X0306 4 2016-11-28 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001570202 Haven Matthew B 10910 N INDUSTRAIL DRIVE MEQUON WI 53092 0 1 0 0 President-Telsmith Common Stock 1900 D Common Stock 989.3719 I by 401K Plan Common Stock 1952 D Phantom Shares 2016-11-28 4 A 0 0.8107 66.8833 A Common Stock 0.8107 542.9943 D Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Shares held in the reporting person's 401k plan are based upon a plan statement dated November 29, 2016. Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for Matthew B. Haven 2016-11-30