0001567619-20-005345.txt : 20200302 0001567619-20-005345.hdr.sgml : 20200302 20200302171724 ACCESSION NUMBER: 0001567619-20-005345 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200302 DATE AS OF CHANGE: 20200302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwarz Jeffrey M. CENTRAL INDEX KEY: 0001611588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 20678285 MAIL ADDRESS: STREET 1: 86470 FRANKLIN BLVD CITY: EUGENE STATE: OR ZIP: 97405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2020-02-28 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001611588 Schwarz Jeffrey M. 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 Group President-Agg & Mining Common Stock 2020-02-28 4 A 0 6818 38.65 A 11625 D Common Stock 2020-02-28 4 F 0 489 38.65 D 11136 D Phantom Stock Common Stock 945.9228 945.9228 D Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan. Reported transaction represents 489 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,646 RSUs. Total holdings include 1,157 shares of common stock issued upon the vesting of the aforementioned RSUs. Robert C Taylor, attorney in fact for Jeffrey M Schwarz 2020-03-02