X0306 4 2016-11-28 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001611588 Schwarz Jeffrey M. 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-JCI Common Stock 2318 D Phantom Stock 2016-11-28 4 A 0 0.5342 66.8833 A Common Stock 0.5342 357.8316 D Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Robert C Taylor, attorney in fact for Jeffrey M Schwarz 2016-11-30