0000899243-20-024799.txt : 20200909
0000899243-20-024799.hdr.sgml : 20200909
20200909200125
ACCESSION NUMBER: 0000899243-20-024799
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200908
FILED AS OF DATE: 20200909
DATE AS OF CHANGE: 20200909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Societe des Produits Nestle S.A.
CENTRAL INDEX KEY: 0001803539
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38901
FILM NUMBER: 201167515
BUSINESS ADDRESS:
STREET 1: AVENUE NESTLE 55
CITY: VEVEY
STATE: V8
ZIP: CH-1800
BUSINESS PHONE: 41-21-924-1111
MAIL ADDRESS:
STREET 1: AVENUE NESTLE 55
CITY: VEVEY
STATE: V8
ZIP: CH-1800
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NESTLE SA
CENTRAL INDEX KEY: 0000792990
STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000]
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38901
FILM NUMBER: 201167516
BUSINESS ADDRESS:
STREET 1: AVE NESELE 55, CH-1800
CITY: VEVEY
STATE: V8
BUSINESS PHONE: 01141219241111
MAIL ADDRESS:
STREET 1: AVE NESTLE 55
STREET 2: CH-1800
CITY: VEVEY
STATE: V8
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axcella Health Inc.
CENTRAL INDEX KEY: 0001633070
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 840 MEMORIAL DRIVE
STREET 2: THIRD FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-868-0949
MAIL ADDRESS:
STREET 1: 840 MEMORIAL DRIVE
STREET 2: THIRD FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: Pronutria Biosciences, Inc.
DATE OF NAME CHANGE: 20150206
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-08
0
0001633070
Axcella Health Inc.
AXLA
0001803539
Societe des Produits Nestle S.A.
AVENUE NESTLE 55
CH-1800, VEVEY
V8
SWITZERLAND
0
0
1
0
0000792990
NESTLE SA
AVENUE NESTLE 55
CH-1800, VEVEY
V8
SWITZERLAND
0
0
1
0
Common Stock
2020-09-08
4
J
0
4305541
4.42
A
4305541
D
This transaction constitutes an internal transfer of 4,305,541 shares of Common Stock from Nestle Health Science US Holdings, Inc. ("NHS") to Societe des Products Nestle S.A. ("SPN"). The Common Stock was held by NHS. NHS is a wholly owned subsidiary of NIMCO US, Inc. ("NIMCO"). NIMCO, in turn, is a wholly-owned subsidiary of Nestle US Holdco, Inc. ("Nestle US Holdco"), which is a wholly-owned subsidiary of SPN. The ultimate parent company of NHS, NIMCO, Nestle US Holdco and SPN is Nestle S.A. ("Nestle"). Following the transfer, SPN and Nestle may be deemed to share voting and investment power with respect to all shares of Common Stock. Nestle disclaims beneficial ownership of such shares of Common Stock except to the extent of its pecuniary interest therein. Subsequent to this internal transfer, each of NHS, NIMCO, and Nestle US Holdco no longer hold any shares of Common Stock and are therefore no longer Reporting Owners.
/s/ NESTLE HEALTH SCIENCE US HOLDINGS, INC. By: Name: James Pepin, Title: Director and President
2020-09-09
/s/ NIMCO US, INC. By: Name: Dan Nugent, Title: Chief Legal Officer and General Counsel
2020-09-09
/s/ NESTLE US HOLDCO, INC. By: Name: Michael Prewitt, Title: Secretary
2020-09-09
/s/ NESTLE S.A. By: Name: Gregory Behar, Title: Deputy Executive Vice President
2020-09-09