X0306 4 2016-11-28 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103157 SMITH W NORMAN 4101 JEROME AVENUE CHATTANOOGA TN 37407 1 1 0 0 Vice Chairman Common Stock 98406 I W.N. Smith Living Trust Common Stock 9390 D Phantom Stock 2016-11-28 4 A 0 36.9566 66.8833 A Common Stock 36.9566 24754.6664 D Transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held by the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for W. Norman Smith 2016-11-30