0001567619-19-017808.txt : 20190903 0001567619-19-017808.hdr.sgml : 20190903 20190903173126 ACCESSION NUMBER: 0001567619-19-017808 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190829 FILED AS OF DATE: 20190903 DATE AS OF CHANGE: 20190903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwarz Jeffrey M. CENTRAL INDEX KEY: 0001611588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 191072852 MAIL ADDRESS: STREET 1: 86470 FRANKLIN BLVD CITY: EUGENE STATE: OR ZIP: 97405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2019-08-29 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001611588 Schwarz Jeffrey M. 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 Group President-Agg & Mining Common Stock 2850 D Common Stock 544 D Phantom Stock 2019-08-29 4 A 0 3.2777 28.0317 A Common Stock 3.2777 838.5493 D Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of quarterly dividends on Astec common stock held in the participants SERP account as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert C Taylor, attorney in fact for Jeffrey M Schwarz 2019-09-03