0000899243-20-024799.txt : 20200909 0000899243-20-024799.hdr.sgml : 20200909 20200909200125 ACCESSION NUMBER: 0000899243-20-024799 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Societe des Produits Nestle S.A. CENTRAL INDEX KEY: 0001803539 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38901 FILM NUMBER: 201167515 BUSINESS ADDRESS: STREET 1: AVENUE NESTLE 55 CITY: VEVEY STATE: V8 ZIP: CH-1800 BUSINESS PHONE: 41-21-924-1111 MAIL ADDRESS: STREET 1: AVENUE NESTLE 55 CITY: VEVEY STATE: V8 ZIP: CH-1800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NESTLE SA CENTRAL INDEX KEY: 0000792990 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38901 FILM NUMBER: 201167516 BUSINESS ADDRESS: STREET 1: AVE NESELE 55, CH-1800 CITY: VEVEY STATE: V8 BUSINESS PHONE: 01141219241111 MAIL ADDRESS: STREET 1: AVE NESTLE 55 STREET 2: CH-1800 CITY: VEVEY STATE: V8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axcella Health Inc. CENTRAL INDEX KEY: 0001633070 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: THIRD FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-868-0949 MAIL ADDRESS: STREET 1: 840 MEMORIAL DRIVE STREET 2: THIRD FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Pronutria Biosciences, Inc. DATE OF NAME CHANGE: 20150206 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-08 0 0001633070 Axcella Health Inc. AXLA 0001803539 Societe des Produits Nestle S.A. AVENUE NESTLE 55 CH-1800, VEVEY V8 SWITZERLAND 0 0 1 0 0000792990 NESTLE SA AVENUE NESTLE 55 CH-1800, VEVEY V8 SWITZERLAND 0 0 1 0 Common Stock 2020-09-08 4 J 0 4305541 4.42 A 4305541 D This transaction constitutes an internal transfer of 4,305,541 shares of Common Stock from Nestle Health Science US Holdings, Inc. ("NHS") to Societe des Products Nestle S.A. ("SPN"). The Common Stock was held by NHS. NHS is a wholly owned subsidiary of NIMCO US, Inc. ("NIMCO"). NIMCO, in turn, is a wholly-owned subsidiary of Nestle US Holdco, Inc. ("Nestle US Holdco"), which is a wholly-owned subsidiary of SPN. The ultimate parent company of NHS, NIMCO, Nestle US Holdco and SPN is Nestle S.A. ("Nestle"). Following the transfer, SPN and Nestle may be deemed to share voting and investment power with respect to all shares of Common Stock. Nestle disclaims beneficial ownership of such shares of Common Stock except to the extent of its pecuniary interest therein. Subsequent to this internal transfer, each of NHS, NIMCO, and Nestle US Holdco no longer hold any shares of Common Stock and are therefore no longer Reporting Owners. /s/ NESTLE HEALTH SCIENCE US HOLDINGS, INC. By: Name: James Pepin, Title: Director and President 2020-09-09 /s/ NIMCO US, INC. By: Name: Dan Nugent, Title: Chief Legal Officer and General Counsel 2020-09-09 /s/ NESTLE US HOLDCO, INC. By: Name: Michael Prewitt, Title: Secretary 2020-09-09 /s/ NESTLE S.A. By: Name: Gregory Behar, Title: Deputy Executive Vice President 2020-09-09