Stock Exchange ("AMEX") on October 14, 2003 and the four preceding trading days. The actual subscription price per share will be the lesser of (A) 95% of the net asset value per share of the ECF's Common Stock on the AMEX on November 20, 2003, or (B) 95% of the average of the volume-weighted average sales prices of a share of the ECF's Common Stock on the AMEX on November 20, 2003 and the four preceding trading days. Includes 191 shares acquired on various dates in fiscal years 1990 through 2003 under the ECF dividend reinvestment plan. /s/ Gary I. Levine, attorney-in-fact 2003-11-21 -----END PRIVACY-ENHANCED MESSAGE-----